-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OMT0aKuxCoz9Upj+OWfZYZ52ONhIzpjniMOZqA09x1f7w0ACe6Mbo3sSt1rF1k5e Z3AYEkk0pGKoZkAbzTiECg== 0001217541-07-000002.txt : 20070206 0001217541-07-000002.hdr.sgml : 20070206 20070206121819 ACCESSION NUMBER: 0001217541-07-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 EFFECTIVENESS DATE: 20070206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 07583350 BUSINESS ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR 1 r13f-dec06.txt DHCM 13F FILING FOR DECEMBER 31, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 325 John H. McConnell Blvd. Suite 200 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 28-10648 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Compliance Officer ------------------------ Phone: 614-255-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 02/11/04 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 155 -------------- Form 13F Information Table Value Total: $ 3,018,253 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aaron Rents COM 002535201 14465 502600 SH SOLE 502600 Abbott Labs COM 002824100 62352 1280063 SH SOLE 1252963 27100 Acco Brands Corp COM 00081T108 39698 1499736 SH SOLE 1472988 26748 Advanced Micro Devices Inc COM 007903107 47359 2327210 SH SOLE 2282810 44400 Airtran Hldgs Incorporated COM 00949P108 49524 4218375 SH SOLE 4190175 28200 Allstate Corp COM 020002101 7748 119001 SH SOLE 116901 2100 American Greetings COM 026375105 20745 869072 SH SOLE 866172 2900 American Int'l Group Inc COM 026874107 89983 1255690 SH SOLE 1230440 25250 Analogic Corp COM 032657207 12543 223415 SH SOLE 223415 Apache Corporation COM 037411105 122119 1836100 SH SOLE 1791900 44200 Apogee Enterprises COM 037598109 3047 157800 SH SOLE 157800 Apria Healthcare Group COM 037933108 8745 328137 SH SOLE 328137 Archer Daniels Midland COM 039483102 6362 199047 SH SOLE 199047 B P Blc COM 055622104 315 4688 SH SOLE 4688 Bank of America Corp COM 060505104 11276 211205 SH SOLE 209754 1451 Bank of New York Inc COM 064057102 11480 291600 SH SOLE 291600 Belo Corp COM 080555105 34538 1879100 SH SOLE 1828650 50450 Berry Pete Co Cl A COM 085789105 20143 649580 SH SOLE 649580 Black & Decker Corp. COM 091797100 60367 754867 SH SOLE 740892 13975 Brinks Company COM 109696104 47789 747630 SH SOLE 729505 18125 Buckeye Technologies Inc COM 118255108 9350 780440 SH SOLE 780440 Callaway Golf Co COM 131193104 14467 1003955 SH SOLE 1003955 Cardinal Health Inc COM 14149Y108 40787 633050 SH SOLE 619750 13300 Centennial Bank COM 151345303 9586 1013270 SH SOLE 1013270 Century Aluminum Company COM 156431108 13232 296350 SH SOLE 296350 Cimarex Energy Co COM 171798101 94563 2590770 SH SOLE 2546770 44000 Citigroup Inc COM 172967101 63537 1140702 SH SOLE 1114572 26130 Comerica Inc COM 200340107 11895 202715 SH SOLE 202715 Conocophillips COM 20825C104 129042 1793489 SH SOLE 1751977 41512 Countrywide Financial Corp COM 222372104 233 5499 SH SOLE 5499 Crystal River Capital COM 229393301 2559 100250 SH SOLE 100250 Del Monte Foods COM 24522P103 8770 795140 SH SOLE 795140 Devon Energy Corp COM 25179M103 130654 1947737 SH SOLE 1900362 47375 Dominion Resources Inc COM 25746U109 79149 944044 SH SOLE 924645 19399 Dover Corp COM 260003108 1941 39600 SH SOLE 39600 Dow Chemical COM 260543103 51502 1289490 SH SOLE 1253590 35900 Eagle Hospitality Pptys Trust COM 26959T102 6985 760940 SH SOLE 757140 3800 Education Realty Trust COM 28140H104 1333 90250 SH SOLE 86830 3420 Encore Acquisition Co COM 29255W100 48114 1961427 SH SOLE 1936277 25150 Energen Corp COM 29265N108 1502 32000 SH SOLE 32000 Fifth Third Bancorp COM 316773100 206 5029 SH SOLE 5029 Finish