-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tm1pZLnlW8Luw9biuq1f9w96NIMMuxm3wwiwYdzViAJW/W9WhQKZK+wM2BPhxYKq JGoQ+jcWGScymV4We1FLZQ== 0001208646-09-000063.txt : 20090316 0001208646-09-000063.hdr.sgml : 20090316 20090316121426 ACCESSION NUMBER: 0001208646-09-000063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20090316 DATE AS OF CHANGE: 20090316 EFFECTIVENESS DATE: 20090316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 09683156 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c100219.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Senior Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: __________________________ London March 16, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $498,464 (thousands) List of Other Included Managers: None. FORM 13F INFORMATION TABLE
Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($'000) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE 3SBIO INC-ADR COM 88575Y105 2,560 250,000 SH Sole 250,000 ACCENTURE LTD-CL A COM BMG1150G1 1,597 40,000 SH Sole 40,000 ACE LTD COM KYG0070K1 712 11,500 SH Sole 11,500 ACTIVE POWER INC COM 00504W100 92 61,000 SH Sole 61,000 AGILENT TECHNOLOGIES INC COM 00846U101 1,373 36,300 SH Sole 36,300 ALLERGAN INC COM 18490102 574 4,682 SH Sole 4,682 ALTRIA GROUP INC COM 02209S103 539 7,700 SH Sole 7,700 AMERICAN EXPRESS CO COM 25816109 787 12,300 SH Sole 12,300 AMERICAN SUPERCONDUCTOR CORP COM 30111108 3,349 226,600 SH Sole 226,600 AMGEN INC COM 31162100 402 7,400 SH Sole 7,400 APPLIED MATERIALS INC COM 38222105 479 25,000 SH Sole 25,000 AU OPTRONICS CORP-SPON ADR ADR 2255107 2,830 181,516 SH Sole 181,516 AUTODESK INC COM 52769106 657 15,000 SH Sole 15,000 AVAYA INC COM 53499109 248 18,000 SH Sole 18,000 AVERY DENNISON CORP COM 53611109 589 9,100 SH Sole 9,100 BANCO ITAU HOLDING FIN-ADR COM 59602201 698 15,891 SH Sole 15,891 BANK OF AMERICA CORP COM 60505104 1,099 21,500 SH Sole 21,500 BANK OF NEW YORK CO INC COM 64057102 371 9,000 SH Sole 9,000 BARD (C.R.) INC COM 67383109 582 7,000 SH Sole 7,000 BAXTER INTERNATIONAL INC COM 71813109 838 14,500 SH Sole 14,500 BIO-REFERENCE LABS INC COM 09057G602 897 35,000 SH Sole 35,000 BMC SOFTWARE INC COM 55921100 839 27,000 SH Sole 27,000 BOSTON SCIENTIFIC CORP COM 101137107 499 31,564 SH Sole 31,564 BROADCOM CORP-CL A COM 111320107 598 18,750 SH Sole 18,750 CADIZ INC COM 127537207 3,088 135,419 SH Sole 135,419 CASELLA WASTE SYSTEMS INC-A COM 147448104 4,392 471,797 SH Sole 471,797 CEVA INC COM 157210105 218 30,000 SH Sole 30,000 CHECK POINT SOFTWARE TECH COM IL0010824 1,313 55,000 SH Sole 55,000 CHEVRON CORP COM 166764100 1,979 24,516 SH Sole 24,516 CISCO SYSTEMS INC COM 17275R102 3,050 115,200 SH Sole 115,200 CITIGROUP INC COM 172967101 236 4,300 SH Sole 4,300 COGNIZANT TECH SOLUTIONS-A COM 192446102 1,166 15,000 SH Sole 15,000 