-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEYRsmDwn2Wdt5JUbCuFOMhkNnuaWDQPyI6qdMqRGbGutdIeCIQhrgkujSS/yOj7 80NQYHH3c/yMOZ9FfzhZlA== 0000950134-04-017751.txt : 20041117 0000950134-04-017751.hdr.sgml : 20041117 20041117114717 ACCESSION NUMBER: 0000950134-04-017751 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041117 DATE AS OF CHANGE: 20041117 EFFECTIVENESS DATE: 20041117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000884546 IRS NUMBER: 943106735 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03128 FILM NUMBER: 041151330 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 13F-HR/A 1 f03467e13fvhrza.txt FORM 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [X]; Amendment Number: _1___ This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Charles Schwab Investment Management, Inc. Address: 101 Montgomery Street San Francisco, CA 94104 ____________________________________________________ Form 13F File Number: 28-3128 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Randy Fillmore Title: CSIM Chief Compliance Officer Phone: (415) 636-3680 Signature, Place, and Date of Signing: /s/ Randy Fillmore, San Francisco, California, November 17, 2004 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 14 Form 13F Information Table Entry Total: 5,491 Form 13F Information Table Value Total: $22,580,606 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
No. Form 13F File Number Name 1 028-01091 American Century Investment Management, Inc. 2 028-05422 Artisan Partners LP 3 028-02013 Harris Associates LP 4 028-04871 William Blair & Company LLC 5 028-05508 Aronson & Partners 6 028-01343 Janus Capital Group/Perkins, Wolf, McDonnell & Co. 7 028-01666 Eagle Asset Management Inc. 8 028-02701 PIMCO Advisors LP 9 028-06683 TCW Investment Management Company 10 028-06605 Thornburg Investment Management, Inc. 11 028-10212 TAMRO Capital Partners, LLC 12 028-03063 Tocqueville Asset Management LP 13 028-07802 Veredus Asset Management LLC 14 028-03570 AXA Rosenberg
Charles Schwab Investment Management, Inc. ("CSIM") is a wholly-owned direct subsidiary of The Charles Schwab Corporation ("Schwab"), which is a publicly traded company. U.S. Trust Corporation ("UST"), which is also a wholly-owned direct subsidiary of Schwab, files a separate report on Form 13F, via its subsidiary, the United States Trust Company of New York, under File Number 28-380. Neither CSIM nor UST has any power or influence with respect to the voting or disposition of securities reflected in the other's Form 13. Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 1 800 Flowers Com COM 68243Q106 31 3,700 SOLE 3,700 1 800 Flowers Com COM 68243Q106 1,428 172,050 OTHER (14) 172,050 1-800 Contacts Inc COM 681977104 8 500 SOLE 500 1st Independence Fin COM 32053S107 6 300 OTHER (14) 300 1st Source Corp COM 336901103 1,340 52,271 SOLE 52,271 1st Source Corp COM 336901103 1,121 43,723 OTHER (14) 43,723 21st Centy Hldg Co COM 90136Q100 17 1,500 SOLE 1,500 21st Centy Ins Group COM 90130N103 96 7,200 SOLE 7,200 3com Corp COM 885535104 1,542 365,400 SOLE 365,400 3com Corp COM 885535104 526 124,650 OTHER (11) 124,650 3com Corp COM 885535104 96 22,700 OTHER (6) 22,700 3-D Sys Corp Del COM NEW 88554D205 17 1,400 SOLE 1,400 3m Co COM 88579Y101 100,807 1,260,559 SOLE 1,260,559 3m Co COM 88579Y101 2,055 25,700 OTHER (14) 25,700 4 Kids Entmt Inc COM 350865101 71 3,500 SOLE 3,500 7-Eleven Inc COM NEW 817826209 1,752 87,700 SOLE 87,700 7-Eleven Inc COM NEW 817826209 50 2,500 OTHER (5) 2,500 99 Cents Only Stores COM 65440K106 1,291 90,712 SOLE 90,712 99 Cents Only Stores COM 65440K106 696 48,880 OTHER (11) 48,880 A C Moore Arts & Cra COM 00086T103 1,103 44,600 SOLE 44,600 A S V Inc COM 001963107 11 300 OTHER (14) 300 Aaipharma Inc COM 00252W104 105 67,650 SOLE 67,650 Aaon Inc COM PAR 000360206 71 4,075 SOLE 4,075 Aar Corp COM 000361105 1,027 82,500 SOLE 82,500 Aaron Rents Inc COM 002535201 8,152 374,649 SOLE 374,649 Aaron Rents Inc CL A 002535300 43 2,175 SOLE 2,175 Aaron Rents Inc COM 002535201 5,473 251,525 OTHER (14) 251,525 Abbott Labs COM 002824100 97,343 2,297,998 SOLE 2,297,998 Abbott Labs COM 002824100 59 1,400 OTHER (14) 1,400 Abbott Labs COM 002824100 1,080 25,500 OTHER (7) 25,500 Abc Bancorp COM 000400101 30 1,500 SOLE 1,500 Abercrombie & Fitch CL A 002896207 1,893 60,100 SOLE 60,100 Abgenix Inc COM 00339B107 2,029 205,800 SOLE 205,800 Abigail Adams Ntl Bn COM 003390101 8 500 SOLE 500 Abiomed Inc COM 003654100 7 800 SOLE 800 Ablest Inc COM 00371W100 25 4,000 OTHER (14) 4,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Abm Inds Inc COM 000957100 2,487 123,400 SOLE 123,400 Acadia Rlty Tr COM SH BEN INT 004239109 10 700 OTHER (14) 700 Accelrys Inc COM 00430U103 374 57,400 SOLE 57,400 Accenture Ltd CL A G1150G111 523 19,350 SOLE 19,350 Accenture Ltd CL A G1150G111 523 19,350 OTHER (7) 19,350 Accor COM F00189120 1,435 37,106 SOLE 37,106 Accredited Home Lend COM 00437P107 886 23,000 SOLE 23,000 Accredited Home Lend COM 00437P107 8,281 214,981 OTHER (14) 214,981 Accredited Home Lend COM 00437P107 790 20,500 OTHER (13) 20,500 Accredo Health Inc COM 00437V104 1,307 55,451 SOLE 55,451 Accredo Health Inc COM 00437V104 507 21,510 OTHER (11) 21,510 Accredo Health Inc COM 00437V104 127 5,400 OTHER (6) 5,400 Ace Cash Express Inc COM 004403101 239 9,192 SOLE 9,192 Ace Cash Express Inc COM 004403101 261 10,015 OTHER (14) 10,015 Ace Ltd ORD G0070K103 9,720 242,640 SOLE 242,640 Ace Ltd ORD G0070K103 753 18,800 OTHER (14) 18,800 Aceto Chem Inc COM 004446100 113 7,875 SOLE 7,875 Aclara Biosciences I COM 00461P106 9 2,400 SOLE 2,400 Acme Communication I COM 004631107 11 1,900 SOLE 1,900 Acme Utd Corp COM 004816104 2 200 OTHER (14) 200 Act Teleconferencing COM 000955104 1 1,100 SOLE 1,100 Actel Corp COM 004934105 982 64,600 SOLE 64,600 Action Performance C COM 004933107 35 3,500 SOLE 3,500 Activision Inc New COM NEW 004930202 2,167 156,225 SOLE 156,225 Activision Inc New COM NEW 004930202 2,083 150,204 OTHER (14) 150,204 Activision Inc New COM NEW 004930202 248 17,850 OTHER (5) 17,850 Actuant Corp CL A NEW 00508X203 2,338 56,740 SOLE 56,740 Actuate Software Cor COM 00508B102 8 2,300 SOLE 2,300 Acuity Brands Inc COM 00508Y102 2,660 111,900 SOLE 111,900 Acuity Brands Inc COM 00508Y102 5,042 212,100 OTHER (14) 212,100 Acxiom Corp COM 005125109 2,215 93,300 SOLE 93,300 Adams Res & Energy I COM NEW 006351308 73 5,500 OTHER (14) 5,500 Adaptec Inc COM 00651F108 2,076 273,211 SOLE 273,211 Adc Telecommunicatio COM 000886101 2,083 1,150,758 SOLE 1,150,758 Ade Corp Mass COM 00089C107 53 3,100 SOLE 3,100 Ade Corp Mass COM 00089C107 4 241 OTHER (14) 241 Adecco Sa COM H00392185 1,320 26,587 SOLE 26,587
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Adesa Inc COM 00686U104 902 54,900 SOLE 54,900 Administaff Inc COM 007094105 924 78,949 SOLE 78,949 Adobe Sys Inc COM 00724F101 18,222 368,339 SOLE 368,339 Adobe Sys Inc COM 00724F101 143 2,900 OTHER (14) 2,900 Adolor Corp COM 00724X102 1,020 90,700 SOLE 90,700 Adtran Inc COM 00738A106 1,123 49,500 SOLE 49,500 Advanced Auto Parts COM 00751Y106 1,657 48,160 SOLE 48,160 Advanced Auto Parts COM 00751Y106 86 2,500 OTHER (6) 2,500 Advanced Digital Inf COM 007525108 1,358 156,100 SOLE 156,100 Advanced Digital Inf COM 007525108 65 7,500 OTHER (6) 7,500 Advanced Energy Inds COM 007973100 727 78,300 SOLE 78,300 Advanced Fibre Commu COM 00754A105 798 50,200 SOLE 50,200 Advanced Marketing S COM 00753T105 60 5,600 SOLE 5,600 Advanced Medical Opt COM 00763M108 2,741 69,268 SOLE 69,268 Advanced Micro Devic COM 007903107 6,705 515,753 SOLE 515,753 Advanced Neuromodula COM 00757T101 1,425 46,950 SOLE 46,950 Advanced Power Techn COM 00761E108 13 1,500 SOLE 1,500 Advanta Corp COM 007942105 5,439 238,538 SOLE 238,538 Advanta Corp CL B 007942204 290 12,000 SOLE 12,000 Advanta Corp COM 007942105 5,270 231,138 OTHER (14) 231,138 Advantest COM J00210104 773 13,000 SOLE 13,000 Advent Software Inc COM 007974108 1,334 79,240 SOLE 79,240 Advisory Brd Co COM 00762W107 1,223 36,400 SOLE 36,400 Advo System Inc COM 007585102 2,256 72,900 SOLE 72,900 Aegon Nv COM N00890132 2,801 259,846 SOLE 259,846 Aeon Co Ltd COM J28751121 1,393 86,500 SOLE 86,500 Aeon Co Ltd COM J28751121 40 2,500 OTHER (2) 2,500 Aep Inds Inc COM 001031103 4 400 SOLE 400 Aep Inds Inc COM 001031103 18 1,653 OTHER (14) 1,653 Aeroflex Inc COM 007768104 1,974 186,800 SOLE 186,800 Aeroflex Inc COM 007768104 14 1,300 OTHER (14) 1,300 Aerogen Inc COM 007779309 1 640 SOLE 640 Aeropostale COM 007865108 4,121 157,300 SOLE 157,300 Aeropostale COM 007865108 1,493 57,000 OTHER (14) 57,000 Aeropostale COM 007865108 562 21,450 OTHER (13) 21,450 Aeropostale COM 007865108 257 9,800 OTHER (5) 9,800 Aerosonic Corp Del COM PAR $0.40 008015307 1 300 SOLE 300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Aes Corp COM 00130H105 11,043 1,105,365 SOLE 1,105,365 Aether Sys Inc COM 00808V105 4 1,100 SOLE 1,100 Aetna U S Healthcare COM 00817Y108 28,779 287,992 SOLE 287,992 Aetna U S Healthcare COM 00817Y108 1,119 11,200 OTHER (14) 11,200 Aetna U S Healthcare COM 00817Y108 1,289 12,900 OTHER (7) 12,900 Aetna U S Healthcare COM 00817Y108 510 5,100 OTHER (5) 5,100 Afc Enterprises Inc COM 00104Q107 1,516 68,900 SOLE 68,900 Affiliated Computer COM 008190100 11,819 212,300 SOLE 212,300 Affiliated Computer COM 008190100 974 17,500 OTHER (10) 17,500 Affiliated Managers COM 008252108 913 17,050 SOLE 17,050 Affiliated Managers COM 008252108 4,958 92,600 OTHER (14) 92,600 Affordable Residenti COM 008273104 44 3,000 SOLE 3,000 Affymetrix Inc COM 00826T108 150 4,900 SOLE 4,900 Affymetrix Inc COM 00826T108 9 300 OTHER (14) 300 Aflac Inc COM 001055102 33,464 853,464 SOLE 853,464 Aflac Inc COM 001055102 16 400 OTHER (14) 400 Aftermarket Technolo COM 008318107 32 2,511 SOLE 2,511 Agco Corp COM 001084102 1,160 51,262 SOLE 51,262 Agere Sys Inc COM 00845V100 1,014 966,016 SOLE 966,016 Agere Sys Inc COM 00845V209 1,360 1,333,800 SOLE 1,333,800 Agere Sys Inc COM 00845V209 999 979,400 OTHER (9) 979,400 Agile Software Corp COM 00846X105 1,638 206,600 SOLE 206,600 Agile Software Corp COM 00846X105 699 88,100 OTHER (12) 88,100 Agilent Technologies COM 00846U101 15,626 724,443 SOLE 724,443 Agilysys Inc COM 00847J105 2,424 140,200 SOLE 140,200 Agilysys Inc COM 00847J105 71 4,100 OTHER (14) 4,100 Agl Res Inc COM 001204106 1,194 38,800 SOLE 38,800 Agl Res Inc COM 001204106 46 1,500 OTHER (14) 1,500 Agrium Inc COM 008916108 542 30,500 SOLE 30,500 Agrium Inc COM 008916108 190 10,700 OTHER (6) 10,700 Agrium Inc COM 008916108 352 19,800 OTHER (5) 19,800 Ahold(Kon)Nv COM N0137M102 1,397 218,958 SOLE 218,958 Air Liquide(L'') COM F01764103 3,186 20,461 SOLE 20,461 Air Methods Corp COM PAR $.06 009128307 188 29,145 OTHER (14) 29,145 Air Prods & Chems In COM 009158106 18,383 338,051 SOLE 338,051 Air Prods & Chems In COM 009158106 131 2,400 OTHER (6) 2,400 Airgas Inc COM 009363102 1,076 44,700 SOLE 44,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Airgas Inc COM 009363102 1,237 51,400 OTHER (14) 51,400 Airnet Sys Inc COM 009417106 455 106,000 OTHER (14) 106,000 Airtran Hldgs Inc COM 00949P108 1,943 195,100 SOLE 195,100 Ajinomoto Co Inc COM J00882126 1,269 111,000 SOLE 111,000 Ak Stl Hldg Corp COM 001547108 2,854 349,727 SOLE 349,727 Ak Stl Hldg Corp COM 001547108 802 98,300 OTHER (13) 98,300 Akamai Technologies COM 00971T101 1,340 95,388 SOLE 95,388 Akamai Technologies COM 00971T101 169 12,000 OTHER (14) 12,000 Akamai Technologies COM 00971T101 1,215 86,450 OTHER (13) 86,450 Akzo Nobel Nv COM N01780126 6,883 194,942 SOLE 194,942 Akzo Nobel Nv COM N01780126 5,049 143,000 OTHER (3) 143,000 Alabama Natl Bancorp COM 010317105 2,185 36,500 SOLE 36,500 Alamo Group Inc COM 011311107 9 500 SOLE 500 Alamo Group Inc COM 011311107 60 3,200 OTHER (14) 3,200 Alamosa Hldgs Inc COM 011589108 216 28,317 SOLE 28,317 Alaska Airgroup COM 011659109 1,975 79,700 SOLE 79,700 Alaska Communication COM 01167P101 208 37,200 SOLE 37,200 Albany Intl Corp COM 012348108 2,409 80,801 SOLE 80,801 Albany Intl Corp COM 012348108 86 2,900 OTHER (6) 2,900 Albany Molecular Res COM 012423109 717 74,700 SOLE 74,700 Albemarle Corp COM 012653101 158 4,500 SOLE 4,500 Alberto Culver Co CL B CONV 013068101 5,743 132,076 SOLE 132,076 Albertsons Inc COM 013104104 13,015 543,877 SOLE 543,877 Alcan Aluminium Ltd COM 013716105 3,088 64,605 SOLE 64,605 Alcan Inc. COM 013716105 105 2,200 OTHER (5) 2,200 Alcatel COM F0191J101 2,850 245,737 SOLE 245,737 Alcatel COM F0191J101 60 5,130 OTHER (14) 5,130 Alcoa Inc COM 013817101 43,035 1,281,186 SOLE 1,281,186 Alcoa Inc COM 013817101 17 500 OTHER (14) 500 Alderwoods Group Inc COM 014383103 875 89,000 SOLE 89,000 Aldila Inc COM NEW 014384200 322 32,168 OTHER (14) 32,168 Alexander & Baldwin COM 014482103 190 5,600 SOLE 5,600 Alexander & Baldwin COM 014482103 2,595 76,453 OTHER (14) 76,453 Alexanders Inc COM 014752109 2,449 12,300 SOLE 12,300 Alexandria Real Esta COM 015271109 3,049 46,400 SOLE 46,400 Alexion Pharmaceutic COM 015351109 1,120 62,200 SOLE 62,200 Alfa Corp COM 015385107 2,669 191,187 SOLE 191,187
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Alico Inc COM 016230104 116 2,722 OTHER (14) 2,722 Align Technology Inc COM 016255101 133 8,700 SOLE 8,700 Alkermes Inc COM 01642T108 36 3,100 SOLE 3,100 All American Semicon COM NEW 016557407 147 23,957 OTHER (14) 23,957 Alleghany Corp COM 017175100 1,156 4,236 SOLE 4,236 Alleghany Corp COM 017175100 991 3,630 OTHER (14) 3,630 Allegheny Energy Inc COM 017361106 3,003 188,132 SOLE 188,132 Allegheny Technologi COM 01741R102 4,903 268,657 SOLE 268,657 Allen Organ Co CL B 017753104 218 3,400 OTHER (14) 3,400 Allergan Inc COM 018490102 14,753 203,346 SOLE 203,346 Allergan Inc COM 018490102 755 10,400 OTHER (7) 10,400 Allete Inc COM NEW 018522300 715 21,999 SOLE 21,999 Alliance Cap Mgmt Hl UNIT LTD PARTN 01855A101 185 5,200 SOLE 5,200 Alliance Data System COM 018581108 268 6,600 SOLE 6,600 Alliance Data System COM 018581108 73 1,800 OTHER (14) 1,800 Alliance Gaming Corp COM NEW 01859P609 45 3,000 SOLE 3,000 Alliance Imaging Inc COM NEW 018606202 252 33,700 SOLE 33,700 Alliance Imaging Inc COM NEW 018606202 1,348 180,500 OTHER (14) 180,500 Alliance Resource Pa UNIT LTD PARTN 01877R108 95 1,700 SOLE 1,700 Alliance Semiconduct COM 01877H100 22 6,500 SOLE 6,500 Alliant Corp COM 018802108 1,856 74,600 SOLE 74,600 Alliant Corp COM 018802108 973 39,100 OTHER (14) 39,100 Alliant Corp COM 018802108 149 6,000 OTHER (5) 6,000 Alliant Techsystems COM 018804104 2,628 43,437 SOLE 43,437 Alliant Techsystems COM 018804104 1,228 20,300 OTHER (9) 20,300 Allied Cap Corp New COM 01903Q108 1,939 79,515 SOLE 79,515 Allied Defense Group COM 019118108 9 500 SOLE 500 Allied Defense Group COM 019118108 208 11,200 OTHER (14) 11,200 Allied Domecq COM 019255108 550 64,837 SOLE 64,837 Allied Domecq COM 019255108 550 64,837 OTHER (2) 64,837 Allied Healthcare In COM 01923A109 409 74,000 OTHER (14) 74,000 Allied Healthcare Pr COM 019222108 576 83,352 OTHER (14) 83,352 Allied Motion Techno COM 019330109 329 58,016 OTHER (14) 58,016 Allied Waste Inds In COM PAR 019589308 4,166 470,780 SOLE 470,780 Allmerica Finl Corp COM 019754100 898 33,400 SOLE 33,400 Alloy Online Inc COM 019855105 12 3,100 SOLE 3,100 Allscripts Healthcar COM 01988P108 17 1,900 SOLE 1,900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Allscripts Healthcar COM 01988P108 13 1,400 OTHER (14) 1,400 Allstate Corp COM 020002101 59,981 1,249,862 SOLE 1,249,862 Allstate Corp COM 020002101 907 18,900 OTHER (14) 18,900 Allstate Corp COM 020002101 672 14,000 OTHER (5) 14,000 Alltel Corp COM 020039103 33,428 608,770 SOLE 608,770 Alltel Corp COM 020039103 1,389 25,300 OTHER (10) 25,300 Alltel Corp COM 020039103 236 4,300 OTHER (6) 4,300 Almost Family Inc COM 020409108 321 19,900 OTHER (14) 19,900 Alpharma Inc COM 020813101 1,964 107,400 SOLE 107,400 Alpharma Inc COM 020813101 8,071 441,300 OTHER (14) 441,300 Altadis Sa COM E89691120 3,066 90,107 SOLE 90,107 Altadis Sa COM E89691120 1,385 40,713 OTHER (2) 40,713 Altana Ag COM D03304108 704 12,100 SOLE 12,100 Altera Corp COM 021441100 11,750 600,431 SOLE 600,431 Altera Corp COM 021441100 940 48,050 OTHER (7) 48,050 Altiris Inc COM 02148M100 1,826 57,700 SOLE 57,700 Altria Group Inc COM 02209S103 146,182 3,107,605 SOLE 3,107,605 Altria Group Inc COM 02209S103 569 12,100 OTHER (14) 12,100 Altria Group Inc COM 02209S103 146 3,100 OTHER (5) 3,100 Amazon Com Inc COM 023135106 10,248 250,800 SOLE 250,800 Amb Property Corp. REIT 00163T109 1,895 51,200 SOLE 51,200 Ambac Finl Group Inc COM 023139108 13,049 163,213 SOLE 163,213 Ambac Finl Group Inc COM 023139108 304 3,800 OTHER (14) 3,800 Ambassadors Group In COM 023177108 46 1,700 SOLE 1,700 Ambassadors Group In COM 023177108 186 6,900 OTHER (14) 6,900 Ambassadors Intl Inc COM 023178106 21 1,700 SOLE 1,700 Ambassadors Intl Inc COM 023178106 891 70,975 OTHER (14) 70,975 Amc Entmt Inc COM 001669100 1,723 90,000 SOLE 90,000 Amcol Intl Corp COM 02341W103 1,373 71,800 SOLE 71,800 Amcor Limited ADR Q03080100 686 130,097 SOLE 130,097 Amcor Limited ADR Q03080100 9 1,751 OTHER (14) 1,751 Amcore Finl Inc COM 023912108 1,613 56,850 SOLE 56,850 Amdocs Ltd ORD G02602103 646 29,600 SOLE 29,600 Amedisys Inc COM 023436108 326 10,900 SOLE 10,900 Amedisys Inc COM 023436108 12 413 OTHER (14) 413 Amerada Hess Corp COM 023551104 12,243 137,561 SOLE 137,561 Amerada Hess Corp COM 023551104 463 5,200 OTHER (5) 5,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Amerco COM 023586100 34 900 SOLE 900 Ameren Corp COM 023608102 12,853 278,510 SOLE 278,510 America Svc Group In COM 02364L109 346 12,635 SOLE 12,635 America West Hldg Co CL B 023657208 439 81,300 SOLE 81,300 American Axle & Mfg COM 024061103 977 33,400 SOLE 33,400 American Biltrite In COM 024591109 494 40,300 OTHER (14) 40,300 American Capital Str COM 024937104 1,247 39,800 SOLE 39,800 American Capital Str COM 024937104 1,062 33,900 OTHER (14) 33,900 American Cmnty Bancs COM 02520W106 11 800 OTHER (14) 800 American Dental Part COM 025353103 846 42,300 OTHER (14) 42,300 American Eagle Outfi COM 02553E106 396 10,750 SOLE 10,750 American Eagle Outfi COM 02553E106 556 15,100 OTHER (14) 15,100 American Eagle Outfi COM 02553E106 210 5,700 OTHER (5) 5,700 American Ecology Cor COM NEW 025533407 492 50,714 OTHER (14) 50,714 American Elec Pwr In COM 025537101 26,290 822,594 SOLE 822,594 American Express Co COM 025816109 97,773 1,899,981 SOLE 1,899,981 American Express Co COM 025816109 51 1,000 OTHER (14) 1,000 American Finl Group COM 025932104 1,336 44,700 SOLE 44,700 American Finl Group COM 025932104 484 16,200 OTHER (14) 16,200 American Finl Rlty T COM 02607P305 120 8,500 SOLE 8,500 American Greetings COM 026375105 1,593 63,400 SOLE 63,400 American Greetings COM 026375105 4,313 171,700 OTHER (14) 171,700 American Greetings COM 026375105 950 37,800 OTHER (10) 37,800 American Greetings COM 026375105 151 6,000 OTHER (6) 6,000 American Healthways COM 02649V104 2,241 77,000 SOLE 77,000 American Home Mtg In COM 02660R107 2,471 88,400 SOLE 88,400 American Home Mtg In COM 02660R107 10,956 392,000 OTHER (14) 392,000 American Intl Group COM 026874107 262,413 3,859,578 SOLE 3,859,578 American Intl Group COM 026874107 1,353 19,900 OTHER (14) 19,900 American Intl Group COM 026874107 1,027 15,100 OTHER (10) 15,100 American Italian Pas COM 027070101 1,879 71,870 SOLE 71,870 American Italian Pas COM 027070101 724 27,670 OTHER (11) 27,670 American Ld Lease In COM 027118108 33 1,700 SOLE 1,700 American Locker Grou COM 027284108 10 500 SOLE 500 American Locker Grou COM 027284108 388 18,900 OTHER (14) 18,900 American Med Sec Gro COM 02744P101 2,975 93,000 OTHER (14) 93,000 American Med Sys Hld COM 02744M108 2,876 79,300 SOLE 79,300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ American Mtg Accep C SH BEN INT 027568104 25 1,500 SOLE 1,500 American Natl Ins Co COM 028591105 1,510 15,600 SOLE 15,600 American Natl Ins Co COM 028591105 657 6,793 OTHER (14) 6,793 American Pac Corp COM 028740108 602 80,636 OTHER (14) 80,636 American Physicians COM 028884104 827 27,000 SOLE 27,000 American Pwr Convers COM 029066107 5,244 301,530 SOLE 301,530 American Pwr Convers COM 029066107 157 9,000 OTHER (6) 9,000 American Retirement COM 028913101 311 40,700 SOLE 40,700 American Retirement COM 028913101 709 92,700 OTHER (14) 92,700 American Rl Es Partn DEPOSITRY UNIT 029169109 80 3,800 SOLE 3,800 American Rlty Invs I COM 029174109 9 1,037 SOLE 1,037 American Safety Ins ORD G02995101 1,319 96,300 OTHER (14) 96,300 American Science &En COM 029429107 16 500 SOLE 500 American Shared Hosp COM 029595105 242 47,500 OTHER (14) 47,500 American Software In CL A 029683109 1,293 215,216 OTHER (14) 215,216 American Std Cos Inc COM 029712106 12,222 314,100 SOLE 314,100 American Std Cos Inc COM 029712106 759 19,500 OTHER (14) 19,500 American Sts Wtr Co COM 029899101 946 38,000 SOLE 38,000 American Superconduc COM 030111108 790 63,600 SOLE 63,600 American Technical C COM 030137103 5 500 SOLE 500 American Tower Sys C COM 029912201 2,284 148,800 SOLE 148,800 American Woodmark Co COM 030506109 1,400 37,800 SOLE 37,800 Americanwest Bancorp COM 03058P109 12 636 OTHER (14) 636 Americas Car Mart In COM 03062T105 84 2,500 SOLE 2,500 Americredit Corp COM 03060R101 3,199 153,204 SOLE 153,204 Amerigroup Corp COM 03073T102 5,850 104,000 SOLE 104,000 Ameriserv Finl Inc COM 03074A102 238 47,678 OTHER (14) 47,678 Amerisourcebergen Co COM 03073E105 8,949 166,622 SOLE 166,622 Ameristar Casinos In COM 03070Q101 508 16,792 SOLE 16,792 Ameritrade Hldg Corp COM 03074K100 3,133 260,900 SOLE 260,900 Ameron Inc COM 030710107 112 3,400 SOLE 3,400 Ameron Inc COM 030710107 3,149 95,700 OTHER (14) 95,700 Amerus Group Co COM 03072M108 183 4,465 SOLE 4,465 Amerus Group Co COM 03072M108 4,428 108,000 OTHER (14) 108,000 Ametek Inc New COM 031100100 1,219 40,200 SOLE 40,200 Amgen COM 031162100 107,112 1,885,439 SOLE 1,885,439 Amgen COM 031162100 68 1,200 OTHER (14) 1,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Amgen COM 031162100 881 15,500 OTHER (10) 15,500 Amgen COM 031162100 994 17,500 OTHER (7) 17,500 Amis Hldgs Inc COM 031538101 34 2,500 SOLE 2,500 Amkor Technology Inc COM 031652100 393 107,700 SOLE 107,700 Amli Residential Ppt SH BEN INT 001735109 1,696 55,500 SOLE 55,500 Amli Residential Ppt SH BEN INT 001735109 663 21,700 OTHER (14) 21,700 Amn Healthcare Servi COM 001744101 826 69,143 SOLE 69,143 Ampco-Pittsburgh Cor COM 032037103 37 2,800 SOLE 2,800 Amphenol Corp New COM 032095101 1,905 55,600 SOLE 55,600 Amr Corp COM 001765106 748 102,000 SOLE 102,000 Amrep Corp New COM 032159105 1,570 45,125 OTHER (14) 45,125 Amsouth Bancorporati COM 032165102 17,537 718,723 SOLE 718,723 Amsurg Corp COM 03232P405 1,564 73,850 SOLE 73,850 Amtech Sys Inc COM PAR $0.01N 032332504 138 32,200 OTHER (14) 32,200 Amvescap COM G49154100 666 119,189 SOLE 119,189 Amvescap COM G49154100 24 4,234 OTHER (14) 4,234 Amx Corp New COM 