-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwfqaEd9qTKj1SDl6gZ0vBv/iy0TT1IHEc6v47QriGAN9kehnLkew0I4Kub0v/Fg 9o6lHn8eUnim/MDNLOrjjQ== 0001217541-06-000010.txt : 20061108 0001217541-06-000010.hdr.sgml : 20061108 20061108111324 ACCESSION NUMBER: 0001217541-06-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 EFFECTIVENESS DATE: 20061108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 061196027 BUSINESS ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-sept06.txt DHCM 13F FOR SEPTEMBER 30, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 325 John H. McConnell Blvd. Suite 200 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 28-10648 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Compliance Officer ------------------------ Phone: 614-255-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 10/08/06 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 148 -------------- Form 13F Information Table Value Total: $ 2,545,101 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMR Corporation COM 001765106 29467 1273425 SH SOLE 1228026 24650 Abbott Labs COM 002824100 48278 994193 SH SOLE 959893 26850 Acco Brands Corporation COM 00081T108 31386 1409971 SH SOLE 1348974 26298 Advanced Micro Devices Incorpo COM 007903107 38818 1562074 SH SOLE 1494091 40950 Airtran Hldgs Incorporated COM 00949P108 36832 3712875 SH SOLE 3627675 28200 Allstate Corporation COM 020002101 49160 783672 SH SOLE 751573 24499 American Greetings COM 026375105 19513 843967 SH SOLE 825467 3700 American International Group I COM 026874107 44214 667275 SH SOLE 645275 16450 Anadarko Petroleum COM 032511107 94111 2147174 SH SOLE 2083224 47200 Analogic Corp COM 032657207 11081 215915 SH SOLE 211215 Apache Corporation COM 037411105 102363 1619675 SH SOLE 1562175 43300 Apria Healthcare Group COM 037933108 11724 593900 SH SOLE 579800 Archer Daniels Midland COM 039483102 5644 149002 SH SOLE 149002 Ashford Hospitality Tr COM 044103109 1529 128170 SH SOLE 124800 3370 B P Blc COM 055622104 307 4688 SH SOLE 4688 Bank of America Corp. COM 060505104 10211 190605 SH SOLE 189154 1451 Bank of New York Inc COM 064057102 9691 274850 SH SOLE 274850 Belo Corp. COM 080555105 27197 1720250 SH SOLE 1643775 48250 Berry Pete Co Cl A COM 085789105 22032 782400 SH SOLE 773500 Black & Decker Corp. COM 091797100 42380 534085 SH SOLE 510245 12500 Bowater Inc COM 102183100 7951 386550 SH SOLE 386550 Brinks Company COM 109696104 36961 696580 SH SOLE 678330 15850 Buckeye Technologies Inc COM 118255108 10746 1264190 SH SOLE 1264190 Callaway Golf Co COM 131193104 12371 943655 SH SOLE 924255 Canetic Resources Trust COM 137513107 1275 74890 SH SOLE 73770 1120 Century Aluminum Company COM 156431108 9673 287450 SH SOLE 281450 Checkpoint Software COM M22465104 579 30400 SH SOLE 25400 Cimarex Energy Co. COM 171798101 85449 2428220 SH SOLE 2349955 42750 Citigroup Incorporated COM 172967101 47697 960272 SH SOLE 926192 25780 Comerica Inc COM 200340107 9802 172200 SH SOLE 165400 300 Commercial Capital Bancorp COM 20162L105 8828 553797 SH SOLE 553797 Conocophillips COM 20825C104 94638 1589754 SH SOLE 1535892 40862 Countrywide Financial Corp COM 222372104 543 15499 SH SOLE 15499 Crystal River Capital COM 229393301 1327 58000 SH SOLE 58000 Del Monte Foods COM 24522P103 7776 744140 SH SOLE 724240 Devon Energy Corp. COM 25179M103 112949 1788577 SH SOLE 1726552 47075 Dominion Resources Inc COM 25746U109 61543 804594 SH SOLE 777645 18949 Dover Corp COM 260003108 1528 32200 SH SOLE 28000 Dow Chemical COM 