-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TrPl5jorcGCN/qShJGomYJvjCDCY5e3/G/3bG9+sNg3rDb83zhH+3YCOYuZ1N1Yp nFPXOSpdIMMHdHsHG3uGmQ== 0001217541-07-000013.txt : 20071114 0001217541-07-000013.hdr.sgml : 20071114 20071114153112 ACCESSION NUMBER: 0001217541-07-000013 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HILL CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001217541 IRS NUMBER: 311019984 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10648 FILM NUMBER: 071244213 BUSINESS ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-255-3333 MAIL ADDRESS: STREET 1: 325 JOHN H. MCCONNELL BLVD. STREET 2: SUITE 200 CITY: COLUMBUS STATE: OH ZIP: 43215 13F-HR/A 1 r13f-sept07.txt DHCM RESTATEMENT OF 13F 09/30/07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [X]; Amendment Number: 2 ------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Hill Capital Management, Inc. ----------------------------------------------------- Address: 325 John H. McConnell Blvd. Suite 200 Columbus, OH 43215 ----------------------------------------------------- Form 13F File Number: 28-10648 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ James F. Laird ------------------------- Title: Chief Compliance Officer ------------------------ Phone: 614-255-3353 ------------------------- Signature, Place, and Date of Signing: /s/ James F. Laird Columbus, OH 11/14/07 - - ---------------- --------------- --------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form 13F Information Table Entry Total: 134 -------------- Form 13F Information Table Value Total: $ 3,566,159 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Aaron Rents COM 002535201 13201 591967 SH Sole 579022 12945 Abbott Labs COM 002824100 86965 1621873 SH Sole 1597643 24230 Acco Brands Corp COM 00081T108 36575 1629906 SH Sole 1604958 24948 Airtran Hldgs Inc. COM 00949P108 41947 4262865 SH Sole 4235965 26900 Allstate Corp COM 020002101 7013 122626 SH Sole 122626 American Greetings COM 026375105 14564 551672 SH Sole 551672 American Int'l Group Inc COM 026874107 106963 1581123 SH Sole 1550048 31075 Analogic Corp COM 032657207 9421 147760 SH Sole 147760 Apache Corporation COM 037411105 201799 2240715 SH Sole 2206030 34685 Apogee Enterprises COM 037598109 4093 157800 SH Sole 157800 Archer Daniels Midland COM 039483102 6636 200597 SH Sole 200597 Assurant Inc COM 04621X108 2310 43170 SH Sole 43170 Bank of America Corp COM 060505104 12073 240165 SH Sole 240165 Bank of New York Mellon Corp COM 064058100 12889 291998 SH Sole 291998 Banner Corp COM 06652v109 2858 83113 SH Sole 83113 Belo Corp COM 080555105 6751 388893 SH Sole 388893 Berry Pete Co Cl A COM 085789105 10723 270840 SH Sole 270840 Black & Decker Corp. COM 091797100 58556 702949 SH Sole 689234 13715 Brinks Company COM 109696104 12668 226700 SH Sole 226700 Callaway Golf Co COM 131193104 17434 1088960 SH Sole 1088960 Capital Corp Of West COM 140065202 5174 280883 SH Sole 280883 Cardinal Health Inc COM 14149Y108 69163 1106075 SH Sole 1080025 26050 Centennial Bank COM 151345303 7735 1208650 SH Sole 1208650 Century Aluminum Company COM 156431108 2453 46600 SH Sole 46600 Charming Shoppes COM 161133103 7515 894640 SH Sole 894640 Cimarex Energy Co COM 171798101 23716 636660 SH Sole 636660 Circuit City Store Inc COM 172737108 536 67820 SH Sole 67820 Citigroup Inc COM 172967101 79016 1693075 SH Sole 1657080 35995 City