COLGATE-PALMOLIVE CO COM 194162103 810 12,000 SH Sole 12,000 COMCAST CORP-CL A COM 20030N101 264 9,705 SH Sole 9,705 COMCAST CORP-SPECIAL CL A COM 20030N200 909 34,050 SH Sole 34,050 CORNING INC COM 219350105 2,997 125,750 SH Sole 125,750 COVANTA HOLDING CORP COM 2.23E+106 4,487 181,457 SH Sole 181,457 CTC MEDIA INC COM 12642X106 741 30,500 SH Sole 30,500 CVS CAREMARK CORP COM 126650100 1,982 52,000 SH Sole 52,000 DEERE & CO COM 244199105 1,338 11,300 SH Sole 11,300 DELL INC COM 24702R101 1,361 52,500 SH Sole 52,500 DOLLAR GENERAL CORP COM 256669102 1,074 50,000 SH Sole 50,000 DOW CHEMICAL COM 260543103 294 6,350 SH Sole 6,350 EBAY INC COM 278642103 1,403 42,200 SH Sole 42,200 ECHOSTAR COMMUNICATIONS - A COM 278762109 1,861 38,000 SH Sole 38,000 EMC CORP/MASS COM 268648102 1,492 94,600 SH Sole 94,600 EMERSON ELECTRIC CO COM 291011104 1,107 24,000 SH Sole 24,000 EXPEDIA INC COM 30212P105 489 20,000 SH Sole 20,000 EXXON MOBIL CORP COM 30231G102 990 12,150 SH Sole 12,150 FIRST DATA CORP COM 319963104 261 8,000 SH Sole 8,000 FRIEDMAN BILLINGS RAMSEY-A COM 358434108 70 12,533 SH Sole 12,533 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 310 18,000 SH Sole 18,000 FUEL TECH INC COM 359523107 5,085 208,059 SH Sole 208,059 FUELCELL ENERGY INC COM 35952H106 2,627 404,119 SH Sole 404,119 GENERAL ELECTRIC CO COM 369604103 615 16,700 SH Sole 16,700 GMARKET INC-ADR COM 38012G100 599 30,000 SH Sole 30,000 GOLDEN TELECOM INC COM 38122G107 3,497 66,000 SH Sole 66,000 GOLDMAN SACHS GROUP INC COM 38141G104 70,404 310,000 SH Sole 310,000 GOLDMAN SACHS GROUP INC CFD CFDNP 38141G104 2,725 12,000 SH Sole 12,000 HALLIBURTON CO COM 406216101 1,452 40,800 SH Sole 40,800 HARSCO CORP COM 415864107 10,393 199,402 SH Sole 199,402 HEADWATERS INC COM 42210P102 2,914 92,313 SH Sole 92,313 HERTZ GLOBAL HOLDINGS INC COM 42805T105 523 24,000 SH Sole 24,000 HONEYWELL INTERNATIONAL INC COM 438516106 2,570 44,200 SH Sole 44,200 IAC/INTERACTIVECORP COM 44919P300 683 20,000 SH Sole 20,000 INFOSYS TECHNOLOGIES-SP ADR ADR 456788108 2,058 40,000 SH Sole 40,000 INGERSOLL-RAND CO LTD-CL A COM BMG4776G1 490 10,000 SH Sole 10,000 INTERACTIVE BROKERS GRO-CL A COM 45841N107 1,230 49,184 SH Sole 49,184 INTL BUSINESS MACHINES CORP COM 459200101 667 6,300 SH Sole 6,300 ITRON INC COM 465741106 6,899 101,600 SH Sole 101,600 JANUS CAPITAL GROUP INC COM 47102X105 262 10,000 SH Sole 10,000 JOHNSON CONTROLS INC COM 478366107 6,339 57,875 SH Sole 57,875 JPMORGAN CHASE & CO COM 46625H100 1,081 20,407 SH Sole 20,407 KOOKMIN BANK-SPON ADR ADR 50049M109 2,147 23,000 SH Sole 23,000 KRAFT FOODS INC-A COM 50075N104 1,212 37,000 SH Sole 37,000 KRISPY KREME DOUGHNUTS INC COM 501014104 144 17,000 SH Sole 17,000 KROGER CO COM 501044101 1,738 59,000 SH Sole 59,000 L-1 IDENTITY SOLUTIONS INC COM 50212A106 308 16,000 SH Sole 16,000 