00180C105 5 300 OTHER (14) 300 Amylin Pharmaceutica COM 032346108 1,077 52,500 SOLE 52,500 Anadarko Pete Corp COM 032511107 24,581 370,413 SOLE 370,413 Anadarko Pete Corp COM 032511107 27 400 OTHER (14) 400 Anadigics Inc COM 032515108 4 1,150 SOLE 1,150 Analog Devices Inc COM 032654105 21,101 544,133 SOLE 544,133 Analog Devices Inc COM 032654105 12 300 OTHER (14) 300 Analogic Corp COM PAR 032657207 2,295 55,040 SOLE 55,040 Analogic Corp COM PAR 032657207 702 16,840 OTHER (11) 16,840 Analysts Intl Corp COM 032681108 11 2,400 SOLE 2,400 Anaren Inc COM 032744104 44 3,300 SOLE 3,300 Anchor Bancorp Wis I COM 032839102 1,536 59,300 SOLE 59,300 Anchor Bancorp Wis I COM 032839102 37 1,435 OTHER (14) 1,435 Andersons Inc COM 034164103 31 1,500 SOLE 1,500 Andersons Inc COM 034164103 733 35,155 OTHER (14) 35,155 Andrew Corp COM 034425108 4,273 349,104 SOLE 349,104 Andrew Corp COM 034425108 1 56 OTHER (14) 56 Andrew Corp COM 034425108 390 31,830 OTHER (11) 31,830 Andrew Corp COM 034425108 1,120 91,500 OTHER (9) 91,500 Andrx Corp Del COM 034553107 1,705 76,250 SOLE 76,250 Andrx Corp Del COM 034553107 9 400 OTHER (14) 400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Andrx Corp Del COM 034553107 697 31,150 OTHER (11) 31,150 Angelica Corp COM 034663104 92 3,700 SOLE 3,700 Angelica Corp COM 034663104 1,182 47,500 OTHER (14) 47,500 Anheuser Busch Cos COM 035229103 58,597 1,173,109 SOLE 1,173,109 Anheuser Busch Cos COM 035229103 35 700 OTHER (14) 700 Anika Resh Inc COM 035255108 19 1,350 OTHER (14) 1,350 Anixter Intl Inc COM 035290105 4,393 125,200 SOLE 125,200 Anixter Intl Inc COM 035290105 211 6,000 OTHER (14) 6,000 Anixter Intl Inc COM 035290105 1,179 33,600 OTHER (9) 33,600 Ann Taylor Stores Co COM 036115103 1,167 49,875 SOLE 49,875 Ann Taylor Stores Co COM 036115103 1,689 72,200 OTHER (14) 72,200 Ann Taylor Stores Co COM 036115103 84 3,600 OTHER (6) 3,600 Annaly Mtg Mgmt Inc COM 035710409 1,213 70,800 SOLE 70,800 Ansoft Corp COM 036384105 108 6,800 SOLE 6,800 Ansoft Corp COM 036384105 40 2,532 OTHER (14) 2,532 Answerthink Consulti COM 036916104 9 1,700 SOLE 1,700 Answerthink Consulti COM 036916104 28 5,200 OTHER (14) 5,200 Ansys Inc COM 03662Q105 1,315 52,900 SOLE 52,900 Anteon Intl Corp COM 03674E108 73 2,000 SOLE 2,000 Anthem Inc COM 03674B104 19,244 220,567 SOLE 220,567 Anthem Inc COM 03674B104 279 3,200 OTHER (14) 3,200 Anthem Inc COM 03674B104 1,038 11,900 OTHER (10) 11,900 Anthracite Cap Inc COM 037023108 1,334 120,000 SOLE 120,000 Antigenics Inc Del COM 037032109 637 105,600 SOLE 105,600 Anworth Mtge Assets COM 037347101 1,185 104,100 SOLE 104,100 Aon Corp COM 037389103 14,628 508,988 SOLE 508,988 Aon Corp COM 037389103 1,423 49,500 OTHER (14) 49,500 Aon Corp COM 037389103 1,161 40,400 OTHER (10) 40,400 Apa Optics Inc COM 001853100 2 1,000 SOLE 1,000 Apache Corp COM 037411105 24,113 481,194 SOLE 481,194 Apache Corp COM 037411105 10 200 OTHER (14) 200 Apartment Invt & Mgm COM 03748R101 4,803 138,100 SOLE 138,100 Apco Argentina Inc COM 037489101 7 200 SOLE 200 Aphton Corp COM 03759P101 3 800 SOLE 800 Apogee Enterprises COM 037598109 72 5,600 SOLE 5,600 Apollo Group Inc COM 037604105 20,056 273,350 SOLE 273,350 Apollo Invt Corp COM 03761U106 71 5,000 SOLE 5,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Apple Computer Inc COM 037833100 21,556 556,276 SOLE 556,276 Applebees Intl Inc COM 037899101 1,317 52,087 SOLE 52,087 Applica Inc COM 03815A106 28 6,900 SOLE 6,900 Applied Biosystems G COM 038020103 7,602 402,857 SOLE 402,857 Applied Films Corp COM 038197109 609 33,800 SOLE 33,800 Applied Indl Technol COM 03820C105 1,787 50,000 SOLE 50,000 Applied Indl Technol COM 03820C105 415 11,600 OTHER (14) 11,600 Applied Materials In COM 038222105 42,883 2,600,540 SOLE 2,600,540 Applied Materials In COM 038222105 26 1,600 OTHER (14) 1,600 Applied Materials In COM 038222105 1,421 86,150 OTHER (7) 86,150 Applied Micro Circui COM 03822W109 1,374 438,880 SOLE 438,880 Applied Signal Techn COM 038237103 67 2,100 SOLE 2,100 Applied Signal Techn COM 038237103 13 414 OTHER (14) 414 Applix Inc COM 038316105 31 7,087 OTHER (14) 7,087 Apria Healthcare Gro COM 037933108 286 10,500 SOLE 10,500 Aptargroup Inc COM 038336103 4,006 91,100 SOLE 91,100 Aqua America Inc COM 03836W103 1,179 53,346 SOLE 53,346 Aquantive Inc COM 03839G105 1,333 138,120 SOLE 138,120 Aquila Inc COM 03840P102 1,380 442,200 SOLE 442,200 Aramark Corp COM 038521100 1,523 63,100 SOLE 63,100 Arbitron COM 03875Q108 2,651 72,420 SOLE 72,420 Arch Cap Group Ltd COM G0450A105 152 3,900 SOLE 3,900 Arch Chemicals Inc COM 03937R102 1,998 70,100 SOLE 70,100 Arch Chemicals Inc COM 03937R102 7,165 251,400 OTHER (14) 251,400 Arch Coal Inc COM 039380100 2,271 64,000 SOLE 64,000 Arch Coal Inc COM 039380100 1,011 28,500 OTHER (13) 28,500 Arch Coal Inc COM 039380100 131 3,700 OTHER (6) 3,700 Archer Daniels Midla COM 039483102 16,288 959,220 SOLE 959,220 Archstone Smith Tr COM 039583109 3,793 119,885 SOLE 119,885 Archstone Smith Tr COM 039583109 66 2,100 OTHER (6) 2,100 Arctic Cat Inc COM 039670104 859 33,100 SOLE 33,100 Arctic Cat Inc COM 039670104 746 28,741 OTHER (14) 28,741 Arden Group Inc COM 039762109 51 600 SOLE 600 Arden Group Inc COM 039762109 85 996 OTHER (14) 996 Arden Rlty Group Inc COM 039793104 1,303 40,000 SOLE 40,000 Arena Pharmaceutical COM 040047102 3 800 SOLE 800 Argonaut Group Inc COM 040157109 1,243 66,600 SOLE 66,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Argonaut Group Inc COM 040157109 1,342 71,906 OTHER (14) 71,906 Argosy Gaming Co COM 040228108 2,811 71,700 SOLE 71,700 Ariad Pharmaceutical COM 04033A100 806 120,500 SOLE 120,500 Ariba Inc COM 04033V203 989 105,876 SOLE 105,876 Aristotle Corp COM NEW 040448201 85 16,134 OTHER (14) 16,134 Ark Restaurants Corp COM 040712101 1,043 40,100 OTHER (14) 40,100 Arkansas Best Corp COM 040790107 3,001 81,950 SOLE 81,950 Arkansas Best Corp COM 040790107 731 19,950 OTHER (13) 19,950 Armor Holdings Inc COM 042260109 3,200 76,900 SOLE 76,900 Armor Holdings Inc COM 042260109 12,250 294,400 OTHER (14) 294,400 Armstrong Hldgs Inc COM 042384107 2 1,600 SOLE 1,600 Arqule Inc COM 04269E107 58 12,500 SOLE 12,500 Arqule Inc COM 04269E107 28 6,069 OTHER (14) 6,069 Arris Group Inc COM 04269Q100 1,055 202,200 SOLE 202,200 Arrow Electrs Inc COM 042735100 3,028 134,100 SOLE 134,100 Arrow Electrs Inc COM 042735100 1,718 76,100 OTHER (14) 76,100 Arrow Electrs Inc COM 042735100 1,242 55,000 OTHER (9) 55,000 Arrow Electrs Inc COM 042735100 149 6,600 OTHER (5) 6,600 Arrow Finl Corp COM 042744102 30 992 SOLE 992 Arrow Intl Inc COM 042764100 3,160 105,700 SOLE 105,700 Arrow Intl Inc COM 042764100 27 900 OTHER (14) 900 Artesian Res Corp CL A 043113208 41 1,498 OTHER (14) 1,498 Artesyn Technologies COM 043127109 895 89,700 SOLE 89,700 Arthrocare Corp COM 043136100 2,534 86,500 SOLE 86,500 Arthrocare Corp COM 043136100 278 9,500 OTHER (14) 9,500 Arthrocare Corp COM 043136100 1,063 36,300 OTHER (13) 36,300 Artisan Components I COM 042923102 1,549 53,200 SOLE 53,200 Artistdirect Inc COM NEW 04315D400 0 1,000 SOLE 1,000 Arvinmeritor Inc COM 043353101 782 41,700 SOLE 41,700 Asahi Glass Co COM J02394120 1,329 146,000 SOLE 146,000 Asahi Kasei Corp COM J02184133 1,080 250,000 SOLE 250,000 Asbury Automotive Gr COM 043436104 55 4,100 SOLE 4,100 Ascential Software C COM 04362P207 1,029 76,412 SOLE 76,412 Ascential Software C COM 04362P207 130 9,633 OTHER (14) 9,633 Ascential Software C COM 04362P207 560 41,600 OTHER (12) 41,600 Ashland Inc COM 044204105 5,773 102,945 SOLE 102,945 Ashland Inc COM 044204105 1,492 26,600 OTHER (14) 26,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ashworth Inc COM 04516H101 20 2,400 SOLE 2,400 Ashworth Inc COM 04516H101 378 46,094 OTHER (14) 46,094 Ask Jeeves Inc COM 045174109 4,314 131,900 SOLE 131,900 Aspect Communication COM 04523Q102 2,875 289,574 SOLE 289,574 Aspect Med Sys Inc COM 045235108 67 3,700 SOLE 3,700 Aspen Technology Inc COM 045327103 1,163 166,400 SOLE 166,400 Aspen Technology Inc COM 045327103 1 200 OTHER (14) 200 Aspen Technology Inc COM 045327103 458 65,500 OTHER (12) 65,500 Asset Accep Cap Corp COM 04543P100 42 2,500 SOLE 2,500 Assocd Brit Ports COM G05628105 4,245 532,000 SOLE 532,000 Assocd Brit Ports COM G05628105 4,245 532,000 OTHER (3) 532,000 Associated Banc Corp COM 045487105 2,604 81,206 SOLE 81,206 Assurant Inc COM 04621X108 1,542 59,300 SOLE 59,300 Assurant Inc COM 04621X108 1,542 59,300 OTHER (9) 59,300 Asta Fdg Inc COM 046220109 32 2,000 SOLE 2,000 Astec Inds Inc COM 046224101 298 15,600 SOLE 15,600 Astec Inds Inc COM 046224101 319 16,684 OTHER (14) 16,684 Astoria Finl Corp COM 046265104 1,955 55,100 SOLE 55,100 Astoria Finl Corp COM 046265104 199 5,600 OTHER (6) 5,600 Astro Med Inc New COM 04638F108 320 29,859 OTHER (14) 29,859 Astronics Corp COM 046433108 6 1,250 SOLE 1,250 Asyst Technology Cor COM 04648X107 564 110,400 SOLE 110,400 At Rd Inc COM 04648K105 518 122,660 SOLE 122,660 At&T Corp COM 001957505 24,483 1,709,724 SOLE 1,709,724 At&T Wireless Svcs I COM 00209A106 59,514 4,026,630 SOLE 4,026,630 Ata Holdings Corp COM 00209H101 3 1,200 SOLE 1,200 Atari Inc COM 04651M105 3 1,600 SOLE 1,600 Atherogenics Inc COM 047439104 2,751 83,500 SOLE 83,500 Ati Technologies Inc COM 001941103 9 600 OTHER (14) 600 Atlantic Tele Networ COM NEW 049079205 37 1,300 SOLE 1,300 Atlantic Tele Networ COM NEW 049079205 973 33,800 OTHER (14) 33,800 Atlantis Plastics In COM 049156102 96 6,400 OTHER (14) 6,400 Atmel Corp COM 049513104 1,156 319,300 SOLE 319,300 Atmi Inc COM 00207R101 1,495 73,000 SOLE 73,000 Atmos Energy Corp COM 049560105 360 14,300 SOLE 14,300 Atmos Energy Corp COM 049560105 1,229 48,800 OTHER (14) 48,800 Atp Oil & Gas Corp COM 00208J108 19 1,600 SOLE 1,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Atrion Corp COM 049904105 622 13,105 OTHER (14) 13,105 Atrix Labs Inc COM 04962L101 1,571 51,200 SOLE 51,200 Atwood Oceanics Inc COM 050095108 1,673 35,200 SOLE 35,200 Atwood Oceanics Inc COM 050095108 71 1,500 OTHER (14) 1,500 Auburn Natl Bancorp COM 050473107 59 1,500 OTHER (14) 1,500 Auckwall-Alto Stores COM 264142100 28 1,800 SOLE 1,800 Audiovox Corp COM 050757103 84 5,000 SOLE 5,000 August Technology Co COM 05106U105 289 42,000 SOLE 42,000 Aust & Nz Bank Grp COM Q09504137 9,379 684,594 SOLE 684,594 Aust & Nz Bank Grp COM Q09504137 62 4,530 OTHER (14) 4,530 Aust & Nz Bank Grp COM Q09504137 4,466 326,000 OTHER (3) 326,000 Autobytel Com Inc COM 05275N106 753 83,900 SOLE 83,900 Autodesk Inc COM 052769106 9,344 192,154 SOLE 192,154 Autodesk Inc COM 052769106 1,143 23,500 OTHER (14) 23,500 Autodesk Inc COM 052769106 287 5,900 OTHER (5) 5,900 Autoliv Inc COM 052800109 364 9,000 SOLE 9,000 Autoliv Inc COM 052800109 255 6,300 OTHER (14) 6,300 Autoliv Inc COM 052800109 364 9,000 OTHER (5) 9,000 Automatic Data Proce COM 053015103 37,229 900,982 SOLE 900,982 Automatic Data Proce COM 053015103 21 500 OTHER (14) 500 Autonation Inc COM 05329W102 6,757 395,600 SOLE 395,600 Autozone Inc COM 053332102 9,573 123,927 SOLE 123,927 Avalonbay Cmntys Inc COM 053484101 2,668 44,300 SOLE 44,300 Avanex Corp COM 05348W109 638 312,500 SOLE 312,500 Avanir Pharmaceutica COM 05348P104 5 1,900 SOLE 1,900 Avant Immunotherapeu COM 053491106 5 3,000 SOLE 3,000 Avatar Hlds Inc COM 053494100 30 700 SOLE 700 Avatar Hlds Inc COM 053494100 1,497 35,264 OTHER (14) 35,264 Avaya Inc COM 053499109 10,040 720,225 SOLE 720,225 Avaya Inc COM 053499109 468 33,600 OTHER (14) 33,600 Avery Dennison Corp COM 053611109 10,651 161,922 SOLE 161,922 Aviall Inc New COM 05366B102 1,561 76,500 SOLE 76,500 Aviall Inc New COM 05366B102 8,723 427,600 OTHER (14) 427,600 Avici Sys Inc COM 05367L802 2 375 SOLE 375 Avid Technology Inc COM 05367P100 2,034 43,400 SOLE 43,400 Avigen Inc COM 053690103 3 900 SOLE 900 Avista Corp COM 05379B107 2,177 120,300 SOLE 120,300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Avista Corp COM 05379B107 624 34,500 OTHER (14) 34,500 Avnet Inc COM 053807103 1,469 85,788 SOLE 85,788 Avnet Inc COM 053807103 329 19,200 OTHER (14) 19,200 Avnet Inc COM 053807103 175 10,200 OTHER (5) 10,200 Avocent Corp COM 053893103 1,019 39,163 SOLE 39,163 Avon Prods Inc COM 054303102 30,117 689,494 SOLE 689,494 Avon Prods Inc COM 054303102 1,092 25,000 OTHER (14) 25,000 Avx Corp New COM 002444107 2,524 212,971 SOLE 212,971 Aware Inc Mass COM 05453N100 3 1,100 SOLE 1,100 Axcan Pharma Inc COM 054923107 479 30,800 OTHER (14) 30,800 Axcelis Technologies COM 054540109 1,900 229,444 SOLE 229,444 Axt Inc COM 00246W103 1 800 SOLE 800 Aztar Corp COM 054802103 2,250 84,900 SOLE 84,900 Aztar Corp COM 054802103 2,469 93,180 OTHER (14) 93,180 Azz Inc COM 002474104 10 700 SOLE 700 Azz Inc COM 002474104 1 100 OTHER (14) 100 B&H Ocean Carriers L COM 055090104 107 5,000 OTHER (14) 5,000 Baa COM 05518L107 2,118 211,384 SOLE 211,384 Badger Meter Inc COM 056525108 46 1,000 SOLE 1,000 Badger Meter Inc COM 056525108 292 6,400 OTHER (14) 6,400 Bae Systems COM 110418100 2,463 605,069 SOLE 605,069 Bairnco Corp COM 057097107 227 20,700 OTHER (14) 20,700 Baker Hughes Inc COM 057224107 21,536 492,597 SOLE 492,597 Baker Hughes Inc COM 057224107 136 3,100 OTHER (14) 3,100 Baker Michael Corp COM 057149106 86 5,500 SOLE 5,500 Baker Michael Corp COM 057149106 913 58,130 OTHER (14) 58,130 Balchem Corp COM 057665200 137 4,600 SOLE 4,600 Baldor Elec Co COM 057741100 2,766 116,920 SOLE 116,920 Baldor Elec Co COM 057741100 911 38,500 OTHER (12) 38,500 Baldwin & Lyons Inc CL B 057755209 917 36,350 SOLE 36,350 Ball Corp COM 058498106 6,300 168,312 SOLE 168,312 Ballys Health & Tenn COM 05873K108 24 6,500 SOLE 6,500 Bancfirst Corp COM 05945F103 1,674 26,100 SOLE 26,100 Bancinsurance Corp COM 05945K102 32 4,300 OTHER (14) 4,300 Bancorp Rhode Island COM 059690107 27 755 OTHER (14) 755 Bancorpsouth Inc COM 059692103 1,161 50,512 SOLE 50,512 Banctrust Financial COM 05978R107 21 1,100 SOLE 1,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Bandag Inc COM 059815100 2,037 46,500 SOLE 46,500 Bandag Inc COM 059815100 22 500 OTHER (14) 500 Bank Amer Corp COM 060505104 284,296 6,561,171 SOLE 6,561,171 Bank Amer Corp COM 060505104 2,015 46,510 OTHER (14) 46,510 Bank Amer Corp COM 060505104 1,053 24,300 OTHER (10) 24,300 Bank Amer Corp COM 060505104 1,309 30,200 OTHER (5) 30,200 Bank Hawaii Corp COM 062540109 2,289 48,450 SOLE 48,450 Bank Hawaii Corp COM 062540109 321 6,800 OTHER (14) 6,800 Bank Montreal Que COM 063671101 4,358 99,813 SOLE 99,813 Bank Mutual Corp New COM 063750103 74 6,168 SOLE 6,168 Bank New York Inc COM 064057102 35,280 1,209,464 SOLE 1,209,464 Bank New York Inc COM 064057102 12 400 OTHER (14) 400 Bank New York Inc COM 064057102 1,683 57,700 OTHER (10) 57,700 Bank Nova Scotia Hal COM 064149107 5,812 198,704 SOLE 198,704 Bank Of The Ozarks I COM 063904106 83 2,800 SOLE 2,800 Bank Southn Ore Medf COM 19623P101 217 4,375 OTHER (14) 4,375 Bankatlantic Bancorp CL A 065908501 2,501 136,500 SOLE 136,500 Banknorth Group Inc COM 06646R107 5,047 144,190 SOLE 144,190 Banknorth Group Inc COM 06646R107 1,299 37,100 OTHER (9) 37,100 Bankunited Finl Corp COM 06652B103 2,210 75,800 SOLE 75,800 Bankunited Finl Corp COM 06652B103 9,217 316,198 OTHER (14) 316,198 Banner Corp COM 06652V109 35 1,200 SOLE 1,200 Banner Corp COM 06652V109 2,265 77,055 OTHER (14) 77,055 Banta Corp COM 066821109 2,365 59,500 SOLE 59,500 Banta Corp COM 066821109 8 200 OTHER (14) 200 Bard C R Inc COM 067383109 9,851 173,958 SOLE 173,958 Bard C R Inc COM 067383109 62 1,100 OTHER (14) 1,100 Barnes & Nobles Inc COM 067774109 1,302 48,800 SOLE 48,800 Barnes & Nobles Inc COM 067774109 507 19,000 OTHER (14) 19,000 Barnes & Nobles Inc COM 067774109 149 5,600 OTHER (5) 5,600 Barnes Group Inc COM 067806109 1,547 56,300 SOLE 56,300 Barnes Group Inc COM 067806109 52 1,900 OTHER (14) 1,900 Barnwell Inds Inc COM 068221100 191 4,100 OTHER (14) 4,100 Barr Labs Inc COM 068306109 2,610 63,006 SOLE 63,006 Barrick Gold Corp COM 067901108 2,097 99,691 SOLE 99,691 Basf Ag cOM D06216101 6,160 103,335 SOLE 103,335 Basf Ag cOM D06216101 72 1,200 OTHER (14) 1,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Bassett Furniture In COM 070203104 42 2,200 SOLE 2,200 Bassett Furniture In COM 070203104 2,182 115,564 OTHER (14) 115,564 Bausch & Lomb Inc COM 071707103 10,489 157,854 SOLE 157,854 Bausch & Lomb Inc COM 071707103 2,585 38,900 OTHER (14) 38,900 Bausch & Lomb Inc COM 071707103 186 2,800 OTHER (5) 2,800 Baxter Intl Inc COM 071813109 30,656 953,245 SOLE 953,245 Baxter Intl Inc COM 071813109 16 500 OTHER (14) 500 Baxter Intl Inc COM 071813109 1,930 60,000 OTHER (3) 60,000 Bay View Cap Corp De COM 07262L309 8 506 SOLE 506 Baycorp Hldgs Corp COM 072728108 0 6 SOLE 6 Bayer Ag COM D07112119 3,566 128,045 SOLE 128,045 Bayer Ag COM D07112119 67 2,400 OTHER (14) 2,400 Bayer Motoren Werk COM 072743107 7,182 174,700 SOLE 174,700 Bayer Motoren Werk COM 072743107 1,866 45,400 OTHER (4) 45,400 Bayer Motoren Werk COM 072743107 5,316 129,300 OTHER (3) 129,300 Bb&T Corp COM 054937107 32,629 822,102 SOLE 822,102 Bce Inc COM 05534B109 1,162 53,656 SOLE 53,656 Be Aerospace Inc COM 073302101 10 1,100 SOLE 1,100 Bea Sys Inc COM 073325102 1,714 248,000 SOLE 248,000 Bear Stearns Cos Inc COM 073902108 15,524 161,418 SOLE 161,418 Bear Stearns Cos Inc COM 073902108 231 2,400 OTHER (5) 2,400 Bearingpoint Inc COM 074002106 997 111,500 SOLE 111,500 Beazer Homes Usa Inc COM 07556Q105 3,337 31,220 SOLE 31,220 Beazer Homes Usa Inc COM 07556Q105 2,098 19,631 OTHER (14) 19,631 Bebe Stores Inc COM 075571109 264 12,500 SOLE 12,500 Beckman Coulter Inc COM 075811109 3,148 56,100 SOLE 56,100 Beckman Coulter Inc COM 075811109 241 4,300 OTHER (14) 4,300 Beckman Coulter Inc COM 075811109 1,010 18,000 OTHER (9) 18,000 Becton Dickinson COM 075887109 26,330 509,276 SOLE 509,276 Becton Dickinson COM 075887109 931 18,000 OTHER (14) 18,000 Bed Bath & Beyond In COM 075896100 16,170 435,737 SOLE 435,737 Bedford Ppty Invs In COM PAR 076446301 1,226 40,400 SOLE 40,400 Bedford Ppty Invs In COM PAR 076446301 1,872 61,700 OTHER (14) 61,700 Bei Technologies Inc COM 05538P104 101 3,700 SOLE 3,700 Bel Fuse Inc CL A 077347201 34 1,200 SOLE 1,200 Bel Fuse Inc CL A 077347201 6 200 OTHER (14) 200 Belden Cdt Inc COM 077454106 2,591 118,862 SOLE 118,862
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Bell Microproducts I COM 078137106 36 4,700 SOLE 4,700 Bellsouth Corp COM 079860102 86,891 3,203,928 SOLE 3,203,928 Bellsouth Corp COM 079860102 708 26,100 OTHER (5) 26,100 Belo A H Corp COM 080555105 1,711 75,900 SOLE 75,900 Belo A H Corp COM 080555105 115 5,100 OTHER (6) 5,100 Bemis Inc COM 081437105 4,071 153,158 SOLE 153,158 Benchmark Electrs In COM 08160H101 3,279 110,050 SOLE 110,050 Benihana Inc COM 082047101 1 100 OTHER (14) 100 Berkeley Group COM G10248105 127 2,773 OTHER (14) 2,773 Berkley W R Corp COM 084423102 2,675 63,450 SOLE 63,450 Berkley W R Corp COM 084423102 371 8,800 OTHER (14) 8,800 Berkshire Bancorp In COM NEW 084597202 59 3,600 SOLE 3,600 Berkshire Bancorp In COM NEW 084597202 442 26,860 OTHER (14) 26,860 Berkshire Hathaway I COM 084670108 62,215 718 SOLE 718 Berkshire Hathaway I COM 084670207 362 126 SOLE 126 Berkshire Hathaway I COM 084670207 362 126 OTHER (6) 126 Berkshire Hills Banc COM 084680107 151 4,100 SOLE 4,100 Berkshire Hills Banc COM 084680107 1,593 43,100 OTHER (14) 43,100 Berry Pete Co COM 085789105 1,778 48,400 SOLE 48,400 Best Buy Inc COM 086516101 25,645 472,812 SOLE 472,812 Best Buy Inc COM 086516101 16 300 OTHER (14) 300 Bestway Rent Inc COM NEW 086584208 3 200 OTHER (14) 200 Beverly Enterprises COM NEW 087851309 1,930 255,000 SOLE 255,000 Bhp Billiton Ltd COM Q18193120 7,628 727,139 SOLE 727,139 Bhp Billiton Ltd COM Q18193120 67 6,405 OTHER (14) 6,405 Big 5 Sporting Goods COM 08915P101 1,188 52,100 SOLE 52,100 Big Lots Inc COM 089302103 2,251 184,055 SOLE 184,055 Big Lots Inc COM 089302103 170 13,900 OTHER (6) 13,900 Bindview Dev Corp COM 090327107 6 1,700 SOLE 1,700 Bio Logic Sys Corp COM 090909102 282 37,942 OTHER (14) 37,942 Bio Rad Labs Inc CL A 090572207 746 14,600 SOLE 14,600 Biocryst Pharmaceu COM 09058V103 7 1,400 SOLE 1,400 Biogen Idec Inc COM 09062X103 30,705 501,968 SOLE 501,968 Biogen Idec Inc COM 09062X103 92 1,500 OTHER (14) 1,500 Biolase Technology I COM 090911108 453 55,500 SOLE 55,500 Biomarin Pharmaceuti COM 09061G101 768 147,900 SOLE 147,900 Biomet Inc COM 090613100 17,422 371,631 SOLE 371,631
