-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIRpGhduWNShyWIB3UsAGi5UDIx4f145I6/HySOy7QcVuVPHpWIRdJK8r/UJ+JUt ZkcuZ6lIeVvxOKi6/JsQaA== 0000948669-02-000012.txt : 20021113 0000948669-02-000012.hdr.sgml : 20021113 20021113170754 ACCESSION NUMBER: 0000948669-02-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021113 EFFECTIVENESS DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INVESTMENTS /CA CENTRAL INDEX KEY: 0000948669 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05022 FILM NUMBER: 02820797 BUSINESS ADDRESS: STREET 1: ONE MARKET STEUART TOWER STREET 2: STE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: PARNASSUS INVESTMENTS/CA STREET 2: ONE MARKET STEUART TOWER., STE. 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 form13f_093002.txt FORM 13-F 9/30/02 UNITES STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGE~RS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended _September 30, 2002___________ (Please read instructions before preparing form.) If amended report check here X _________Parnassus Investments______________________________ Name of Institutional Investment Manager _____One Market, Steuart Tower - Suite #1600, San Francisco, CA 94105__________ ---------------------------------------------------------------- Business Address (Street) (City) (State) (ZIP) __________Bryant Cherry, Vice President_____________(415) 778-0200_____________ ----------------------------- ------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of______San Francisco______and State of ____California_____on the ___8_ dav of___ __November___, 2002 ____Parnassus Investments_______ (Name of Institutional Investment Manager) (Manual Signature of Person Duly Authorized to Submit This Report) This is just to amend the year from 2001 to 2002.
Item 1: Name of Issuer Item 2: Item 3: Item 4: Item 5: SharesItem 6: Item 7: Item 8 Voting Title of Class CUSIP Number Fair Market of Principal Investment Managers Authority Value Amount Discretion (Shares) (a) Sole (b)(c) (a) Sole (b) (c) Agilent Technologies, Inc. Common Stock 00846U101 4,702 360,000 X 360,000 Ambac Financial Group, Inc. Common Stock 023139108 4,850 90,000 X 90,000 Adobe Systems, Inc. Common Stock 00724F101 287 15,000 X 15,000 Adaptec, Inc. Common Stock 00651F108 1,296 293,900 X 293,900 Autodesk, Inc. Common Stock 052769106 7,349 580,000 X 580,000 Agere Systems, Inc. Common Stock 00845V100 4,923 4,475,000 X 4,475,000 American International Group Common Stock 026874107 12,308 225,000 X 225,000 Inc. Arthur J. Gallagher & Co. Common Stock 363576109 3,698 150,000 X 150,000 Applied Materials, Inc. Common Stock 038222105 13,283 1,150,000 X 1,150,000 Advanced Micro Devices, Inc. Common Stock 007903107 294 55,000 X 55,000 AGL Resources, Inc. Common Stock 001204106 1,215 55,000 X 55,000 American Express Company Common Stock 025816109 10,289 330,000 X 330,000 Baxter International Inc. Common Stock 071813109 306 10,000 X 10,000 Best Buy, Inc. Common Stock 086516101 558 25,000 X 25,000 Becton Dickinson & Company Common Stock 075887109 3,124 110,000 X 110,000 Baldor Electric Common Stock 057741100 2,708 141,800 X 141,800 BellSouth Corporation Common Stock 079860102 459 25,000 X 25,000 Banta Corp. Common Stock 066821109 888 25,000 X 25,000 Cardinal Health, Inc. Common Stock 14149Y108 25,502 410,000 X 410,000 Golden State Bancorp Preferred Stock 130214208 2,600 100,000 X 100,000 Preferred Cognex Corporation Common Stock 192422103 7,726 555,400 X 555,400 Ciena Corporation Common Stock 171779101 3,995 1,345,000 X 1,345,000 Clorox Company Common Stock 189054109 603 15,000 X 15,000 Cisco Systems Inc. Common Stock 17275R102 20,436 1,950,000 X 1,950,000 Cummins Engine, Inc. Common Stock 231021106 827 35,000 X 35,000 Convergys Corporation Common Stock 212485106 2,480 165,000 X 165,000 Cymer, Inc. Common Stock 232572107 363 19,500 X 19,500 Genentech, Inc. Common Stock 368710406 14,194 435,000 X 435,000 Electronics for Imaging, Inc. Common Stock 286082102 201 13,500 X 13,500 Energen Corporation Common Stock 29265N108 253 10,000 X 10,000 Electro Scientific Common Stock 285229100 890 60,000 X 60,000 Industries, Inc. FEI Company Common Stock 30241L109 361 25,000 X 25,000 Federal National Mortgage Common Stock 313586109 3,572 60,000 X 60,000 Assoc. First Republic Preferred Preferred Stock 336163407 780 31,000 X 31,000 Federal Home Loan Mortgage Common Stock 313400301 3,634 65,000 X 65,000 Golden West Financial Common Stock 381317106 622 10,000 X 10,000 Corporation Genuine Parts Company Common Stock 372460105 306 10,000 X 10,000 