-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HhLm+kamBnIP0DvSLyxGFWcsVely0NzKhsxitAOvT0fhOnRExH22j4fAdIY6EbjQ D+6/g81GOhfUvBMU5V5xHg== 0001217541-04-000004.txt : 20040211 0001217541-04-000004.hdr.sgml : 20040211 20040211105345 ACCESSION NUMBER: 0001217541-04-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040211 EFFECTIVENESS DATE: 20040211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 04584308 MAIL ADDRESS: STREET 1: 375 NORTH FRONT STREET STREET 2: SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-dec03.txt FORM 13 F DEC 31 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 375 North Front Street Suite 300 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Financial Officer ------------------------ Phone: 614-225-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 02/11/04 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 154 -------------- Form 13F Information Table Value Total: $ 169,618 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc COM 001055102 526 14550 SH SOLE 14550 Allstate Corp Com COM 020002101 6441 149710 SH SOLE 79310 70400 American Elec Power Co COM 025537101 473 15500 SH SOLE 14850 650 American Greetings Corp Cl A COM 026375105 6272 286780 SH SOLE 174330 112450 American Pac Corp COM 028740108 221 23200 SH SOLE 22500 700 Anadarko Pete Corp COM 032511107 219 4300 SH SOLE 3900 400 Apache Corp Com COM 037411105 3603 44425 SH SOLE 23025 21400 Bank Of America Corp COM 060505104 439 5454 SH SOLE 5000 454 Belo Corp Com Ser A COM 080555105 4382 154636 SH SOLE 84285 70351 Black & Decker Corp Com COM 091797100 5442 110332 SH SOLE 59482 50850 Bowater Inc COM 102183100 584 12600 SH SOLE 11900 700 Brinks Co Com COM 109696104 5206 230245 SH SOLE 118945 111300 Brunswick Corp Com COM 117043109 5193 163160 SH SOLE 91260 71900 Buckeye Technologies Inc COM 118255108 1593 158500 SH SOLE 154700 3800 CCBT Financial Co COM 12500Q102 301 8600 SH SOLE 8600 CPI Corp COM 125902106 2576 127467 SH SOLE 82785 44682 Capital Automotive REIT COM 139733109 366 11425 SH SOLE 10925 500 Capital Corp Of West COM 140065103 304 7693 SH SOLE 7693 Cardinal Health Inc Com COM 14149Y108 2097 34290 SH SOLE 17440 16850 Charter One Fin'l COM 160903100 282 8175 SH SOLE 8175 Cimarex Energy Co Com COM 171798101 5975 223875 SH SOLE 119975 103900 Citigroup, Inc COM 172967101 561 11550 SH SOLE 10200 1350 Comerica Inc Com COM 200340107 460 8200 SH SOLE 7700 500 Conocophillips Com COM 20825C104 3547 54094 SH SOLE 28130 25964 Corus Bankshares COM 220873103 434 14000 SH SOLE 14000 Countrywide Financial Corp COM 222372104 455 6000 SH SOLE 6000 Danielson Holding Corp COM 236274106 707 242982 SH SOLE 157346 85636 Del Monte Foods COM 24522P103 316 30350 SH SOLE 29300 1050 Devon Energy COM 25179M103 269 4700 SH SOLE 4700 Diamond Hill Investment Group COM 25264R207 72 10373 SH SOLE 10373 Dominion Resources COM 25746U109 294 4600 SH SOLE 4600 Eaton Corp COM 278058102 211 1950 SH SOLE 1950 First Data Corp Com COM 319963104 247 6000 SH SOLE 6000 First Essex Bancorp COM 320103104 390 6707 SH SOLE 6707 First Merchants COM 320817109 1176 46083 SH SOLE 46083 First Source Corp COM 336901103 1001 46536 SH SOLE 45636 900 First State Bancorp COM 336453105 455 13100 SH SOLE 13100 Fortune Brands COM 349631101 2943 41160 SH SOLE 20610 20550 Freddie Mac COM 313400301 408 7000 SH SOLE 7000 Greenbrier Cos Inc COM 393657101 1524 91000 SH SOLE 88200 2800 Grief Brothers Cl B COM 397624206 415 11600 SH SOLE 11600 Heritage Prpperty Inv Trust COM 42725M107 272 9575 SH SOLE 9075 500 ITLA Capital Corp COM 450565106 589 11752 SH SOLE 11752 Jacobs Engr Group