National Corp COM 178566105 3030 43590 SH Sole 43590 Comerica Inc COM 200340107 2753 53680 SH Sole 53680 Conagra Foods Inc COM 205887102 37794 1446388 SH Sole 1423638 22750 Conocophillips COM 20825C104 185300 2111201 SH Sole 2078843 32358 Crystal River Capital COM 229393301 2855 169825 SH Sole 169825 Del Monte Foods COM 24522P103 8021 763930 SH Sole 763930 Devon Energy Corp COM 25179M103 191224 2298364 SH Sole 2261439 36925 Discover Financial Services COM 254709108 437 21000 SH Sole 21000 Domtar Corporation COM 257559104 33128 4040060 SH Sole 3933755 106305 Dover Corp COM 260003108 3107 60980 SH Sole 60980 Dow Chemical COM 260543103 67624 1570470 SH Sole 1541760 28710 Encore Acquisition Co COM 29255W100 31638 999620 SH Sole 999620 Energen Corp COM 29265N108 2636 46140 SH Sole 46140 Finish Line Inc COM 317923100 3593 827900 SH Sole 827900 First Charter Corp COM 319439105 489 16200 SH Sole 16200 First National Lincoln Corp COM 335716106 217 14394 SH Sole 14394 First Source Corp COM 336901103 7660 334511 SH Sole 334511 First State Bancorporation COM 336453105 12502 636540 SH Sole 636540 Flower Foods Inc COM 343498101 10503 481783 SH Sole 481783 Fluor Corp COM 343412102 73505 510520 SH Sole 504870 5650 Fortune Brands Inc COM 349631101 55182 677162 SH Sole 668952 8210 Freddie Mac COM 313400301 1534 26000 SH Sole 26000 Freeport-McMoran Copper & Gold COM 35671D857 72050 686912 SH Sole 675687 11225 Frontier Airlines Holdings COM 359059102 2328 376048 SH Sole 376048 Gannett Incorporated COM 364730101 54391 1244636 SH Sole 1220386 24250 Gehl Co COM 368483103 2349 105180 SH Sole 105180 General Mills Inc COM 370334104 42417 731193 SH Sole 720060 11133 Gevity HR Inc COM 374393106 2894 282320 SH Sole 282320 Green Bankshares Inc. COM 394361208 287 7865 SH Sole 7865 Greenbrier Companies Inc COM 393657101 3811 142695 SH Sole 142695 Griffon COM 398433102 2638 174675 SH Sole 174675 Hanesbrands Inc. COM 410345102 53428 1904062 SH Sole 1870275 33787 Hanmi Financial Corp COM 410495105 8626 556905 SH Sole 556905 Hanover Insurance Group Inc COM 410867105 10154 229770 SH Sole 229770 Helmerich & Payne Inc COM 423452101 26770 815420 SH Sole 815420 Hornbeck Offshore Services COM 440543106 13266 361470 SH Sole 361470 Huntington Bancshares Inc COM 446150104 3170 186669 SH Sole 186669 Illinois Tool Works COM 452308109 73882 1238797 SH Sole 1215497 23300 Imperial Capital Bancorp COM 452680101 6057 214398 SH Sole 214398 Integrys Energy Group COM 45822P105 11630 227010 SH Sole 227010 International Paper COM 460146103 43558 1214322 SH Sole 1185247 29075 IStar Financial COM 45031U101 4334 127500 SH Sole 125400 2100 Johnson & Johnson COM 478160104 81674 1243128 SH Sole 1224479 18649 K-Swiss COM 482686102 10998 480060 SH Sole 480060 Kaydon Corp COM 486587108 7736 148800 SH Sole 148800 Kimberly Clark Corporation COM 494368103 14869 211626 SH Sole 211626 Kohls Corp COM 500255104 51840 904235 SH Sole 888960 15275 Lance Inc. COM 514606102 3449 149830 SH Sole 149830 Lexmark Int'l New Cl A COM 529771107 43257 1041590 SH Sole 1019535 22055 Lincoln Electric Holdings COM 533900106 11004 141790 SH Sole 141790 Lufkin Inds Inc COM 549764108 8125 147675 SH Sole 147675 McDonald's Corporation COM 580135101 151276 2777227 SH Sole 2737742 39485 Meadwestvaco Corp COM 583334107 66536 2253180 SH Sole 2210930 42250 Medtronic Incorporated COM 585055106 82905 1469694 SH Sole 1442803 