LINCOLN NATIONAL CORP COM 534187109 372 5,000 SH Sole 5,000 MARSH & MCLENNAN COS COM 571748102 515 16,680 SH Sole 16,680 MEDTRONIC INC COM 585055106 1,670 31,950 SH Sole 31,950 MELLON FINANCIAL CORP COM 58551A108 393 9,000 SH Sole 9,000 METRETEK TECHNOLOGIES INC COM 59159Q107 153 13,054 SH Sole 13,054 MICROSOFT CORP COM 594918104 3,069 98,770 SH Sole 98,770 MOBILE TELESYSTEMS-SP ADR ADR 607409109 108,447 1,930,000 SH Sole 1,930,000 MONSANTO CO COM 61166W101 3,292 53,300 SH Sole 53,300 MOODY'S CORP COM 615369105 382 5,600 SH Sole 5,600 NALCO HOLDING CO COM 62985Q101 506 20,300 SH Sole 20,300 NDS GROUP PLC-SPONS ADR ADR 628891103 772 15,000 SH Sole 15,000 NEWS CORP-CLASS B COM 6.52E+207 658 28,000 SH Sole 28,000 OCCIDENTAL PETROLEUM CORP COM 674599105 1,330 25,100 SH Sole 25,100 ORACLE CORP COM 68389X105 2,252 118,600 SH Sole 118,600 PALL CORP COM 696429307 7,265 171,800 SH Sole 171,800 PENTAIR INC COM 709631105 1,025 30,000 SH Sole 30,000 PEPSICO INC COM 713448108 1,153 16,800 SH Sole 16,800 PFIZER INC COM 717081103 437 16,000 SH Sole 16,000 PITNEY BOWES INC COM 724479100 711 15,000 SH Sole 15,000 PROCTER & GAMBLE CO COM 742718109 1,846 29,150 SH Sole 29,150 PRUDENTIAL FINANCIAL INC COM 744320102 815 8,000 SH Sole 8,000 QWEST COMMUNICATIONS INTL COM 749121109 833 85,000 SH Sole 85,000 RAYTHEON COMPANY COM 755111507 1,331 24,500 SH Sole 24,500 REGAL BELOIT COM 758750103 3,306 71,550 SH Sole 71,550 REPUBLIC SERVICES INC COM 760759100 10,068 346,465 SH Sole 346,465 SCHERING-PLOUGH CORP COM 806605101 958 29,500 SH Sole 29,500 SIMCERE PHARMACEUTICAL-ADR ADR 82859P104 4,423 278,000 SH Sole 278,000 SPRINT NEXTEL CORP COM 852061100 1,483 72,695 SH Sole 72,695 STERICYCLE INC COM 858912108 7,158 82,603 SH Sole 82,603 SUN MICROSYSTEMS INC COM 866810104 1,152 225,000 SH Sole 225,000 SUNOPTA INC COM 8676EP108 2,682 241,000 SH Sole 241,000 TELVENT GIT SA COM ES0178495 238 13,054 SH Sole 13,054 TIFFANY & CO COM 886547108 230 4,625 SH Sole 4,625 TIME WARNER INC COM 887317105 1,944 90,000 SH Sole 90,000 TYCO INTERNATIONAL LTD COM 902124106 3,675 113,700 SH Sole 113,700 UNIBANCO-GDR ADR 9.05E+111 506 4,621 SH Sole 4,621 UNITED NATURAL FOODS INC COM 911163103 4,982 169,000 SH Sole 169,000 UNITED TECHNOLOGIES CORP COM 913017109 356 5,200 SH Sole 5,200 UTEK CORP EQTY 91759P106 67,171 90,163 SH Sole 90,163 VIMPELCOM-SP ADR ADR 68370R109 45,150 451,000 SH Sole 451,000 WAL-MART STORES INC COM 931142103 816 17,300 SH Sole 17,300 WATERS CORP COM 941848103 1,599 26,100 SH Sole 26,100 WHOLE FOODS MARKET INC COM 966837106 3,500 87,900 SH Sole 87,900 WIPRO LTD-ADR ADR 97651M109 829 50,000 SH Sole 50,000 WYETH COM 983024100 1,312 23,200 SH Sole 23,200 YAHOO! INC COM 984332106 1,387 47,500 SH Sole 47,500 ZOLTEK COMPANIES INC COM 98975W104 3,257 94,500 SH Sole 94,500
-----END PRIVACY-ENHANCED MESSAGE-----