Line Inc COM 317923100 16333 1143800 SH SOLE 1143800 First Horizon National Corp COM 320517105 2829 67700 SH SOLE 67700 First National Lincoln Corp COM 335716106 241 14394 SH SOLE 14394 First Source Corp COM 336901103 8351 259914 SH SOLE 259914 First State Bancorp COM 336453105 11086 447917 SH SOLE 447917 Flower Foods Inc COM 343498101 12349 457529 SH SOLE 446779 10750 Fluor Corp COM 343412102 63628 779275 SH SOLE 757625 21650 Fortune Brands Inc COM 349631101 62852 736057 SH SOLE 722947 13110 Freddie Mac COM 313400301 1222 18000 SH SOLE 18000 Gannett Incorporated COM 364730101 54235 897041 SH SOLE 878641 18400 General Mills Inc COM 370334104 28593 496408 SH SOLE 484825 11583 Gevity HR Inc COM 374393106 11655 491980 SH SOLE 491980 Green County Bancshares Inc COM 394361208 233 5865 SH SOLE 5865 Greenbrier Companies Inc COM 393657101 11798 393255 SH SOLE 393255 Griffon COM 398433102 2604 102100 SH SOLE 102100 Hanesbrands Inc. COM 410345102 7316 309736 SH SOLE 302088 7648 Hanmi Financial Corp COM 410495105 7732 343175 SH SOLE 343175 Hanover Insurance Group Inc COM 410867105 10391 212940 SH SOLE 212940 Health Care REIT COM 42217K106 1483 34466 SH SOLE 33746 720 Helmerich & Payne Inc COM 423452101 23828 973770 SH SOLE 973770 Hornbeck Offshore Services COM 440543106 11800 330546 SH SOLE 330546 ITLA Capital Corp COM 450565106 8622 148893 SH SOLE 148893 International Paper COM 460146103 6505 190775 SH SOLE 190775 JP Morgan Chase COM 46625H100 257 5325 SH SOLE 5325 James River Coal Co. COM 470355207 6761 728550 SH SOLE 714450 14100 Johnson & Johnson COM 478160104 61716 934803 SH SOLE 918804 15999 K-Swiss COM 482686102 11878 386396 SH SOLE 386396 Kaydon Corp COM 486587108 9247 232690 SH SOLE 232690 Kimberly Clark Corporation COM 494368103 14411 212078 SH SOLE 212078 Lexmark Int'l New Class A COM 529771107 55052 752075 SH SOLE 735575 16500 Lincoln Electric Holdings COM 533900106 7663 126825 SH SOLE 126825 Lufkin Inds Inc COM 549764108 8262 142250 SH SOLE 142250 Lyondell Chemical COM 552078107 1468 57400 SH SOLE 57400 MAF Bancorp Inc COM 55261R108 12301 275256 SH SOLE 275256 Martin Marietta Materials, Inc COM 573284106 9018 86790 SH SOLE 86790 McDonald's Corporation COM 580135101 100910 2276337 SH SOLE 2228812 47525 Meadwestvaco Corp COM 583334107 53883 1792525 SH SOLE 1744225 48300 Merrill Lynch COM 590188108 12671 136100 SH SOLE 136100 Microsoft Corporation COM 594918104 56566 1894366 SH SOLE 1866373 27993 Moneygram Intl Inc COM 60935Y109 35940 1146045 SH SOLE 1128995 17050 Morgan Stanley COM 617446448 1140 14000 SH SOLE 14000 Municipal Mtg & Eqty LLC COM 62624B101 910 28252 SH SOLE 28252 National City Corp COM 635405103 201 5500 SH SOLE 5500 Noble Energy Inc COM 655044105 3948 80460 SH SOLE 80460 Norfolk Southern Corp COM 655844108 33821 672520 SH SOLE 652818 19702 Ohio Casualty Corporation COM 677240103 417 14000 SH SOLE 14000 PNC Financial Svcs Group COM 693475105 740 10000 SH SOLE 10000 Parker Hannifin Corp COM 701094104 7938 103253 SH SOLE 103253 Partnerre Ltd COM G6852T105 327 4600 SH SOLE 4600 Pentair Inc COM 709631105 257 8200 SH SOLE 8200 Pfizer Incorporated COM 717081103 6347 245075 SH SOLE 242775 2300 Phelps Dodge Corp COM 717265102 8541 71345 SH SOLE 67350 3995 Polaris Industries COM 731068102 9285 198275 SH SOLE 198275 Proctor & Gamble COM 742718109 515 8017 SH SOLE 8017 Qad Inc COM 74727D108 5127 611130 SH SOLE 611130 Reynolds American Inc COM 761713106 303 4624 SH SOLE 4624 Safeco Corp COM 786429100 225 3600 SH SOLE 3600 Sara Lee Corporation COM 803111103 59013 3465215 SH SOLE 3395415 69800 Sky Financial Group COM 83080P103 1956 68540 SH SOLE 68540 Southwest Airlines COM 844741108 