-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F28XuPgvWIYHchNryzHE1MQHk1mFlynp2SMSiXPVyQKA2NO6iQlLtclfYIV+D997 ZNF7Cu8gz7c0QYNN0JA9Ag== 0001144204-06-046795.txt : 20061113 0001144204-06-046795.hdr.sgml : 20061113 20061113160355 ACCESSION NUMBER: 0001144204-06-046795 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARNASSUS INVESTMENTS /CA CENTRAL INDEX KEY: 0000948669 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05022 FILM NUMBER: 061208983 BUSINESS ADDRESS: STREET 1: ONE MARKET STEUART TOWER STREET 2: STE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4157780200 MAIL ADDRESS: STREET 1: PARNASSUS INVESTMENTS/CA STREET 2: ONE MARKET STEUART TOWER., STE. 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 v057438_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/06 Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Parnassus Investments Address: One Market - Steuart Tower #1600 San Francisco, CA 94105 Form 13F File Number: 28-05022 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra A. Early Title: Chief Financial Officer Phone: (415) 778-0200 Signature, Place, and Date of Signing: /S/ Debra A. Early San Francisco, CA 11/13/06 - ----------------------- ------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: 1,070,808 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
PAGE: 1 OF: 4 FORM 13F NAME OF REPORTING MANAGER: Parnassus Investments #028-05022 DATE:09/30/06 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF ISSUER TITLE OF CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT DISCRETION MANAGER VOTING AUTHORITY NUMBER VALUE PRINC. AMT. SOLE SHARED OTHER SOLE SHARED NONE Agere CONV CONVERTIBLE 00845VAA8 10,025 10000000 X 100000~ 6.5% Due 12/15/09 Cymer CONV CONVERTIBLE 232572AE7 1,034 1,000,000 X 1000000 3.5% 2/15/09 ExpressJet Hold CONV CONVERTIBLE 30218UAB4 3,595 4,000,000 X 4000000 4.250% Due 08/01/23 Intel Corp CONV CONVERTIBLE 458140AD2 3,128 3,500,000 X 3500000 2.950% Due 12/15/35 Maxtor Corp CONV CONVERTIBLE 577729AC0 1,104 1,000,000 X 1000000 6.800% Due 4/30/2010 Mentor Graph CONV CONVERTIBLE 587200AD8 9,778 9,586,000 X 9586000 FLOAT% Due 8/6/2023 Adobe Systems Inc COMMON STOCK 00724F101 4,176 111,500 X 111500 Autodesk, Inc COMMON STOCK 052769106 2,657 76,400 X 76400 AFLAC Incorporated COMMON STOCK 001055102 22,894 500,300 X 500300 Agere Systems, Inc COMMON STOCK 00845V308 6,002 402,000 X 402000 Altera Corporation COMMON STOCK 021441100 5,551 302,000 X 302000 Applied Materials COMMON STOCK 038222105 12,588 710,000 X 710000 Amgen, Inc. COMMON STOCK 031162100 20,815 291,000 X 291000 Apache Corporation COMMON STOCK 037411105 32,548 515,000 X 515000 Avocent Corporation COMMON STOCK 053893103 8,343 277,000 X 277000 Avid Technology Inc COMMON STOCK 05367P100 4,498 123,500 X 123500 Baxter International COMMON STOCK 071813109 12,502 275,000 X 275000 Bed Bath & Beyond COMMON STOCK 075896100 13,908 363,500 X 363500 Baldor Electric Co. COMMON STOCK 057741100 4,649 150,800 X 150800 Canon Inc ADR COMMON STOCK 138006309 27,499 525,900 X 525900 Chemed Corp COMMON STOCK 16359R103 17,727 549,500 X 549500 Cherokee Inc. COMMON STOCK 16444H102 789 21,560 X 21560 Ciena Corp COMMON STOCK 171779309 3,992 146,500 X 146500 Connetics Corp COMMON STOCK 208192104 3,346 307,000 X 307000 Coach Inc. COMMON STOCK 189754101 2,628 76,400 X 76400 Cisco Systems, Inc. COMMON STOCK 17275R102 34,546 1,502,000 X 1502000 Cytyc Corporation COMMON STOCK 232946103 1,258 51,400 X 51400 Genentech, Inc. COMMON STOCK 368710406 21,179 256,100 X 256100 eBay Inc. COMMON STOCK 278642103 14,705 518,500 X 518500 Energen Corporation COMMON STOCK 29265N108 6,281 150,000 X 150000 Electro Scientific COMMON STOCK 285229100 29,513 1,432,650 X 1432650 Fiserv Inc. COMMON STOCK 337738108 4,709 100,000 X 100000 Foot Locker, Inc. COMMON