-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jm5rC8v+v8jyX3m1JftQsCW1MeqO2G7GB+vOPlbmCxHfMhnToYajCRpJHy7YU6Lg 0XNOSxGJND9c6zBewhMsUA== 0001217541-04-000018.txt : 20041110 0001217541-04-000018.hdr.sgml : 20041110 20041109160643 ACCESSION NUMBER: 0001217541-04-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041109 DATE AS OF CHANGE: 20041109 EFFECTIVENESS DATE: 20041109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 041129719 BUSINESS ADDRESS: STREET 1: 375 NORTH FRONT STREET STREET 2: SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 375 NORTH FRONT STREET STREET 2: SUITE 300 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-sep04.txt DHCM 13F SEPTEMBER 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 375 North Front Street Suite 300 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 028-10648 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Financial Officer ------------------------ Phone: 614-225-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 11/09/04 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 110 -------------- Form 13F Information Table Value Total: $ 213,935 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc COM 001055102 680 17350 SH SOLE 2800 14550 Agree Realty Corp COM 008492100 1250 44000 SH SOLE 34510 810 Allstate Corp Com COM 020002101 7444 155120 SH SOLE 87320 65500 American Capital Strategic COM 024937104 1549 49420 SH SOLE 42290 760 American Elec Power Co COM 025537101 531 16600 SH SOLE 15050 650 American Greetings Corp COM 026375105 8849 352250 SH SOLE 219800 123250 American Pac Corp COM 028740108 238 31850 SH SOLE 28450 700 Anadarko Pete Corp COM 032511107 322 4850 SH SOLE 4250 Apache Corp Com COM 037411105 9379 187160 SH SOLE 107100 76010 Archer Daniels Midland Co COM 039483102 4843 285200 SH SOLE 173800 104100 Bank of America Corp COM 060505104 450 10392 SH SOLE 9952 440 Bank of New York Inc COM 064057102 333 11410 SH SOLE 11000 410 Belo Corp Com Ser A COM 080555105 4393 194896 SH SOLE 111245 78701 Berry Pete Co Cl A COM 085789105 900 24500 SH SOLE 23250 650 Black & Decker Corp COM 091797100 6064 78310 SH SOLE 56010 20500 Boston Scientic Corp COM 101137107 1756 44200 SH SOLE 25550 18250 Bowater Inc COM 102183100 1136 29750 SH SOLE 27000 1050 Brinks Co COM 109696104 5132 170100 SH SOLE 113725 51950 Buckeye Technologies Inc COM 118255108 2105 188750 SH SOLE 179150 3800 CPI Corp COM 125902106 1766 133287 SH SOLE 89885 41102 Capital Automotive REIT COM 139733109 1017 32515 SH SOLE 26045 950 Cardinal Health Inc COM 14149Y108 1863 42562 SH SOLE 23200 18662 Century Aluminum Company COM 156431108 636 22950 SH SOLE 21650 500 Cimarex Energy Co COM 171798101 3471 99350 SH SOLE 93250 4450 Citigroup, Inc COM 172967101 856 19400 SH SOLE 17350 2050 Comerica Inc COM 200340107 1104 18600 SH SOLE 17500 500 Commercial Capital Bancorp COM 20162L105 392 17264 SH SOLE 17264 Conocophillips COM 20825C104 7804 94193 SH SOLE 54680 37223 Corus Bankshares COM 220873103 345 8000 SH SOLE 8000 Countrywide Financial Corp COM 222372104 298 7578 SH SOLE 7398 Del Monte Foods COM 24522P103 472 45000 SH SOLE 42050 1050 Devon Energy COM 25179M103 8109 114200 SH SOLE 70750 41050 Dominion Resources COM 25746U109 447 6850 SH SOLE 6350 Eaton Corp COM 278058102 219 3450 SH SOLE 2950 Encore Acquisition Co COM 29255W100 1451 42050 SH SOLE 39350 1000 Ennis Business Forms COM 293389102 447 20850 SH SOLE 19150 600 Fifth Third Bancorp COM 316773100 812 16500 SH SOLE 16500 First Industrial Realty Tr COM 32054K103 572 15500 SH SOLE 15200 300 First Merchants COM 320817109 388 15750 SH SOLE 15750 First National Bankshares of F COM 321100109 270 11000 SH SOLE 11000 First Source Corp COM 336901103 1270 49536 SH SOLE 48636 900 First State Bancorp COM 336453105 479 15186 SH SOLE 15186 Fluor Corp COM 343412102 5995 134650 SH SOLE 75150 57050 Fortune Brands COM 349631101 3201 43210 SH SOLE 22060 20250 Freddie Mac COM 313400301 763 11700 SH SOLE 10700 1000 Government Properties Trust COM 38374W107 1040 109455 SH SOLE 98720 1150 Greater Bay Bancorp COM 