-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NgLjXPwuHmNfvrj8XV272qbujRDP69r0BSXVy4Xj1U3GTImuIZ/M72BhWRUMSeg2 jHC8bResl3DJcM5iK5dB8Q== 0001208646-09-000075.txt : 20090320 0001208646-09-000075.hdr.sgml : 20090320 20090320073436 ACCESSION NUMBER: 0001208646-09-000075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20090320 DATE AS OF CHANGE: 20090320 EFFECTIVENESS DATE: 20090320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 09694552 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c100245.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Senior Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: __________________________ London March 20, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $419,503 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE
Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($'000) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE ACCENTURE LTD-CL A COM BMG1150G1 1,461 40,000 SH Sole 40,000 ACE LTD COM KYG0070K1 674 11,500 SH Sole 11,500 ACTIVE POWER INC COM 00504W100 1,300 492,500 SH Sole 492,500 AGILENT TECHNOLOGIES INC COM 00846U101 683 21,300 SH Sole 21,300 ALLERGAN INC COM 18490102 548 4,682 SH Sole 4,682 ALTRIA GROUP INC COM 02209S103 676 7,700 SH Sole 7,700 AMERICAN EXPRESS CO COM 25816109 711 12,300 SH Sole 12,300 AMERICAN SUPERCONDUCTOR CORP COM 30111108 2,203 226,600 SH Sole 226,600 AMGEN INC COM 31162100 554 7,400 SH Sole 7,400 APPLIED MATERIALS INC COM 38222105 437 25,000 SH Sole 25,000 AUTODESK INC COM 52769106 634 15,000 SH Sole 15,000 AVAYA INC COM 53499109 229 18,000 SH Sole 18,000 AVERY DENNISON CORP COM 53611109 616 9,100 SH Sole 9,100 BANK OF AMERICA CORP COM 60505104 1,127 21,500 SH Sole 21,500 BANK OF NEW YORK CO INC COM 64057102 365 9,000 SH Sole 9,000 BARD (C.R.) INC COM 67383109 577 7,000 SH Sole 7,000 BAXTER INTERNATIONAL INC COM 71813109 719 14,500 SH Sole 14,500 BIO-REFERENCE LABS INC COM 09057G602 790 35,000 SH Sole 35,000 BMC SOFTWARE INC COM 55921100 913 27,000 SH Sole 27,000 BOSTON SCIENTIFIC CORP COM 101137107 557 31,564 SH Sole 31,564 BROADCOM CORP-CL A COM 111320107 583 18,750 SH Sole 18,750 CADIZ INC COM 127537207 3,246 130,691 SH Sole 130,691 CASELLA WASTE SYSTEMS INC-A COM 147448104 5,766 482,500 SH Sole 482,500 CEVA INC COM 157210105 217 30,000 SH Sole 30,000 CHECK POINT SOFTWARE TECH COM IL0010824 2,435 105,000 SH Sole 105,000 CHEVRON CORP COM 166764100 1,753 24,516 SH Sole 24,516 CISCO SYSTEMS INC COM 17275R102 3,021 115,200 SH Sole 115,200 CITIGROUP INC COM 172967101 232 4,300 SH Sole 4,300 COGNIZANT TECH SOLUTIONS-A COM 192446102 1,250 15,000 SH Sole 15,000 COLGATE-PALMOLIVE CO COM 194162103 792 12,000 SH Sole 12,000 COMCAST CORP-CL A COM 20030N101 281 6,470 SH Sole 6,470 COMCAST CORP-SPECIAL CL A COM 20030N200 969 22,700 SH Sole 22,700 CORNING INC COM 219350105 2,661 125,750 SH Sole 125,750 COVANTA HOLDING CORP COM 2.23E+106 4,109 172,875 SH Sole 172,875 CTRIP.COM INTERNATIONAL-ADR ADR 22943F100 2,093 30,000 SH Sole 30,000 CVS CORP COM 126650100 1,703 52,000 SH Sole 52,000 DEERE & CO COM 244199105 1,098 11,300 SH Sole 11,300 DELL INC COM 24702R101 1,268 52,500 SH Sole 52,500 DOLLAR GENERAL CORP COM 256669102 834 50,000 SH Sole 50,000 EBAY INC COM 278642103 1,369 42,200 SH Sole 42,200 ECHOSTAR COMMUNICATIONS - A COM 278762109 1,498 38,000 SH Sole 38,000 EMC CORP/MASS COM 268648102 1,322 94,600 SH Sole 94,600 EMERSON ELECTRIC CO COM 291011104 1,056 24,000 SH Sole 24,000 EXPEDIA INC COM 30212P105 413 20,000 SH Sole 20,000 EXXON MOBIL CORP COM 30231G102 893 12,150 SH Sole 12,150 FRIEDMAN BILLINGS RAMSEY-A COM 358434108 96 12,533 SH Sole 12,533 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 363 18,000 SH Sole 18,000 FUEL TECH INC COM 359523107 5,247 196,892 SH Sole 196,892 FUELCELL ENERGY INC COM 35952H106 2,811 478,118 SH Sole 478,118 GENERAL ELECTRIC CO COM 369604103 607 16,700 SH Sole 16,700 GOLDEN TELECOM INC COM 38122G107 4,872 95,000 SH Sole 95,000 GOLDMAN SACHS GROUP INC COM 38141G104 111,436 523,000 SH Sole 