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Biomet Inc COM 090613100 305 6,500 OTHER (14) 6,500 Bio-Reference Labs I COM $.01 NEW 09057G602 4 300 OTHER (14) 300 Biosite Inc. COM 090945106 1,782 36,400 SOLE 36,400 Biosource Intl Inc COM 09066H104 11 1,500 SOLE 1,500 Biosource Intl Inc COM 09066H104 2 300 OTHER (14) 300 Biovail Corp Intl Ne COM 09067J109 474 27,400 SOLE 27,400 Bioveris Corp COM 090676107 24 3,800 SOLE 3,800 Bisys Group Inc COM 055472104 1,059 72,500 SOLE 72,500 Bj Svcs Co COM 055482103 12,255 233,830 SOLE 233,830 Bj Svcs Co COM 055482103 262 5,000 OTHER (14) 5,000 Bjs Wholesale Club I COM 05548J106 1,416 51,800 SOLE 51,800 Bjs Wholesale Club I COM 05548J106 224 8,200 OTHER (5) 8,200 Bkf Cap Group Inc COM 05548G102 9 300 OTHER (14) 300 Black & Decker Mfg COM 091797100 11,486 148,318 SOLE 148,318 Black & Decker Mfg COM 091797100 418 5,400 OTHER (14) 5,400 Black Box Corp Del COM 091826107 1,799 48,700 SOLE 48,700 Black Box Corp Del COM 091826107 6,177 167,165 OTHER (14) 167,165 Black Hills Pwr & Lt COM 092113109 2,100 75,600 SOLE 75,600 Blackrock Inc COM 09247X101 3,057 41,600 SOLE 41,600 Blackrock Inc COM 09247X101 44 600 OTHER (14) 600 Blair Corp COM 092828102 42 1,500 SOLE 1,500 Blair Corp COM 092828102 2,021 71,700 OTHER (14) 71,700 Block H & R Inc COM 093671105 12,700 256,987 SOLE 256,987 Block H & R Inc COM 093671105 15 300 OTHER (14) 300 Block H & R Inc COM 093671105 143 2,900 OTHER (6) 2,900 Blockbuster Inc COM 093679108 702 92,500 SOLE 92,500 Blount Intl Inc New COM 095180105 16 1,200 SOLE 1,200 Blue Coat Systems In COM 09534T508 5 340 SOLE 340 Blue Martini Softwar COM 095698502 1 285 SOLE 285 Bluegreen Corp COM 096231105 2,985 268,200 OTHER (14) 268,200 Blyth Inc COM 09643P108 881 28,500 SOLE 28,500 Blyth Inc COM 09643P108 99 3,200 OTHER (14) 3,200 Bmc Software Inc COM 055921100 5,303 335,408 SOLE 335,408 Bnccorp Inc COM 055936108 606 21,396 OTHER (14) 21,396 Bob Evans Farms Inc COM 096761101 147 5,400 SOLE 5,400 Bob Evans Farms Inc COM 096761101 54 1,982 OTHER (14) 1,982 Bob Evans Farms Inc COM 096761101 87 3,200 OTHER (6) 3,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Boc Group COM G12068113 1,546 97,556 SOLE 97,556 Boca Resorts Inc COM 09688T106 1,766 95,100 SOLE 95,100 Boca Resorts Inc COM 09688T106 631 34,000 OTHER (14) 34,000 Boe Finl Svcs Va Inc COM 05564W106 13 501 OTHER (14) 501 Boeing Co COM 097023105 63,350 1,227,246 SOLE 1,227,246 Boeing Co COM 097023105 170 3,300 OTHER (14) 3,300 Boise Cascade Corp COM 097383103 4,184 125,728 SOLE 125,728 Bok Finl Corp COM NEW 05561Q201 1,702 38,146 SOLE 38,146 Bolt Technology Corp COM 097698104 1 300 OTHER (14) 300 Bombardier Inc COM 097751200 657 279,400 SOLE 279,400 Bone Care Intl Inc COM 098072101 34 1,400 SOLE 1,400 Bonso Electrs Intl I CM PAR $0.003 098529308 223 40,906 OTHER (14) 40,906 Bon-Ton Stores Inc COM 09776J101 782 64,168 OTHER (14) 64,168 Books-A-Million Inc COM 098570104 268 33,500 SOLE 33,500 Books-A-Million Inc COM 098570104 329 41,110 OTHER (14) 41,110 Borders Group Inc COM 099709107 1,255 50,600 SOLE 50,600 Borders Group Inc COM 099709107 2,217 89,400 OTHER (14) 89,400 Borg-Warner Automoti COM 099724106 1,506 34,800 SOLE 34,800 Borland Software Cor COM 099849101 1,560 186,800 SOLE 186,800 Borland Software Cor COM 099849101 116 13,900 OTHER (14) 13,900 Boston Acoustics Inc COM 100534106 17 1,300 SOLE 1,300 Boston Acoustics Inc COM 100534106 440 34,104 OTHER (14) 34,104 Boston Beer Inc CL A 100557107 366 14,518 SOLE 14,518 Boston Beer Inc CL A 100557107 66 2,600 OTHER (14) 2,600 Boston Communication COM 100582105 25 2,900 SOLE 2,900 Boston Private Banco COM 101119105 1,715 68,729 SOLE 68,729 Boston Properties In COM 101121101 3,689 66,600 SOLE 66,600 Boston Scientific Co COM 101137107 48,084 1,210,268 SOLE 1,210,268 Boston Scientific Co COM 101137107 131 3,300 OTHER (14) 3,300 Bottomline Tech Del COM 101388106 19 2,000 SOLE 2,000 Bouygues COM F11487125 1,541 42,044 SOLE 42,044 Bowater Inc COM 102183100 1,226 32,100 SOLE 32,100 Bowne & Co Inc COM 103043105 1,172 90,200 SOLE 90,200 Bowne & Co Inc COM 103043105 6,040 465,000 OTHER (14) 465,000 Boyd Gaming Corp COM 103304101 149 5,300 SOLE 5,300 Boyds Collection Ltd COM 103354106 5 2,200 SOLE 2,200 Boykin Lodging Co COM 103430104 160 19,000 OTHER (14) 19,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Bp COM G15596110 43,816 4,564,149 SOLE 4,564,149 Bp COM G15596110 240 25,000 OTHER (14) 25,000 Bp COM G15596110 2,870 299,000 OTHER (3) 299,000 Bp COM G15596110 467 48,600 OTHER (2) 48,600 Bp Prudhoe Bay Rty T COM 055630107 87 2,200 SOLE 2,200 Bradley Pharmaceutic COM 104576103 35 1,700 SOLE 1,700 Brady Corporation COM 104674106 2,458 50,400 SOLE 50,400 Brandywine Rlty Tr SH BEN INT NEW 105368203 3,042 106,800 SOLE 106,800 Brandywine Rlty Tr SH BEN INT NEW 105368203 5,178 181,800 OTHER (14) 181,800 Brascan Corp CL A LTD VT SH 10549P606 1,445 47,850 SOLE 47,850 Brascan Corp CL A LTD VT SH 10549P606 299 9,900 OTHER (5) 9,900 Braun Consulting Inc COM 105651103 3 1,300 SOLE 1,300 Bre Properties Inc COM 05564E106 1,223 31,900 SOLE 31,900 Bridgestone Corp COM J04578126 2,337 126,000 SOLE 126,000 Bridgford Foods Corp COM 108763103 3 300 SOLE 300 Briggs & Stratton Co COM 109043109 3,183 78,400 SOLE 78,400 Briggs & Stratton Co COM 109043109 548 13,500 OTHER (14) 13,500 Briggs & Stratton Co COM 109043109 130 3,200 OTHER (5) 3,200 Brigham Exploration COM 109178103 74 7,860 OTHER (14) 7,860 Bright Horizon Famil COM 109195107 1,716 31,600 SOLE 31,600 Brightpoint Inc COM 109473405 28 1,650 SOLE 1,650 Brinker Intl Inc COM 109641100 1,990 63,900 SOLE 63,900 Brinker Intl Inc COM 109641100 162 5,200 OTHER (6) 5,200 Brinks Co COM 109696104 169 5,600 SOLE 5,600 Brinks Co COM 109696104 9,157 303,500 OTHER (14) 303,500 Bristol Myers Squibb COM 110122108 78,476 3,315,413 SOLE 3,315,413 Bristol Myers Squibb COM 110122108 14 600 OTHER (14) 600 British Land Co COM G15540118 1,395 100,943 SOLE 100,943 British Land Co COM G15540118 38 2,739 OTHER (14) 2,739 Britton & Koontz Cap COM 111091104 90 5,373 OTHER (14) 5,373 Broadcom Corp COM 111320107 13,462 493,280 SOLE 493,280 Broadcom Corp COM 111320107 14 500 OTHER (14) 500 Broadcom Corp COM 111320107 1,042 38,200 OTHER (7) 38,200 Broadvision Inc COM 111412607 3 1,090 SOLE 1,090 Brocade Communicatio COM 111621108 899 159,200 SOLE 159,200 Brookfield Homes Cor COM 112723101 92 3,500 SOLE 3,500 Brookfield Homes Cor COM 112723101 5,020 190,500 OTHER (14) 190,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Brookline Bancorp In COM 11373M107 2,506 159,905 SOLE 159,905 Brookline Bancorp In COM 11373M107 221 14,100 OTHER (6) 14,100 Brooks Automation In COM 114340102 1,602 113,188 SOLE 113,188 Brooks Automation In COM 114340102 147 10,400 OTHER (12) 10,400 Brookstone Inc COM 114537103 140 7,425 SOLE 7,425 Brooktrout Technolog COM 114580103 23 2,500 SOLE 2,500 Brown & Brown Inc COM 115236101 1,938 42,400 SOLE 42,400 Brown Forman Dst 'b' CL B 115637209 8,155 178,056 SOLE 178,056 Brown Shoe Inc New COM 115736100 1,205 48,100 SOLE 48,100 Brown Shoe Inc New COM 115736100 2,483 99,100 OTHER (14) 99,100 Bruker Biosciences C COM 116794108 722 208,800 SOLE 208,800 Brunswick Corp COM 117043109 6,593 144,072 SOLE 144,072 Brunswick Corp COM 117043109 1,922 42,000 OTHER (14) 42,000 Brush Engineered Mat COM 117421107 139 6,700 SOLE 6,700 Brush Engineered Mat COM 117421107 4 200 OTHER (14) 200 Bryn Mawr Bk Corp COM 117665109 28 1,400 SOLE 1,400 Bt Group COM G15820114 5,563 1,675,638 SOLE 1,675,638 Bt Group COM G15820114 120 36,000 OTHER (14) 36,000 Buca Inc COM 117769109 5 1,100 SOLE 1,100 Buckeye Partners L P UNIT LTD PARTIN 118230101 150 3,400 SOLE 3,400 Buckeye Technologies COM 118255108 1,034 92,700 SOLE 92,700 Buckle Inc COM 118440106 1,383 50,350 SOLE 50,350 Bucyrus Intl Inc New CL A 118759109 911 27,100 SOLE 27,100 Bucyrus Intl Inc New CL A 118759109 911 27,100 OTHER (13) 27,100 Building Matls Hldg COM 120113105 173 6,300 SOLE 6,300 Building Matls Hldg COM 120113105 8 300 OTHER (14) 300 Burlington Coat Fact COM 121579106 2,343 110,340 SOLE 110,340 Burlington Coat Fact COM 121579106 5,730 269,900 OTHER (14) 269,900 Burlington Northn Sa COM 12189T104 21,133 551,630 SOLE 551,630 Burlington Northn Sa COM 12189T104 1,203 31,400 OTHER (14) 31,400 Burlington Northn Sa COM 12189T104 115 3,000 OTHER (5) 3,000 Burlington Res Inc COM 122014103 27,585 676,112 SOLE 676,112 Bwc Financial Corp COM 056042104 0 2 OTHER (14) 2 C Cor Electrs Inc COM 125010108 1,856 219,660 SOLE 219,660 C D I Corp COM 125071100 1,060 51,700 SOLE 51,700 C D I Corp COM 125071100 1,695 82,700 OTHER (14) 82,700 C D W Corp COM 12512N105 2,983 51,400 SOLE 51,400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ C H Robinson Worldwi COM 12541W100 2,445 52,700 SOLE 52,700 C&D Technologies Inc COM 124661109 2,406 126,500 SOLE 126,500 C&D Technologies Inc COM 124661109 1,135 59,700 OTHER (12) 59,700 Cabelas Inc COM 126804301 83 3,500 SOLE 3,500 Cable & Wireless COM G17416127 826 485,728 SOLE 485,728 Cable & Wireless COM G17416127 17 10,000 OTHER (14) 10,000 Cablevision Sys Corp COM 12686C109 4,796 236,500 SOLE 236,500 Cablevision Sys Corp COM 12686C109 2,028 100,000 OTHER (3) 100,000 Cabot Corp COM 127055101 1,481 38,400 SOLE 38,400 Cabot Corp COM 127055101 69 1,800 OTHER (14) 1,800 Cabot Microelectroni COM 12709P103 2,039 56,260 SOLE 56,260 Cabot Oil & Gas Corp COM 127097103 3,992 88,900 SOLE 88,900 Cabot Oil & Gas Corp COM 127097103 6,843 152,400 OTHER (14) 152,400 Caci Inc CL A 127190304 3,842 72,800 SOLE 72,800 Cadbury Schweppes COM G17444103 7,860 1,022,080 SOLE 1,022,080 Cadbury Schweppes COM G17444103 4,814 626,000 OTHER (3) 626,000 Cadence Designs Sys COM 127387108 2,134 163,650 SOLE 163,650 Cadence Designs Sys COM 127387108 244 18,700 OTHER (14) 18,700 Cadmus Communication COM 127587103 56 3,900 SOLE 3,900 Cadmus Communication COM 127587103 61 4,200 OTHER (14) 4,200 Caesars Entmt Inc COM 127687101 3,739 223,900 SOLE 223,900 Cal Dive Intl Inc COM 127914109 3,231 90,700 SOLE 90,700 Cal Maine Foods Inc COM NEW 128030202 1,125 102,564 OTHER (14) 102,564 Calamp Corp COM 128126109 7 1,000 SOLE 1,000 Calgon Carbon Corp COM 129603106 17 2,300 SOLE 2,300 California First Ntn COM 130222102 629 47,000 OTHER (14) 47,000 California Pizza Kit COM 13054D109 695 31,810 SOLE 31,810 California Pizza Kit COM 13054D109 695 31,810 OTHER (11) 31,810 California Wtr Svc G COM 130788102 1,140 38,800 SOLE 38,800 California Wtr Svc G COM 130788102 543 18,500 OTHER (14) 18,500 Caliper Life Science COM 130872104 5 700 SOLE 700 Callaway Golf Co COM 131193104 59 5,600 SOLE 5,600 Callaway Golf Co COM 131193104 8,665 819,800 OTHER (14) 819,800 Callon Pete Co Del COM 13123X102 193 15,200 OTHER (14) 15,200 Calpine Corp COM 131347106 1,694 584,241 SOLE 584,241 Cambrex Corp COM 132011107 1,436 65,400 SOLE 65,400 Camco Finl Corp COM 132618109 10 700 SOLE 700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Camden Natl Corp COM 133034108 24 700 SOLE 700 Camden Natl Corp COM 133034108 152 4,400 OTHER (14) 4,400 Camden Ppty Tr COM 133131102 1,086 23,500 SOLE 23,500 Cameco Corp COM 13321L108 238 3,000 OTHER (14) 3,000 Campbell Soup Co COM 134429109 15,882 604,109 SOLE 604,109 Canadian Nat Res Ltd COM 136385101 2,063 51,800 SOLE 51,800 Canadian Nat Res Ltd COM 136385101 231 5,800 OTHER (5) 5,800 Canadian Natl Ry Co COM 136375102 2,642 54,467 SOLE 54,467 Canadian Pac Ry Ltd COM 13645T100 626 24,300 SOLE 24,300 Canon Inc COM J05124144 10,603 225,300 SOLE 225,300 Canon Inc COM J05124144 14 300 OTHER (14) 300 Canon Inc COM J05124144 2,508 53,300 OTHER (4) 53,300 Canon Inc COM J05124144 471 10,000 OTHER (2) 10,000 Cantel Inc COM 138098108 57 2,381 SOLE 2,381 Cantel Inc COM 138098108 5 200 OTHER (14) 200 Cap Gemini COM F13587120 529 21,739 SOLE 21,739 Cap Gemini COM F13587120 19 800 OTHER (14) 800 Capital Automotive R COM 139733109 2,821 90,200 SOLE 90,200 Capital City Bk Grou COM 139674105 1,248 32,250 SOLE 32,250 Capital Corp Of The COM 140065103 373 8,686 SOLE 8,686 Capital Crossing Bk COM 140071101 53 2,080 SOLE 2,080 Capital Crossing Bk COM 140071101 1,256 49,375 OTHER (14) 49,375 Capital One Finl Cor COM 14040H105 26,175 354,201 SOLE 354,201 Capital One Finl Cor COM 14040H105 96 1,300 OTHER (14) 1,300 Capital Trust Inc Md CL A NEW 14052H506 2,188 75,200 OTHER (14) 75,200 Capitol Bancorp Ltd COM 14056D105 1,006 34,300 SOLE 34,300 Capitol Fed Finl COM 14057C106 223 6,920 SOLE 6,920 Capstead Mtg Corp COM 14067E506 28 2,240 SOLE 2,240 Capstone Turbine Cor COM 14067D102 4 2,600 SOLE 2,600 Captaris Inc COM 14071N104 236 55,500 SOLE 55,500 Captaris Inc COM 14071N104 206 48,300 OTHER (12) 48,300 Caraustar Inds Inc COM 140909102 1,164 69,400 SOLE 69,400 Carbo Ceramics Inc COM 140781105 2,785 38,600 SOLE 38,600 Cardinal Health Inc COM 14149Y108 28,438 649,715 SOLE 649,715 Cardinal Health Inc COM 14149Y108 18 400 OTHER (14) 400 Cardinal Health Inc COM 14149Y108 525 12,000 OTHER (10) 12,000 Cardinal Health Inc COM 14149Y108 376 8,600 OTHER (5) 8,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Cardiodynamics Intl COM 141597104 458 99,500 SOLE 99,500 Cardiodynamics Intl COM 141597104 458 99,500 OTHER (12) 99,500 Career Education Cor COM 141665109 1,772 62,314 SOLE 62,314 Caremark Rx Inc COM 141705103 23,838 743,316 SOLE 743,316 Caremark Rx Inc COM 141705103 1,062 33,100 OTHER (10) 33,100 Caremark Rx Inc COM 141705103 1,114 34,750 OTHER (7) 34,750 Carlisle Corp COM 142339100 1,464 22,900 SOLE 22,900 Carmax Inc COM 143130102 1,283 59,523 SOLE 59,523 Carmike Cinemas Inc COM 143436400 91 2,578 SOLE 2,578 Carnival Corp PAIRED CTF 143658300 30,390 642,637 SOLE 642,637 Carnival Corp PAIRED CTF 143658300 2,365 50,000 OTHER (3) 50,000 Carpenter Technology COM 144285103 3,096 64,858 SOLE 64,858 Carramerica Rlty Cor COM 144418100 1,099 33,600 SOLE 33,600 Carrefour COM F13923119 5,339 112,519 SOLE 112,519 Carreker Antinori In COM 144433109 28 3,700 SOLE 3,700 Carriage Svcs Inc COM 143905107 713 150,800 OTHER (14) 150,800 Carrier Access Corp COM 144460102 17 2,500 SOLE 2,500 Carrizo Oil & Co Inc COM 144577103 975 101,681 OTHER (14) 101,681 Carter Hldgs Inc COM 146229109 69 2,500 SOLE 2,500 Carver Bancorp Inc COM 146875109 465 22,800 OTHER (14) 22,800 Cascade Bancorp COM 147154108 52 2,655 SOLE 2,655 Cascade Corp COM 147195101 122 4,400 SOLE 4,400 Cascade Corp COM 147195101 33 1,200 OTHER (14) 1,200 Cascade Finl Corp COM 147272108 276 16,500 OTHER (14) 16,500 Cascade Nat Gas Corp COM 147339105 108 5,100 SOLE 5,100 Casella Waste Sys In COM 147448104 30 2,500 SOLE 2,500 Caseys Gen Stores COM 147528103 2,331 125,400 SOLE 125,400 Cash Amer Invts Inc COM 14754D100 1,746 71,370 SOLE 71,370 Cash Amer Invts Inc COM 14754D100 1,079 44,100 OTHER (14) 44,100 Cass Information Sys COM 14808P109 57 1,540 OTHER (14) 1,540 Castle A M & Co COM 148411101 37 3,600 SOLE 3,600 Castle Energy Corp COM PAR $0.50N 148449309 709 60,613 OTHER (14) 60,613 Catalina Marketing C COM 148867104 2,832 122,700 SOLE 122,700 Catalyst Semiconduct COM 148881105 665 111,804 OTHER (14) 111,804 Catapult Communicati COM 149016107 219 11,600 SOLE 11,600 Catellus Dev Corp Ne COM 149113102 1,725 65,087 SOLE 65,087 Caterpillar Inc COM 149123101 40,189 499,551 SOLE 499,551
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Caterpillar Inc COM 149123101 24 300 OTHER (14) 300 Cathay Bancorp Inc COM 149150104 4,299 115,600 SOLE 115,600 Cato Corp New COM 149205106 1,480 66,500 SOLE 66,500 Cato Corp New COM 149205106 196 8,800 OTHER (14) 8,800 Cattles COM G19684102 576 94,900 OTHER (4) 94,900 Cavalry Bancorp Inc COM 149547101 9 500 SOLE 500 Cavco Inds Inc Del COM 149568107 200 5,305 SOLE 5,305 Cb Richard Ellis Gro CL A 12497T101 104 4,500 SOLE 4,500 Cbl & Assoc Pptys In COM 124830100 1,128 18,500 SOLE 18,500 Cbrl Group Inc COM 12489V106 1,079 29,900 SOLE 29,900 Cbrl Group Inc COM 12489V106 321 8,900 OTHER (14) 8,900 Ccc Information Svcs COM 12487Q109 943 53,285 SOLE 53,285 Ccf Hldg Co COM 12487X104 7 450 OTHER (14) 450 Cdn Imperial Bk Of C COM 136069101 3,802 71,216 SOLE 71,216 Cec Entmt Inc COM 125137109 3,193 86,875 SOLE 86,875 Cec Entmt Inc COM 125137109 22 600 OTHER (14) 600 Cedar Fair L P COM 150185106 162 5,300 SOLE 5,300 Celadon Group Inc COM 150838100 2,165 113,638 OTHER (14) 113,638 Celera Genomics Gr COM CE GEN GRP 038020202 2,018 172,630 SOLE 172,630 Celestica Inc SUB VTG-SHS 15101Q108 316 24,855 SOLE 24,855 Celestica Inc SUB VTG-SHS 15101Q108 448 35,300 OTHER (14) 35,300 Celestica Inc SUB VTG-SHS 15101Q108 764 60,155 OTHER (9) 60,155 Celgene Corp COM 151020104 1,427 49,000 SOLE 49,000 Celgene Corp COM 151020104 112 3,862 OTHER (14) 3,862 Cell Genesys Inc COM 150921104 936 104,400 SOLE 104,400 Cell Therapeutics In COM 150934107 10 1,400 SOLE 1,400 Cellstar Corp COM NEW 150925204 618 135,652 OTHER (14) 135,652 Cendant Corp COM 151313103 40,374 1,869,162 SOLE 1,869,162 Cendant Corp COM 151313103 15 700 OTHER (14) 700 Cendant Corp COM 151313103 599 27,750 OTHER (7) 27,750 Cendant Corp COM 151313103 413 19,100 OTHER (5) 19,100 Cendant Corp COM 151313103 1,512 70,000 OTHER (3) 70,000 Centene Corp Del COM 15135B101 3,204 75,250 SOLE 75,250 Centene Corp Del COM 15135B101 1,260 29,600 OTHER (13) 29,600 Centennial Cellular CL A NEW 15133V208 47 8,000 SOLE 8,000 Centerpoint Energy I COM 15189T107 10,961 1,058,024 SOLE 1,058,024 Centerpoint Pptys Co COM 151895109 1,238 28,400 SOLE 28,400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Centex Corp COM 152312104 9,516 188,586 SOLE 188,586 Centex Corp COM 152312104 10 200 OTHER (14) 200 Centex Corp COM 152312104 172 3,400 OTHER (5) 3,400 Centillium Communica COM 152319109 2 1,000 SOLE 1,000 Centra Software Inc COM 15234X103 4 2,400 SOLE 2,400 Central Bancorp Inc COM 152418109 12 200 OTHER (14) 200 Central Coast Bancor COM 153145107 133 6,501 SOLE 6,501 Central Fed Corp COM 15346Q103 14 1,100 OTHER (14) 1,100 Central Garden & Pet COM 153527106 1,292 42,200 SOLE 42,200 Central Garden & Pet COM 153527106 5,551 181,298 OTHER (14) 181,298 Central Pac Finl Cor COM 154760102 1,043 37,900 SOLE 37,900 Central Pkg Corp COM 154785109 1,759 133,070 SOLE 133,070 Central Pkg Corp COM 154785109 557 42,170 OTHER (11) 42,170 Central Va Bankshare COM 155792104 0 15 OTHER (14) 15 Central Vt Pub Svc COM 155771108 99 4,900 SOLE 4,900 Central Vt Pub Svc COM 155771108 1,713 85,200 OTHER (14) 85,200 Centrue Finl Corp COM 15641R103 299 10,800 OTHER (14) 10,800 Century Alum Co COM 156431108 2,376 85,700 SOLE 85,700 Century Alum Co COM 156431108 369 13,300 OTHER (13) 13,300 Century Bancorp Inc CL A NON VTG 156432106 25 800 SOLE 800 Century Business Svc COM 156490104 808 179,915 SOLE 179,915 Century Business Svc COM 156490104 617 137,334 OTHER (14) 137,334 Centurytel Inc COM 156700106 9,329 272,470 SOLE 272,470 Centurytel Inc COM 156700106 158 4,600 OTHER (14) 4,600 Centurytel Inc COM 156700106 158 4,600 OTHER (6) 4,600 Cenveo Inc COM 15670S105 5 1,300 SOLE 1,300 Cephalon Inc COM 156708109 3,152 65,800 SOLE 65,800 Cepheid Inc COM 15670R107 810 94,000 SOLE 94,000 Ceradyne Inc COM 156710105 1,605 36,550 SOLE 36,550 Ceradyne Inc COM 156710105 1,921 43,753 OTHER (14) 43,753 Ceridian Corp New COM 156779100 1,835 99,700 SOLE 99,700 Cerner Corp COM 156782104 3,694 85,400 SOLE 85,400 Cerner Corp COM 156782104 87 2,000 OTHER (14) 2,000 Certegy Inc COM 156880106 2,439 65,550 SOLE 65,550 Cerus Corp COM 157085101 1 500 SOLE 500 Ceva Inc COM 157210105 3 433 SOLE 433 Cfs Bancorp Inc COM 12525D102 298 21,500 OTHER (14) 21,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ch Energy Group Inc COM 12541M102 1,850 40,400 SOLE 40,400 Champion Enterprises COM 158496109 1,664 161,700 SOLE 161,700 Champion Enterprises COM 158496109 11 1,100 OTHER (14) 1,100 Champion Inds Inc W COM 158520106 1 300 OTHER (14) 300 Channell Coml Corp COM 159186105 15 3,900 OTHER (14) 3,900 Charles Riv Labs Int COM 159864107 2,528 55,200 SOLE 55,200 Charles Riv Labs Int COM 159864107 1,200 26,200 OTHER (9) 26,200 Charles River Associ COM 159852102 96 2,500 SOLE 2,500 Charming Shoppes Inc COM 161133103 2,070 290,772 SOLE 290,772 Charming Shoppes Inc COM 161133103 7,087 995,405 OTHER (14) 995,405 Charter Communicatio COM 16117M107 54 20,300 SOLE 20,300 Charter Finl Corp We COM 16122M100 31 900 SOLE 900 Chartermac COM 160908109 2,148 97,700 SOLE 97,700 Chase Corp COM 16150R104 2 100 SOLE 100 Chase Corp COM 16150R104 194 11,900 OTHER (14) 11,900 Chattem Inc COM 162456107 39 1,200 SOLE 1,200 Chc Helicopter Corp CL A SUB VTG 12541C203 12 300 OTHER (14) 300 Check Point Software ORD M22465104 110 6,500 SOLE 6,500 Check Point Software ORD M22465104 110 6,500 OTHER (6) 6,500 Checkers Drive-In Re COM NEW 162809305 834 70,990 OTHER (14) 70,990 Checkfree Corp New COM 162813109 3,751 135,550 SOLE 135,550 Checkfree Corp New COM 162813109 105 3,800 OTHER (14) 3,800 Checkfree Corp New COM 162813109 837 30,250 OTHER (7) 30,250 Checkpoint Sys Inc COM 162825103 1,509 96,900 SOLE 96,900 Checkpoint Sys Inc COM 162825103 7,804 501,242 OTHER (14) 501,242 Cheesecake Factory I COM 163072101 1,284 29,575 SOLE 29,575 Chelsea Ppty Group I COM 163421100 1,839 27,400 SOLE 27,400 Chemed Corp New COM 16359R103 1,628 29,200 SOLE 29,200 Chemical Finl Corp COM 163731102 2,045 56,005 SOLE 56,005 Cherokee Inc Del New COM 16444H102 37 1,562 OTHER (14) 1,562 Chesapeake Corp Va COM 165159104 1,143 47,600 SOLE 47,600 Chesapeake Corp Va COM 165159104 442 18,400 OTHER (14) 18,400 Chesapeake Energy Co COM 165167107 2,705 170,900 SOLE 170,900 Chesapeake Energy Co COM 165167107 1,849 116,800 OTHER (14) 116,800 Chesapeake Energy Co COM 165167107 385 24,300 OTHER (13) 24,300 Chesapeake Utils Cor COM 165303108 48 1,900 OTHER (14) 1,900 Chesterfield Finl Co COM 166435107 47 1,500 SOLE 1,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Cheung Kong(Hldgs) COM 166744102 2,601 299,000 SOLE 299,000 Cheung Kong(Hldgs) COM 166744102 44 5,000 OTHER (14) 5,000 Chevrontexaco Corp COM 166764100 187,614 3,497,652 SOLE 3,497,652 Chevrontexaco Corp COM 166764100 1,716 32,000 OTHER (14) 32,000 Chevrontexaco Corp COM 166764100 1,137 21,200 OTHER (5) 21,200 Chicago Mercantile H COM 167760107 4,904 30,400 SOLE 30,400 Chicago Mercantile H COM 167760107 32 200 OTHER (14) 200 Chicago Mercantile H COM 167760107 1,758 10,900 OTHER (13) 10,900 Chicago Rivet & Mach COM 168088102 178 6,800 OTHER (14) 6,800 Chicos Fas Inc COM 168615102 1,828 53,450 SOLE 53,450 Chicos Fas Inc COM 168615102 414 12,100 OTHER (14) 12,100 Childrens Pl Retail COM 168905107 1,497 62,620 SOLE 62,620 China Yuchai Intl Lt COM G21082105 2,077 149,100 OTHER (14) 149,100 Chindex Internationa COM 169467107 20 2,200 SOLE 2,200 Chiquita Brands Intl COM 170032809 1,781 102,300 SOLE 102,300 Chiquita Brands Intl COM 170032809 7,267 417,400 OTHER (14) 417,400 Chiron Corp COM 170040109 12,234 276,790 SOLE 276,790 Chittenden Corp COM 170228100 273 10,022 SOLE 10,022 Choice Hotels Intl I COM 169905106 1,474 25,600 SOLE 25,600 Choice Hotels Intl I COM 169905106 789 13,700 OTHER (14) 13,700 Choice Hotels Intl I COM 169905106 478 8,300 OTHER (13) 8,300 Choicepoint Inc COM 170388102 2,297 53,866 SOLE 53,866 Cholestech Corp COM 170393102 494 73,125 SOLE 73,125 Cholestech Corp COM 170393102 483 71,425 OTHER (12) 71,425 Chordiant Software I COM 170404107 3 1,100 SOLE 1,100 Christopher & Banks COM 171046105 1,418 88,600 SOLE 88,600 Chromavision Med Sys COM 17111P104 1 1,100 SOLE 1,100 Chromcraft Revington COM 171117104 17 1,300 SOLE 1,300 Chromcraft Revington COM 171117104 148 11,600 OTHER (14) 11,600 Chronimed Inc COM 171164106 4 600 SOLE 600 Chubb Corp COM 171232101 20,519 291,964 SOLE 291,964 Chubb Corp COM 171232101 176 2,500 OTHER (14) 2,500 Chubu Elec Power COM J06510101 2,639 122,100 SOLE 122,100 Chubu Elec Power COM J06510101 61 2,800 OTHER (14) 2,800 Church & Dwight Inc COM 171340102 1,326 47,250 SOLE 47,250 Churchill Downs Inc COM 171484108 1,218 31,100 SOLE 31,100 Ciber Inc COM 17163B102 2,066 274,680 SOLE 274,680
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ciber Inc COM 17163B102 5,165 686,900 OTHER (14) 686,900 Ciber Inc COM 17163B102 278 37,000 OTHER (12) 37,000 Ciber Inc COM 17163B102 678 90,180 OTHER (11) 90,180 Ciena Corp COM 171779101 1,508 761,666 SOLE 761,666 Cigna Corp COM 125509109 16,109 231,346 SOLE 231,346 Cimarex Energy Co COM 171798101 3,635 104,022 SOLE 104,022 Cincinnati Bell Inc COM 171871106 65 18,568 SOLE 18,568 Cincinnati Finl Corp COM 172062101 14,225 345,107 SOLE 345,107 Cincinnati Finl Corp COM 172062101 377 9,135 OTHER (14) 9,135 Cinergy Corp COM 172474108 15,738 397,423 SOLE 397,423 Cintas Corp COM 172908105 10,605 252,249 SOLE 252,249 Ciphergen Biosystems COM 17252Y104 7 1,700 SOLE 1,700 Ciprico Inc COM 172529109 0 50 OTHER (14) 50 Circor Intl Inc COM 17273K109 73 3,750 SOLE 3,750 Circor Intl Inc COM 17273K109 29 1,500 OTHER (14) 1,500 Circuit City Store I COM 172737108 4,572 298,074 SOLE 298,074 Circuit City Store I COM 172737108 1,628 106,100 OTHER (14) 106,100 Cirrus Logic Corp COM 172755100 909 190,600 SOLE 190,600 Cisco Sys Inc COM 17275R102 190,792 10,541,006 SOLE 10,541,006 Cisco Sys Inc COM 17275R102 114 6,300 OTHER (14) 6,300 Cisco Sys Inc COM 17275R102 1,596 88,150 OTHER (7) 88,150 Cisco Sys Inc COM 17275R102 125 6,900 OTHER (5) 6,900 Cit Group Inc COM 125581108 5,709 152,700 SOLE 152,700 Cit Group Inc COM 125581108 26 700 OTHER (14) 700 Cit Group Inc COM 125581108 310 8,300 OTHER (6) 8,300 Cit Group Inc COM 125581108 423 11,300 OTHER (5) 11,300 Citadel Broadcasting COM 17285T106 32 2,500 SOLE 2,500 Citigroup Inc COM 172967101 341,571 7,741,858 SOLE 7,741,858 Citigroup Inc COM 172967101 1,575 35,700 OTHER (10) 35,700 Citigroup Inc COM 172967101 1,224 27,750 OTHER (7) 27,750 Citigroup Inc COM 172967101 1,835 41,600 OTHER (5) 41,600 Citizens Bkg Corp Mi COM 174420109 149 4,590 SOLE 4,590 Citizens Communicati COM 17453B101 14,828 1,107,360 SOLE 1,107,360 Citizens First Banco COM 17461R106 18 700 SOLE 700 Citizens First Banco COM 17461R106 13 500 OTHER (14) 500 Citizens South Bkg C COM 176682102 13 1,000 SOLE 1,000 Citrix Sys Inc COM 177376100 5,534 315,841 SOLE 315,841