STOCK 344849104 20,877 826,800 X 826800 Cedar Fair, L.P. COMMON STOCK 150185106 7,893 300,000 X 300000 Graco Inc. COMMON STOCK 384109104 5,273 135,000 X 135000 The Gap, Inc. COMMON STOCK 364760108 27,593 1,456,100 X 1456100 HCC Insurance Hld COMMON STOCK 404132102 1,388 42,200 X 42200 Health Mgmt Associat COMMON STOCK 421933102 4,222 202,000 X 202000 Harley-Davidson, Inc COMMON STOCK 412822108 6,325 100,800 X 100800 Hyperion Solutions COMMON STOCK 44914M104 876 25,400 X 25400 IBM Corporation COMMON STOCK 459200101 25,844 315,400 X 315400 Integrated Device COMMON STOCK 458118106 5,203 324,000 X 324000 Intel Corporation COMMON STOCK 458140100 46,893 2,279,700 X 2279700 Invacare Corporation COMMON STOCK 461203101 8,397 357,000 X 357000 Invitrogen Corp. COMMON STOCK 46185R100 4,673 73,700 X 73700 J2 Global Telecom COMMON STOCK 46626E205 8,314 306,000 X 306000 JDS Uniphase COMMON STOCK 46612J101 62 28,500 X 28500 Johnson & Johnson COMMON STOCK 478160104 7,819 120,400 X 120400 J.P. Morgan Chase COMMON STOCK 46625H100 30,524 650,000 X 650000 K-Swiss Inc. COMMON STOCK 482686102 9,460 314,700 X 314700 Lincare Holdings, In COMMON STOCK 532791100 5,255 151,700 X 151700 McKesson Corp COMMON STOCK 58155Q103 16,607 315,000 X 315000 MedImmune, Inc COMMON STOCK 584699102 307 10,500 X 10500 McCormick & Co COMMON STOCK 579780206 1,914 50,400 X 50400 3M Co. COMMON STOCK 88579Y101 25,757 346,100 X 346100 Northwest NaturalGas COMMON STOCK 667655104 8,445 215,000 X 215000 ONEOK, Inc. COMMON STOCK 682680103 9,825 260,000 X 260000 Otter Tail Corp COMMON STOCK 689648103 7,310 250,000 X 250000 Omnivision Tech Inc. COMMON STOCK 682128103 2,276 159,500 X 159500 Patterson Cos. Inc. COMMON STOCK 703395103 4,759 141,600 X 141600 Pfizer Inc. COMMON STOCK 717081103 25,291 891,800 X 891800 The Proctor & Gamble COMMON STOCK 742718109 24,792 400,000 X 400000 Plantronics, Inc. COMMON STOCK 727493108 12,962 739,400 X 739400 Qualcomm Inc. COMMON STOCK 747525103 14,235 391,600 X 391600 Rohm and Haas Co COMMON STOCK 775371107 14,205 300,000 X 300000 Ross Stores, Inc. COMMON STOCK 778296103 5,351 210,600 X 210600 IMS Health Inc. COMMON STOCK 449934108 12,654 475,000 X 475000 Sanmina-SCI Corp COMMON STOCK 800907107 114 30,400 X 30400 Sigma-Aldrich Corp COMMON STOCK 826552101 17,336 229,100 X 229100 SLM Corporation COMMON STOCK 78442P106 15,074 290,000 X 290000 Steris Corp COMMON STOCK 859152100 9,665 401,700 X 401700 Seagate Technology COMMON STOCK G7945J104 8,091 350,400 X 350400 Southern Union Co COMMON STOCK 844030106 13,205 500,000 X 500000 The ServiceMaster Co COMMON STOCK 81760N109 27,125 2,419,700 X 2419700 Symantec Corp COMMON STOCK 871503108 15,534 730,000 X 730000 Sysco Corp COMMON STOCK 871829107 40,364 1,206,700 X 1206700 Teleflex Incorporate COMMON STOCK 879369106 15,974 287,100 X 287100 Target Corporation COMMON STOCK 87612E106 26,061 471,700 X 471700 TIBCO Software Inc. COMMON STOCK 88632Q103 1,841 205,000 X 205000 Taiwan Semicond ADR COMMON STOCK 874039100 4,800 500,000 X 500000 Tuesday Morning Corp COMMON STOCK 899035505 15,462 1,114,000 X 1114000 Tower Group Inc. COMMON STOCK 891777104 20,103 602,800 X 602800 United Parcel Svc COMMON STOCK 911312106 21,582 300,000 X 300000 Valero Energy Corp COMMON STOCK 91913Y100 8,024 155,900 X 155900 WD-40 Company COMMON STOCK 929236107 17,864 500,800 X 500800 Wells Fargo & Co. COMMON STOCK 949746101 14,472 400,000 X 400000 Williams-Sonoma Inc. COMMON STOCK 969904101 1,814 56,000 X 56000 Xilinx, Inc. COMMON STOCK 983919101 4,493 204,700 X 204700 Dentsply Intl Inc COMMON STOCK 249030107 6,022 200,000 X 200000 XTO Energy Inc. COMMON STOCK 98385X106 4,213 100,000 X 100000 Zhone Technologies COMMON STOCK 98950P108 27 25,000 X 25000 GRAND TOTAL: 1,070,808
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