523,000 GOLDMAN SACHS GROUP INC CFD CFDNP 38141G104 3,835 18,000 SH Sole 18,000 HALLIBURTON CO COM 406216101 1,213 40,800 SH Sole 40,800 HARSCO CORP COM 415864107 8,288 101,680 SH Sole 101,680 HEADWATERS INC COM 42210P102 2,982 94,465 SH Sole 94,465 HONEYWELL INTERNATIONAL INC COM 438516106 1,954 44,200 SH Sole 44,200 HYDROGENICS CORP COM 448882100 614 590,608 SH Sole 590,608 IAC/INTERACTIVECORP COM 44919P300 763 20,000 SH Sole 20,000 ICICI BANK LTD-SPON ADR ADR 45104G104 432 9,817 SH Sole 9,817 INFOSYS TECHNOLOGIES-SP ADR ADR 456788108 2,272 40,000 SH Sole 40,000 INGERSOLL-RAND CO LTD-CL A COM BMG4776G1 1,117 27,000 SH Sole 27,000 INTERMAGNETICS GENERAL CORP COM 458771102 357 13,000 SH Sole 13,000 INTL BUSINESS MACHINES CORP COM 459200101 614 6,300 SH Sole 6,300 ITRON INC COM 465741106 5,662 101,600 SH Sole 101,600 IXIA COM 45071R109 187 20,000 SH Sole 20,000 JANUS CAPITAL GROUP INC COM 47102X105 209 10,000 SH Sole 10,000 JOHNSON CONTROLS INC COM 478366107 4,614 50,000 SH Sole 50,000 JPMORGAN CHASE & CO COM 46625H100 1,042 20,747 SH Sole 20,747 KRAFT FOODS INC-A COM 50075N104 542 15,600 SH Sole 15,600 KRISPY KREME DOUGHNUTS INC COM 501014104 345 27,000 SH Sole 27,000 KROGER CO COM 501044101 1,420 59,000 SH Sole 59,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 244 16,000 SH Sole 16,000 LINCOLN NATIONAL CORP COM 534187109 327 5,000 SH Sole 5,000 MAGYAR TELEKOM TELE-SPON ADR ADR 559776109 406 16,000 SH Sole 16,000 MARSH & MCLENNAN COS COM 571748102 494 16,680 SH Sole 16,680 MEDTRONIC INC COM 585055106 1,706 31,950 SH Sole 31,950 MELLON FINANCIAL CORP COM 58551A108 391 9,000 SH Sole 9,000 MICROSOFT CORP COM 594918104 3,008 98,770 SH Sole 98,770 MICROTUNE INC COM 59514P109 203 40,000 SH Sole 40,000 MOBILE TELESYSTEMS-SP ADR ADR 607409109 84,089 1,574,700 SH Sole 1,574,700 MONSANTO CO COM 61166W101 2,923 53,300 SH Sole 53,300 MOODY'S CORP COM 615369105 402 5,600 SH Sole 5,600 NALCO HOLDING CO COM 62985Q101 456 20,300 SH Sole 20,300 NDS GROUP PLC-SPONS ADR ADR 628891103 717 15,000 SH Sole 15,000 NEWS CORP-CLASS B COM 6.52E+207 675 28,000 SH Sole 28,000 OCCIDENTAL PETROLEUM CORP COM 674599105 1,140 25,100 SH Sole 25,100 ORACLE CORP COM 68389X105 2,014 118,600 SH Sole 118,600 PALL CORP COM 696429307 4,925 143,800 SH Sole 143,800 PENTAIR INC COM 709631105 893 30,000 SH Sole 30,000 PEPSICO INC COM 713448108 1,082 16,800 SH Sole 16,800 PFIZER INC COM 717081103 422 16,000 SH Sole 16,000 PITNEY BOWES INC COM 724479100 722 15,000 SH Sole 15,000 PROCTER & GAMBLE CO COM 742718109 1,892 29,150 SH Sole 29,150 PRUDENTIAL FINANCIAL INC COM 744320102 701 8,000 SH Sole 8,000 QUANTA SERVICES INC COM 7.48E+106 207 10,000 SH Sole 10,000 RAYTHEON COMPANY COM 755111507 1,270 24,500 SH Sole 24,500 REGAL BELOIT COM 758750103 538 11,000 SH Sole 11,000 REPUBLIC SERVICES INC COM 760759100 6,963 164,100 SH Sole 164,100 SCHERING-PLOUGH CORP COM 806605101 741 29,500 SH Sole 29,500 SPRINT NEXTEL CORP COM 852061100 1,274 72,695 SH Sole 72,695 STERICYCLE INC COM 858912108 4,763 63,910 SH Sole 63,910 SUN MICROSYSTEMS INC COM 866810104 1,427 225,000 SH Sole 225,000 SUNOPTA INC COM 8676EP108 648 61,000 SH Sole 61,000 TIME WARNER INC COM 887317105 1,984 90,000 SH Sole 90,000 UNIBANCO-GDR ADR 9.05E+111 631 6,715 SH Sole 6,715 UNITED NATURAL FOODS INC COM 911163103 4,183 124,000 SH Sole 124,000 UNITED TECHNOLOGIES CORP COM 913017109 344 5,200 SH Sole 5,200 UTEK CORP EQTY 91759P106 980 90,163 SH Sole 90,163 VIMPELCOM-SP ADR ADR 68370R109 52,261 618,762 SH Sole 618,762 VISTAPRINT LTD COM BMG937622 864 23,800 SH Sole 23,800 WAL-MART STORES INC COM 931142103 833 17,300 SH Sole 17,300 WATERS CORP COM 941848103 1,468 26,100 SH Sole 26,100 WHOLE FOODS MARKET INC COM 966837106 2,022 46,980 SH Sole 46,980 WIPRO LTD-ADR ADR 97651M109 856 50,000 SH Sole 50,000 WYETH COM 983024100 1,193 23,200 SH Sole 23,200 YAHOO! INC COM 984332106 1,340 47,500 SH Sole 47,500 ZOLTEK COMPANIES INC COM 98975W104 2,355 94,500 SH Sole 94,500
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