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ City Hldg Co COM 177835105 1,316 40,000 SOLE 40,000 City Natl Corp COM 178566105 2,371 36,500 SOLE 36,500 Cke Restaurants Inc COM 12561E105 1,461 132,223 SOLE 132,223 Cke Restaurants Inc COM 12561E105 265 24,000 OTHER (14) 24,000 Claires Stores Inc COM 179584107 2,096 83,700 SOLE 83,700 Claires Stores Inc COM 179584107 280 11,200 OTHER (14) 11,200 Claires Stores Inc COM 179584107 195 7,800 OTHER (5) 7,800 Clarcor Inc COM 179895107 2,829 59,350 SOLE 59,350 Clark Inc COM 181457102 23 1,700 SOLE 1,700 Clarus Corp COM 182707109 11 1,200 SOLE 1,200 Classic Bancshares I COM 18272M104 44 1,100 OTHER (14) 1,100 Clear Channel Commun COM 184502102 28,339 909,175 SOLE 909,175 Clear Channel Commun COM 184502102 19 600 OTHER (14) 600 Cleco Corp New COM 12561W105 2,511 145,626 SOLE 145,626 Cleveland Cliffs Inc COM 185896107 3,760 46,500 SOLE 46,500 Cleveland Cliffs Inc COM 185896107 1,682 20,800 OTHER (13) 20,800 Click Commerce Inc COM 18681D208 2 320 SOLE 320 Clorox Co COM 189054109 22,933 430,260 SOLE 430,260 Clorox Co COM 189054109 277 5,200 OTHER (14) 5,200 Closure Med Corp COM 189093107 48 3,400 SOLE 3,400 Clp Holdings COM Y14800109 1,945 340,080 SOLE 340,080 Cmgi Inc COM 125750109 1,118 923,986 SOLE 923,986 Cms Energy Corp COM 125896100 1,334 140,146 SOLE 140,146 Cna Finl Corp COM 126117100 4,665 194,300 SOLE 194,300 Cna Surety Corp COM 12612L108 1,089 102,700 SOLE 102,700 Cnet Networks Inc COM 12613R104 3,071 335,683 SOLE 335,683 Cnf Inc COM 12612W104 1,279 31,200 SOLE 31,200 Cnf Inc COM 12612W104 242 5,900 OTHER (14) 5,900 Cns Inc COM 126136100 55 5,000 SOLE 5,000 Coach Inc COM 189754104 10,475 224,732 SOLE 224,732 Coach Inc COM 189754104 1,147 24,610 OTHER (14) 24,610 Coachmen Inds Inc COM 189873102 36 2,300 SOLE 2,300 Coachmen Inds Inc COM 189873102 1,652 104,700 OTHER (14) 104,700 Coast Distr Sys COM 190345108 14 2,000 OTHER (14) 2,000 Coastal Finl Corp De COM 19046E105 40 2,759 SOLE 2,759 Cobra Electrs Corp COM 191042100 529 73,376 OTHER (14) 73,376 Coca Cola Bottlng Co COM 191098102 92 1,700 SOLE 1,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Coca Cola Co COM 191216100 143,453 3,581,844 SOLE 3,581,844 Coca Cola Co COM 191216100 68 1,700 OTHER (14) 1,700 Coca Cola Co COM 191216100 1,360 33,950 OTHER (7) 33,950 Coca Cola Enterprise COM 191219104 12,941 684,689 SOLE 684,689 Cognex Corp COM 192422103 250 9,553 SOLE 9,553 Cognex Corp COM 192422103 172 6,560 OTHER (11) 6,560 Cognitronics Corp COM 192432102 9 2,600 SOLE 2,600 Cognizant Technology COM 192446102 2,465 80,800 SOLE 80,800 Cognizant Technology COM 192446102 272 8,900 OTHER (14) 8,900 Coherent Inc COM 192479103 2,781 107,200 SOLE 107,200 Coherent Inc COM 192479103 656 25,300 OTHER (13) 25,300 Cohu Inc COM 192576106 798 54,000 SOLE 54,000 Coinstar Inc COM 19259P300 1,254 53,800 SOLE 53,800 Coldwater Creek Inc COM 193068103 525 25,162 SOLE 25,162 Coldwater Creek Inc COM 193068103 398 19,050 OTHER (13) 19,050 Cole Kenneth Prodtns COM 193294105 1,375 48,850 SOLE 48,850 Cole National Corp N COM 193290103 36 1,300 SOLE 1,300 Coles Myer Limited COM 193870102 1,529 218,165 SOLE 218,165 Coles Myer Limited COM 193870102 57 8,073 OTHER (14) 8,073 Colgate Palmolive Co COM 194162103 35,778 791,889 SOLE 791,889 Colgate Palmolive Co COM 194162103 18 400 OTHER (14) 400 Colgate Palmolive Co COM 194162103 827 18,300 OTHER (10) 18,300 Collagenex Pharmaceu COM 19419B100 210 32,000 SOLE 32,000 Collagenex Pharmaceu COM 19419B100 190 29,000 OTHER (12) 29,000 Collins & Aikman Cor COM 194830204 6 1,400 SOLE 1,400 Collins Inds Inc COM 194858106 7 1,300 OTHER (14) 1,300 Colonial Bancgroup I COM 195493309 1,573 76,900 SOLE 76,900 Colonial Bancgroup I COM 195493309 554 27,100 OTHER (14) 27,100 Colonial Pptys Tr COM 195872106 2,739 68,100 SOLE 68,100 Columbia Bancorp COM 197227101 20 700 SOLE 700 Columbia Bkg Sys Inc COM 197236102 460 19,351 SOLE 19,351 Columbia Sportswear COM 198516106 237 4,350 SOLE 4,350 Columbus Mckinnon Co COM 199333105 22 2,400 SOLE 2,400 Comarco Inc COM 200080109 3 500 SOLE 500 Comcast Corp New COM 20030N101 92,535 3,276,749 SOLE 3,276,749 Comcast Corp New CL A SPL 20030N200 2,955 105,850 SOLE 105,850 Comcast Corp New CL A SPL 20030N200 1,030 36,900 OTHER (10) 36,900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Comcast Corp New CL A SPL 20030N200 730 26,150 OTHER (7) 26,150 Comerica Inc COM 200340107 22,071 371,879 SOLE 371,879 Comerica Inc COM 200340107 398 6,700 OTHER (14) 6,700 Comerica Inc COM 200340107 439 7,400 OTHER (5) 7,400 Comfort Sys Usa Inc COM 199908104 456 69,100 OTHER (14) 69,100 Commerce Bancorp Inc COM 200519106 2,554 46,260 SOLE 46,260 Commerce Bancshares COM 200525103 2,346 48,783 SOLE 48,783 Commerce Group Inc M COM 200641108 3,664 75,700 SOLE 75,700 Commerce Group Inc M COM 200641108 8,954 185,000 OTHER (14) 185,000 Commercial Cap Banco COM 20162L105 2,823 124,395 SOLE 124,395 Commercial Federal C COM 201647104 2,765 102,500 SOLE 102,500 Commercial Federal C COM 201647104 11,348 420,600 OTHER (14) 420,600 Commercial Metals Co COM 201723103 4,134 104,066 SOLE 104,066 Commercial Metals Co COM 201723103 191 4,800 OTHER (14) 4,800 Commercial Metals Co COM 201723103 1,176 29,600 OTHER (13) 29,600 Commercial Net Lease COM 202218103 2,365 129,820 SOLE 129,820 Commercial Net Lease COM 202218103 731 40,100 OTHER (14) 40,100 Commonwealth Inds In COM 203004106 36 3,900 SOLE 3,900 Commonwealth Tel Ent COM 203349105 4,473 102,718 SOLE 102,718 Commonwealth Tel Ent COM 203349105 530 12,160 OTHER (12) 12,160 Commscope Inc COM 203372107 3,129 144,850 SOLE 144,850 Commscope Inc COM 203372107 1,942 89,900 OTHER (14) 89,900 Communications Sys COM 203900105 58 7,000 OTHER (14) 7,000 Community Bancshares COM 20343F100 4 200 OTHER (14) 200 Community Bk Shs Ind COM 203599105 9 200 OTHER (14) 200 Community Bk Sys Inc COM 203607106 1,809 72,000 SOLE 72,000 Community Bks Inc Pa COM 203628102 816 28,135 SOLE 28,135 Community Cap Corp S COM 20363C102 43 1,900 OTHER (14) 1,900 Community Finl Corp COM 20365L100 65 3,275 OTHER (14) 3,275 Community First Bank COM 203902101 2,728 85,100 SOLE 85,100 Community Health Sys COM 203668108 3,314 124,210 SOLE 124,210 Community Health Sys COM 203668108 462 17,310 OTHER (11) 17,310 Community Tr Bancorp COM 204149108 950 30,561 SOLE 30,561 Community West Bancs COM 204157101 152 14,400 OTHER (14) 14,400 Compass Bancshares I COM 20449H109 3,585 81,812 SOLE 81,812 Compass Bancshares I COM 20449H109 228 5,200 OTHER (6) 5,200 Compass Minerals Int COM 20451N101 2,644 119,100 OTHER (14) 119,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Compex Technologies COM 204513105 701 129,794 OTHER (14) 129,794 Compucredit Corp COM 20478N100 2,802 150,500 SOLE 150,500 Compudyne Corp COM PAR $0.75 204795306 27 3,400 OTHER (14) 3,400 Computer Access Tech COM 204853105 5 800 SOLE 800 Computer Assoc Intl COM 204912109 24,185 919,571 SOLE 919,571 Computer Horizons Co COM 205908106 483 111,600 SOLE 111,600 Computer Horizons Co COM 205908106 483 111,600 OTHER (12) 111,600 Computer Network Tec COM 204925101 4 1,100 SOLE 1,100 Computer Sciences Co COM 205363104 13,121 278,580 SOLE 278,580 Computer Sciences Co COM 205363104 655 13,900 OTHER (14) 13,900 Computer Task Group COM 205477102 73 23,500 OTHER (14) 23,500 Compuware Corp COM 205638109 2,848 553,022 SOLE 553,022 Compx International COM 20563P101 13 800 SOLE 800 Comstock Res Inc COM NEW 205768203 2,646 126,500 SOLE 126,500 Comstock Res Inc COM NEW 205768203 2,521 120,500 OTHER (14) 120,500 Comstock Res Inc COM NEW 205768203 950 45,400 OTHER (13) 45,400 Comtech Telecommunic COM NEW 205826209 931 34,350 SOLE 34,350 Comverse Technology COM PAR 205862402 5,288 280,815 SOLE 280,815 Conagra Foods Inc COM 205887102 20,093 781,506 SOLE 781,506 Concord Communicatio COM 206186108 14 1,600 SOLE 1,600 Concurrent Computer COM 206710204 5 3,000 SOLE 3,000 Conexant Systems Inc COM 207142100 40 25,046 SOLE 25,046 Conmed Corp COM 207410101 1,957 74,400 SOLE 74,400 Conmed Corp COM 207410101 9,341 355,159 OTHER (14) 355,159 Connetics Corp COM 208192104 2,255 83,460 SOLE 83,460 Connetics Corp COM 208192104 1,953 72,294 OTHER (14) 72,294 Conocophillips COM 20825C104 84,870 1,024,381 SOLE 1,024,381 Conocophillips COM 20825C104 1,392 16,800 OTHER (14) 16,800 Conocophillips COM 20825C104 878 10,600 OTHER (5) 10,600 Consol Energy Inc COM 20854P109 1,971 56,500 SOLE 56,500 Consol Energy Inc COM 20854P109 670 19,200 OTHER (14) 19,200 Consolidated Edison COM 209115104 14,465 344,070 SOLE 344,070 Consolidated Graphic COM 209341106 1,767 42,163 SOLE 42,163 Consolidated Graphic COM 209341106 2,309 55,100 OTHER (14) 55,100 Consolidated Tomoka COM 210226106 31 900 SOLE 900 Constellation Brands COM 21036P108 2,485 65,300 SOLE 65,300 Constellation Energy COM 210371100 15,754 395,436 SOLE 395,436
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Constellation Energy COM 210371100 566 14,200 OTHER (14) 14,200 Constellation Energy COM 210371100 386 9,700 OTHER (5) 9,700 Consumer Portfolio S COM 210502100 82 17,412 OTHER (14) 17,412 Contango Oil & Gas C COM NEW 21075N204 59 8,900 OTHER (14) 8,900 Continental Airls In CL B 210795308 1,328 155,870 SOLE 155,870 Continental Matls Co COM PAR $0.25 211615307 227 7,900 OTHER (14) 7,900 Convergys Corp COM 212485106 2,816 209,664 SOLE 209,664 Cooper Cameron Corp COM 216640102 3,428 62,500 SOLE 62,500 Cooper Cameron Corp COM 216640102 1,453 26,500 OTHER (9) 26,500 Cooper Cameron Corp COM 216640102 208 3,800 OTHER (6) 3,800 Cooper Cos Inc COM NEW 216648402 1,309 19,100 SOLE 19,100 Cooper Cos Inc COM NEW 216648402 48 700 OTHER (14) 700 Cooper Inds Ltd COM G24182100 8,637 146,392 SOLE 146,392 Cooper Tire & Rubr COM 216831107 2,192 108,666 SOLE 108,666 Cooper Tire & Rubr COM 216831107 48 2,400 OTHER (14) 2,400 Coors Adolph Co COM 217016104 3,906 57,506 SOLE 57,506 Coors Adolph Co COM 217016104 795 11,700 OTHER (14) 11,700 Coors Adolph Co COM 217016104 109 1,600 OTHER (6) 1,600 Coors Adolph Co COM 217016104 149 2,200 OTHER (5) 2,200 Copart Inc COM 217204106 1,027 54,250 SOLE 54,250 Copart Inc COM 217204106 19 1,000 OTHER (14) 1,000 Copper Mtn Networks COM 217510205 18 5,200 SOLE 5,200 Corillian Corp COM 218725109 9 2,000 SOLE 2,000 Corinthian Colleges COM 218868107 763 56,600 SOLE 56,600 Corio Inc COM 218875102 2 1,400 SOLE 1,400 Corixa Corp COM 21887F100 7 1,802 SOLE 1,802 Corn Prods Intl Inc COM 219023108 971 21,056 SOLE 21,056 Cornell Corrections COM 219141108 26 2,100 SOLE 2,100 Cornell Corrections COM 219141108 748 60,300 OTHER (14) 60,300 Cornerstone Bancorp COM 218925105 23 800 OTHER (14) 800 Cornerstone Rlty Inc COM 21922V102 1,271 130,200 SOLE 130,200 Corning Inc COM 219350105 22,260 2,009,023 SOLE 2,009,023 Corning Inc COM 219350105 12 1,100 OTHER (14) 1,100 Corporate Executive COM 21988R102 1,390 22,700 SOLE 22,700 Corporate Office Ppt COM 22002T108 2,068 80,700 SOLE 80,700 Correctional Pptys T COM 22025E104 44 1,600 SOLE 1,600 Correctional Pptys T COM 22025E104 169 6,200 OTHER (14) 6,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Correctional Svcs Co COM 219921103 5 2,000 SOLE 2,000 Corrections Corp Ame COM NEW 22025Y407 2,961 83,728 SOLE 83,728 Corus Bankshares Inc COM 220873103 2,825 65,500 SOLE 65,500 Corus Bankshares Inc COM 220873103 388 9,000 OTHER (14) 9,000 Corvel Corp COM 221006109 789 26,600 SOLE 26,600 Corvis Corp COM 221009103 873 1,090,900 SOLE 1,090,900 Cosine Communication COM 221222607 2 730 SOLE 730 Cost Plus Inc Calif COM 221485105 1,794 50,700 SOLE 50,700 Costar Group Inc COM 22160N109 1,795 36,500 SOLE 36,500 Costco Whsl Corp New COM 22160K105 30,290 729,701 SOLE 729,701 Costco Whsl Corp New COM 22160K105 2,076 50,000 OTHER (3) 50,000 Cost-U-Less Inc COM 221492101 224 38,589 OTHER (14) 38,589 Courier Corp COM 222660102 176 4,200 SOLE 4,200 Cousins Pptys Inc COM 222795106 1,074 31,300 SOLE 31,300 Cousins Pptys Inc COM 222795106 89 2,600 OTHER (14) 2,600 Covad Communications COM 222814204 12 7,000 SOLE 7,000 Covance Inc COM 222816100 1,563 39,100 SOLE 39,100 Covance Inc COM 222816100 220 5,500 OTHER (14) 5,500 Covansys Corp COM 22281W103 58 5,000 SOLE 5,000 Covansys Corp COM 22281W103 298 25,839 OTHER (14) 25,839 Covenant Trans Inc CL A 22284P105 71 3,700 OTHER (14) 3,700 Coventry Health Care COM 222862104 10,301 193,008 SOLE 193,008 Coventry Health Care COM 222862104 2,757 51,650 OTHER (14) 51,650 Cowlitz Bancorp Wash COM 223767104 433 39,400 OTHER (14) 39,400 Cox Communications I COM 224044107 12,179 367,621 SOLE 367,621 Cox Radio Inc COM 224051102 1,816 121,700 SOLE 121,700 Cox Radio Inc COM 224051102 324 21,700 OTHER (9) 21,700 Cp Ships Ltd COM 22409V102 330 27,000 OTHER (14) 27,000 Cpac Inc DEP RCPTS CP 126145101 173 34,010 OTHER (14) 34,010 Cpi Corp COM 125902106 5 400 SOLE 400 Cpi Corp COM 125902106 142 10,700 OTHER (14) 10,700 Craftmade Intl Inc COM 22413E104 55 2,800 SOLE 2,800 Crane Co COM 224399105 2,493 86,219 SOLE 86,219 Crane Group Ltd COM Q29674100 41 2,896 OTHER (14) 2,896 Crawford & Co COM 224633107 11 1,600 SOLE 1,600 Crawford & Co COM 224633107 154 23,000 OTHER (14) 23,000 Cray Inc COM 225223106 687 194,500 SOLE 194,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Credence Sys Corp COM 225302108 1,241 172,300 SOLE 172,300 Credit Accep Corp Mi COM 225310101 45 2,400 SOLE 2,400 Credit Saison Co COM J7007M109 1,753 57,000 SOLE 57,000 Credit Saison Co COM J7007M109 1,753 57,000 OTHER (2) 57,000 Credo Pete Corp COM PAR $0.10 225439207 25 1,800 SOLE 1,800 Cree Inc COM 225447101 183 6,000 SOLE 6,000 Cree Inc COM 225447101 34 1,100 OTHER (14) 1,100 Creo Inc COM 225606102 510 62,000 OTHER (14) 62,000 Crescent Bkg Co COM 225646108 194 7,689 OTHER (14) 7,689 Crescent Real Estate COM 225756105 955 60,700 SOLE 60,700 Crompton Corp COM 227116100 2,569 270,684 SOLE 270,684 Cross A T Co COM 227478104 13 2,400 SOLE 2,400 Cross A T Co COM 227478104 369 66,400 OTHER (14) 66,400 Cross Ctry Healthcar COM 227483104 1,231 79,400 SOLE 79,400 Cross Timbers Rty Tr COM 22757R109 50 1,500 SOLE 1,500 Crosstex Energy L P ADR 22765U102 63 2,000 SOLE 2,000 Crown Castle Intl Co COM 228227104 2,421 162,700 SOLE 162,700 Crown Castle Intl Co COM 228227104 354 23,800 OTHER (10) 23,800 Crown Holdings Inc COM 228368106 1,234 119,700 SOLE 119,700 Crown Media Hldgs In CL A 228411104 50 6,000 SOLE 6,000 Crt Properties Inc COM 22876P109 1,384 64,500 SOLE 64,500 Crt Properties Inc COM 22876P109 7,094 330,700 OTHER (14) 330,700 Cryolife Inc COM 228903100 27 3,750 SOLE 3,750 Csg Sys Intl Inc COM 126349109 1,977 128,300 SOLE 128,300 Csk Auto Corp COM 125965103 1,448 108,700 SOLE 108,700 Csk Auto Corp COM 125965103 926 69,500 OTHER (14) 69,500 Csp Inc COM 126389105 126 16,791 OTHER (14) 16,791 Css Inds Inc COM 125906107 28 900 SOLE 900 Css Inds Inc COM 125906107 1,959 63,300 OTHER (14) 63,300 Csx Corp COM 126408103 10,537 317,365 SOLE 317,365 Ct Communications In COM NEW 126426402 392 28,400 SOLE 28,400 Ct Communications In COM NEW 126426402 37 2,700 OTHER (14) 2,700 Cti Molecular Imagin COM 22943D105 16 2,000 SOLE 2,000 Cts Corp COM 126501105 1,121 89,000 SOLE 89,000 Cubic Corp COM 229669106 1,523 66,500 SOLE 66,500 Cubist Pharmaceutica COM 229678107 939 95,000 SOLE 95,000 Cullen Frost Bankers COM 229899109 1,450 31,200 SOLE 31,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Culp Inc COM 230215105 59 8,000 OTHER (14) 8,000 Cummins Engine Inc COM 231021106 4,877 66,001 SOLE 66,001 Cummins Engine Inc COM 231021106 576 7,800 OTHER (14) 7,800 Cummins Engine Inc COM 231021106 170 2,300 OTHER (5) 2,300 Cumulus Media Inc COM 231082108 73 5,100 SOLE 5,100 Cuno Inc COM 126583103 2,264 39,200 SOLE 39,200 Curagen Corp COM 23126R101 647 117,700 SOLE 117,700 Curative Health Srvc COM 23126W100 10 1,400 SOLE 1,400 Curis Inc COM 231269101 14 3,140 SOLE 3,140 Curtiss Wright Corp COM 231561101 2,936 51,300 SOLE 51,300 Curtiss Wright Corp COM 231561101 853 14,900 OTHER (14) 14,900 Cutter & Buck Inc COM 232217109 176 16,000 SOLE 16,000 Cutter & Buck Inc COM 232217109 205 18,666 OTHER (14) 18,666 Cv Therapeutics Inc COM 126667104 914 73,100 SOLE 73,100 Cvb Finl Corp COM 126600105 2,523 113,556 SOLE 113,556 Cvs Corp COM 126650100 24,887 590,731 SOLE 590,731 Cvs Corp COM 126650100 8 200 OTHER (14) 200 Cvs Corp COM 126650100 185 4,400 OTHER (6) 4,400 Cyberonics Inc COM 23251P102 1,172 57,300 SOLE 57,300 Cybersource Corp COM 23251J106 1 300 OTHER (14) 300 Cymer Inc COM 232572107 602 21,000 SOLE 21,000 Cypress Semiconducto COM 232806109 1,643 185,900 SOLE 185,900 Cypress Semiconducto COM 232806109 997 112,800 OTHER (9) 112,800 Cytec Inds Inc COM 232820100 1,390 28,400 SOLE 28,400 Cytogen Corp COM 232824300 2 230 SOLE 230 Cytyc Corp COM 232946103 3,678 152,300 SOLE 152,300 Cytyc Corp COM 232946103 46 1,900 OTHER (14) 1,900 Cytyc Corp COM 232946103 2,067 85,600 OTHER (13) 85,600 D & E Communications COM 232860106 452 24,500 SOLE 24,500 D & E Communications COM 232860106 690 37,421 OTHER (14) 37,421 D & K Wholesale Drug COM 232861104 32 3,200 SOLE 3,200 D R Horton Inc COM 23331A109 5,072 153,186 SOLE 153,186 D R Horton Inc COM 23331A109 291 8,800 OTHER (14) 8,800 D R Horton Inc COM 23331A109 275 8,300 OTHER (5) 8,300 Dade Behring Hldgs I COM 23342J206 1,365 24,500 SOLE 24,500 Dade Behring Hldgs I COM 23342J206 2,067 37,090 OTHER (14) 37,090 Dag Media Inc COM 233729102 9 2,500 SOLE 2,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Dai Nippon Printng COM J10584100 1,578 117,000 SOLE 117,000 Dai Nippon Printng COM J10584100 13 1,000 OTHER (14) 1,000 Daily Journal Co COM 233912104 17 500 SOLE 500 Daiwa Secs Group COM 234064202 1,114 176,000 SOLE 176,000 Daiwa Secs Group COM 234064202 1,114 176,000 OTHER (3) 176,000 Daktronics Inc COM 234264109 1,171 47,900 SOLE 47,900 Daleen Technologies COM 23437N104 0 800 SOLE 800 Dana Corp COM 235811106 8,217 464,527 SOLE 464,527 Danaher Corp COM 235851102 22,929 447,128 SOLE 447,128 Darden Restaurants I COM 237194105 7,139 306,112 SOLE 306,112 Darden Restaurants I COM 237194105 1,325 56,800 OTHER (9) 56,800 Darden Restaurants I COM 237194105 173 7,400 OTHER (5) 7,400 Darling Intl Inc COM 237266101 319 74,100 SOLE 74,100 Datascope Corp COM 238113104 1,458 39,100 SOLE 39,100 Datascope Corp COM 238113104 6,384 171,164 OTHER (14) 171,164 Datastream Sys Inc COM 238124101 8 1,300 SOLE 1,300 Dave & Busters Inc COM 23833N104 32 1,700 SOLE 1,700 Dave & Busters Inc COM 23833N104 2,936 154,700 OTHER (14) 154,700 Davita Inc COM 23918K108 6,040 193,900 SOLE 193,900 Davita Inc COM 23918K108 187 6,000 OTHER (14) 6,000 Dawson Geophysical COM 239359102 1,102 52,669 OTHER (14) 52,669 Dbs Group Hldgs COM V27915103 2,956 305,978 SOLE 305,978 Dbs Group Hldgs COM V27915103 48 5,000 OTHER (14) 5,000 Dbs Group Hldgs COM V27915103 1,335 138,200 OTHER (2) 138,200 Ddi Corp COM PAR $0.001 233162304 0 8 SOLE 8 De Luxe Check Printe COM 248019101 8,459 206,225 SOLE 206,225 De Luxe Check Printe COM 248019101 304 7,400 OTHER (5) 7,400 Dean Foods Co New COM 242370104 2,773 92,363 SOLE 92,363 Dearborn Bancorp Inc COM 24242R108 105 4,035 OTHER (14) 4,035 Debs Shop Inc COM 242728103 39 1,600 SOLE 1,600 Deckers Outdoor Corp COM 243537107 374 11,000 SOLE 11,000 Deckers Outdoor Corp COM 243537107 2,550 75,000 OTHER (14) 75,000 Deckers Outdoor Corp COM 243537107 374 11,000 OTHER (13) 11,000 Decorator Inds Inc COM PAR $0.20 243631207 6 600 OTHER (14) 600 Deere & Co COM 244199105 23,654 366,442 SOLE 366,442 Deere & Co COM 244199105 355 5,500 OTHER (14) 5,500 Del Labs Inc COM 245091103 570 17,277 OTHER (14) 17,277
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Del Monte Foods Co COM 24522P103 1,265 120,626 SOLE 120,626 Dell Inc COM 24702R101 132,625 3,725,423 SOLE 3,725,423 Dell Inc COM 24702R101 820 23,043 OTHER (14) 23,043 Dell Inc COM 24702R101 2,334 65,550 OTHER (7) 65,550 Delphax Technologies COM 24712X106 52 15,522 OTHER (14) 15,522 Delphi Corp COM 247126105 7,565 814,286 SOLE 814,286 Delphi Finl Group In COM 247131105 3,755 93,473 SOLE 93,473 Delphi Finl Group In COM 247131105 10,269 255,650 OTHER (14) 255,650 Delta & Pine Ld Co COM 247357106 3,246 121,350 SOLE 121,350 Delta & Pine Ld Co COM 247357106 863 32,250 OTHER (12) 32,250 Delta Air Lines Del COM 247361108 367 111,513 SOLE 111,513 Delta Apparel Inc COM 247368103 640 26,900 OTHER (14) 26,900 Delta Pete Corp COM NEW 247907207 4 300 OTHER (14) 300 Deltic Timber Corp COM 247850100 28 700 SOLE 700 Denbury Res Inc COM 247916208 3,272 128,800 SOLE 128,800 Denbury Res Inc COM 247916208 157 6,200 OTHER (14) 6,200 Dendreon Corp COM 24823Q107 1,087 129,200 SOLE 129,200 Dendrite Intl Inc COM 248239105 1,574 97,630 SOLE 97,630 Denso Corp COM J53032116 2,175 92,000 SOLE 92,000 Dentsply Intl Inc Ne COM 249030107 2,550 49,100 SOLE 49,100 Department 56 Inc COM 249509100 90 5,500 SOLE 5,500 Department 56 Inc COM 249509100 2,702 165,750 OTHER (14) 165,750 Desert Cmnty Bk Vict COM 25037Y109 509 19,580 OTHER (14) 19,580 Devcon Intl Corp COM 251588109 62 3,776 OTHER (14) 3,776 Developers Diversifi COM 251591103 2,432 62,112 SOLE 62,112 Devon Energy Corp COM 25179M103 26,543 373,473 SOLE 373,473 Devon Energy Corp COM 25179M103 21 300 OTHER (14) 300 Devon Energy Corp COM 25179M103 1,393 19,600 OTHER (9) 19,600 Devon Energy Corp COM 25179M103 142 2,000 OTHER (6) 2,000 Devry Inc Del COM 251893103 878 42,400 SOLE 42,400 Dgse Companies Inc COM 23323G106 2 700 SOLE 700 Dhb Capital Group In COM 23321E103 14 1,000 OTHER (14) 1,000 Diageo COM G42084114 15,372 1,230,784 SOLE 1,230,784 Diageo COM G42084114 6,832 547,000 OTHER (3) 547,000 Diageo COM G42084114 1,088 87,100 OTHER (2) 87,100 Diagnostic Prods Cor COM 252450101 2,742 67,100 SOLE 67,100 Diamond Offshore Dri COM 25271C102 2,715 82,300 SOLE 82,300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Diamondcluster Intl COM 25278P106 12 1,000 SOLE 1,000 Dicks Sporting Goods COM 253393102 2,718 76,300 SOLE 76,300 Diebold Inc COM 253651103 2,070 44,318 SOLE 44,318 Diedrich Coffee Inc COM NEW 253675201 49 10,088 OTHER (14) 10,088 Digene Corp COM 253752109 1,218 46,900 SOLE 46,900 Digi Intl Inc COM 253798102 1,289 112,800 SOLE 112,800 Digi Intl Inc COM 253798102 2,888 252,710 OTHER (14) 252,710 Digimarc Corp COM 253807101 32 3,500 SOLE 3,500 Digital Insight Corp COM 25385P106 1,171 85,900 SOLE 85,900 Digital Lightwave In COM 253855100 1 1,300 SOLE 1,300 Digital Riv Inc COM 25388B104 2,212 74,271 SOLE 74,271 Digitalnet Hldgs Inc COM 25389B103 115 3,800 SOLE 3,800 Digitalnet Hldgs Inc COM 25389B103 115 3,800 OTHER (7) 3,800 Digitas Inc COM 25388K104 1,034 133,700 SOLE 133,700 Dillards Inc COM 254067101 1,482 75,088 SOLE 75,088 Dime Cmnty Bancorp I COM 253922108 1,494 88,950 SOLE 88,950 Dimon Inc COM 254394109 44 7,400 SOLE 7,400 Diodes Inc COM 254543101 73 2,850 SOLE 2,850 Diodes Inc COM 254543101 2,753 106,860 OTHER (14) 106,860 Dionex Corp COM 254546104 2,992 54,700 SOLE 54,700 Directv Group Inc COM 25459L106 15,862 901,770 SOLE 901,770 Directv Group Inc COM 25459L106 179 10,200 OTHER (14) 10,200 Directv Group Inc COM 25459L106 1,392 79,111 OTHER (10) 79,111 Discovery Laboratori COM 254668106 703 104,900 SOLE 104,900 Discovery Partners I COM 254675101 392 81,735 OTHER (14) 81,735 Disney Walt Prodtns COM 254687106 69,426 3,078,769 SOLE 3,078,769 Disney Walt Prodtns COM 254687106 14 600 OTHER (14) 600 Disney Walt Prodtns COM 254687106 1,223 54,250 OTHER (7) 54,250 Distributed Energy S COM 25475V104 3 1,400 SOLE 1,400 Ditech Communication COM 25500M103 1,749 78,100 SOLE 78,100 Diversa Corp COM 255064107 819 98,100 SOLE 98,100 Dixons Group COM G27804114 1,101 356,181 SOLE 356,181 Dj Orthopedics Inc COM 23325G104 911 51,600 SOLE 51,600 Dobson Communication CL A 256069105 367 275,600 SOLE 275,600 Dollar Gen Corp COM 256669102 9,777 485,196 SOLE 485,196 Dollar Thrifty Autom COM 256743105 1,482 60,900 SOLE 60,900 Dollar Tree Stores I COM 256747106 1,899 70,450 SOLE 70,450