11257 734820 SH SOLE 734820 Southwestern Energy Co COM 845467109 8514 242920 SH SOLE 242920 Sovereign Bancorp COM 845905108 2354 92700 SH SOLE 92700 Sprint Nextel Corporation COM 852061100 28813 1525300 SH SOLE 1496950 28350 Steiner Leisure Limited COM P8744Y102 10953 240730 SH SOLE 240730 Summit Bk Corp GA COM 866013105 2744 112981 SH SOLE 112981 Taylor Capital Group COM 876851106 5016 137000 SH SOLE 137000 Tidewater Incorporated COM 886423102 7202 148930 SH SOLE 148930 Toro Company COM 891092108 12962 277965 SH SOLE 277965 Trinity Industries Inc COM 896522109 45959 1305666 SH SOLE 1277491 28175 Trizetto Group Inc COM 896882107 19037 1036330 SH SOLE 1016080 20250 Tuesday Morning Corp COM 899035505 4123 265170 SH SOLE 265170 U S Airways Group Inc. COM 90341W108 451 8377 SH SOLE 1877 6500 UCBH Hldgs Inc COM 90262T308 8372 476765 SH SOLE 476765 UGI Corp COM 902681105 9863 361530 SH SOLE 361530 US Bancorp COM 902973304 84610 2337935 SH SOLE 2284805 53130 Union Pacific Corp COM 907818108 58444 635128 SH SOLE 619443 15685 United Auto Group Inc COM 909440109 9357 397000 SH SOLE 397000 United Fire & Casualty Co COM 910331107 15454 438410 SH SOLE 438410 Unitedhealth Group Inc COM 91324P102 40265 749388 SH SOLE 728728 20660 WPS Resources COM 92931b106 16287 301435 SH SOLE 301435 Wachovia Corporation COM 929903102 1121 19680 SH SOLE 19680 Washington Group Int'l COM 938862208 9583 160272 SH SOLE 160272 Washington Mutual COM 939322103 1575 34620 SH SOLE 34620 Wellpoint Inc. COM 94973V107 7050 89595 SH SOLE 89595 Wells Fargo & Co. COM 949746101 79989 2249420 SH SOLE 2201800 47620 Werner Enterprises COM 950755108 18859 1078915 SH SOLE 1078915 Weyerhaeuser Company COM 962166104 56758 803364 SH SOLE 782264 21100 Whiting Petroleum Corporation COM 966387102 26009 558140 SH SOLE 556240 1900 XTO Energy Inc COM 98385X106 17800 378325 SH SOLE 378325 Aspen Insurance Holdings Pfd 7 PFD G05384139 1792 70000 SH SOLE 69000 1000 Axis Capital Holdings 7.25% Pf PFD G0692U208 1626 63000 SH SOLE 63000 Countrywide Capital V Trust 7% PFD 222388209 3331 132200 SH SOLE 122200 10000 Merrill Lynch Pfd Cap Tr IV To PFD 59021G204 1325 51500 SH SOLE 51500 Royal Bank of Scotland 6.4% Pf PFD 780097796 510 20000 SH SOLE 20000 Selective Insurance 7.5% Sub N PFD 816300305 2198 86000 SH SOLE 86000 Diamond Hill Select Fund Cl A TR UNIT 25264S775 500 44790 SH SOLE 44790 Energy Income & Growth Fund TR UNIT 292697109 404 15900 SH SOLE 4000 11900 Fiduciary Claymore MLP Opport TR UNIT 31647Q106 1770 77977 SH SOLE 60437 17540 Managed High Yield Plus Fund COM SHS 561911108 1190 240000 SH SOLE 240000 Nuveen Preferred & Convert Inc COM SHS 67073D102 2521 178700 SH SOLE 174900 3800 Nuveen Quality Pfd Income Fd COM SHS 67071S101 503 33900 SH SOLE 33900 Nuveen Quality Pfd Income Fd 2 COM SHS 67072C105 2293 152060 SH SOLE 148660 3400 Van Kampen Muni Tr SBI COM SHS 920919107 632 40000 SH SOLE 40000 Western Asset High Income Fd I COM SHS 95766J102 444 40000 SH SOLE 40000 Atlas Pipeline Partners Unit L LTD 049392103 2268 47255 SH SOLE 47005 250 Energy Transfer Partners LP LTD 29273R109 4005 74030 SH SOLE 73700 330 Enterprise Products LP LTD 293792107 1988 68605 SH SOLE 68175 430 Inergy L P LTD 456615103 1663 55770 SH SOLE 55770 Markwest Energy Partners LP LTD 570759100 1966 32955 SH SOLE 32725 230 Penn Virginia LP LTD 70788P105 1690 85000 SH SOLE 85000 Plains All American Pipeline L LTD 726503105 2935 57323 SH SOLE 56761 562 Teekay LNG Partners LTD Y8564M105 2005 60180 SH SOLE 59640 540 Teppco Partners L P LTD 872384102 1631 40460 SH SOLE 40180 280 Valero LP LTD 91913W104 1573 28211 SH SOLE 28021 190
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