391648102 201 7000 SH SOLE 7000 Greenbrier Cos Inc COM 393657101 2998 124900 SH SOLE 119300 2800 Grief Brothers Cl B COM 397624206 256 6100 SH SOLE 6100 Hanmi Financial Corp COM 410495105 1350 44713 SH SOLE 43947 766 Helmerich & Payne Inc Com COM 423452101 864 30100 SH SOLE 27700 800 Hollywood Entertainment COM 436141105 354 35910 SH SOLE 33010 800 ITLA Capital Corp COM 450565106 1493 32312 SH SOLE 30812 500 Johnson & Johnson COM 478160104 3442 61097 SH SOLE 31600 27877 Kaydon Corp COM 486587108 582 20225 SH SOLE 18825 700 Kimberly Clark COM 494368103 416 6435 SH SOLE 5450 Lexington Corp Prop Tr SBI COM 529043101 762 35080 SH SOLE 26065 750 Lodgenet Entnment Corp COM 540211109 547 41450 SH SOLE 38450 1000 Lufkin Inds Inc COM 549764108 342 9200 SH SOLE 8900 300 MAF Bancorp Inc COM 55261R108 838 19434 SH SOLE 19184 250 Manor Care Inc COM 564055101 875 29200 SH SOLE 26600 600 Masco Corp COM 574599106 254 7370 SH SOLE 5250 900 Maxwell Technologies Inc COM 577767106 416 40370 SH SOLE 38070 2300 Meadwestvaco Corp COM 583334107 4300 134795 SH SOLE 88850 42800 Mellon Financial Corp COM 58551A108 332 12000 SH SOLE 12000 Merchants Bancshares COM 588448100 506 17591 SH SOLE 16491 400 Merck & Co Inc COM 589331107 1888 57206 SH SOLE 31950 24116 Merrill Lynch COM 590188108 716 14400 SH SOLE 14400 Moneygram International COM 60935Y109 2828 165590 SH SOLE 99540 60300 Montpelier Re Holdings Ltd. COM G62185106 459 12500 SH SOLE 12500 National City Corp COM 635405103 560 14500 SH SOLE 14500 Norfolk Southern Corp COM 655844108 5242 176276 SH SOLE 90300 83926 PNC Financial Svcs Group COM 693475105 433 8000 SH SOLE 8000 Pacificare Health Sys Inc COM 695112102 12214 332800 SH SOLE 212950 110400 Pfizer Inc COM 717081103 419 13684 SH SOLE 7800 4589 Phelps Dodge COM 717265102 10089 109625 SH SOLE 65275 41900 Procentury Corp COM 74268T108 238 24000 SH SOLE 24000 RAIT Investment Trust COM 749227104 1101 40265 SH SOLE 33165 650 Southtrust Corp COM 844730101 581 13950 SH SOLE 12000 1950 Southwestern Energy Co COM 845467109 7233 172250 SH SOLE 110300 60450 Sovereign Bancorp COM 845905108 448 20510 SH SOLE 20510 Steiner Leisure Limited COM P8744Y102 469 21200 SH SOLE 19750 450 Tidewater Inc Com COM 886423102 863 26500 SH SOLE 24400 700 Trinity Inds Inc COM 896522109 8573 275050 SH SOLE 173950 93525 Trizetto Group Inc COM 896882107 1176 201650 SH SOLE 190150 4800 US Bancorp COM 902973304 5172 178977 SH SOLE 101950 75067 United Auto Group Inc COM 909440109 701 27950 SH SOLE 25450 900 United Indust Corp COM 910671106 447 13600 SH SOLE 13100 500 Valuevision Media Inc Cl A COM 92047K107 1624 121305 SH SOLE 78250 41455 Viad Corp COM 92552R406 648 27294 SH SOLE 17920 9374 Washington Group Int'l COM 938862208 656 18950 SH SOLE 17590 460 Wells Fargo Co COM 949746101 4608 77270 SH SOLE 46810 29400 Westpac Banking ADR COM 961214301 1289 20050 SH SOLE 19550 Weyerhaeuser Co COM 962166104 5964 89704 SH SOLE 58400 29454 Royal Bk Scotland 8% Pfd PFD 780097861 633 25000 SH SOLE 17000 Petrofund Energy Trust TR UNIT 71648W108 470 37320 SH SOLE 28650 800 Provident Energy Trust TR UNIT 74386K104 481 54180 SH SOLE 41750 1250 Blackrock Pfd Opportunity Tr COM SHS 09249V103 1590 64370 SH SOLE 64370 Eaton Vance Tax Adv Div Income COM SHS 27828G107 359 18070 SH SOLE 17170 900 Nuveen Quality Pfd Income Fd 2 COM SHS 67072C105 518 34500 SH SOLE 34500 Western Asset Claymore US Trea COM SHS 95766Q106 1616 120523 SH SOLE 117223 3300 Atlas Pipeline Partners Unit L LTD 049392103 602 15725 SH SOLE 13075 Energy Transfer Partners LP LTD 29273R109 1423 29810 SH SOLE 24570 Gulfterra Energy Partners LP LTD 40274U108 794 18920 SH SOLE 15800 Inergy L P LTD 456615103 305 11160 SH SOLE 6610 Kaneb Pipe Line Partners LP LTD 484169107 795 15355 SH SOLE 13030 Municipal Mtg & Eqty LLC LTD 62624B101 1162 46059 SH SOLE 40550 Pacific Energy Partners LP LTD 69422R105 1014 35515 SH SOLE 27545 Plains All American Pipeline L LTD 726503105 1145 31810 SH SOLE 25370 Teppco Partners L P LTD 872384102 425 10220 SH SOLE 7540
-----END PRIVACY-ENHANCED MESSAGE-----