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Dominion Homes Inc COM 257386102 12 500 SOLE 500 Dominion Res Black W UNITS BEN INT 25746Q108 556 16,500 OTHER (14) 16,500 Dominion Res Inc Va COM 25746U109 31,391 481,083 SOLE 481,083 Donaldson Inc COM 257651109 1,573 55,400 SOLE 55,400 Donegal Group Inc CL B 257701300 2 100 OTHER (14) 100 Donnelley R R & Sons COM 257867101 10,246 327,146 SOLE 327,146 Doral Finl Corp COM 25811P100 3,508 84,600 SOLE 84,600 Doral Finl Corp COM 25811P100 3,110 75,000 OTHER (14) 75,000 Doral Finl Corp COM 25811P100 344 8,300 OTHER (5) 8,300 Dorel Inds Inc CL B SUB VTG 25822C205 20 700 OTHER (14) 700 Dot Hill Sys Corp COM 25848T109 804 100,200 SOLE 100,200 Doubleclick Inc COM 258609304 738 124,847 SOLE 124,847 Doubleclick Inc COM 258609304 674 114,110 OTHER (11) 114,110 Dover Corp COM 260003108 12,468 320,766 SOLE 320,766 Dover Corp COM 260003108 754 19,400 OTHER (9) 19,400 Dover Corp COM 260003108 66 1,700 OTHER (6) 1,700 Dover Downs Gaming & COM 260095104 15 1,480 SOLE 1,480 Dover Motorsports In COM 260174107 6 1,400 SOLE 1,400 Dover Motorsports In COM 260174107 7 1,700 OTHER (14) 1,700 Dow Chem Co COM 260543103 75,296 1,666,582 SOLE 1,666,582 Dow Jones & Co Inc COM 260561105 4,953 121,959 SOLE 121,959 Downey Finl Corp COM 261018105 3,882 70,640 SOLE 70,640 Dpl Inc COM 233293109 6,634 322,344 SOLE 322,344 Dress Barn Inc COM 261570105 1,324 75,900 SOLE 75,900 Dress Barn Inc COM 261570105 37 2,106 OTHER (14) 2,106 Drew Inds Inc COM 26168L205 90 2,500 SOLE 2,500 Drew Inds Inc COM 26168L205 90 2,500 OTHER (14) 2,500 Dril-Quip Inc COM 262037104 71 3,200 SOLE 3,200 Drs Technologies Inc COM 23330X100 2,489 66,482 SOLE 66,482 Drugstore Com Inc COM 262241102 631 184,400 SOLE 184,400 Dsg Intl Ltd ORD G28471103 22 7,000 OTHER (14) 7,000 Dsm Nv COM N65297108 859 16,462 SOLE 16,462 Dsp Group Inc COM 23332B106 1,480 70,300 SOLE 70,300 Dst Sys Inc Del COM 233326107 2,352 52,900 SOLE 52,900 Dte Energy Co COM 233331107 10,626 251,867 SOLE 251,867 Du Pont E I De Nemou COM 263534109 68,391 1,597,928 SOLE 1,597,928 Ducommun Inc Del COM 264147109 96 4,300 SOLE 4,300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ducommun Inc Del COM 264147109 141 6,300 OTHER (14) 6,300 Duke Power Co COM 264399106 39,619 1,730,835 SOLE 1,730,835 Duke Power Co COM 264399106 9 400 OTHER (14) 400 Duke Realty Corp. COM NEW 264411505 2,855 85,990 SOLE 85,990 Dun & Bradstreet Cor COM 26483E100 5,109 87,037 SOLE 87,037 Dun & Bradstreet Cor COM 26483E100 200 3,400 OTHER (14) 3,400 Dupont Photomasks In COM 26613X101 806 47,300 SOLE 47,300 Duquesne Lt Hldgs In COM 266233105 1,633 90,900 SOLE 90,900 Duquesne Lt Hldgs In COM 266233105 6,911 384,800 OTHER (14) 384,800 Dura Automotive Syst COM 265903104 86 12,100 SOLE 12,100 Dura Automotive Syst COM 265903104 720 101,477 OTHER (14) 101,477 Duratek Inc COM 26658Q102 71 4,000 SOLE 4,000 Duratek Inc COM 26658Q102 2,349 132,038 OTHER (14) 132,038 Durect Corp COM 266605104 3 2,000 SOLE 2,000 Dxp Enterprises Inc COM NEW 233377407 20 3,743 OTHER (14) 3,743 Dyax Corp COM 26746E103 15 2,000 SOLE 2,000 Dycom Inds Inc COM 267475101 153 5,399 SOLE 5,399 Dynamex Inc COM 26784F103 66 3,800 OTHER (14) 3,800 Dynamics Resh Corp COM 268057106 19 1,200 SOLE 1,200 Dynegy Inc New COM 26816Q101 2,609 522,851 SOLE 522,851 E M C Corp Mass COM 268648102 42,202 3,657,055 SOLE 3,657,055 E M C Corp Mass COM 268648102 31 2,700 OTHER (14) 2,700 E M C Corp Mass COM 268648102 873 75,630 OTHER (7) 75,630 E Piphany Inc COM 26881V100 711 176,400 SOLE 176,400 E Z Em Inc COM NEW 269305405 1,078 104,000 OTHER (14) 104,000 E.On Ag COM D85916100 8,716 118,150 SOLE 118,150 Eagle Materials Inc COM 26969P108 3,265 45,793 SOLE 45,793 Eagle Materials Inc COM 26969P108 8 112 OTHER (14) 112 Eagle Materials Inc COM 26969P207 3 43 OTHER (14) 43 Earthlink Inc COM 270321102 2,312 224,479 SOLE 224,479 Earthlink Inc COM 270321102 12,664 1,229,515 OTHER (14) 1,229,515 East West Bancorp In COM 27579R104 3,927 116,900 SOLE 116,900 Eastern Amern Nat Ga SPERS RCT UNIT 276217106 85 3,400 OTHER (14) 3,400 Eastern Co COM 276317104 54 3,300 OTHER (14) 3,300 Eastgroup Ppty Inc COM 277276101 1,604 48,300 SOLE 48,300 Eastman Chem Co COM 277432100 12,970 272,769 SOLE 272,769 Eastman Chem Co COM 277432100 361 7,600 OTHER (14) 7,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Eastman Kodak Co COM 277461109 13,896 431,274 SOLE 431,274 Eastman Kodak Co COM 277461109 81 2,500 OTHER (6) 2,500 Eaton Corp COM 278058102 18,519 292,050 SOLE 292,050 Eaton Vance Corp COM NON VTG 278265103 1,725 42,700 SOLE 42,700 Ebay Inc COM 278642103 89,766 976,359 SOLE 976,359 Ebay Inc COM 278642103 775 8,427 OTHER (14) 8,427 Ebay Inc COM 278642103 2,018 21,950 OTHER (7) 21,950 Ecb Bancorp Inc COM 268253101 116 2,500 OTHER (14) 2,500 Echelon Corp COM 27874N105 764 97,000 SOLE 97,000 Echostar Communicati COM 278762109 5,326 171,150 SOLE 171,150 Echostar Communicati COM 278762109 739 23,750 OTHER (7) 23,750 Eclipsys Corp COM 278856109 3,168 203,050 SOLE 203,050 Eclipsys Corp COM 278856109 798 51,150 OTHER (11) 51,150 Eclipsys Corp COM 278856109 791 50,700 OTHER (10) 50,700 Ecolab Inc COM 278865100 11,802 375,373 SOLE 375,373 Ecology & Environmen CL A 278878103 110 12,200 OTHER (14) 12,200 Edelbrock Corp COM 279434104 603 36,510 OTHER (14) 36,510 Edge Pete Corp Del COM 279862106 1,781 111,500 OTHER (14) 111,500 Edgewater Technology COM 280358102 4 767 SOLE 767 Edgewater Technology COM 280358102 485 97,894 OTHER (14) 97,894 Edison Intl COM 281020107 21,567 813,530 SOLE 813,530 Edison Intl COM 281020107 459 17,300 OTHER (5) 17,300 Edo Corp COM 281347104 1,371 49,400 SOLE 49,400 Edo Corp COM 281347104 1,474 53,100 OTHER (14) 53,100 Education Mgmt Corp COM 28139T101 1,193 44,800 SOLE 44,800 Edward A G Inc COM 281760108 1,663 48,043 SOLE 48,043 Edward A G Inc COM 281760108 1,232 35,600 OTHER (14) 35,600 Edwards Lifesciences COM 28176E108 2,392 71,400 SOLE 71,400 Edwards Lifesciences COM 28176E108 2,201 65,700 OTHER (14) 65,700 Edwards Lifesciences COM 28176E108 1,199 35,800 OTHER (9) 35,800 Efc Bancorp Inc COM 268423100 159 6,300 OTHER (14) 6,300 Efj Inc COM 26843B101 350 52,231 OTHER (14) 52,231 Efunds Corp COM 28224R101 2,231 120,002 SOLE 120,002 Efunds Corp COM 28224R101 9,728 523,278 OTHER (14) 523,278 Egl Inc COM 268484102 3,376 111,550 SOLE 111,550 Egl Inc COM 268484102 10,442 345,067 OTHER (14) 345,067 Eisai Co COM J12852117 1,007 37,000 SOLE 37,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ El Paso Corp COM 28336L109 8,621 938,079 SOLE 938,079 El Paso Elec Co COM NEW 283677854 1,925 119,800 SOLE 119,800 El Paso Elec Co COM NEW 283677854 1,499 93,300 OTHER (14) 93,300 Electrabel COM B3458H101 1,451 5,314 SOLE 5,314 Electro Rent Corp COM 285218103 56 5,100 SOLE 5,100 Electro Rent Corp COM 285218103 873 79,056 OTHER (14) 79,056 Electro Scientific COM 285229100 1,227 70,700 SOLE 70,700 Electroglas Inc COM 285324109 3 900 SOLE 900 Electrolux Ab COM W24713120 1,125 61,579 SOLE 61,579 Electronic Arts COM 285512109 20,162 438,400 SOLE 438,400 Electronic Arts COM 285512109 14 300 OTHER (14) 300 Electronic Clearing COM PAR.01 NEW 285562500 7 800 OTHER (14) 800 Electronic Data Sys COM 285661104 18,769 967,971 SOLE 967,971 Electronics Boutique COM 286045109 1,845 54,100 SOLE 54,100 Electronics For Imag COM 286082102 55 3,400 SOLE 3,400 Eli Lilly & Co COM 532457108 98,701 1,643,640 SOLE 1,643,640 Eli Lilly & Co COM 532457108 54 900 OTHER (14) 900 Elizabeth Arden Inc COM 28660G106 1,211 57,500 SOLE 57,500 Elizabeth Arden Inc COM 28660G106 6,530 310,082 OTHER (14) 310,082 Elkcorp COM 287456107 1,294 46,600 SOLE 46,600 Ellis Perry Intl Inc COM 288853104 23 1,016 OTHER (14) 1,016 Elmira Svgs Bk Fsb N COM 289660102 306 10,560 OTHER (14) 10,560 Eloyalty Corp COM NEW 290151307 1 190 SOLE 190 Emap COM G30268109 712 52,220 SOLE 52,220 Embarcadero Technolo COM 290787100 541 63,900 SOLE 63,900 Embrex Inc COM 290817105 18 1,300 SOLE 1,300 Emc Ins Group Inc COM 268664109 25 1,200 SOLE 1,200 Emc Ins Group Inc COM 268664109 5 229 OTHER (14) 229 Emcor Group Inc COM 29084Q100 2,385 63,405 SOLE 63,405 Emcor Group Inc COM 29084Q100 959 25,505 OTHER (9) 25,505 Emcore Corp COM 290846104 3 1,500 SOLE 1,500 Emerson Elec Co COM 291011104 47,926 774,381 SOLE 774,381 Emerson Elec Co COM 291011104 870 14,050 OTHER (7) 14,050 Emisphere Technologi COM 291345106 2 800 SOLE 800 Emmis Communications COM 291525103 1,158 64,100 SOLE 64,100 Emmis Communications COM 291525103 549 30,400 OTHER (11) 30,400 Empire Dist Elec Co COM 291641108 1,186 57,700 SOLE 57,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Empire Resorts Inc COM 292052107 4 500 SOLE 500 Ems Technologies Inc COM 26873N108 17 1,000 SOLE 1,000 Ems Technologies Inc COM 26873N108 2,414 139,942 OTHER (14) 139,942 Emulex Corp COM NEW 292475209 581 50,400 SOLE 50,400 Enbridge Energy Mana COM 29250X103 50 1,129 SOLE 1,129 Enbridge Inc COM 29250N105 1,403 33,700 SOLE 33,700 Encana Corp COM 292505104 3,946 85,217 SOLE 85,217 Encore Acquisition C COM 29255W100 2,432 70,500 SOLE 70,500 Encore Med Corp COM 29256E109 493 98,900 SOLE 98,900 Encore Wire Corp COM 292562105 40 3,000 SOLE 3,000 Encore Wire Corp COM 292562105 88 6,645 OTHER (14) 6,645 Encysive Pharmaceuti COM 29256X107 1,099 121,700 SOLE 121,700 Endesa Sa COM E41222105 3,353 173,742 SOLE 173,742 Endesa Sa COM E41222105 46 2,400 OTHER (14) 2,400 Endo Pharmaceuticals COM 29264F205 1,491 81,200 SOLE 81,200 Endocardial Solution COM 292962107 6 500 OTHER (14) 500 Energen Corp COM 29265N108 1,443 28,000 SOLE 28,000 Energizer Hldgs Inc COM 29266R108 2,574 55,833 SOLE 55,833 Energizer Hldgs Inc COM 29266R108 194 4,200 OTHER (5) 4,200 Energy Conver Device COM 292659109 8 600 SOLE 600 Energy East Corp COM 29266M109 8,695 345,315 SOLE 345,315 Energy Partners Ltd COM 29270U105 1,221 75,000 SOLE 75,000 Energy Partners Ltd COM 29270U105 4,055 249,100 OTHER (14) 249,100 Enesco Group Inc COM 292973104 21 3,000 SOLE 3,000 Enesco Group Inc COM 292973104 740 108,100 OTHER (14) 108,100 Engelhard Corp COM 292845104 5,182 182,786 SOLE 182,786 Engineered Support S COM 292866100 2,803 61,425 SOLE 61,425 Ennis Business Forms COM 293389102 96 4,500 SOLE 4,500 Ennis Business Forms COM 293389102 34 1,600 OTHER (14) 1,600 Enpath Medical Inc COM 29355Y105 27 3,000 SOLE 3,000 Enpath Medical Inc COM 29355Y105 86 9,346 OTHER (14) 9,346 Enpro Inds Inc COM 29355X107 22 920 SOLE 920 Ensco Intl Inc COM 26874Q100 3,675 112,500 SOLE 112,500 Ensco Intl Inc COM 26874Q100 686 21,000 OTHER (9) 21,000 Entegris Inc COM 29362U104 2,376 284,900 SOLE 284,900 Entegris Inc COM 29362U104 934 112,000 OTHER (7) 112,000 Enterasys Networks COM 293637104 789 493,100 SOLE 493,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Entercom Communicati COM 293639100 1,388 42,500 SOLE 42,500 Entercom Communicati COM 293639100 392 12,000 OTHER (9) 12,000 Entergy Corp New COM 29364G103 20,524 338,629 SOLE 338,629 Entergy Corp New COM 29364G103 61 1,000 OTHER (14) 1,000 Enterprise Prods Par COM 293792107 394 17,000 SOLE 17,000 Entertainment Pptys COM 29380T105 2,260 59,800 SOLE 59,800 Entertainment Pptys COM 29380T105 359 9,500 OTHER (14) 9,500 Entravision Communic COM 29382R107 1,069 140,500 SOLE 140,500 Entremed Inc COM 29382F103 2 1,200 SOLE 1,200 Entrust Technologies COM 293848107 7 2,800 SOLE 2,800 Enzo Biochem Inc COM 294100102 1,015 71,058 SOLE 71,058 Enzon Pharmaceutic COM 293904108 2,460 154,260 SOLE 154,260 Enzon Pharmaceutic COM 293904108 802 50,300 OTHER (12) 50,300 Eog Res Inc COM 26875P101 11,469 174,161 SOLE 174,161 Eog Res Inc COM 26875P101 92 1,400 OTHER (6) 1,400 Eon Labs Inc COM 29412E100 169 7,800 SOLE 7,800 Epicor Software Corp COM 29426L108 1,203 100,000 SOLE 100,000 Epicor Software Corp COM 29426L108 3,260 271,029 OTHER (14) 271,029 Epiq Sys Inc COM 26882D109 55 3,550 SOLE 3,550 Epix Medical Inc COM 26881Q101 1,002 51,900 SOLE 51,900 Eplus Inc COM 294268107 363 34,701 OTHER (14) 34,701 Equifax Inc COM 294429105 5,343 202,682 SOLE 202,682 Equinix Inc COM NEW 29444U502 1,356 44,065 SOLE 44,065 Equitable Res Inc COM 294549100 2,053 37,800 SOLE 37,800 Equity Inns Inc COM 294703103 1,031 104,400 SOLE 104,400 Equity Inns Inc COM 294703103 54 5,500 OTHER (14) 5,500 Equity Office Proper COM 294741103 16,186 593,994 SOLE 593,994 Equity One COM 294752100 129 6,600 SOLE 6,600 Equity Residential P SH BEN INT 29476L107 12,782 412,329 SOLE 412,329 Eresearchtechnology COM 29481V108 1,604 120,325 SOLE 120,325 Eresearchtechnology COM 29481V108 163 12,261 OTHER (14) 12,261 Ericsson(Lm)Tel COM W26049119 15,122 4,877,979 SOLE 4,877,979 Ericsson(Lm)Tel COM W26049119 3,861 1,245,400 OTHER (4) 1,245,400 Ericsson(Lm)Tel COM W26049119 2,437 786,000 OTHER (2) 786,000 Erie Indty Co COM 29530P102 2,031 39,800 SOLE 39,800 Escalade Inc COM 296056104 33 2,400 OTHER (14) 2,400 Escalon Med Corp COM NEW 296074305 6 500 OTHER (14) 500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Esco Technologies In COM 296315104 3,607 53,239 SOLE 53,239 Espeed Inc COM 296643109 715 72,740 SOLE 72,740 Espey Mfg & Electrs COM 296650104 350 13,500 OTHER (14) 13,500 Ess Technology Inc COM 269151106 677 98,900 SOLE 98,900 Essex Ppty Tr Inc COM 297178105 1,071 14,900 SOLE 14,900 Essilor Intl COM F31668100 1,612 25,082 SOLE 25,082 Essilor Intl COM F31668100 334 5,200 OTHER (4) 5,200 Esterline Technologi COM 297425100 1,652 54,000 SOLE 54,000 Esterline Technologi COM 297425100 4,715 154,120 OTHER (14) 154,120 Ethan Allen Interior COM 297602104 841 24,200 SOLE 24,200 Ethan Allen Interior COM 297602104 7 200 OTHER (14) 200 E-Trade Finl Grp COM 269246104 7,139 625,135 SOLE 625,135 E-Trade Finl Grp COM 269246104 651 57,000 OTHER (10) 57,000 Euronet Svcs Inc COM 298736109 1,277 68,200 SOLE 68,200 Euronet Svcs Inc COM 298736109 9 500 OTHER (14) 500 Euroweb Intl Corp COM NEW 298801408 94 36,637 OTHER (14) 36,637 Evans&Sutherland Com COM 299096107 383 71,609 OTHER (14) 71,609 Everest Re Group Ltd COM G3223R108 141 1,900 SOLE 1,900 Everest Re Group Ltd COM G3223R108 1,301 17,500 OTHER (14) 17,500 Everest Re Group Ltd COM G3223R108 141 1,900 OTHER (6) 1,900 Evergreen Solar Inc COM 30033R108 3 1,000 SOLE 1,000 Exar Corp COM 300645108 1,454 102,672 SOLE 102,672 Excel Technology Inc COM 30067T103 726 28,100 SOLE 28,100 Excelligence Learnin COM 300684107 150 39,601 OTHER (14) 39,601 Exchange Natl Bancsh COM 301309100 22 750 SOLE 750 Exelixis Inc COM 30161Q104 1,336 165,800 SOLE 165,800 Exelon Corp COM 30161N101 41,630 1,134,636 SOLE 1,134,636 Expeditors Intl Wash COM 302130109 3,335 64,500 SOLE 64,500 Exponet Inc COM 30214U102 83 3,000 SOLE 3,000 Exponet Inc COM 30214U102 1,722 62,500 OTHER (14) 62,500 Express Scripts Inc COM 302182100 9,180 140,500 SOLE 140,500 Expressjet Holdings COM 30218U108 1,495 149,400 SOLE 149,400 Extreme Networks Inc COM 30226D106 1,225 275,300 SOLE 275,300 Exult Inc Del COM 302284104 1,333 253,500 SOLE 253,500 Exxon Mobil Corp COM 30231G102 484,636 10,027,637 SOLE 10,027,637 Exxon Mobil Corp COM 30231G102 512 10,600 OTHER (14) 10,600 Exxon Mobil Corp COM 30231G102 2,083 43,100 OTHER (10) 43,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Exxon Mobil Corp COM 30231G102 783 16,200 OTHER (5) 16,200 Eyetech Pharmaceutic COM 302297106 85 2,500 SOLE 2,500 Ezcorp Inc CL A NON VTG 302301106 1,015 116,691 OTHER (14) 116,691 F M C Corp COM NEW 302491303 833 17,156 SOLE 17,156 F M C Corp COM NEW 302491303 107 2,200 OTHER (14) 2,200 F5 Networks Inc COM 315616102 2,933 96,280 SOLE 96,280 F5 Networks Inc COM 315616102 448 14,700 OTHER (13) 14,700 Factset Resh Sys Inc COM 303075105 121 2,500 SOLE 2,500 Fair Isaac Corp COM 303250104 1,363 46,669 SOLE 46,669 Fairchild Corp COM 303698104 12 3,100 SOLE 3,100 Fairchild Semiconduc COM 303726103 2,821 199,050 SOLE 199,050 Fairchild Semiconduc COM 303726103 1,337 94,350 OTHER (7) 94,350 Fairchild Semiconduc COM 303726103 85 6,000 OTHER (6) 6,000 Fairfax Finl Hldgs SUB VTG 303901102 125 1,000 OTHER (14) 1,000 Fairmont Hotels Reso COM 305204109 156 5,700 SOLE 5,700 Fairmont Hotels Reso COM 305204109 156 5,700 OTHER (6) 5,700 Falcon Prods Inc COM 306075102 3 1,500 SOLE 1,500 Falconstor Software COM 306137100 9 1,200 SOLE 1,200 Family Dlr Stores In COM 307000109 7,307 269,640 SOLE 269,640 Family Dlr Stores In COM 307000109 633 23,350 OTHER (7) 23,350 Famous Daves Amer In COM 307068106 1,192 158,950 OTHER (14) 158,950 Fannie Mae COM 313586109 105,012 1,656,346 SOLE 1,656,346 Fannie Mae COM 313586109 1,724 27,200 OTHER (14) 27,200 Fannie Mae COM 313586109 1,490 23,500 OTHER (10) 23,500 Fannie Mae COM 313586109 222 3,500 OTHER (7) 3,500 Fanuc Ltd COM J13440102 1,279 24,300 SOLE 24,300 Fargo Electronics In COM 30744P102 19 2,000 SOLE 2,000 Farmer Bros Co COM 307675108 871 32,600 SOLE 32,600 Faro Technologies In COM 311642102 639 31,400 SOLE 31,400 Fastenal Co COM 311900104 2,730 47,400 SOLE 47,400 Fastenal Co COM 311900104 46 800 OTHER (14) 800 Fbl Finl Group Inc COM 30239F106 1,828 69,790 SOLE 69,790 Fbl Finl Group Inc COM 30239F106 1,207 46,100 OTHER (14) 46,100 Fedders Corp COM NEW 313135501 107 26,200 SOLE 26,200 Federal Realty Invt SH BEN INT NEW 313747206 1,390 31,600 SOLE 31,600 Federal Screw Wks COM 313819104 8 250 SOLE 250 Federal Screw Wks COM 313819104 281 8,337 OTHER (14) 8,337
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Federal Signal Corp COM 313855108 2,168 116,700 SOLE 116,700 Federal Signal Corp COM 313855108 87 4,700 OTHER (6) 4,700 Federated Dept Store COM 31410H101 19,032 418,939 SOLE 418,939 Federated Dept Store COM 31410H101 672 14,800 OTHER (14) 14,800 Federated Invs Inc P COM 314211103 4,738 166,600 SOLE 166,600 Federated Invs Inc P COM 314211103 179 6,300 OTHER (6) 6,300 Fedex Corp COM 31428X106 40,306 470,375 SOLE 470,375 Fedex Corp COM 31428X106 43 500 OTHER (14) 500 Fei Co COM 30241L109 1,520 76,900 SOLE 76,900 Felcor Lodging Tr In COM 31430F101 2,040 180,390 SOLE 180,390 Felcor Lodging Tr In COM 31430F101 447 39,490 OTHER (11) 39,490 Ferro Corp COM 315405100 2,159 99,000 SOLE 99,000 Fflc Bancorp Inc COM 30242W104 51 1,900 SOLE 1,900 Fflc Bancorp Inc COM 30242W104 343 12,710 OTHER (14) 12,710 Ffw Corp COM 30242L108 272 6,300 OTHER (14) 6,300 Fidelity Bankshares COM 31604Q107 1,503 40,403 SOLE 40,403 Fidelity Nat Finl Co COM 316326107 9,536 250,279 SOLE 250,279 Fidelity Nat Finl Co COM 316326107 1,584 41,570 OTHER (14) 41,570 Fidelity Nat Finl Co COM 316326107 382 10,037 OTHER (5) 10,037 Fidelity Southn Corp COM 316394105 170 11,157 OTHER (14) 11,157 Fifth Third Bancorp COM 316773100 40,846 829,866 SOLE 829,866 Fifth Third Bancorp COM 316773100 20 400 OTHER (14) 400 Filenet Corp COM 316869106 1,921 110,000 SOLE 110,000 Financial Fed Corp COM 317492106 1,833 48,900 SOLE 48,900 Financial Instns Inc COM 317585404 26 1,138 OTHER (14) 1,138 Findwhat Com COM 317794105 925 49,400 SOLE 49,400 Finisar COM 31787A101 665 511,340 SOLE 511,340 Finish Line Inc COM 317923100 1,728 55,900 SOLE 55,900 Finlay Enterprises I COM NEW 317884203 19 1,000 SOLE 1,000 Finlay Enterprises I COM NEW 317884203 373 19,171 OTHER (14) 19,171 First Amern Finl Cor COM 318522307 3,138 101,795 SOLE 101,795 First Amern Finl Cor COM 318522307 163 5,300 OTHER (14) 5,300 First Aviation Svcs COM 31865W108 50 11,400 OTHER (14) 11,400 First Bancorp Ind In COM 31867T103 70 3,546 OTHER (14) 3,546 First Bancorp P R COM 318672102 860 17,800 SOLE 17,800 First Bancshares Inc COM 318687100 272 13,602 OTHER (14) 13,602 First Banctrust Corp COM 31868F102 165 13,550 OTHER (14) 13,550
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ First Busey Corp COM 319383105 29 1,500 SOLE 1,500 First Charter Corp COM 319439105 2,033 84,100 SOLE 84,100 First Charter Corp COM 319439105 2,306 95,424 OTHER (14) 95,424 First Citizens Bancs COM 31946M103 35 300 SOLE 300 First Citizens Bancs COM 31946M103 7,315 61,992 OTHER (14) 61,992 First Cmnty Bancorp COM 31983B101 1,427 34,800 SOLE 34,800 First Comwlth Finl P COM 319829107 2,171 159,504 SOLE 159,504 First Consulting Gro COM 31986R103 9 1,800 SOLE 1,800 First Consulting Gro COM 31986R103 106 22,295 OTHER (14) 22,295 First Data Corp COM 319963104 58,103 1,335,709 SOLE 1,335,709 First Data Corp COM 319963104 39 900 OTHER (14) 900 First Data Corp COM 319963104 646 14,850 OTHER (7) 14,850 First Data Corp COM 319963104 2,045 47,000 OTHER (3) 47,000 First Energy Corp COM 337932107 25,977 632,347 SOLE 632,347 First Fed Bancorp In COM 319966107 14 1,071 OTHER (14) 1,071 First Fed Bancshares COM 32020F105 312 15,381 OTHER (14) 15,381 First Fed Bankshares COM 32020V100 188 8,199 OTHER (14) 8,199 First Fed Cap Corp COM 319960100 1,609 53,200 SOLE 53,200 First Financial Hldg COM 320239106 1,319 42,200 SOLE 42,200 First Finl Bancorp COM 320209109 1,757 102,869 SOLE 102,869 First Finl Bankshare COM 32020R109 1,483 36,931 SOLE 36,931 First Finl Corp Ind COM 320218100 993 31,600 SOLE 31,600 First Franklin Corp COM 320272107 17 800 OTHER (14) 800 First Health Group C COM 320960107 956 59,400 SOLE 59,400 First Horizon Natl C COM 320517105 12,941 298,450 SOLE 298,450 First Horizon Pharma COM 32051K106 2,682 134,048 SOLE 134,048 First Horizon Pharma COM 32051K106 6,673 333,488 OTHER (14) 333,488 First Ind Corp COM 32054R108 28 1,375 SOLE 1,375 First Ind Corp COM 32054R108 29 1,453 OTHER (14) 1,453 First Industrial Rea COM 32054K103 96 2,600 SOLE 2,600 First Invs Finl Svcs COM 32058A101 4 900 OTHER (14) 900 First Keystone Finl COM 320655103 13 300 OTHER (14) 300 First Long Is Corp COM 320734106 85 2,000 SOLE 2,000 First M & F Corp COM 320744105 33 1,000 SOLE 1,000 First M & F Corp COM 320744105 13 400 OTHER (14) 400 First Mariner Bancor COM 320795107 101 5,893 OTHER (14) 5,893 First Merchants Corp COM 320817109 1,471 59,671 SOLE 59,671