260543103 41498 1064590 SH SOLE 1018790 35400 Eagle Hospitality Pptys Trust COM 26959T102 7146 768410 SH SOLE 764610 3800 Education Realty Trust COM 28140H104 1701 115250 SH SOLE 111830 3420 Encore Acquisition Company COM 29255W100 30126 1237697 SH SOLE 1205997 3500 Energen Corp COM 29265N108 1800 43000 SH SOLE 35500 Ennis Business Forms COM 293389102 1925 88930 SH SOLE 88930 Finish Line Inc. COM 317923100 14916 1181900 SH SOLE 1158000 First Horizon National Corp COM 320517105 2094 55100 SH SOLE 48500 First Source Corp COM 336901103 7438 251974 SH SOLE 249114 First State Bancorp COM 336453105 9858 379584 SH SOLE 379584 Fluor Corp COM 343412102 50180 652625 SH SOLE 618125 21300 Fortune Brands Inc COM 349631101 43038 572997 SH SOLE 556077 12810 Freddie Mac COM 313400301 1061 16000 SH SOLE 16000 Gannett Co COM 364730101 5980 105225 SH SOLE 105225 General Mills Inc. COM 370334104 22785 402558 SH SOLE 385900 11433 Gevity HR Inc COM 374393106 10781 473250 SH SOLE 463550 Green County Bancshares, Inc. COM 394361208 1603 43843 SH SOLE 43843 Greenbrier Companies Inc COM 393657101 11406 393180 SH SOLE 393180 Hanesbrands Incorporated COM 410345102 6497 288633 SH SOLE 277529 7598 Hanmi Financial Corp COM 410495105 6901 352100 SH SOLE 345300 Hanover Insurance Group, Inc COM 410867105 402 9000 SH SOLE 9000 Helix Energy Solutions COM 42330P107 5824 174358 SH SOLE 167458 Helmerich & Payne Inc COM 423452101 16247 705470 SH SOLE 694770 Hornbeck Offshore Services COM 440543106 8015 239266 SH SOLE 231866 ITLA Capital Corp COM 450565106 6550 121843 SH SOLE 121843 International Paper COM 460146103 5695 164445 SH SOLE 164250 195 JP Morgan Chase COM 46625H100 954 20325 SH SOLE 20325 James River Coal Co. COM 470355207 11744 1113200 SH SOLE 1070875 22800 Johnson & Johnson COM 478160104 46968 723248 SH SOLE 701289 15649 K-Swiss COM 482686102 9567 318250 SH SOLE 311050 Kaydon Corp COM 486587108 8468 228740 SH SOLE 226340 Kimberly Clark Corporation COM 494368103 11839 181142 SH SOLE 181069 73 Lincoln Electric Holdings COM 533900106 6723 123475 SH SOLE 121575 Lodgenet Entnment Corp COM 540211109 3676 194695 SH SOLE 194695 Lufkin Inds Inc COM 549764108 6309 119225 SH SOLE 117225 Lyondell Chemical COM 552078107 1111 43800 SH SOLE 36000 MAF Bancorp Inc COM 55261R108 9947 240916 SH SOLE 234916 Manor Care Inc COM 564055101 491 9400 SH SOLE 6800 2600 Martin Marietta Materials, Inc COM 573284106 7031 83090 SH SOLE 80590 McDonald's Corporation COM 580135101 50335 1286693 SH SOLE 1239993 32400 Meadwestvaco Corp. COM 583334107 39302 1482550 SH SOLE 1405325 48200 Mellon Financial Corp COM 58551A108 587 15000 SH SOLE 15000 Merrill Lynch COM 590188108 10593 135425 SH SOLE 135425 Microsoft Corporation COM 594918104 36921 1350941 SH SOLE 1330623 318 Moneygram Intl Inc COM 60935Y109 28423 978090 SH SOLE 956640 17050 Morgan Stanley COM 617446448 1021 14000 SH SOLE 14000 Multimedia Games Inc. COM 625453105 218 24020 SH SOLE 24020 Municipal Mtg & Eqty LLC COM 62624B101 752 26471 SH SOLE 26471 National City Corp COM 635405103 201 5500 SH SOLE 5500 National Fuel Gas COM 636180101 16229 446475 SH SOLE 442875 Noble Energy Inc COM 655044105 3237 71000 SH SOLE 58500 Norfolk Southern Corp COM 655844108 51798 1175880 SH SOLE 1128280 35900 Ohio Casualty Corporation COM 677240103 362 14000 SH SOLE 14000 PNC Financial Svcs Group COM 693475105 724 10000 SH SOLE 10000 Parker Hannifin Corp COM 701094104 7482 96253 SH SOLE 94753 Partnerre Ltd COM G6852T105 311 4600 SH SOLE 4600 Pentair Inc COM 709631105 338 12910 SH