-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WjVbALm19ZtYSEwurmUb3iEXxmG3S9IHdMv7wtM6V6j4ysa744sZsB/u0FI7KegC r1AQspELbBzjmuxsP303Kg== 0000948669-01-500007.txt : 20020410 0000948669-01-500007.hdr.sgml : 20020410 ACCESSION NUMBER: 0000948669-01-500007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INVESTMENTS /CA CENTRAL INDEX KEY: 0000948669 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05022 FILM NUMBER: 1783749 BUSINESS ADDRESS: STREET 1: ONE MARKET STEUART TOWER STREET 2: STE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: PARNASSUS INVESTMENTS/CA STREET 2: ONE MARKET STEUART TOWER., STE. 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 form13f_093001.txt UNITES STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGE~RS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended _____September 30, 2001________ (Please read instructions before preparing form.) If amended report check here: _________Parnassus Investments______________________________ Name of Institutional Investment Manager __One Market, Steuart Tower - Suite #1600, San Francisco, CA 94105____________ Business Address (Street) (City) (State) (ZIP) _________Bryant Cherry, Vice President__________________(415) 778-0200__________ Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of______San Francisco______and State of ____California_____on the ___12_ dav of__November___, 2001 ___Parnassus Investments_______ (Name of Institutional Investment Manager) (Manual Signature of Person Duly Authorized to Submit This Report)
Item 1: Name of Issuer Item 2: Item 3: Item 4: Item 5: Shares Item 6: Item 7: Item 8 Voting Title of Class CUSIP Number Fair Market of Principal Investment Managers Authority Value Amount Discretion (Shares) (a) Sole (b) (c) (a) Sole (b) (c) Adobe Systems, Inc. Common Stock 00724F101 5,755 240,000 X 240,000 Adaptec. Inc. Common Stock 00651F108 8,803 1,120,000 X 1,120,000 Autodesk, Inc. Common Stock 052769106 3,687 115,000 X 115,000 American International Group Common Stock 026874107 312 4,000 X 4,000 Inc. Amgen, Inc. Common Stock 031162100 411 7,000 X 7,000 AGL Resources, Inc. Common Stock 001204106 200 10,000 X 10,000 Avocent Corporation Common Stock 053893103 1,949 131,000 X 131,000 Becton Dickinson & Company Common Stock 075887109 296 8,000 X 8,000 Baldor Electric Common Stock 057741100 2,166 109,100 X 109,100 Bob Evans Farms, Inc. Common Stock 096761101 271 15,000 X 15,000 Ciena Corporation Common Stock 171779101 2,933 285,000 X 285,000 Cisco Systems Inc. Common Stock 17275R102 6,151 505,000 X 505,000 Deluxe Corporation Common Stock 248019101 345 10,000 X 10,000 Genentech, Inc. Common Stock 368710406 6,952 158,000 X 158,000 EMC Corporation Common Stock 268648102 3,643 310,000 X 310,000 Federal National Mortgage Common Stock 313586109 26,020 325,000 X 325,000 Assoc. Federal Home Loan Mortgage Common Stock 313400301 24,245 373,000 X 373,000 Gannett Company Common Stock 364730101 301 5,000 X 5,000 Guidant Corporation Common Stock 401698105 462 12,000 X 12,000 Golden West Financial Common Stock 381317106 349 6,000 X 6,000 Corporation Corning Inc. Common Stock 219350105 2,381 270,000 X 270,000 Gap, Inc. Common Stock 364760108 2,510 210,000 X 210,000 Heinz (H.J.) Company Common Stock 423074103 422 10,000 X 10,000 International Business Common Stock 459200101 277 3,000 X 3,000 Machines Corp. Intel Corporation Common Stock 458140100 7,137 350,000 X 350,000 Illinois Tool Works Common Stock 452308109 1,894 35,000 X 35,000 Johnson & Johnson Common Stock 478160104 2,770 50,000 X 50,000 KeySpan Corporation Common Stock 49337W100 499 15,000 X 15,000 LSI Logic Corporation Common Stock 502161102 1,772 150,800 X 150,800 Mentor Graphics Corporation Common Stock 587200106 6,614 480,000 X 480,000 Marsh & McLennan Companies, Common Stock 571748102 290 3,000 X 3,000 Inc. Merck & Company, Inc. Common Stock 589331107 233 3,500 X 3,500 Mylan Laboratories Common Stock 628530107 261 8,000 X 8,000 Bank One Corporation Common Stock 06423A103 755 24,000 X 24,000 PETsMART, Inc. Common Stock 716768106 11,616 1,650,000 X 1,650,000 Redback Networks, Inc. Common Stock 757209101 3,009 2,075,000 X 2,075,000 Schwab (Charles) Corporation Common Stock 808513105 7,360 640,000 X 640,000 SonicWALL, Inc. Common Stock 835470105 653 55,000 X 55,000 St. Paul Companies, Inc. Common Stock 792860108 206 5,000 X 5,000 UGI Corporation Common Stock 902681105 271 10,000 X 10,000 Vitesse Semiconductor Common Stock 928497106 2,596 335,000 X 335,000 Corporation WD-40 Company Common Stock 929236107 206 10,000 X 10,000 Wells Fargo Company Common Stock 949740104 445 10,000 X 10,000 Whirlpool Corporation Common Stock 963320106 221 4,000 X 4,000 Washington Mutual, Inc. Common Stock 939322103 1,443 37,500 X 37,500 Adaptec Inc. Convertible Convertible 00651FAC2 1,779 2,000,000 X 2,000,000 Bond Central Garden & Pet Convertible 153527AC0 1,608 1,900,000 X 1,900,000 Bond Juniper Networks Convertible 48203RAA2 921 1,500,000 X 1,500,000 Bond LSI Logic Convertible Convertible 502161AE2 1,626 2,000,000 X 2,000,000 Bond Quantum Corporation Convertible 747906AC9 851 1,000,000 X 1,000,000 Convertible Bond Radisys Corporation Convertible 750459AB5 643 1,000,000 X 1,000,000 Convertible Bond Redback Networks Convertible Convertible 757209AB7 4,869 14,000,000 X 14,000,000 Bond GRAND TOTALS $163,289
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