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ First Midwest Bancor COM 320867104 969 28,025 SOLE 28,025 First Midwest Finl I COM 320878101 76 3,400 OTHER (14) 3,400 First Natl Bankshrs COM 321100109 150 6,117 SOLE 6,117 First Niagara Finl G COM 33582V108 2,603 194,581 SOLE 194,581 First Oak Brook Banc COM 335847208 46 1,500 SOLE 1,500 First Pl Finl Corp COM 33610T109 58 2,900 SOLE 2,900 First Pl Finl Corp COM 33610T109 803 40,132 OTHER (14) 40,132 First Regional Banco COM 33615C101 132 4,000 OTHER (14) 4,000 First Rep Bk San Fra COM 336158100 1,757 38,200 SOLE 38,200 First South Bancorp COM 33646W100 7 300 OTHER (14) 300 First Utd Corp COM 33741H107 45 2,200 SOLE 2,200 Firstcity Finl Corp COM 33761X107 3 300 OTHER (14) 300 Firstfed Bancorp Inc COM 33761Q102 92 5,990 OTHER (14) 5,990 Firstfed Finl Corp D COM 337907109 2,177 44,530 SOLE 44,530 Firstfed Finl Corp D COM 337907109 2,512 51,400 OTHER (14) 51,400 Firstmerit Corp COM 337915102 1,384 52,600 SOLE 52,600 Firstwave Technologi COM NEW 33762N207 2 1,000 SOLE 1,000 Fiserv Inc COM 337738108 10,027 287,628 SOLE 287,628 Fisher Cos Inc COM 337756209 950 19,800 SOLE 19,800 Fisher Scientific In COM NEW 338032204 9,784 167,736 SOLE 167,736 Five Star Quality Ca COM 33832D106 1 135 SOLE 135 Flagstar Bancorp Inc COM 337930101 3,398 159,700 SOLE 159,700 Flanders Corp COM 338494107 216 25,109 OTHER (14) 25,109 Fleetwood Enterprise COM 339099103 1,363 89,800 SOLE 89,800 Flexsteel Inds Inc COM 339382103 11 600 SOLE 600 Flexsteel Inds Inc COM 339382103 893 49,904 OTHER (14) 49,904 Flir Sys Inc COM 302445101 140 2,400 SOLE 2,400 Florida East Coast R COM 340632108 135 3,600 SOLE 3,600 Florida Pub Utils Co COM 341135101 18 1,066 SOLE 1,066 Florida Pub Utils Co COM 341135101 7 400 OTHER (14) 400 Florida Rock Inds In COM 341140101 1,246 25,425 SOLE 25,425 Florida Rock Inds In COM 341140101 135 2,750 OTHER (14) 2,750 Flow Intl Corp COM 343468104 3 900 SOLE 900 Flowers Foods Inc COM 343498101 701 27,115 SOLE 27,115 Flowers Foods Inc COM 343498101 5,576 215,700 OTHER (14) 215,700 Flowserve Corp COM 34354P105 955 39,500 SOLE 39,500 Flowserve Corp COM 34354P105 861 35,600 OTHER (12) 35,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Fluor Corp COM 343412102 5,356 120,302 SOLE 120,302 Flushing Finl Corp COM 343873105 63 3,300 SOLE 3,300 Flushing Finl Corp COM 343873105 3 150 OTHER (14) 150 Flyi Inc COM 34407T104 441 112,700 SOLE 112,700 Fmc Technologies Inc COM 30249U101 1,439 43,091 SOLE 43,091 Fmc Technologies Inc COM 30249U101 1,112 33,300 OTHER (14) 33,300 Fmc Technologies Inc COM 30249U101 97 2,900 OTHER (6) 2,900 Fms Finl Corp COM 302509104 1 80 OTHER (14) 80 Fnb Corp COM 302520101 606 27,379 SOLE 27,379 Foamex Intl Inc COM 344123104 9 2,600 SOLE 2,600 Foodarama Supermarke COM 344820105 315 8,400 OTHER (14) 8,400 Foot Locker Inc COM 344849104 2,157 91,000 SOLE 91,000 Foot Locker Inc COM 344849104 1,571 66,300 OTHER (14) 66,300 Ford Mtr Co Del COM PAR 345370860 44,693 3,180,997 SOLE 3,180,997 Ford Mtr Co Del COM PAR 345370860 346 24,600 OTHER (5) 24,600 Forest City Enterpri CL A 345550107 1,760 31,950 SOLE 31,950 Forest Labs Inc COM 345838106 24,001 533,840 SOLE 533,840 Forest Labs Inc COM 345838106 13 300 OTHER (14) 300 Forest Oil Corp COM PAR 346091705 1,282 42,550 SOLE 42,550 Forest Oil Corp COM PAR 346091705 283 9,400 OTHER (6) 9,400 Formfactor Inc COM 346375108 48 2,500 SOLE 2,500 Forrester Resh Inc COM 346563109 840 55,100 SOLE 55,100 Forrester Resh Inc COM 346563109 2,642 173,383 OTHER (14) 173,383 Fortune Brands Inc COM 349631101 23,551 317,866 SOLE 317,866 Fortune Brands Inc COM 349631101 608 8,200 OTHER (14) 8,200 Forward Air Corp COM 349853101 2,440 60,970 SOLE 60,970 Fossil Inc COM 349882100 92 2,962 SOLE 2,962 Fossil Inc COM 349882100 297 9,600 OTHER (14) 9,600 Foster L B Co COM 350060109 569 67,500 OTHER (14) 67,500 Fosters Group COM 350258109 1,291 374,154 SOLE 374,154 Fosters Group COM 350258109 10 2,816 OTHER (14) 2,816 Foundry Networks Inc COM 35063R100 857 90,300 SOLE 90,300 Foundry Networks Inc COM 35063R100 104 11,000 OTHER (6) 11,000 Fox Entmt Group Inc COM 35138T107 8,501 306,450 SOLE 306,450 Fox Entmt Group Inc COM 35138T107 1,115 40,200 OTHER (10) 40,200 Fpic Ins Group Inc COM 302563101 105 4,064 SOLE 4,064 Fpic Ins Group Inc COM 302563101 2,474 95,700 OTHER (14) 95,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Fpl Group Inc COM 302571104 18,590 272,098 SOLE 272,098 Franklin Elec Inc COM 353514102 2,194 55,400 SOLE 55,400 Franklin Res Inc COM 354613101 20,999 376,588 SOLE 376,588 Franklin Res Inc COM 354613101 100 1,800 OTHER (6) 1,800 Freddie Mac COM 313400301 66,356 1,017,102 SOLE 1,017,102 Freddie Mac COM 313400301 20 300 OTHER (14) 300 Freds Inc COM 356108100 59 3,262 SOLE 3,262 Freeport-Mcmoran Cop CL B 35671D857 10,283 253,909 SOLE 253,909 Fremont Gen Corp COM 357288109 405 17,500 SOLE 17,500 Fremont Gen Corp COM 357288109 7 300 OTHER (14) 300 Fremont Gen Corp COM 357288109 262 11,300 OTHER (5) 11,300 Frequency Electrs In COM 358010106 6 500 SOLE 500 Frequency Electrs In COM 358010106 60 4,700 OTHER (14) 4,700 Fresh Brands Inc COM 35803U108 14 1,800 SOLE 1,800 Fresh Del Monte Prod COM G36738105 105 4,200 SOLE 4,200 Friedman Billings Ra COM 358434108 1,673 87,580 SOLE 87,580 Friedman Billings Ra COM 358434108 1,538 80,500 OTHER (14) 80,500 Frischs Restaurants COM 358748101 1,063 42,500 OTHER (14) 42,500 Frontier Airlines In COM 359065109 670 87,200 SOLE 87,200 Frontier Finl Corp W COM 35907K105 1,525 43,200 SOLE 43,200 Frontier Oil Corp COM 35914P105 1,490 63,100 SOLE 63,100 Frontier Oil Corp COM 35914P105 2,030 86,000 OTHER (14) 86,000 Frontline Ltd ORD G3682E127 10,075 213,500 OTHER (14) 213,500 Fsi Intl Inc COM 302633102 5 1,300 SOLE 1,300 Fsi Intl Inc COM 302633102 64 15,203 OTHER (14) 15,203 Fti Consulting Inc COM 302941109 2,451 129,700 SOLE 129,700 Fti Consulting Inc COM 302941109 603 31,900 OTHER (10) 31,900 Fuelcell Energy Inc COM 35952H106 1,133 110,500 SOLE 110,500 Fuji Photo Film Co COM J15036122 3,101 92,000 SOLE 92,000 Fuji Photo Film Co COM J15036122 84 2,500 OTHER (14) 2,500 Fujisawa Pharm Co COM J15162118 1,060 47,000 SOLE 47,000 Fujitsu COM J15708159 1,946 326,000 SOLE 326,000 Fujitsu COM J15708159 66 11,000 OTHER (14) 11,000 Fuller H B Co COM 359694106 1,962 71,600 SOLE 71,600 Fulton Finl Corp Pa COM 360271100 1,545 72,173 SOLE 72,173 Furniture Brands Int COM 360921100 870 34,700 SOLE 34,700 G & K Svcs Inc COM 361268105 2,390 60,150 SOLE 60,150
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Gabelli Asset Mgmt I COM 36239Y102 30 700 SOLE 700 Gables Residential T COM 362418105 2,517 73,700 SOLE 73,700 Gallagher Arthur J & COM 363576109 4,582 138,300 SOLE 138,300 Gamestop Corp COM 36466R101 9 500 SOLE 500 Gamestop Corp COM 36466R101 128 6,900 OTHER (14) 6,900 Gametech Internation COM 36466D102 156 32,100 OTHER (14) 32,100 Gander Mountain Co COM 36471P108 555 27,750 SOLE 27,750 Gander Mountain Co COM 36471P108 555 27,750 OTHER (13) 27,750 Gannett Inc COM 364730101 34,764 415,044 SOLE 415,044 Gannett Inc COM 364730101 967 11,550 OTHER (7) 11,550 Gap Inc COM 364760108 29,629 1,588,663 SOLE 1,588,663 Gap Inc COM 364760108 56 3,000 OTHER (14) 3,000 Gap Inc COM 364760108 1,679 90,000 OTHER (3) 90,000 Gardner Denver Machy COM 365558105 1,387 50,300 SOLE 50,300 Gardner Denver Machy COM 365558105 55 2,000 OTHER (14) 2,000 Gartner Group Inc Ne COM 366651107 851 72,800 SOLE 72,800 Gateway Finl Hldgs I COM 368140109 18 1,220 OTHER (14) 1,220 Gateway Inc COM 367626108 2,633 531,837 SOLE 531,837 Gatx Corp COM 361448103 3,306 124,000 SOLE 124,000 Gaylord Entmt Co New COM 367905106 2,862 92,325 SOLE 92,325 Geac Computer Ltd COM 368289104 54 8,300 OTHER (14) 8,300 Gehl Co COM 368483103 917 46,315 OTHER (14) 46,315 Gemstar-Tv Guide Int COM 36866W106 1,885 333,550 SOLE 333,550 Genaissance Pharmace COM 36867W105 6 1,800 SOLE 1,800 Gencorp Inc COM 368682100 1,496 110,400 SOLE 110,400 Gene Logic Inc COM 368689105 5 1,300 SOLE 1,300 Genelabs Technologie COM 368706107 2 800 SOLE 800 Genencor Intl Inc COM 368709101 225 14,000 SOLE 14,000 Genencor Intl Inc COM 368709101 243 15,134 OTHER (14) 15,134 Genentech Inc COM NEW 368710406 2,273 43,359 SOLE 43,359 Genentech Inc COM NEW 368710406 687 13,100 OTHER (14) 13,100 General Bearing Corp COM 369147103 11 1,200 OTHER (14) 1,200 General Binding Corp COM 369154109 7 500 SOLE 500 General Cable Corp D COM 369300108 835 78,470 SOLE 78,470 General Cable Corp D COM 369300108 812 76,270 OTHER (11) 76,270 General Communicatio COM 369385109 1,278 141,200 SOLE 141,200 General Communicatio COM 369385109 103 11,426 OTHER (14) 11,426
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ General Dynamics Cor COM 369550108 29,919 293,032 SOLE 293,032 General Dynamics Cor COM 369550108 327 3,200 OTHER (14) 3,200 General Elec Co COM 369604103 518,250 15,433,305 SOLE 15,433,305 General Elec Co COM 369604103 40 1,200 OTHER (14) 1,200 General Elec Co COM 369604103 1,864 55,500 OTHER (10) 55,500 General Elec Co COM 369604103 2,515 74,900 OTHER (7) 74,900 General Growth Pptys COM 370021107 4,151 133,900 SOLE 133,900 General Maritime Cor SHS Y2692M103 104 3,000 SOLE 3,000 General Maritime Cor SHS Y2692M103 13,713 393,700 OTHER (14) 393,700 General Mls Inc COM 370334104 30,863 687,380 SOLE 687,380 General Mtrs Corp COM 370442105 37,272 877,402 SOLE 877,402 Genesco Inc COM 371532102 1,610 68,370 SOLE 68,370 Genesco Inc COM 371532102 792 33,650 OTHER (13) 33,650 Genesco Inc COM 371532102 716 30,420 OTHER (11) 30,420 Genesee & Wyo Inc CL A 371559105 1,309 51,700 SOLE 51,700 Genesis Healthcare C COM 37184D101 1,908 62,734 SOLE 62,734 Genesis Microchip In COM 37184C103 994 73,600 SOLE 73,600 Genlyte Group Inc COM 372302109 2,073 32,200 SOLE 32,200 Genlyte Group Inc COM 372302109 4,211 65,400 OTHER (14) 65,400 Gen-Probe Inc New COM 36866T103 1,164 29,200 SOLE 29,200 Genta Inc COM NEW 37245M207 488 181,300 SOLE 181,300 Gentex Corp COM 371901109 1,532 43,613 SOLE 43,613 Gentiva Health Servi COM 37247A102 1,595 97,450 SOLE 97,450 Genuine Parts Co COM 372460105 14,368 374,365 SOLE 374,365 Genuine Parts Co COM 372460105 230 6,000 OTHER (6) 6,000 Genus Inc COM 372461103 1 500 SOLE 500 Genworth Finl Inc COM CL A 37247D106 443 19,000 SOLE 19,000 Genzyme Corp COM 372917104 18,940 348,093 SOLE 348,093 Genzyme Corp COM 372917104 82 1,500 OTHER (14) 1,500 Genzyme Corp COM 372917104 947 17,400 OTHER (7) 17,400 Geo Group Inc COM 36159R103 78 3,800 SOLE 3,800 Georgia Gulf Corp COM PAR 373200203 3,478 78,000 SOLE 78,000 Georgia Gulf Corp COM PAR 373200203 22 500 OTHER (14) 500 Georgia Pac Corp COM 373298108 14,328 398,551 SOLE 398,551 Georgia Pac Corp COM 373298108 133 3,700 OTHER (14) 3,700 Gerber Scientific In COM 373730100 39 5,900 SOLE 5,900 Gerber Scientific In COM 373730100 1,352 205,100 OTHER (14) 205,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Gerdau Sa Siderurg COM P2867P113 743 45,602 SOLE 45,602 Gerdau Sa Siderurg COM P2867P113 743 45,602 OTHER (4) 45,602 Geron Corp COM 374163103 586 97,900 SOLE 97,900 Getty Images Inc COM 374276103 1,930 34,900 SOLE 34,900 Getty Rlty Corp New COM 374297109 1,536 58,600 SOLE 58,600 Gevity Hr Inc COM 374393106 419 27,260 OTHER (14) 27,260 Gibraltar Stl Corp COM 37476F103 1,974 52,200 SOLE 52,200 Gibraltar Stl Corp COM 37476F103 94 2,496 OTHER (14) 2,496 Gibraltar Stl Corp COM 37476F103 181 4,800 OTHER (13) 4,800 G-Iii Apparel Group COM 36237H101 461 71,189 OTHER (14) 71,189 Gilead Sciences Inc COM 375558103 23,356 624,820 SOLE 624,820 Gilead Sciences Inc COM 375558103 15 400 OTHER (14) 400 Gillette Company COM 375766102 69,926 1,675,287 SOLE 1,675,287 Gillette Company COM 375766102 518 12,400 OTHER (14) 12,400 Giordano Intl Ltd COM Y27092108 790 1,436,000 SOLE 1,436,000 Giordano Intl Ltd COM Y27092108 790 1,436,000 OTHER (3) 1,436,000 Glacier Bancorp Inc COM 37637Q105 1,735 59,499 SOLE 59,499 Glacier Water Svcs I COM 376395109 80 3,800 OTHER (14) 3,800 Glamis Gold Ltd COM 376775102 208 11,100 SOLE 11,100 Glatfelter P H Co COM 377316104 1,234 99,600 SOLE 99,600 Glatfelter P H Co COM 377316104 1,718 138,700 OTHER (14) 138,700 Glaxosmithkline COM G39088102 32,277 1,492,222 SOLE 1,492,222 Glaxosmithkline COM G39088102 122 5,625 OTHER (14) 5,625 Glaxosmithkline COM G39088102 7,441 344,000 OTHER (3) 344,000 Glaxosmithkline COM G39088102 125 5,800 OTHER (2) 5,800 Glen Burnie Bancorp COM 377407101 16 700 OTHER (14) 700 Glenayre Technologie COM 377899109 4 2,300 SOLE 2,300 Glenborough Rlty Tr COM 37803P105 1,693 81,500 SOLE 81,500 Glimcher Rlty Tr COM 379302102 2,073 85,300 SOLE 85,300 Global Crossing Ltd SHS NEW G3921A175 41 2,500 SOLE 2,500 Global Imaging Syste COM 37934A100 1,610 51,800 SOLE 51,800 Global Inds Ltd COM 379336100 2,929 473,900 SOLE 473,900 Global Inds Ltd COM 379336100 1,327 214,800 OTHER (12) 214,800 Global Pmts Inc COM 37940X102 1,527 28,520 SOLE 28,520 Global Power Equipme COM 37941P108 7 1,000 SOLE 1,000 Global Signal Inc COM 37944Q103 115 5,000 SOLE 5,000 Globalsantafe Corp COM G3930E101 673 21,955 SOLE 21,955
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Globalsantafe Corp COM G3930E101 86 2,800 OTHER (6) 2,800 Global-Tech Applianc ORD G39320109 17 1,800 OTHER (14) 1,800 Gold Banc Corp Inc COM 379907108 1,249 92,600 SOLE 92,600 Golden West Finl Del COM 381317106 24,845 223,930 SOLE 223,930 Goldman Sachs Group COM 38141G104 70,694 758,199 SOLE 758,199 Goldman Sachs Group COM 38141G104 19 200 OTHER (14) 200 Goldman Sachs Group COM 38141G104 1,082 11,600 OTHER (7) 11,600 Goldman Sachs Group COM 38141G104 392 4,200 OTHER (5) 4,200 Golf Tr Amer Inc COM 38168B103 6 2,400 SOLE 2,400 Goodrich B F Co COM 382388106 9,902 315,754 SOLE 315,754 Goodrich B F Co COM 382388106 151 4,800 OTHER (14) 4,800 Goodyear Tire & Rubr COM 382550101 1,746 162,581 SOLE 162,581 Goodys Family Clothi COM 382588101 87 10,300 SOLE 10,300 Goodys Family Clothi COM 382588101 588 69,811 OTHER (14) 69,811 Google Inc CL A 38259P508 2,916 22,500 SOLE 22,500 Gorman Rupp Co COM 383082104 59 2,875 SOLE 2,875 Gp Strategies Corp COM 36225V104 11 1,500 SOLE 1,500 Graco Inc COM 384109104 2,260 67,462 SOLE 67,462 Graftech Intl Ltd COM 384313102 1,371 98,300 SOLE 98,300 Graftech Intl Ltd COM 384313102 326 23,400 OTHER (14) 23,400 Graftech Intl Ltd COM 384313102 1,342 96,200 OTHER (13) 96,200 Grainger W W Inc COM 384802104 10,567 183,299 SOLE 183,299 Grainger W W Inc COM 384802104 161 2,800 OTHER (14) 2,800 Grainger W W Inc COM 384802104 1,551 26,900 OTHER (9) 26,900 Grainger W W Inc COM 384802104 265 4,600 OTHER (6) 4,600 Granite Constr Inc COM 387328107 2,377 99,475 SOLE 99,475 Granite Constr Inc COM 387328107 605 25,300 OTHER (14) 25,300 Grant Prideco Inc COM 38821G101 1,461 71,300 SOLE 71,300 Grant Prideco Inc COM 38821G101 1,049 51,200 OTHER (14) 51,200 Gray Television Inc COM 389375106 1,369 115,000 SOLE 115,000 Great Amern Finl Res COM 389915109 1,706 111,550 SOLE 111,550 Great Amern Finl Res COM 389915109 1,266 82,800 OTHER (14) 82,800 Great Atl & Pac Tea COM 390064103 52 8,500 SOLE 8,500 Great Lakes Chem Cor COM 390568103 1,196 46,737 SOLE 46,737 Great Lakes Chem Cor COM 390568103 9,475 370,100 OTHER (14) 370,100 Great Pee Dee Banc COM 39115R100 42 1,400 OTHER (14) 1,400 Great Plains Energy COM 391164100 3,596 123,365 SOLE 123,365
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Great Southn Bancorp COM 390905107 247 7,900 SOLE 7,900 Greater Bay Bancorp COM 391648102 966 33,595 SOLE 33,595 Green Mountain Pwr COM 393154109 122 4,700 SOLE 4,700 Green Mountain Pwr COM 393154109 214 8,200 OTHER (14) 8,200 Green Mtn Coffee Roa COM 393122106 19 900 SOLE 900 Greenbrier Cos Inc COM 393657101 38 1,600 SOLE 1,600 Greenpoint Finl Corp COM 395384100 8,250 178,350 SOLE 178,350 Greif Inc COM 397624107 2,314 54,900 SOLE 54,900 Greif Inc COM 397624107 67 1,600 OTHER (14) 1,600 Grey Global Group In COM 39787M108 3,303 3,320 SOLE 3,320 Grey Wolf Inc COM 397888108 2,114 432,380 SOLE 432,380 Griffin Ld & Nurseri COM 398231100 7 300 SOLE 300 Griffon Corp COM 398433102 1,485 70,390 SOLE 70,390 Griffon Corp COM 398433102 4,355 206,400 OTHER (14) 206,400 Group 1 Automotive I COM 398905109 1,550 56,800 SOLE 56,800 Group Cgi Inc CL A SUB VTG 39945C109 475 70,700 OTHER (14) 70,700 Groupe Danone COM F12033134 3,642 46,320 SOLE 46,320 Gs Finl Corp COM 362274102 170 8,900 OTHER (14) 8,900 Gsi Lumonics Inc COM 36229U102 342 32,750 SOLE 32,750 Gsi Lumonics Inc COM 36229U102 342 32,750 OTHER (13) 32,750 Gtc Biotherapeutics COM 36238T104 3 1,800 SOLE 1,800 Gtech Hldgs Corp COM 400518106 1,843 72,800 SOLE 72,800 Gtsi Corp COM 36238K103 731 83,140 OTHER (14) 83,140 Guaranty Fed Bancsha COM 40108P101 45 2,358 OTHER (14) 2,358 Guess Inc COM 401617105 691 38,790 SOLE 38,790 Guess Inc COM 401617105 18 1,000 OTHER (14) 1,000 Guess Inc COM 401617105 499 27,990 OTHER (11) 27,990 Guidant Corp COM 401698105 33,830 512,262 SOLE 512,262 Guidant Corp COM 401698105 20 300 OTHER (14) 300 Guidant Corp COM 401698105 1,083 16,400 OTHER (10) 16,400 Guidant Corp COM 401698105 637 9,650 OTHER (7) 9,650 Guidant Corp COM 401698105 1,981 30,000 OTHER (3) 30,000 Guilford Pharmaceuti COM 401829106 6 1,200 SOLE 1,200 Guitar Ctr Mgmt Inc COM 402040109 2,941 67,910 SOLE 67,910 Guitar Ctr Mgmt Inc COM 402040109 665 15,350 OTHER (13) 15,350 Gulf Island Fabricat COM 402307102 62 2,800 SOLE 2,800 Gulf Island Fabricat COM 402307102 89 4,000 OTHER (14) 4,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Gulfmark Offshore In COM 402629109 26 1,600 SOLE 1,600 Gus COM G40768106 3,063 188,042 SOLE 188,042 Gymboree Corp COM 403777105 1,113 77,300 SOLE 77,300 Habersham Bancorp In COM 404459109 544 27,400 OTHER (14) 27,400 Haemonetics Corp COM 405024100 4,190 127,582 SOLE 127,582 Haemonetics Corp COM 405024100 8,292 252,500 OTHER (14) 252,500 Haggar Corp COM 405173105 33 1,900 SOLE 1,900 Haggar Corp COM 405173105 1,101 64,201 OTHER (14) 64,201 Hain Celestial Group COM 405217100 2,352 133,039 SOLE 133,039 Hain Celestial Group COM 405217100 813 45,990 OTHER (11) 45,990 Halliburton Co COM 406216101 21,761 645,914 SOLE 645,914 Halliburton Co COM 406216101 84 2,500 OTHER (14) 2,500 Hallwood Group Inc COM PAR $0.10 406364406 1,268 15,100 OTHER (14) 15,100 Hampshire Group Ltd COM 408859106 32 1,000 SOLE 1,000 Hampshire Group Ltd COM 408859106 1,041 32,976 OTHER (14) 32,976 Hancock Fabrics Inc COM 409900107 28 2,300 SOLE 2,300 Hancock Hldg Co COM 410120109 2,919 91,834 SOLE 91,834 Handleman Co Del COM 410252100 1,228 60,000 SOLE 60,000 Handleman Co Del COM 410252100 5,406 264,205 OTHER (14) 264,205 Hang Seng Bank COM Y30327103 2,064 154,700 SOLE 154,700 Hanger Orthopedic Gr COM NEW 41043F208 27 5,400 SOLE 5,400 Hanger Orthopedic Gr COM NEW 41043F208 50 9,900 OTHER (14) 9,900 Hanover Cap Mtg Hldg COM 410761100 1,145 92,300 OTHER (14) 92,300 Hanover Compressor C COM 410768105 2,640 196,300 SOLE 196,300 Hansen Nat Corp COM 411310105 7 300 OTHER (14) 300 Hanson COM G42840127 1,149 150,209 SOLE 150,209 Hanson COM G42840127 39 5,159 OTHER (14) 5,159 Harbor Fla Bancshare COM 411901101 1,683 54,100 SOLE 54,100 Hardinge Inc COM 412324303 19 1,800 SOLE 1,800 Hardinge Inc COM 412324303 893 85,585 OTHER (14) 85,585 Harland John H Co COM 412693103 2,511 80,090 SOLE 80,090 Harland John H Co COM 412693103 44 1,400 OTHER (14) 1,400 Harley Davidson Inc COM 412822108 25,705 432,449 SOLE 432,449 Harley Davidson Inc COM 412822108 48 800 OTHER (14) 800 Harleysville Group I COM 412824104 1,454 70,400 SOLE 70,400 Harleysville Natl Pa COM 412850109 1,495 60,999 SOLE 60,999 Harleysville Svgs Fi COM 412865107 9 300 OTHER (14) 300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Harman Intl Inds Inc COM 413086109 5,307 49,250 SOLE 49,250 Harman Intl Inds Inc COM 413086109 1,347 12,500 OTHER (14) 12,500 Harmonic Lightwaves COM 413160102 1,138 171,142 SOLE 171,142 Harmonic Lightwaves COM 413160102 9 1,400 OTHER (14) 1,400 Harrahs Entmt Inc COM 413619107 9,976 188,297 SOLE 188,297 Harrahs Entmt Inc COM 413619107 1,105 20,850 OTHER (7) 20,850 Harris Corp Del COM 413875105 2,351 42,800 SOLE 42,800 Harris Corp Del COM 413875105 3,082 56,100 OTHER (14) 56,100 Harris Interactive I COM 414549105 853 129,500 SOLE 129,500 Harsco Corp COM 415864107 5,042 112,300 SOLE 112,300 Harsco Corp COM 415864107 117 2,600 OTHER (14) 2,600 Harte-Hanks Inc COM 416196103 1,376 55,000 SOLE 55,000 Hartford Finl Svcs G COM 416515104 26,774 432,332 SOLE 432,332 Hartmarx Corp COM 417119104 163 22,000 SOLE 22,000 Hartmarx Corp COM 417119104 102 13,700 OTHER (14) 13,700 Harvard Bioscience I COM 416906105 2 500 SOLE 500 Harvard Bioscience I COM 416906105 333 76,461 OTHER (14) 76,461 Harvest Natural Reso COM 41754V103 100 6,000 SOLE 6,000 Hasbro Bradley Inc COM 418056107 5,246 279,024 SOLE 279,024 Hastings Entmt Inc COM 418365102 413 54,305 OTHER (14) 54,305 Haverty Furniture In COM 419596101 877 50,000 SOLE 50,000 Haverty Furniture In COM 419596101 1,494 85,200 OTHER (14) 85,200 Hawaiian Elec Indust COM 419870100 1,210 45,600 SOLE 45,600 Hawaiian Holdings In COM 419879101 5 800 OTHER (14) 800 Hawk Corp COM 420089104 14 1,800 SOLE 1,800 Hawk Corp COM 420089104 126 16,000 OTHER (14) 16,000 Hawkins Inc COM 420261109 23 1,900 SOLE 1,900 Hca Inc. COM 404119109 27,105 710,494 SOLE 710,494 Hca Inc. COM 404119109 145 3,800 OTHER (6) 3,800 Hcc Ins Hldgs Inc COM 404132102 1,194 39,600 SOLE 39,600 Hcc Ins Hldgs Inc COM 404132102 944 31,300 OTHER (14) 31,300 Headwaters Inc COM 42210P102 2,435 78,900 SOLE 78,900 Headwaters Inc COM 42210P102 15 500 OTHER (14) 500 Health Care Group In COM 421906108 67 3,750 SOLE 3,750 Health Care Group In COM 421906108 2,000 111,384 OTHER (14) 111,384 Health Care Ppty Inv COM 421915109 2,086 80,248 SOLE 80,248 Health Care Reit Inc COM 42217K106 1,116 31,700 SOLE 31,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Health Mgmt Assoc In COM 421933102 9,076 444,257 SOLE 444,257 Health Mgmt Assoc In COM 421933102 1,171 57,300 OTHER (10) 57,300 Health Mgmt Assoc In COM 421933102 666 32,600 OTHER (9) 32,600 Health Net Inc. COM 42222G108 3,591 145,250 SOLE 145,250 Health Net Inc. COM 42222G108 1,675 67,750 OTHER (9) 67,750 Healthcare Rlty Tr COM 421946104 992 25,400 SOLE 25,400 Healthextras Inc COM 422211102 1,075 77,100 SOLE 77,100 Healthextras Inc COM 422211102 10 700 OTHER (14) 700 Healthtronics Inc COM 42222L107 25 3,500 SOLE 3,500 Hearst-Argyle Televi COM 422317107 90 3,700 SOLE 3,700 Heartland Express In COM 422347104 848 45,956 SOLE 45,956 Hecla Mng Co COM 422704106 2,003 269,200 SOLE 269,200 Hector Communication COM 422730101 494 23,500 OTHER (14) 23,500 Heico Corp New CL A 422806208 31 2,286 