26891 Merrill Lynch COM 590188108 28899 405430 SH Sole 405430 Microsoft Corporation COM 594918104 82856 2812484 SH Sole 2743216 69268 Mid-America Apt Cmntys COM 59522J103 4705 94378 SH Sole 94378 Moneygram Intl Inc COM 60935Y109 31481 1393600 SH Sole 1359375 34225 Morgan Stanley COM 617446448 756 12000 SH Sole 12000 Motorola Incorporated COM 620076109 47157 2544918 SH Sole 2492643 52275 Noble Energy Inc COM 655044105 4779 68235 SH Sole 68235 Northstar Realty Financial COM 66704R100 2683 270200 SH Sole 265200 5000 Office Depot Inc COM 676220106 2430 117850 SH Sole 117850 Parker Hannifin Corp COM 701094104 4939 44168 SH Sole 44168 Partnerre Ltd COM G6852T105 648 8200 SH Sole 8200 Penske Automotive Group COM 70959W103 8163 403310 SH Sole 403310 Pentair Inc COM 709631105 343 10330 SH Sole 10330 Pfizer Incorporated COM 717081103 5916 242160 SH Sole 242160 PNC Financial Svcs Group COM 693475105 1226 18000 SH Sole 18000 Rohm & Haas Co COM 775371107 35158 631537 SH Sole 620637 10900 Sara Lee Corporation COM 803111103 79371 4755630 SH Sole 4683480 72150 Southwest Airlines COM 844741108 11427 772120 SH Sole 772120 Southwestern Energy Co COM 845467109 9759 233185 SH Sole 233185 Sovereign Bancorp COM 845905108 3391 199010 SH Sole 199010 Sprint Nextel Corp. COM 852061100 34090 1794234 SH Sole 1733809 60425 Steiner Leisure LTD COM P8744Y102 12299 283380 SH Sole 283380 Sysco Corp COM 871829107 32825 922307 SH Sole 909137 13170 Taylor Capital Group COM 876851106 7242 259280 SH Sole 259280 Toro Company COM 891092108 15081 256350 SH Sole 256350 Trinity Industries Inc COM 896522109 8948 238367 SH Sole 238367 U S Airways Group Inc. COM 90341W108 238 9060 SH Sole 9060 UCBH Hldgs Inc COM 90262T308 9390 537166 SH Sole 537166 UGI Corp COM 902681105 8918 343275 SH Sole 343275 United Fire & Casualty Co COM 910331107 14302 365870 SH Sole 365870 United Technologies COM 913017109 89610 1113445 SH Sole 1096020 17425 Unitedhealth Group Inc COM 91324P102 49419 1020421 SH Sole 996181 24240 US Bancorp COM 902973304 90178 2772140 SH Sole 2717535 54605 Wachovia Corporation COM 929903102 1802 35942 SH Sole 35942 Washington Mutual COM 939322103 706 20000 SH Sole 20000 Wellpoint Inc. COM 94973V107 7189 91095 SH Sole 91095 Wells Fargo & Co. COM 949746101 95306 2675644 SH Sole 2628049 47595 Werner Enterprises COM 950755108 7507 437740 SH Sole 437740 WGL Holdings Inc COM 92924F106 5258 155150 SH Sole 155150 Whiting Petroleum Corporation COM 966387102 19574 440355 SH Sole 440355 XTO Energy Inc COM 98385X106 106500 1722187 SH Sole 1691177 31010 Capital Crossing 8.5% Pfd D PFD 14007R401 1070 42455 SH Sole 40000 2455 Royal Bank of Scotland 6.4% Pf PFD 780097796 453 20000 SH Sole 20000 Blackrock Global Income Trust COM SHS 091941104 2141 119400 SH Sole 115200 4200 Blackrock Pfd Opportunity Tr COM SHS 09249V103 2952 142800 SH Sole 135660 7140 Managed High Yield Plus Fund COM SHS 561911108 324 74918 SH Sole 74918 Nuveen Preferred & Convert Inc COM SHS 67073D102 741 61200 SH Sole 61200 Nuveen Quality Pfd Income Fd 2 COM SHS 67072C105 2670 213594 SH Sole 213594 Western Asset High Income Fd I COM SHS 95766J102 297 27223 SH Sole 27223 Atlas Pipeline Partners Unit L LTD 049392103 2059 43900 SH Sole 43900 Teekay LNG Partners LTD Y8564M105 1913 56700 SH Sole 56700 TEPPCO PARTNERS L P UT LTD PAR LTD 872384102 1886 49550 SH Sole 49550
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