Gap, Inc. Common Stock 364760108 4,340 400,000 X 400,000 Helix Technology Corporation Common Stock 423319102 458 47,500 X 47,500 Idacorp Inc. Common Stock 451107106 937 38,500 X 38,500 Intel Corporation Common Stock 458140100 21,530 1,550,000 X 1,550,000 JDS Uniphase Corporation Common Stock 46612J101 4,773 2,450,000 X 2,450,000 Johnson & Johnson Common Stock 478160104 16,224 300,000 X 300,000 Juniper Networks, Inc. Common Stock 48203R104 1,680 350,000 X 350,000 KLA Instruments Corporation Common Stock S12979993 838 30,000 X 30,000 Knight Ridder, Inc. Common Stock 499040103 310 5,500 X 5,500 KeySpan Corporation Common Stock 49337W100 3,350 100,000 X 100,000 Eli Lilly & Co. Common Stock 532457108 16,879 305,000 X 305,000 Lam Research Corporation Common Stock 512807108 401 45,000 X 45,000 LSI Logic Corporation Common Stock 502161102 9,208 1,450,000 X 1,450,000 McKesson Corporation Common Stock 58155Q103 10,907 385,000 X 385,000 MedImmune, Inc. Common Stock 584699102 6,804 326,000 X 326,000 Mentor Graphics Corporation Common Stock 587200106 7,564 1,550,000 X 1,550,000 MetLife, Inc. Common Stock 59156R108 1,935 85,000 X 85,000 McGraw-Hill Company Common Stock 580645109 3,061 50,000 X 50,000 Miller (Herman), Inc. Common Stock 600544100 586 33,000 X 33,000 Merck & Company, Inc. Common Stock 589331107 4,571 100,000 X 100,000 Micron Technology, Inc. Common Stock 595112103 619 50,000 X 50,000 Mykrolis Corporation Common Stock 62852P103 373 60,676 X 60,676 Mylan Laboratories Common Stock 628530107 982 30,000 X 30,000 Novellus Systems Common Stock 670008101 12,703 610,432 X 610,432 Northwest Natural Gas Company Common Stock 667655104 734 25,000 X 25,000 ONEOK, Inc. Common Stock 682680103 473 25,000 X 25,000 ONYX Software Corporation Common Stock 683402101 1,596 835,700 X 835,700 Pitney Bowes, Inc. Common Stock 724479100 915 30,000 X 30,000 Pfizer Inc. Common Stock 717081103 12,914 445,000 X 445,000 People's Energy Corporation Common Stock 711030106 3,369 100,000 X 100,000 Redback Networks, Inc. Common Stock 757209101 2,356 7,600,000 X 7,600,000 RadiSys Corporation Common Stock 750459109 515 130,000 X 130,000 IMS Health, Inc. Common Stock 449934108 7,485 500,000 X 500,000 SAFECO Corporation Common Stock 786429100 2,860 90,000 X 90,000 SBC Communications, Inc. Common Stock 78387G103 1,005 50,000 X 50,000 Schwab (Charles) Corporation Common Stock 808513105 10,875 1,250,000 X 1,250,000 Siebel Systems, Inc. Common Stock 826170102 863 150,000 X 150,000 Solectron Corporation Common Stock 834182107 3,376 1,600,000 X 1,600,000 Snap-on, Inc. Common Stock 833034101 2,298 100,000 X 100,000 SonicWALL, Inc. Common Stock 835470105 8,181 2,975,000 X 2,975,000 St. Paul Companies, Inc. Common Stock 792860108 1,436 50,000 X 50,000 Sybron Dental Specialties, Common Stock 871142105 441 31,500 X 31,500 Inc. Target Corporation Common Stock 87612E106 2,303 78,000 X 78,000 TranSwitch Corporation Common Stock 894065101 355 866,650 X 866,650 UGI Corporation Common Stock 902681105 3,999 110,000 X 110,000 Vitesse Semiconductor Common Stock 928497106 2,482 3,650,000 X 3,650,000 Corporation Verizon Communications Common Stock 92343V104 1,372 50,000 X 50,000 WD-40 Company Common Stock 929236107 289 10,000 X 10,000 Wells Fargo Company Common Stock 949740104 722 15,000 X 15,000 Washington Mutual, Inc. Common Stock 939322103 1,589 50,478 X 50,478 Watson Pharmaceuticals, Inc. Common Stock 942683103 664 27,100 X 27,100 Xilinx, Inc. Common Stock 983919101 808 51,000 X 51,000 Zions Capital Trust Preferred Stock 989703202 1,036 40,000 X 40,000 Adaptec Inc. Convertible Convertible 00651FAC2 1,887 2,000,000 X 2,000,000 Bond Ciena Coporation Convertible 171779AA9 2,024 3,500,000 X 3,500,000 Bond Corning, Inc. Convertible 219350AJ4 874 2,000,000 X 2,000,000 Bond Juniper Networks Convertible 48203RAA2 2,385 3,500,000 X 3,500,000 Bond LSI Logic Convertible Convertible 502161AE2 3,814 4,500,000 X 4,500,000 Bond Mentor Graphics Convertible Convertible 587200AA4 3,215 5,000,000 X 5,000,000 Bond ONI Systems Corporation Convertible 68273FAA1 1,234 1,665,000 X 1,665,000 Bond Quantum Corporation Convertible 747906AC9 775 1,000,000 X 1,000,000 Convertible Bond Radisys Corporation Convertible 750459AB5 766 1,000,000 X 1,000,000 Convertible Bond Redback Networks Convertible Convertible 757209AB7 4,008 17,000,000 X 17,000,000 Bond Transwitch Corp. Convertible Convertible 894065AB9 239 416,000 X 416,000 Bond Bond Vitesse Semiconductor Convertible 928497AB2 2,313 3,250,000 X 3,250,000 Bond GRAND TOTALS $393,760
-----END PRIVACY-ENHANCED MESSAGE-----