Del COM 469814107 422 8800 SH SOLE 8800 Johnson & Johnson COM 478160104 2203 42649 SH SOLE 20950 21699 Kaydon Corp COM 486587108 343 13275 SH SOLE 12575 700 Kilroy Realty Corp COM 49427F108 538 16415 SH SOLE 16415 Kimberly Clark COM 494368103 266 4500 SH SOLE 4500 Kimco Realty COM 49446R109 215 4800 SH SOLE 4800 Lancaster Colony COM 513847103 217 4800 SH SOLE 4400 400 Lexington Corp Prop Tr SBI COM 529043101 458 22695 SH SOLE 21945 750 Lodgenet Entnment Corp COM 540211109 1279 69962 SH SOLE 68262 1700 Lufkin Inds Inc COM 549764108 230 8000 SH SOLE 7700 300 MAF Bancorp Inc COM 55261R108 450 10734 SH SOLE 10734 Mair Hldgs Inc COM 560635104 318 43700 SH SOLE 41600 2100 Manor Care Inc COM 564055101 693 20050 SH SOLE 19450 600 Maxwell Technologies Inc COM 577767106 287 40370 SH SOLE 38070 2300 Meadwestvaco Corp Com COM 583334107 2999 100820 SH SOLE 65270 35550 Mellon Financial Corp COM 58551A108 385 12000 SH SOLE 12000 Merck & Co Inc Com COM 589331107 2286 49480 SH SOLE 29680 19800 Merrill Lynch COM 590188108 252 4300 SH SOLE 4300 Mylan Labs Inc COM 628530107 449 17775 SH SOLE 17775 National City Corp COM 635405103 709 20900 SH SOLE 20900 Norfolk Southn Corp Com COM 655844108 3267 138150 SH SOLE 71550 66600 PNC Financial Svcs Group COM 693475105 383 7000 SH SOLE 7000 Pacific Union Bank Calif COM 695025106 1743 68418 SH SOLE 67149 1269 Pacificare Health Sys Inc Com COM 695112102 12784 189115 SH SOLE 104215 84900 Quaker City Bancorp Inc COM 74731K106 726 15727 SH SOLE 15352 375 RAIT Investment Trust COM 749227104 840 32805 SH SOLE 28355 4450 Safeco Corp COM 786429100 350 9000 SH SOLE 9000 Southtrust Corp COM 844730101 223 6800 SH SOLE 5000 1800 Southwestern Energy Co COM 845467109 464 19400 SH SOLE 18500 900 Summit Amer Television Inc COM 86600T109 996 253350 SH SOLE 246650 6700 Trinity Inds Inc COM 896522109 4968 161105 SH SOLE 97880 63225 Trizetto Group Inc COM 896882107 1220 189100 SH SOLE 184300 4800 US Bancorp COM 902973304 4200 141020 SH SOLE 77070 63950 US Oncology Inc COM 90338W103 357 33150 SH SOLE 31850 1300 United Auto Group Inc COM 909440109 626 20000 SH SOLE 19100 900 United Indust Corp COM 910671106 202 11200 SH SOLE 10700 500 VVC Exploration Corp- Restrict COM 92240G101 259 304600 SH SOLE 304600 Valuevision Media Inc Cl A COM 92047K107 2768 165755 SH SOLE 84150 81605 Viad Corp Com COM 92552R109 4274 170970 SH SOLE 87270 83700 Washington Mutual COM 939322103 201 5000 SH SOLE 5000 Webengine Corp COM 947626107 21 406700 SH SOLE 406700 Wells Fargo Co COM 949746101 3478 59060 SH SOLE 34360 24700 Westpac Banking Adr COM 961214301 1033 17100 SH SOLE 17100 Weyerhaeuser Co COM 962166104 4395 68670 SH SOLE 36540 32130 AON Capital CORTS IV 8% PFD 22082Y209 415 16000 SH SOLE 12000 4000 AT&T Capital Corp 8.25% Pfd PFD 00206J209 1681 67300 SH SOLE 51300 16000 Ace Capital Tr 8.875% Pfd PFD 004402103 396 15000 SH SOLE 13000 2000 Ace Ltd Cum 7.80% PFD Ser C PFD G0070K111 1108 39770 SH SOLE 33770 6000 Alabama Power 6.75% Pfd PFD 010392587 298 11700 SH SOLE 11700 CBL & Assoc Ser C 7.75% Pfd PFD 124830506 379 14000 SH SOLE 14000 CBL & Assoc Ser C 8.75% Pfd PFD 124830308 329 6000 SH SOLE 6000 CPL Capital Quips 8% Pfd PFD 12615P205 582 23000 SH SOLE 20000 3000 Capital Auto Pfd 7.5% Ser A PFD 139733117 505 20000 SH SOLE 20000 Corporate Office Ppty Pfd 10% PFD 22002T207 670 26000 SH SOLE 26000 Corporate Office Ppty Pfd 7.5% PFD 22002T603 224 8800 SH SOLE 8800 Corts TR IV Safeco Cap 8.375% PFD 22082J202 440 15900 SH SOLE 15900 DQE Capital Corp 8.375% Pfd PFD 23329F201 285 11000 SH SOLE 9000 2000 Delphi Financial 8% Pfd PFD 247131204 256 9600 SH