SOLE 2,286 Heidrick & Struggles COM 422819102 1,432 49,700 SOLE 49,700 Heidrick & Struggles COM 422819102 2,302 79,861 OTHER (14) 79,861 Heinz H J Co COM 423074103 27,658 767,853 SOLE 767,853 Heinz H J Co COM 423074103 184 5,100 OTHER (6) 5,100 Helen Of Troy Corp L COM G4388N106 1,807 66,400 SOLE 66,400 Helen Of Troy Corp L COM G4388N106 44 1,600 OTHER (14) 1,600 Helix Technology Cor COM 423319102 836 61,500 SOLE 61,500 Helmerich & Payne In COM 423452101 851 29,650 SOLE 29,650 Helmerich & Payne In COM 423452101 713 24,850 OTHER (11) 24,850 Henkel Kgaa COM D32051126 1,123 15,460 SOLE 15,460 Henkel Kgaa COM D32051126 244 3,360 OTHER (2) 3,360 Henry Jack & Assoc I COM 426281101 1,017 54,200 SOLE 54,200 Hercules Inc COM 427056106 1,385 97,203 SOLE 97,203 Heritage Commerce Co COM 426927109 17 1,000 SOLE 1,000 Heritage Finl Corp W COM 42722X106 14 700 SOLE 700 Heritage Ppty Invt T COM 42725M107 117 4,000 SOLE 4,000 Herley Inds Inc COM 427398102 75 4,000 SOLE 4,000 Hershey Foods Corp COM 427866108 17,755 380,106 SOLE 380,106 Hewitt Assocs Inc COM 42822Q100 2,659 100,500 SOLE 100,500 Hewlett Packard Co COM 428236103 86,658 4,621,763 SOLE 4,621,763 Hewlett Packard Co COM 428236103 8 400 OTHER (14) 400 Hewlett Packard Co COM 428236103 143 7,600 OTHER (5) 7,600 Hexcel Corp New COM 428291108 303 21,900 SOLE 21,900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Hexcel Corp New COM 428291108 14 1,000 OTHER (14) 1,000 Hf Finl Corp COM 404172108 403 24,034 OTHER (14) 24,034 Hi / Fn Inc COM 428358105 7 800 SOLE 800 Hibbett Sporting Goo COM 428565105 1,092 53,312 SOLE 53,312 Hibernia Corp COM 428656102 2,710 102,600 SOLE 102,600 Hibernia Corp COM 428656102 1,387 52,500 OTHER (14) 52,500 Hickory Tech Corp COM 429060106 441 38,000 SOLE 38,000 Highwoods Pptys Inc COM 431284108 138 5,600 SOLE 5,600 Hilb Rogal & Hamilto COM 431294107 109 3,000 SOLE 3,000 Hilfiger Tommy Corp ORD G8915Z102 8,680 879,400 OTHER (14) 879,400 Hillenbrand Inds Inc COM 431573104 3,497 69,200 SOLE 69,200 Hillenbrand Inds Inc COM 431573104 1,334 26,400 OTHER (9) 26,400 Hillenbrand Inds Inc COM 431573104 197 3,900 OTHER (6) 3,900 Hilton Group COM G53368117 1,478 287,543 SOLE 287,543 Hilton Group COM G53368117 41 7,889 OTHER (14) 7,889 Hilton Hotels Corp COM 432848109 10,573 561,190 SOLE 561,190 Hingham Instn Svgs M COM 433323102 771 9,400 OTHER (14) 9,400 Hino Motors COM J19614122 1,243 178,300 SOLE 178,300 Hino Motors COM J19614122 1,243 178,300 OTHER (4) 178,300 Hmn Finl Inc COM 40424G108 509 18,330 OTHER (14) 18,330 Hms Hldgs Corp COM 40425J101 14 2,100 OTHER (14) 2,100 Hni Corp COM 404251100 2,220 56,100 SOLE 56,100 Hni Corp COM 404251100 115 2,900 OTHER (5) 2,900 Holcim COM H36954123 1,689 30,865 SOLE 30,865 Holcim COM H36954123 66 1,210 OTHER (14) 1,210 Hollinger Intl Inc COM 435569108 126 7,300 SOLE 7,300 Holly Corp COM PAR 435758305 1,934 75,850 SOLE 75,850 Hollywood Entmt Corp COM 436141105 2,178 220,700 SOLE 220,700 Hollywood Media Corp COM 436233100 4 1,100 SOLE 1,100 Hologic Inc COM 436440101 50 2,600 SOLE 2,600 Home Depot Inc COM 437076102 127,620 3,255,608 SOLE 3,255,608 Home Depot Inc COM 437076102 2,113 53,900 OTHER (14) 53,900 Home Depot Inc COM 437076102 951 24,250 OTHER (7) 24,250 Home Fed Bancorp COM 436926109 20 800 SOLE 800 Home Fed Bancorp COM 436926109 59 2,300 OTHER (14) 2,300 Home Pptys Inc COM 437306103 316 8,000 SOLE 8,000 Home Pptys Inc COM 437306103 218 5,500 OTHER (6) 5,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Homestore Com Inc COM 437852106 643 278,200 SOLE 278,200 Honda Motor Co COM J22302111 10,480 214,000 SOLE 214,000 Honda Motor Co COM J22302111 113 2,300 OTHER (14) 2,300 Honda Motor Co COM J22302111 3,002 61,300 OTHER (2) 61,300 Honeywell Intl Inc COM 438516106 45,633 1,272,540 SOLE 1,272,540 Honeywell Intl Inc COM 438516106 165 4,600 OTHER (5) 4,600 Hong Kong Electric COM Y33549117 1,253 277,756 SOLE 277,756 Hong Kong Electric COM Y33549117 20 4,500 OTHER (14) 4,500 Hongkong&China Gas COM 438550105 1,924 1,029,000 SOLE 1,029,000 Hongkong&China Gas COM 438550105 581 310,600 OTHER (2) 310,600 Hooker Furniture Cor COM 439038100 8 300 OTHER (14) 300 Hooper Holmes Inc COM 439104100 1,902 424,570 SOLE 424,570 Hooper Holmes Inc COM 439104100 590 131,750 OTHER (12) 131,750 Hooper Holmes Inc COM 439104100 574 128,220 OTHER (11) 128,220 Horace Mann Educator COM 440327104 2,130 121,154 SOLE 121,154 Horace Mann Educator COM 440327104 1,215 69,101 OTHER (14) 69,101 Horizon Bancorp Ind COM 440407104 207 8,373 OTHER (14) 8,373 Horizon Finl Corp Wa COM 44041F105 41 2,156 SOLE 2,156 Horizon Health Corp COM 44041Y104 908 43,015 OTHER (14) 43,015 Hormel Geo A & Co COM 440452100 2,167 80,900 SOLE 80,900 Hospira Inc COM 441060100 7,070 231,049 SOLE 231,049 Hospitality Pptys Tr COM 44106M102 1,780 41,900 SOLE 41,900 Host Marriott Corp N COM 44107P104 2,760 196,700 SOLE 196,700 Host Marriott Corp N COM 44107P104 122 8,700 OTHER (14) 8,700 Hot Topic Inc COM 441339108 107 6,300 SOLE 6,300 Houston Expl Co COM 442120101 320 5,400 SOLE 5,400 Houston Expl Co COM 442120101 214 3,600 OTHER (14) 3,600 Hovnanian Enterprise CL A 442487203 1,548 38,600 SOLE 38,600 Hoya Corp COM J22848105 4,014 38,300 SOLE 38,300 Hoya Corp COM J22848105 1,750 16,700 OTHER (4) 16,700 Hrpt Pptys Tr COM 40426W101 148 13,500 SOLE 13,500 Hrpt Pptys Tr COM 40426W101 2,097 190,800 OTHER (14) 190,800 Hub Group Inc CL A 443320106 1 39 SOLE 39 Hub Group Inc CL A 443320106 149 4,000 OTHER (14) 4,000 Hubbell Inc CL B 443510201 7,263 162,002 SOLE 162,002 Hudson City Bancorp COM 443683107 4,342 121,500 SOLE 121,500 Hudson Highland Grou COM 443792106 11 360 SOLE 360
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Hudson Riv Bancorp I COM 444128102 1,391 73,300 SOLE 73,300 Hudson United Bancor COM 444165104 3,016 81,840 SOLE 81,840 Hughes Supply Inc COM 444482103 4,595 152,800 SOLE 152,800 Hughes Supply Inc COM 444482103 217 7,200 OTHER (14) 7,200 Hugoton Rty Tr Tex COM 444717102 93 3,300 SOLE 3,300 Hugoton Rty Tr Tex COM 444717102 962 34,300 OTHER (14) 34,300 Human Genome Science COM 444903108 1,274 116,770 SOLE 116,770 Human Genome Science COM 444903108 461 42,270 OTHER (11) 42,270 Humana Inc COM 444859102 6,854 343,043 SOLE 343,043 Humana Inc COM 444859102 3,067 153,500 OTHER (14) 153,500 Humana Inc COM 444859102 108 5,400 OTHER (6) 5,400 Hungarian Tel & Cabl COM 445542103 211 22,200 SOLE 22,200 Hunt J B Trans Svcs COM 445658107 1,838 49,500 SOLE 49,500 Hunt J B Trans Svcs COM 445658107 11 300 OTHER (14) 300 Huntington Bancshare COM 446150104 12,437 499,270 SOLE 499,270 Hutchinson Technolog COM 448407106 2,143 80,160 SOLE 80,160 Hutchison Whampoa COM Y38024108 3,236 413,800 SOLE 413,800 Huttig Bldg Prods In COM 448451104 7 811 SOLE 811 Huttig Bldg Prods In COM 448451104 38 4,200 OTHER (14) 4,200 Hydril Co COM 448774109 2,464 57,371 SOLE 57,371 Hyperion Solutions C COM 44914M104 303 8,921 SOLE 8,921 Hyperion Solutions C COM 44914M104 384 11,300 OTHER (14) 11,300 I D Systems Inc COM 449489103 42 3,000 SOLE 3,000 I D Systems Inc COM 449489103 3 200 OTHER (14) 200 Iac Interactivecorp COM 44919P102 10,706 486,194 SOLE 486,194 Iac Interactivecorp COM 44919P102 1,104 50,150 OTHER (7) 50,150 Iac Interactivecorp COM 44919P102 137 6,200 OTHER (6) 6,200 Iberdrola Sa COM E61641101 1,606 149,580 SOLE 149,580 Iberiabank Corp COM 450828108 889 15,400 SOLE 15,400 Iberiabank Corp COM 450828108 47 812 OTHER (14) 812 Ibis Technology Corp COM 450909106 4 800 SOLE 800 Icos Corp COM 449295104 881 36,500 SOLE 36,500 Ict Group Inc COM 44929Y101 4 500 SOLE 500 Ict Group Inc COM 44929Y101 7 900 OTHER (14) 900 Icu Med Inc COM 44930G107 842 32,350 SOLE 32,350 Idacorp Inc COM 451107106 122 4,200 SOLE 4,200 Identix Inc COM 451906101 1,390 208,732 SOLE 208,732
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Idex Corp COM 45167R104 3,921 115,450 SOLE 115,450 Idexx Labs Inc COM 45168D104 1,076 21,200 SOLE 21,200 Idt Corp COM 448947101 908 62,300 SOLE 62,300 Idt Corp COM 448947101 127 8,700 OTHER (6) 8,700 Idx Sys Corp COM 449491109 2,353 72,500 SOLE 72,500 Idx Sys Corp COM 449491109 1,591 49,019 OTHER (14) 49,019 Igate Capital Corp COM 45169U105 5 1,300 SOLE 1,300 Ihop Corp COM 449623107 2,094 54,800 SOLE 54,800 Ii Vi Inc COM 902104108 1,166 33,300 SOLE 33,300 Ikon Office Solution COM 451713101 1,095 91,100 SOLE 91,100 Ikon Office Solution COM 451713101 16 1,300 OTHER (14) 1,300 Ilex Oncology Inc COM 451923106 2,235 88,800 SOLE 88,800 Illinois Tool Wks In COM 452308109 42,053 451,357 SOLE 451,357 Illinois Tool Wks In COM 452308109 19 200 OTHER (14) 200 Illumina Inc COM 452327109 9 1,500 SOLE 1,500 Ilx Resorts Inc COM NEW 449661503 93 9,400 OTHER (14) 9,400 Imagistics Internati COM 45247T104 1,386 41,240 SOLE 41,240 Imagistics Internati COM 45247T104 77 2,300 OTHER (14) 2,300 Imation Corp COM 45245A107 71 2,000 SOLE 2,000 Imc Global Inc COM 449669100 353 20,300 SOLE 20,300 Imc Global Inc COM 449669100 188 10,800 OTHER (5) 10,800 Imclone Sys Inc COM 45245W109 2,496 47,235 SOLE 47,235 Imco Recycling Inc COM 449681105 44 3,900 SOLE 3,900 Immersion Corp COM 452521107 4 800 SOLE 800 Immucor Inc COM 452526106 1,731 69,937 SOLE 69,937 Immunogen Inc COM 45253H101 8 1,500 SOLE 1,500 Immunomedics Inc COM 452907108 6 2,400 SOLE 2,400 Impac Med Sys Inc COM 45255A104 40 3,000 SOLE 3,000 Impac Mtg Hldgs Inc COM 45254P102 3,966 150,800 SOLE 150,800 Impax Laboratories I COM 45256B101 2,046 133,200 SOLE 133,200 Impax Laboratories I COM 45256B101 2 100 OTHER (14) 100 Imperial Chem Inds COM G47012110 1,748 438,130 SOLE 438,130 Imperial Chem Inds COM G47012110 82 20,602 OTHER (14) 20,602 Imperial Chem Inds COM G47012110 1,748 438,130 OTHER (2) 438,130 Imperial Oil Ltd COM NEW 453038408 1,242 24,010 SOLE 24,010 Ims Health Inc COM 449934108 11,974 500,586 SOLE 500,586 Inamed Corp COM 453235103 1,561 32,750 SOLE 32,750
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Inco Ltd COM 453258402 1,457 37,300 SOLE 37,300 Incyte Pharmaceutica COM 45337C102 2,201 228,570 SOLE 228,570 Incyte Pharmaceutica COM 45337C102 568 58,970 OTHER (11) 58,970 Independence Cmnty B COM 453414104 2,359 60,400 SOLE 60,400 Independence Cmnty B COM 453414104 2,783 71,277 OTHER (14) 71,277 Independence Cmnty B COM 453414104 223 5,700 OTHER (6) 5,700 Independence Cmnty B COM 453414104 160 4,100 OTHER (5) 4,100 Independence Hldg Co COM NEW 453440307 48 2,700 SOLE 2,700 Independence Hldg Co COM NEW 453440307 490 27,738 OTHER (14) 27,738 Independent Bk Corp COM 453838104 1,252 46,356 SOLE 46,356 Independent Bk Cp Ma COM 453836108 1,088 35,200 SOLE 35,200 Indevus Pharmaceutic COM 454072109 13 1,800 SOLE 1,800 Inditex COM E6282J109 1,741 70,434 SOLE 70,434 Inditex COM E6282J109 571 23,100 OTHER (2) 23,100 Indus Intl Inc COM 45578L100 111 70,100 SOLE 70,100 Indus Intl Inc COM 45578L100 111 70,100 OTHER (12) 70,100 Industrial Distr Gro COM 456061100 999 103,000 OTHER (14) 103,000 Indymac Bancorp Inc. COM 456607100 1,513 41,800 SOLE 41,800 Indymac Bancorp Inc. COM 456607100 308 8,500 OTHER (5) 8,500 Inergy L P UNIT LTD PARTN 456615103 55 2,000 SOLE 2,000 Inet Technologies In COM 45662V105 1,157 92,000 SOLE 92,000 Infinity Ppty & Cas COM 45665Q103 77 2,592 SOLE 2,592 Infocrossing Inc COM 45664X109 3 200 OTHER (14) 200 Infocus Corp COM 45665B106 1,160 126,600 SOLE 126,600 Infocus Corp COM 45665B106 313 34,200 OTHER (12) 34,200 Infonet Svcs Corp COM 45666T106 18 11,200 SOLE 11,200 Informatica Corp COM 45666Q102 1,614 275,950 SOLE 275,950 Informatica Corp COM 45666Q102 439 75,030 OTHER (12) 75,030 Information Hldgs In COM 456727106 1,473 54,100 SOLE 54,100 Inforte Corp COM 45677R107 26 3,700 SOLE 3,700 Infospace Inc COM 45678T201 3,481 73,462 SOLE 73,462 Infousa Inc New COM 456818301 1,104 123,900 SOLE 123,900 Infousa Inc New COM 456818301 25 2,800 OTHER (14) 2,800 Ingersoll-Rand Compa COM G4776G101 17,391 255,864 SOLE 255,864 Ingles Mkts Inc COM 457030104 4 300 SOLE 300 Ingram Micro Inc COM 457153104 3,292 204,500 SOLE 204,500 Ingram Micro Inc COM 457153104 66 4,100 OTHER (6) 4,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ingram Micro Inc COM 457153104 304 18,900 OTHER (5) 18,900 Inland Real Estate C COM 457461101 81 5,500 SOLE 5,500 Innkeepers Usa Tr COM 4576J0104 715 57,440 SOLE 57,440 Innkeepers Usa Tr COM 4576J0104 696 55,940 OTHER (11) 55,940 Innodata Corp COM NEW 457642205 10 2,400 SOLE 2,400 Input/Output Inc COM 457652105 43 4,200 SOLE 4,200 Input/Output Inc COM 457652105 6 600 OTHER (14) 600 Insight Communicatio COM 45768V108 1,072 121,800 SOLE 121,800 Insight Enterprises COM 45765U103 2,056 122,100 SOLE 122,100 Insight Enterprises COM 45765U103 8,849 525,488 OTHER (14) 525,488 Insituform Technolog COM 457667103 1,253 67,100 SOLE 67,100 Insituform Technolog COM 457667103 607 32,500 OTHER (14) 32,500 Inspire Pharmaceutic COM 457733103 1,380 87,700 SOLE 87,700 Instinet Group Inc COM 457750107 660 131,200 SOLE 131,200 Insurance Auto Aucti COM 457875102 33 1,900 SOLE 1,900 Insurance Auto Aucti COM 457875102 2,109 122,947 OTHER (14) 122,947 Integra Bk Corp COM 45814P105 887 40,895 SOLE 40,895 Integra Lifesciences COM NEW 457985208 2,129 66,300 SOLE 66,300 Integrated Circuit S COM 45811K208 946 44,000 SOLE 44,000 Integrated Device Te COM 458118106 721 75,700 SOLE 75,700 Integrated Device Te COM 458118106 145 15,200 OTHER (6) 15,200 Integrated Electrica COM 45811E103 406 84,400 SOLE 84,400 Integrated Electrica COM 45811E103 1,148 238,700 OTHER (14) 238,700 Integrated Silicon S COM 45812P107 598 82,200 SOLE 82,200 Intel Corp COM 458140100 193,244 9,633,280 SOLE 9,633,280 Intel Corp COM 458140100 118 5,900 OTHER (14) 5,900 Intel Corp COM 458140100 2,064 102,900 OTHER (7) 102,900 Intelli-Check Inc COM 45817G102 3 500 SOLE 500 Intellisync Corp COM 458176104 3 1,500 SOLE 1,500 Inter Parfums Inc COM 458334109 9 675 SOLE 675 Inter Tel Inc COM 458372109 1,392 64,400 SOLE 64,400 Interactive Data Cor COM 45840J107 1,327 70,500 SOLE 70,500 Interactive Intellig COM 45839M103 3 1,000 SOLE 1,000 Intercept Inc COM 45845L107 28 1,500 SOLE 1,500 Interchange Finl Svc COM 458447109 25 1,050 SOLE 1,050 Interdigital Communi COM 45866A105 2,139 131,066 SOLE 131,066 Interface Flooring COM 458665106 89 11,100 SOLE 11,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Intergraph Corp COM 458683109 2,525 92,921 SOLE 92,921 Intergraph Corp COM 458683109 478 17,609 OTHER (14) 17,609 Interland Inc COM 458727203 2 510 SOLE 510 Intermagnetics Gen C COM 458771102 1,366 59,027 SOLE 59,027 Intermune Inc COM 45884X103 885 75,100 SOLE 75,100 Internap Network Svc COM 45885A102 399 595,400 SOLE 595,400 International Alum COM 458884103 1,169 40,600 OTHER (14) 40,600 International Bncshr COM 459044103 1,090 29,662 SOLE 29,662 International Flav&F COM 459506101 5,101 133,528 SOLE 133,528 International Game COM 459902102 18,738 521,221 SOLE 521,221 International Game COM 459902102 361 10,050 OTHER (7) 10,050 International Paper COM 460146103 34,204 846,435 SOLE 846,435 International Rectif COM 460254105 1,406 41,000 SOLE 41,000 International Speedw CL A 460335201 1,584 31,745 SOLE 31,745 International Stl Gr COM 460377104 415 12,300 SOLE 12,300 International Stl Gr COM 460377104 148 4,400 OTHER (6) 4,400 Internet Cap Group I COM NEW 46059C205 2 350 SOLE 350 Internet Sec Sys Inc COM 46060X107 2,819 165,840 SOLE 165,840 Internet Sec Sys Inc COM 46060X107 3,604 212,027 OTHER (14) 212,027 Internet Sec Sys Inc COM 46060X107 766 45,040 OTHER (11) 45,040 Interphase Corp COM 460593106 346 34,428 OTHER (14) 34,428 Interpublic Group Co COM 460690100 7,591 716,851 SOLE 716,851 Interpublic Group Co COM 460690100 1,076 101,600 OTHER (9) 101,600 Intersil Hldg Corp COM 46069S109 1,385 86,964 SOLE 86,964 Interstate Hotels & COM 46088S106 0 82 SOLE 82 Interstate Hotels & COM 46088S106 193 47,700 OTHER (14) 47,700 Intertape Polymer Gr COM 460919103 217 28,400 OTHER (14) 28,400 Intervest Bancshares CL A 460927106 825 48,701 OTHER (14) 48,701 Intervoice-Brite Inc COM 461142101 895 83,078 SOLE 83,078 Interwoven Inc COM NEW 46114T508 700 96,655 SOLE 96,655 Intest Corp COM 461147100 259 33,350 OTHER (14) 33,350 Intl Business Mchn COM 459200101 215,732 2,516,113 SOLE 2,516,113 Intl Business Mchn COM 459200101 94 1,100 OTHER (14) 1,100 Intl Business Mchn COM 459200101 386 4,500 OTHER (5) 4,500 Intrado Inc COM 46117A100 36 3,600 SOLE 3,600 Intuit COM 461202103 15,202 334,853 SOLE 334,853 Intuitive Surgical I COM 46120E602 1,880 75,950 SOLE 75,950
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Invacare Corp COM 461203101 3,533 76,800 SOLE 76,800 Invacare Corp COM 461203101 13,933 302,900 OTHER (14) 302,900 Invacare Corp COM 461203101 83 1,800 OTHER (6) 1,800 Inveresk Resh Group COM 461238107 3,302 89,520 SOLE 89,520 Inverness Med Innova COM 46126P106 959 46,100 SOLE 46,100 Investment Technolog COM 46145F105 1,719 112,350 SOLE 112,350 Investors Finl Servi COM 461915100 1,832 40,600 SOLE 40,600 Investors Finl Servi COM 461915100 27 600 OTHER (14) 600 Investors Real Estat SH BEN INT 461730103 920 91,900 SOLE 91,900 Investors Real Estat SH BEN INT 461730103 41 4,099 OTHER (14) 4,099 Invision Technologie COM 461851107 1,777 39,500 SOLE 39,500 Invitrogen Corp COM 46185R100 1,712 31,129 SOLE 31,129 Iomega Corp COM 462030305 58 12,400 SOLE 12,400 Ionics Inc COM 462218108 1,971 73,000 SOLE 73,000 Ionics Inc COM 462218108 454 16,800 OTHER (12) 16,800 Ipc Hldgs Ltd COM G4933P101 566 14,900 SOLE 14,900 Ipc Hldgs Ltd COM G4933P101 152 4,000 OTHER (14) 4,000 Ipc Hldgs Ltd COM G4933P101 266 7,000 OTHER (6) 7,000 Ipc Hldgs Ltd COM G4933P101 300 7,900 OTHER (5) 7,900 Ipsco Inc Pfd COM 462622101 499 17,800 OTHER (14) 17,800 Iridex Corp COM 462684101 21 3,400 OTHER (14) 3,400 Iron Mtn Inc Del COM 462846106 2,652 78,337 SOLE 78,337 Irwin Finl Corp COM 464119106 1,885 73,000 SOLE 73,000 Irwin Finl Corp COM 464119106 7,028 272,200 OTHER (14) 272,200 Isis Pharmaceuticals COM 464330109 644 131,500 SOLE 131,500 Isle Of Capris Casin COM 464592104 1,414 73,000 SOLE 73,000 Ispat Intl Nv NY REG SH CL A 464899103 8 267 OTHER (14) 267 Istar Finl Inc COM 45031U101 2,770 67,190 SOLE 67,190 Istar Finl Inc COM 45031U101 1,546 37,500 OTHER (14) 37,500 Itla Cap Corp COM 450565106 32 700 SOLE 700 Itla Cap Corp COM 450565106 422 9,143 OTHER (14) 9,143 Itochu Corp COM J25080169 1,163 273,000 SOLE 273,000 Ito-Yokado Co Ltd COM J25209115 2,332 68,000 SOLE 68,000 Itron Inc COM 465741106 44 2,500 SOLE 2,500 Itt Educational Serv COM 45068B109 1,092 30,300 SOLE 30,300 Itt Inds Inc Ind COM 450911102 11,019 137,760 SOLE 137,760 Ivax Corp COM 465823102 3,323 173,530 SOLE 173,530
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ivax Corp COM 465823102 38 2,000 OTHER (14) 2,000 Ivax Corp COM 465823102 449 23,437 OTHER (12) 23,437 Ivillage Inc COM 46588H105 385 64,200 SOLE 64,200 Ivillage Inc COM 46588H105 385 64,200 OTHER (13) 64,200 Ixia COM 45071R109 51 5,200 SOLE 5,200 Ixys Corp COM 46600W106 6 900 SOLE 900 J & J Snack Foods Co COM 466032109 369 8,600 SOLE 8,600 J & J Snack Foods Co COM 466032109 471 10,987 OTHER (14) 10,987 J Alexander Corp COM 466096104 170 24,900 OTHER (14) 24,900 J Jill Group Inc COM 466189107 1,035 52,141 SOLE 52,141 J Jill Group Inc COM 466189107 136 6,851 OTHER (14) 6,851 J Jill Group Inc COM 466189107 754 38,000 OTHER (13) 38,000 J P Morgan Chase & C COM 46625H100 226,350 5,697,210 SOLE 5,697,210 J P Morgan Chase & C COM 46625H100 2,829 71,200 OTHER (14) 71,200 J P Morgan Chase & C COM 46625H100 797 20,050 OTHER (7) 20,050 J P Morgan Chase & C COM 46625H100 258 6,500 OTHER (5) 6,500 J P Morgan Chase & C COM 46625H100 2,010 50,600 OTHER (3) 50,600 J2 Global Communicat COM NEW 46626E205 1,712 54,200 SOLE 54,200 Jabil Circuit Inc COM 466313103 7,533 327,538 SOLE 327,538 Jabil Circuit Inc COM 466313103 728 31,650 OTHER (7) 31,650 Jack In The Box Inc COM 466367109 2,922 92,100 SOLE 92,100 Jack In The Box Inc COM 466367109 574 18,100 OTHER (14) 18,100 Jackson Hewitt Tax S COM 468202106 210 10,400 SOLE 10,400 Jackson Hewitt Tax S COM 468202106 210 10,400 OTHER (7) 10,400 Jaco Electrs Inc COM 469783104 77 14,200 OTHER (14) 14,200 Jacobs Engr Group In COM 469814107 1,505 39,300 SOLE 39,300 Jacobs Engr Group In COM 469814107 218 5,700 OTHER (6) 5,700 Jacuzzi Brands Inc COM 469865109 1,627 174,900 SOLE 174,900 Jakks Pac Inc COM 47012E106 97 4,200 SOLE 4,200 Jakks Pac Inc COM 47012E106 462 20,100 OTHER (14) 20,100 Janus Cap Group Inc COM 47102X105 4,811 353,457 SOLE 353,457 Jarden Corp COM 471109108 2,334 63,950 SOLE 63,950 Jc Penney Co COM 708160106 14,730 417,506 SOLE 417,506 Jc Penney Co COM 708160106 67 1,900 OTHER (14) 1,900 Jda Software Group I COM 46612K108 786 72,600 SOLE 72,600 Jds Uniphase Corp COM 46612J101 7,991 2,371,214 SOLE 2,371,214 Jds Uniphase Corp COM 46612J101 901 267,250 OTHER (7) 267,250
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Jefferies Group Inc COM 472319102 1,148 33,300 SOLE 33,300 Jefferson Pilot Corp COM 475070108 14,382 289,613 SOLE 289,613 Jetblue Awys Corp COM 477143101 1,307 62,475 SOLE 62,475 Jlg Inds Inc COM 466210101 1,808 107,600 SOLE 107,600 Jo-Ann Stores Inc COM 47758P307 1,635 58,315 SOLE 58,315 Jo-Ann Stores Inc COM 47758P307 4,753 169,500 OTHER (14) 169,500 Johnson & Johnson COM 478160104 248,261 4,407,259 SOLE 4,407,259 Johnson & Johnson COM 478160104 772 13,700 OTHER (14) 13,700 Johnson & Johnson COM 478160104 1,355 24,050 OTHER (7) 24,050 Johnson & Johnson COM 478160104 158 2,800 OTHER (5) 2,800 Johnson Ctls Inc COM 478366107 15,839 278,808 SOLE 278,808 Johnson Ctls Inc COM 478366107 790 13,900 OTHER (14) 13,900 Johnson Outdoors Inc CL A 479167108 1,087 55,674 OTHER (14) 55,674 Jones Apparel Group COM 480074103 8,524 238,099 SOLE 238,099 Jones Apparel Group COM 480074103 462 12,900 OTHER (14) 12,900 Jones Apparel Group COM 480074103 1,391 38,850 OTHER (9) 38,850 Jones Apparel Group COM 480074103 315 8,800 OTHER (5) 8,800 Jones Lang Lasalle I COM 48020Q107 2,961 89,700 SOLE 89,700 Jones Lang Lasalle I COM 48020Q107 215 6,500 OTHER (14) 6,500 Jos A Bank Clothiers COM 480838101 813 29,375 SOLE 29,375 Jos A Bank Clothiers COM 480838101 24 875 OTHER (14) 875 Jos A Bank Clothiers COM 480838101 813 29,375 OTHER (13) 29,375 Journal Communicatio COM 481130102 132 7,500 SOLE 7,500 Journal Register Co COM 481138105 1,828 96,700 SOLE 96,700 Joy Global Inc COM 481165108 1,599 46,500 SOLE 46,500 Joy Global Inc COM 481165108 1,179 34,300 OTHER (13) 34,300 Joy Global Inc COM 481165108 124 3,600 OTHER (6) 3,600 Juniper Networks COM 48203R104 7,476 316,765 SOLE 316,765 Juniper Networks COM 48203R104 99 4,181 OTHER (14) 4,181 Juno Ltg Inc COM NEW 482047206 43 1,429 SOLE 1,429 Juno Ltg Inc COM NEW 482047206 210 6,907 OTHER (14) 6,907 Jupitermedia Corp COM 48207D101 39 2,200 OTHER (14) 2,200 K Tron Intl Inc COM 482730108 646 29,210 OTHER (14) 29,210 K V Pharmaceutical C CL A 482740206 48 2,700 SOLE 2,700 K2 Inc COM 482732104 1,451 101,400 SOLE 101,400 K2 Inc COM 482732104 6,115 427,347 OTHER (14) 427,347 Kadant Inc COM 48282T104 0 1 SOLE 1