SOLE 10010 Pfizer Incorporated COM 717081103 6430 226725 SH SOLE 224425 2300 Phelps Dodge Corp COM 717265102 115302 1361300 SH SOLE 1316050 34100 Polaris Industries COM 731068102 11726 284950 SH SOLE 277450 Proctor & Gamble COM 742718109 497 8017 SH SOLE 8017 Qad Inc COM 74727D108 4938 611130 SH SOLE 611130 Reynolds American Inc COM 761713106 287 4624 SH SOLE 4624 Safeco Corp COM 786429100 1243 21100 SH SOLE 19500 Sara Lee Corporation COM 803111103 37170 2313025 SH SOLE 2223575 61400 Southwest Airlines COM 844741108 9760 585850 SH SOLE 585850 Southwestern Energy Co COM 845467109 7003 234450 SH SOLE 227550 Sovereign Bancorp COM 845905108 1983 92200 SH SOLE 80000 Steiner Leisure Limited COM P8744Y102 10120 240670 SH SOLE 240670 Summit Bk Corp Ga COM 866013105 2510 107400 SH SOLE 105127 Tidewater Incorporated COM 886423102 11076 250640 SH SOLE 247840 Trinity Industries Inc COM 896522109 39659 1232788 SH SOLE 1184426 29225 Trizetto Group Inc. COM 896882107 22993 1518675 SH SOLE 1453075 30100 U S Airways Group Inc. COM 90341W108 14559 328433 SH SOLE 293771 27862 UCBH Hldgs Inc COM 90262t308 4301 246350 SH SOLE 240350 UGI Corp COM 902681105 9022 369000 SH SOLE 362800 US Bancorp COM 902973304 65448 1970130 SH SOLE 1898100 52630 Union Pacific Corp COM 907818108 51702 587528 SH SOLE 566568 15435 United Auto Group Inc COM 909440109 8981 383800 SH SOLE 375000 United Fire & Casualty Co. COM 910331107 12041 384710 SH SOLE 375310 Unitedhealth Group Inc. COM 91324P102 30028 610330 SH SOLE 581398 19960 WPS Resources COM 92931b106 12867 259260 SH SOLE 252560 Wachovia Corporation COM 929903102 624 11180 SH SOLE 11180 Washington Group Int'l COM 938862208 9160 155622 SH SOLE 152422 Washington Mutual COM 939322103 1288 29620 SH SOLE 29620 Wellpoint Inc. COM 94973V107 5573 72325 SH SOLE 72325 Wells Fargo & Company COM 949746101 65202 1802160 SH SOLE 1737040 47120 Werner Enterprises COM 950755108 15790 843953 SH SOLE 826353 Weyerhaeuser Company COM 962166104 44792 727964 SH SOLE 698640 20650 Whiting Petroleum Corporation COM 966387102 25081 625470 SH SOLE 610170 1900 Windrose Medical Property Tr COM 973491103 1360 76950 SH SOLE 75350 1600 XTO Energy Inc. COM 98385X106 15704 372750 SH SOLE 372750 Royal Bank of Scotland 6.4% Pf PFD 780097796 508 20000 SH SOLE 20000 Diamond Hill Select Fund Cl A TR UNIT 25264S775 465 44790 SH SOLE 44790 Fiduciary Claymore MLP Opport TR UNIT 31647Q106 1517 78174 SH SOLE 60634 17540 Nuveen Preferred & Convert Inc COM SHS 67073D102 2394 174850 SH SOLE 171050 3800 Nuveen Quality Pfd Income Fd COM SHS 67071S101 486 33900 SH SOLE 33900 Nuveen Quality Pfd Income Fd 2 COM SHS 67072C105 2238 152760 SH SOLE 149360 3400 Salomon Bros. Hi Income Fund I COM SHS 794907105 419 40000 SH SOLE 40000 Van Kampen Muni Tr SBI COM SHS 920919107 589 40000 SH SOLE 40000 Atlas Pipeline Partners Unit L LTD 049392103 2049 47255 SH SOLE 47005 250 Energy Transfer Partners LP LTD 29273R109 3430 74030 SH SOLE 73700 330 Enterprise Products LP LTD 293792107 1835 68605 SH SOLE 68175 430 Inergy L P LTD 456615103 1496 54920 SH SOLE 54920 Markwest Energy Partners LP LTD 570759100 1371 27980 SH SOLE 27750 230 Pacific Energy Partners LP LTD 69422R105 1279 36345 SH SOLE 35965 380 Plains All American Pipeline L LTD 726503105 1354 29340 SH SOLE 29070 270 Teekay LNG Partners LTD Y8564M105 1832 60180 SH SOLE 59640 540 Teppco Partners L P LTD 872384102 1503 40460 SH SOLE 40180 280 Valero LP LTD 91913W104 1411 28211 SH SOLE 28021 190
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