SOLE 9600 Developers Dvrfd Realty 8% PFD PFD 251591830 409 15150 SH SOLE 13150 2000 Duke Energy 7.0% Pfd PFD 264399668 312 3000 SH SOLE 3000 Duke Energy 7.2% Pfd PFD 264396201 278 11000 SH SOLE 8000 3000 Duke Realty Pfd Ser E 8.25% PFD 264411844 702 28000 SH SOLE 22000 6000 Edison Intl Trust II Pfd 8.6% PFD 26853P206 407 16000 SH SOLE 16000 Entergy Gulf Sts Pfd 7.56% PFD 29364L847 205 2067 SH SOLE 2067 Equity OFC Ppptys 8.625% Ser C PFD 294741608 221 8800 SH SOLE 8800 Everest RE Capital Trust PFD A PFD 299807206 660 24000 SH SOLE 14000 10000 Federal Home Ln Mtg 5.1% Pfd PFD 313400855 242 5300 SH SOLE 5300 Gables Residential Tr Pfd 7.5% PFD 362418402 669 25000 SH SOLE 25000 Grand Metro Del LP GTD Pfd 9.4 PFD 386087209 267 10000 SH SOLE 10000 Great West Life Ser A 7.25% Pf PFD 391369204 289 11400 SH SOLE 11400 Health Care REIT 7.875% PFD 42217k304 765 28960 SH SOLE 28960 Huntington 7.875% PFD Cl C PFD 44667X208 1273 45150 SH SOLE 45150 Innkeepers USA Pfd 8% Sec C PFD 4576J0401 750 30000 SH SOLE 30000 J P Morgan Float PFD Adj Rate PFD 46625H852 1756 35000 SH SOLE 34000 1000 Lehman ABS 7.50% 02-04 Dailmer PFD 21988G486 440 17000 SH SOLE 10000 7000 Lehman ABS 7.625% 02-16 Verizo PFD 21988G361 222 8000 SH SOLE 8000 Lehman ABS 7.75% 02-15 CIT Cap PFD 21988G379 346 12200 SH SOLE 6200 6000 Lehman ABS 8.20% 02-12 Motorol PFD 21988G395 721 27000 SH SOLE 17000 10000 Lehman Bros Hldgs 8% Pfd Ser I PFD 52518B200 241 9500 SH SOLE 9500 Lehman Bros Holdings 6.5% Pfd PFD 524908720 431 16000 SH SOLE 16000 Lexington Corp 8.05% Pfd PFD 529043200 799 29860 SH SOLE 29860 MBNA Capital E Toprs 8.1% PFD 55270B201 245 9000 SH SOLE 9000 Mills Corp 8.75% PFD Ser E PFD 601148406 801 29550 SH SOLE 29550 National Rural Utils Sub Nt 20 PFD 637432709 208 8000 SH SOLE 8000 Nationwide Fin Srvs Cap Tr 7.1 PFD 63861E204 238 9400 SH SOLE 9400 Nexen Pfd Sub Notes 7.35% PFD 65334H508 889 34000 SH SOLE 32000 2000 Northrup Grumman PFD E PFD 666807409 311 3000 SH SOLE 3000 OGE Energy Cap Tr I Pfd 8.375% PFD 67084C200 302 11400 SH SOLE 8000 3400 Oxy Capital Tr I 8.16% PFD 692070204 1329 53000 SH SOLE 53000 Pfd Plus Tr First American Fin PFD 740434659 744 29000 SH SOLE 29000 ProLogis Trust 7.92% Pfd Ser D PFD 743410508 230 8960 SH SOLE 8960 SL Green Realty Corp 7.625% Pf PFD 78440X309 695 27000 SH SOLE 27000 Saturns Sprint Cap 8.625% Tr PFD 80411B209 777 29000 SH SOLE 27000 2000 Southern Union Pfd 7.55% PFD 844030601 673 25160 SH SOLE 23160 2000 TXU Capital Tr Pfd 7.25% PFD 873167209 602 24000 SH SOLE 22000 2000 Tommy Hilfiger Sr. Notes Pfd 9 PFD 430908202 261 9990 SH SOLE 9990 U S Cellular Corp 8.75% Sr Not PFD 911684207 428 15000 SH SOLE 5000 10000 UnionBancal Fin Tr I Cap 7.375 PFD 90905Q109 342 13500 SH SOLE 13500 Wisconsin Pow & Lt 6.5% Pfd PFD 976826867 603 24000 SH SOLE 24000 XL Capital LTD Ser A 8% PFD G98255204 392 14000 SH SOLE 14000 XL Capital LTD Ser B 7.625% PFD G98255303 306 11000 SH SOLE 11000 Alliance Res Partners LP LTD 01877R108 301 8750 SH SOLE 8750 Heritage Propane Partners LTD 426918108 541 13120 SH SOLE 13120 Inergy L P LTD 456615103 326 6580 SH SOLE 4030 2550 Kaneb Pipe Line Partners LP LTD 484169107 695 13690 SH SOLE 11490 2200 Municipal Mtg & Eqty LLC LTD 62624B101 781 31550 SH SOLE 31550 Pacific Energy Partners LP LTD 69422R105 712 24290 SH SOLE 20690 3600 Penn VA Resource Partners LTD 707884102 264 7700 SH SOLE 7700 Plains All American Pipeline L LTD 726503105 777 23930 SH SOLE 20930 3000 Teppco Partners L P LTD 872384102 357 8870 SH SOLE 6070 2800 Valero LP LTD 91913W104 502 10090 SH SOLE 10090
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