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Kaiser Aluminum Corp COM 483007100 0 2,000 SOLE 2,000 Kaman Corp COM 483548103 55 4,600 SOLE 4,600 Kana Software Inc COM NEW 483600300 1 528 SOLE 528 Kanbay Intl Inc COM 48369P207 64 3,000 SOLE 3,000 Kaneb Services Llc COM 484173109 47 1,466 SOLE 1,466 Kansai Elec Power COM J30169106 2,367 130,000 SOLE 130,000 Kansai Elec Power COM J30169106 80 4,400 OTHER (14) 4,400 Kansas City Life Ins COM 484836101 1,171 27,500 SOLE 27,500 Kansas City Southn COM NEW 485170302 2,527 166,550 SOLE 166,550 Kansas City Southn COM NEW 485170302 127 8,400 OTHER (6) 8,400 Kao Corp COM J30642169 2,408 109,000 SOLE 109,000 Katy Inds Inc COM 486026107 18 3,400 OTHER (14) 3,400 Kaydon Corp COM 486587108 1,939 67,400 SOLE 67,400 Kb Home COM 48666K109 6,237 73,816 SOLE 73,816 Kb Home COM 48666K109 17 200 OTHER (14) 200 Kb Home COM 48666K109 346 4,100 OTHER (5) 4,100 Kcs Group Inc COM 482434206 1,547 111,200 SOLE 111,200 Kcs Group Inc COM 482434206 5,145 369,900 OTHER (14) 369,900 Keane Inc COM 486665102 3,325 216,460 SOLE 216,460 Keane Inc COM 486665102 1,094 71,200 OTHER (12) 71,200 Keith Companies Inc COM 487539108 45 3,000 SOLE 3,000 Keith Companies Inc COM 487539108 6 400 OTHER (14) 400 Keithley Instrs Inc COM 487584104 56 3,200 SOLE 3,200 Kellogg Co COM 487836108 37,759 885,108 SOLE 885,108 Kellwood Co COM 488044108 2,777 76,200 SOLE 76,200 Kellwood Co COM 488044108 1,454 39,900 OTHER (14) 39,900 Kelly Svcs Inc CL A 488152208 85 3,200 SOLE 3,200 Kelly Svcs Inc CL A 488152208 6,265 234,546 OTHER (14) 234,546 Kemet Corp COM 488360108 54 6,700 SOLE 6,700 Kendle International COM 48880L107 14 2,700 SOLE 2,700 Kendle International COM 48880L107 902 170,500 OTHER (14) 170,500 Kennametal Inc COM 489170100 3,919 86,800 SOLE 86,800 Kennametal Inc COM 489170100 11,942 264,500 OTHER (14) 264,500 Kensey Nash Corp COM 490057106 1,275 48,700 SOLE 48,700 Kerr Mcgee Corp COM 492386107 21,659 378,331 SOLE 378,331 Kerr Mcgee Corp COM 492386107 321 5,600 OTHER (14) 5,600 Kerzner Internationa SHS P6065Y107 220 5,000 OTHER (14) 5,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Kewaunee Scientific COM 492854104 264 29,566 OTHER (14) 29,566 Key Energy Svcs Inc COM 492914106 263 23,800 SOLE 23,800 Key Energy Svcs Inc COM 492914106 149 13,500 OTHER (6) 13,500 Key Technology Inc COM 493143101 502 44,580 OTHER (14) 44,580 Keycorp COM 493267108 27,990 885,762 SOLE 885,762 Keycorp COM 493267108 487 15,400 OTHER (5) 15,400 Keyence Corp COM J32491102 3,533 16,800 SOLE 16,800 Keyence Corp COM J32491102 1,409 6,700 OTHER (4) 6,700 Keyence Corp COM J32491102 883 4,200 OTHER (2) 4,200 Keynote Sys Inc COM 493308100 45 3,210 OTHER (14) 3,210 Keyspan Corp COM 49337W100 9,318 237,699 SOLE 237,699 Keyspan Corp COM 49337W100 35 900 OTHER (14) 900 Keystone Automotive COM 49338N109 805 36,600 SOLE 36,600 Kforce Com Inc COM 493732101 3 405 SOLE 405 Kforce Com Inc COM 493732101 80 9,600 OTHER (14) 9,600 Kfx Inc COM 48245L107 968 125,600 SOLE 125,600 Kilroy Rlty Corp COM 49427F108 2,708 71,200 SOLE 71,200 Kimball Intl Inc COM 494274103 1,482 106,800 SOLE 106,800 Kimball Intl Inc COM 494274103 2,229 160,613 OTHER (14) 160,613 Kimberly Clark Corp COM 494368103 47,144 729,895 SOLE 729,895 Kimberly Clark Corp COM 494368103 13 200 OTHER (14) 200 Kimco Realty Corp COM 49446R109 3,522 68,650 SOLE 68,650 Kinder Morgan Inc Ka COM 49455P101 11,519 183,363 SOLE 183,363 Kinder Morgan Manage SHS 49455U100 135 3,263 SOLE 3,263 Kindred Healthcare I COM 494580103 2,070 84,824 SOLE 84,824 Kindred Healthcare I COM 494580103 8,056 330,145 OTHER (14) 330,145 Kinetic Concepts Inc COM NEW 49460W208 131 2,500 SOLE 2,500 Kinetic Concepts Inc COM NEW 49460W208 1,261 24,000 OTHER (14) 24,000 King Pharmaceuticals COM 495582108 4,231 354,325 SOLE 354,325 Kingfisher COM G52566109 5,885 1,054,724 SOLE 1,054,724 Kingfisher COM G52566109 3,415 611,963 OTHER (2) 611,963 Kingsway Finl Svcs I COM 496904103 468 17,900 OTHER (14) 17,900 Kinross Gold Corp COM 496902206 74 10,891 SOLE 10,891 Kinross Gold Corp COM 496902206 405 59,700 OTHER (14) 59,700 Kinross Gold Corp COM 496902206 479 70,591 OTHER (12) 70,591 Kintetsu Corp COM J33136128 1,028 305,830 SOLE 305,830 Kirby Expl Co. COM 497266106 2,517 62,700 SOLE 62,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Kirin Brewery Co COM 497350108 1,154 127,000 SOLE 127,000 Kirin Brewery Co COM 497350108 64 7,000 OTHER (14) 7,000 Kirklands Inc COM 497498105 9 1,000 SOLE 1,000 Kla-Tencor Corp COM 482480100 11,882 286,450 SOLE 286,450 Knape & Vogt Mfg Co COM 498782101 29 2,200 SOLE 2,200 Knape & Vogt Mfg Co COM 498782101 39 2,890 OTHER (14) 2,890 Knight Ridder Newspp COM 499040103 7,519 114,887 SOLE 114,887 Knight Trading Group COM 499063105 1,058 114,680 SOLE 114,680 Knight Trading Group COM 499063105 401 43,480 OTHER (11) 43,480 Knight Transn Inc COM 499064103 2,800 130,700 SOLE 130,700 Knightsbridge Tanker ORD G5299G106 88 2,830 OTHER (14) 2,830 Kohls Corp COM 500255104 23,833 494,571 SOLE 494,571 Kohls Corp COM 500255104 14 300 OTHER (14) 300 Komatsu COM J35759125 1,506 234,600 SOLE 234,600 Komatsu COM J35759125 267 41,600 OTHER (2) 41,600 Konica Minolta Hol COM J36060119 1,107 81,000 SOLE 81,000 Kopin Corp COM 500600101 667 163,900 SOLE 163,900 Korn Ferry Intl COM NEW 500643200 1,864 102,241 SOLE 102,241 Korn Ferry Intl COM NEW 500643200 425 23,300 OTHER (14) 23,300 Kos Pharmaceuticals COM 500648100 3,540 99,400 SOLE 99,400 Kosan Biosciences In COM 50064W107 14 2,500 SOLE 2,500 Kraft Foods Inc COM 50075N104 5,951 187,600 SOLE 187,600 Kramont Rlty Tr COM 50075Q107 1,056 56,800 SOLE 56,800 Kramont Rlty Tr COM 50075Q107 43 2,300 OTHER (14) 2,300 Krispy Kreme Doughnu COM 501014104 436 34,400 SOLE 34,400 Kroger Co COM 501044101 17,362 1,118,715 SOLE 1,118,715 Kroger Co COM 501044101 331 21,300 OTHER (5) 21,300 Kronos Inc COM 501052104 256 5,775 SOLE 5,775 Kronos Worldwide Inc COM 50105F105 127 3,196 SOLE 3,196 K-Swiss Inc COM 482686102 1,224 63,600 SOLE 63,600 K-Swiss Inc COM 482686102 23 1,174 OTHER (14) 1,174 Kulicke & Soffa Inds COM 501242101 684 121,000 SOLE 121,000 Kvh Inds Inc COM 482738101 9 1,300 SOLE 1,300 Kyocera Corp COM J37479110 2,215 31,500 SOLE 31,500 Kyphon Inc COM 501577100 2,248 90,700 SOLE 90,700 Kyushu Elec Power COM J38468104 1,602 82,400 SOLE 82,400 Kyushu Elec Power COM J38468104 62 3,200 OTHER (14) 3,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ L-3 Communications H COM 502424104 4,409 65,800 SOLE 65,800 L-3 Communications H COM 502424104 34 500 OTHER (14) 500 La Barge Inc COM 502470107 8 1,000 OTHER (14) 1,000 La Quinta Corp. PAIRED CTF 50419U202 3,433 440,100 SOLE 440,100 La Z Boy Inc COM 505336107 2,191 144,340 SOLE 144,340 La Z Boy Inc COM 505336107 162 10,640 OTHER (11) 10,640 Labone Inc New COM 50540L105 1,198 41,000 SOLE 41,000 Labor Ready Inc COM NEW 505401208 1,263 90,100 SOLE 90,100 Labor Ready Inc COM NEW 505401208 17 1,200 OTHER (14) 1,200 Laboratory Corp Amer COM NEW 50540R409 6,440 147,300 SOLE 147,300 Laboratory Corp Amer COM NEW 50540R409 17 400 OTHER (14) 400 Laboratory Corp Amer COM NEW 50540R409 254 5,800 OTHER (6) 5,800 Labranche & Co Inc COM 505447102 1,188 140,600 SOLE 140,600 Laclede Group Inc COM 505597104 1,494 51,100 SOLE 51,100 Ladish Inc COM NEW 505754200 12 1,300 SOLE 1,300 Ladish Inc COM NEW 505754200 22 2,402 OTHER (14) 2,402 Lafarge COM F54432111 2,677 30,598 SOLE 30,598 Lafarge Corp COM 505862102 2,199 46,900 SOLE 46,900 Lafarge Corp COM 505862102 117 2,500 OTHER (14) 2,500 Lafarge Corp COM 505862102 173 3,700 OTHER (5) 3,700 Lagardere Sca COM F62370113 1,534 24,730 SOLE 24,730 Laidlaw Intl Inc COM 50730R102 336 20,400 SOLE 20,400 Laidlaw Intl Inc COM 50730R102 201 12,200 OTHER (6) 12,200 Lakeland Finl Corp COM 511656100 37 1,100 SOLE 1,100 Lakeland Inds Inc COM 511795106 35 1,938 OTHER (14) 1,938 Lakes Gaming Inc COM 51206P109 19 1,800 SOLE 1,800 Lam Resh Corp COM 512807108 2,868 131,100 SOLE 131,100 Lamar Advertising Co COM 512815101 2,218 53,300 SOLE 53,300 Lamson & Sessions Co COM 513696104 18 2,000 OTHER (14) 2,000 Lancaster Colony Cor COM 513847103 953 22,600 SOLE 22,600 Lance Inc COM 514606102 1,132 70,100 SOLE 70,100 Lance Inc COM 514606102 2,778 171,991 OTHER (14) 171,991 Land Securities Gp COM G53760107 2,062 95,357 SOLE 95,357 Land Securities Gp COM G53760107 39 1,783 OTHER (14) 1,783 Landamerica Finl Gro COM 514936103 2,416 53,100 SOLE 53,100 Landauer Inc COM 51476K103 1,009 21,500 SOLE 21,500 Landec Corp COM 514766104 3 400 OTHER (14) 400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Landrys Restaurants COM 51508L103 1,823 66,800 SOLE 66,800 Landrys Restaurants COM 51508L103 7,739 283,600 OTHER (14) 283,600 Landstar Sys Inc COM 515098101 4,548 77,500 SOLE 77,500 Lantronix Inc COM 516548104 2 1,900 SOLE 1,900 Lasalle Hotel Pptys COM SH BEN INT 517942108 1,777 64,400 SOLE 64,400 Laserscope COM 518081104 6 300 OTHER (14) 300 Lattice Semiconducto COM 518415104 1,298 264,300 SOLE 264,300 Lauder Estee Cos Inc COM 518439104 3,156 75,500 SOLE 75,500 Lauder Estee Cos Inc COM 518439104 21 500 OTHER (14) 500 Laureate Education I COM 518613104 175 4,700 SOLE 4,700 Laureate Education I COM 518613104 2,087 56,078 OTHER (14) 56,078 Lawson Prods Inc COM 520776105 152 3,700 SOLE 3,700 Lawson Prods Inc COM 520776105 156 3,800 OTHER (14) 3,800 Lawson Software Inc COM 520780107 45 8,000 SOLE 8,000 Layne Inc COM 521050104 1,239 82,220 OTHER (14) 82,220 Lca-Vision Inc COM PAR $.001 501803308 4,298 166,668 OTHER (14) 166,668 Leapfrog Enterprises CL A 52186N106 1,901 93,900 SOLE 93,900 Leapfrog Enterprises CL A 52186N106 561 27,700 OTHER (12) 27,700 Lear Corp COM 521865105 2,292 42,100 SOLE 42,100 Learning Tree Intl I COM 522015106 20 1,400 SOLE 1,400 Lecroy Corp COM 52324W109 269 16,100 SOLE 16,100 Lecroy Corp COM 52324W109 408 24,412 OTHER (14) 24,412 Lee Enterprises Inc COM 523768109 1,228 26,500 SOLE 26,500 Legg Mason Inc COM 524901105 4,666 87,600 SOLE 87,600 Legg Mason Inc COM 524901105 40 750 OTHER (14) 750 Legg Mason Inc COM 524901105 168 3,150 OTHER (6) 3,150 Leggett & Platt Inc COM 524660107 8,975 319,412 SOLE 319,412 Leggett & Platt Inc COM 524660107 11 400 OTHER (14) 400 Leggett & Platt Inc COM 524660107 950 33,800 OTHER (9) 33,800 Lehman Bros Hldgs In COM 524908100 32,254 404,596 SOLE 404,596 Lennar Corp- Cl A COM 526057104 4,707 98,890 SOLE 98,890 Lennox Intl Inc COM 526107107 4,533 303,383 SOLE 303,383 Lennox Intl Inc COM 526107107 5,912 395,700 OTHER (14) 395,700 Lesco Inc Ohio COM 526872106 113 8,500 SOLE 8,500 Lesco Inc Ohio COM 526872106 287 21,675 OTHER (14) 21,675 Leucadia Natl Co COM 527288104 2,404 42,436 SOLE 42,436 Level 3 Communicatio COM 52729N100 1,078 416,200 SOLE 416,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Levitt Corp COM 52742P108 13 550 SOLE 550 Lexar Media Inc COM 52886P104 45 5,400 SOLE 5,400 Lexicon Genetics Inc COM 528872104 1,004 152,300 SOLE 152,300 Lexington Corp Pptys COM 529043101 2,623 120,800 SOLE 120,800 Lexmark Intl Inc. COM 529771107 18,144 215,980 SOLE 215,980 Lexmark Intl Inc. COM 529771107 496 5,900 OTHER (14) 5,900 Libbey Inc COM 529898108 636 33,991 SOLE 33,991 Liberty Corp S C COM 530370105 1,792 45,100 SOLE 45,100 Liberty Media Corp N COM 530718105 17,229 1,975,839 SOLE 1,975,839 Liberty Media Corp N COM 530718105 151 17,300 OTHER (6) 17,300 Liberty Media Corp N COM 530718105 1,657 190,000 OTHER (3) 190,000 Liberty Media Intl I COM SER A 530719103 746 22,361 SOLE 22,361 Liberty Media Intl I COM SER A 530719103 380 11,400 OTHER (3) 11,400 Liberty Ppty Tr COM 531172104 2,040 51,200 SOLE 51,200 Life Time Fitness In COM 53217R207 64 2,500 SOLE 2,500 Lifecore Biomedic In COM 532187101 13 1,900 OTHER (14) 1,900 Lifeline Sys Inc COM 532192101 112 4,600 SOLE 4,600 Lifepoint Hospitals COM 53219L109 2,758 91,900 SOLE 91,900 Lifepoint Hospitals COM 53219L109 114 3,800 OTHER (6) 3,800 Lifetime Hoan Corp COM 531926103 1,341 90,300 OTHER (14) 90,300 Ligand Pharmaceutica CL B 53220K207 1,721 171,800 SOLE 171,800 Lightbridge Inc COM 532226107 11 2,200 SOLE 2,200 Lightbridge Inc COM 532226107 239 49,572 OTHER (14) 49,572 Lightpath Technologi COM 532257805 0 75 SOLE 75 Limited Brands Inc COM 532716107 21,706 949,510 SOLE 949,510 Limited Brands Inc COM 532716107 565 24,700 OTHER (14) 24,700 Limited Brands Inc COM 532716107 181 7,900 OTHER (5) 7,900 Lin Tv Corp COM 532774106 1,241 63,700 SOLE 63,700 Lincare Hldgs Inc COM 532791100 1,777 59,800 SOLE 59,800 Lincoln Bancorp Ind COM 532879103 11 600 OTHER (14) 600 Lincoln Elec Hldgs I COM 533900106 3,020 96,300 SOLE 96,300 Lincoln Natl Corp In COM 534187109 20,824 443,074 SOLE 443,074 Lincoln Natl Corp In COM 534187109 616 13,100 OTHER (10) 13,100 Linde Ag COM D50348107 2,813 48,112 SOLE 48,112 Linde Ag COM D50348107 42 715 OTHER (14) 715 Linde Ag COM D50348107 1,976 33,800 OTHER (2) 33,800 Lindsay Mfg Co COM 535555106 21 800 SOLE 800
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Linear Technology Co COM 535678106 17,704 488,508 SOLE 488,508 Linens N Things Inc COM 535679104 1,163 50,191 SOLE 50,191 Linens N Things Inc COM 535679104 741 32,000 OTHER (14) 32,000 Linens N Things Inc COM 535679104 890 38,391 OTHER (10) 38,391 Lionbridge Technolog COM 536252109 926 107,800 SOLE 107,800 Lithia Mtrs Inc COM 536797103 916 43,100 SOLE 43,100 Lithia Mtrs Inc COM 536797103 70 3,300 OTHER (14) 3,300 Littelfuse Inc COM 537008104 3,070 88,920 SOLE 88,920 Littelfuse Inc COM 537008104 17 500 OTHER (14) 500 Liz Claiborne COM 539320101 6,636 175,928 SOLE 175,928 Liz Claiborne COM 539320101 219 5,800 OTHER (5) 5,800 Lkq Corp COM 501889208 4 200 OTHER (14) 200 Lnr Ppty Corp COM 501940100 3,040 49,100 SOLE 49,100 Lnr Ppty Corp COM 501940100 186 3,000 OTHER (5) 3,000 Loblaw Cos Ltd COM 539481101 1,079 21,098 SOLE 21,098 Lockheed Martin Corp COM 539830109 38,085 682,772 SOLE 682,772 Loews Corp COM 540424108 16,274 278,187 SOLE 278,187 Loews Corp COM 540424108 211 3,600 OTHER (5) 3,600 Logicvision Inc COM 54140W107 2 1,000 SOLE 1,000 Lone Star Steakhouse COM 542307103 1,438 55,659 SOLE 55,659 Lone Star Steakhouse COM 542307103 5,935 229,759 OTHER (14) 229,759 Lone Star Technologi COM 542312103 2,699 71,400 SOLE 71,400 Long Island Financia COM 542669106 181 6,073 OTHER (14) 6,073 Longs Drug Stores In COM 543162101 2,958 122,240 SOLE 122,240 Longs Drug Stores In COM 543162101 4,419 182,600 OTHER (14) 182,600 Longs Drug Stores In COM 543162101 686 28,340 OTHER (11) 28,340 Longview Fibre Co COM 543213102 1,772 116,200 SOLE 116,200 Looksmart Ltd COM 543442107 4 2,400 SOLE 2,400 L''oreal COM F58149133 3,875 58,705 SOLE 58,705 Louisiana Pac Corp COM 546347105 4,150 159,908 SOLE 159,908 Louisiana Pac Corp COM 546347105 6,791 261,700 OTHER (14) 261,700 Louisiana Pac Corp COM 546347105 174 6,700 OTHER (5) 6,700 Lowes Cos Inc COM 548661107 63,484 1,168,059 SOLE 1,168,059 Lowes Cos Inc COM 548661107 38 700 OTHER (14) 700 Lowes Cos Inc COM 548661107 1,380 25,400 OTHER (10) 25,400 Lowrance Electrs Inc COM 548900109 1,098 44,783 OTHER (14) 44,783 Lsb Corp COM 50215P100 32 1,613 OTHER (14) 1,613
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Lsb Finl Corp COM 501925101 277 5,321 OTHER (14) 5,321 Lsb Inds Inc COM 502160104 1,382 148,900 OTHER (14) 148,900 Lsi Logic Corp COM 502161102 3,262 756,949 SOLE 756,949 Lsi Logic Corp COM 502161102 112 25,995 OTHER (9) 25,995 Ltc Pptys Inc COM 502175102 50 2,800 SOLE 2,800 Ltc Pptys Inc COM 502175102 2,705 151,200 OTHER (14) 151,200 Ltx Corp COM 502392103 771 142,500 SOLE 142,500 Lubrizol Corp COM 549271104 7,094 205,037 SOLE 205,037 Lubrizol Corp COM 549271104 775 22,400 OTHER (14) 22,400 Lubrizol Corp COM 549271104 260 7,500 OTHER (6) 7,500 Lubys Inc COM 549282101 95 14,400 SOLE 14,400 Lubys Inc COM 549282101 33 5,000 OTHER (14) 5,000 Lucent Technologies COM 549463107 19,569 6,173,157 SOLE 6,173,157 Lufkin Inds Inc COM 549764108 19 500 SOLE 500 Lufkin Inds Inc COM 549764108 1,525 40,973 OTHER (14) 40,973 Luminex Corp Del COM 55027E102 6 800 SOLE 800 Lvmh Moet Hennessy COM F58485115 3,212 48,480 SOLE 48,480 Lvmh Moet Hennessy COM F58485115 232 3,500 OTHER (2) 3,500 Lydall Inc COM 550819106 19 2,000 SOLE 2,000 Lydall Inc COM 550819106 3 300 OTHER (14) 300 Lynch Interactive Co COM 551146103 32 900 SOLE 900 Lyon William Homes COM 552074106 3,787 42,600 OTHER (14) 42,600 Lyondell Petrochemic COM 552078107 2,464 109,700 SOLE 109,700 M & F Worldwide Corp COM 552541104 142 10,900 SOLE 10,900 M & T Bk Corp COM 55261F104 16,681 174,303 SOLE 174,303 M D C Corp Colo COM 552676108 2,930 40,078 SOLE 40,078 M D C Corp Colo COM 552676108 1,762 24,100 OTHER (14) 24,100 M D C Corp Colo COM 552676108 852 11,653 OTHER (13) 11,653 M D C Corp Colo COM 552676108 322 4,400 OTHER (5) 4,400 M/I Homes COM 55305B101 1,439 33,900 SOLE 33,900 M/I Homes COM 55305B101 93 2,200 OTHER (14) 2,200 Macatawa Bk Corp COM 554225102 1 25 OTHER (14) 25 Macdermid Inc COM 554273102 2,232 77,086 SOLE 77,086 Macerich Co COM 554382101 2,148 40,300 SOLE 40,300 Macerich Co COM 554382101 218 4,100 OTHER (6) 4,100 Mac-Gray Corp COM 554153106 88 12,400 OTHER (14) 12,400 Mack Cali Rlty Corp COM 554489104 1,644 37,100 SOLE 37,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Macromedia Inc COM 556100105 3,247 161,700 SOLE 161,700 Macrovision Corp COM 555904101 2,780 115,440 SOLE 115,440 Madden Steven Ltd COM 556269108 32 1,800 SOLE 1,800 Maf Bancorp Inc COM 55261R108 3,514 81,473 SOLE 81,473 Maf Bancorp Inc COM 55261R108 982 22,767 OTHER (14) 22,767 Magellan Health Svcs COM NEW 559079207 110 3,007 SOLE 3,007 Magellan Midstream UNIT LTD PARTN 559080106 66 1,200 SOLE 1,200 Magma Design Automat COM 559181102 1,181 78,300 SOLE 78,300 Magna Entmt Corp CL A 559211107 60 11,089 OTHER (14) 11,089 Magna Intl Inc CL A 559222401 1,218 16,447 SOLE 16,447 Magna Intl Inc CL A 559222401 237 3,200 OTHER (6) 3,200 Magnetek Inc COM 559424106 42 5,600 SOLE 5,600 Magnetek Inc COM 559424106 120 16,000 OTHER (14) 16,000 Magnum Hunter Resour COM PAR 55972F203 1,889 163,650 SOLE 163,650 Magnum Hunter Resour COM PAR 55972F203 1,258 109,000 OTHER (14) 109,000 Maguire Pptys Inc REIT 559775101 73 3,000 SOLE 3,000 Maguire Pptys Inc REIT 559775101 4,668 192,000 OTHER (14) 192,000 Main Str Bks Inc New COM 56034R102 1,389 45,400 SOLE 45,400 Maine & Maritimes Co COM 560377103 55 1,900 OTHER (14) 1,900 Mainsource Financial COM 56062Y102 32 1,575 SOLE 1,575 Mair Holdings Inc COM 560635104 9 1,100 SOLE 1,100 Mair Holdings Inc COM 560635104 939 114,468 OTHER (14) 114,468 Management Network G COM 561693102 5 2,400 SOLE 2,400 Manatron Inc COM 562048108 392 48,839 OTHER (14) 48,839 Manchester Technolog COM 562398107 410 81,924 OTHER (14) 81,924 Mandalay Resort Grou COM 562567107 2,849 41,500 SOLE 41,500 Manhattan Assocs Inc COM 562750109 1,661 68,000 SOLE 68,000 Manitowoc Inc COM 563571108 3,135 88,402 SOLE 88,402 Manitowoc Inc COM 563571108 860 24,240 OTHER (11) 24,240 Manning Greg Auction COM 563823103 16 700 OTHER (14) 700 Manor Care Inc New COM 564055101 5,389 179,859 SOLE 179,859 Manor Care Inc New COM 564055101 6 200 OTHER (14) 200 Manor Care Inc New COM 564055101 156 5,200 OTHER (6) 5,200 Manpower Inc COM 56418H100 2,384 53,591 SOLE 53,591 Mantech Intl Corp COM 564563104 2,316 123,710 SOLE 123,710 Mantech Intl Corp COM 564563104 314 16,800 OTHER (12) 16,800 Mantech Intl Corp COM 564563104 717 38,310 OTHER (11) 38,310
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Manufactured Home Cm COM 564682102 1,815 54,600 SOLE 54,600 Manugistics Group In COM 565011103 451 189,600 SOLE 189,600 Manulife Finl Corp COM 56501R106 6,855 156,550 SOLE 156,550 Mapics Inc COM 564910107 9 1,000 SOLE 1,000 Mapinfo Corp COM 565105103 34 3,125 SOLE 3,125 Marathon Oil Corp COM 565849106 27,153 657,779 SOLE 657,779 Marathon Oil Corp COM 565849106 149 3,600 OTHER (6) 3,600 Marcus Corp COM 566330106 1,104 56,725 SOLE 56,725 Marcus Corp COM 566330106 829 42,600 OTHER (14) 42,600 Marine Prods Corp COM 568427108 5 270 SOLE 270 Marine Prods Corp COM 568427108 11 600 OTHER (14) 600 Marinemax Inc COM 567908108 18 800 SOLE 800 Maritrans Inc COM 570363101 39 2,500 SOLE 2,500 Maritrans Inc COM 570363101 68 4,400 OTHER (14) 4,400 Markel Corp COM 570535104 1,727 5,600 SOLE 5,600 Marketwatch Com Inc COM 570619106 291 23,326 OTHER (14) 23,326 Marks & Spencer Gp COM G5824M107 177,002 516,041 SOLE 516,041 Marks & Spencer Gp COM G5824M107 25,005 72,900 OTHER (2) 72,900 Markwest Energy Part UNIT LTD PARTN 570759100 22 500 SOLE 500 Marriott Intl Inc Ne CL A 571903202 17,354 333,984 SOLE 333,984 Marsh & Mclennan Cos COM 571748102 40,765 890,846 SOLE 890,846 Marsh & Mclennan Cos COM 571748102 41 900 OTHER (14) 900 Marsh Supermarkets I CL B 571783208 11 1,000 SOLE 1,000 Marshall & Ilsley Co COM 571834100 13,626 338,110 SOLE 338,110 Martek Biosciences C COM 572901106 1,364 28,050 SOLE 28,050 Martek Biosciences C COM 572901106 644 13,250 OTHER (13) 13,250 Marten Trans Ltd COM 573075108 509 29,137 OTHER (14) 29,137 Martha Stewart Livin COM 573083102 61 3,900 SOLE 3,900 Martin Marietta Matl COM 573284106 2,071 45,750 SOLE 45,750 Martin Marietta Matl COM 573284106 607 13,400 OTHER (14) 13,400 Martin Marietta Matl COM 573284106 695 15,350 OTHER (11) 15,350 Marvel Enterprises I COM 57383M108 1,016 69,750 SOLE 69,750 Marvell Technology G ORD G5876H105 1,641 62,800 OTHER (14) 62,800 Masco Corp COM 574599106 22,551 653,073 SOLE 653,073 Masco Corp COM 574599106 173 5,000 OTHER (5) 5,000 Massbank Corp Readin COM 576152102 55 1,500 SOLE 1,500 Massbank Corp Readin COM 576152102 473 12,799 OTHER (14) 12,799
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Massey Energy Corp COM 576206106 1,368 47,300 SOLE 47,300 Massey Energy Corp COM 576206106 20 700 OTHER (14) 700 Mastec Inc COM 576323109 613 116,750 SOLE 116,750 Material Sciences Co COM 576674105 88 6,500 SOLE 6,500 Matria Healthcare In COM NEW 576817209 34 1,200 SOLE 1,200 Matrix Bancorp Inc COM 576819106 222 17,093 OTHER (14) 17,093 Matrixone Inc COM 57685P304 9 1,700 SOLE 1,700 Matrixx Initiatives COM 57685L105 18 1,700 SOLE 1,700 Matsushita Elc Ind COM J41121104 5,497 403,912 SOLE 403,912 Matsushita Elc Ind COM J41121104 109 8,000 OTHER (14) 8,000 Mattel Inc COM 577081102 11,444 631,238 SOLE 631,238 Mattel Inc COM 577081102 156 8,600 OTHER (6) 8,600 Matthews Intl Corp COM 577128101 4,191 123,700 SOLE 123,700 Mattson Technology I COM 577223100 887 115,400 SOLE 115,400 Mattson Technology I COM 577223100 1 78 OTHER (14) 78 Maui Ld & Pineapple COM 577345101 25 800 SOLE 800 Maverick Tube Corp COM 577914104 3,081 100,000 SOLE 100,000 Maverick Tube Corp COM 577914104 13,248 430,000 OTHER (14) 430,000 Max & Ermas Restnts COM 577903107 115 7,940 OTHER (14) 7,940 Max Re Capital Ltd H SHS G6052F103 6,940 347,012 OTHER (14) 347,012 Maxcor Finl Group In COM 57772G100 649 72,490 OTHER (14) 72,490 Maxim Integrated Pro COM 57772K101 21,176 500,731 SOLE 500,731 Maxim Integrated Pro COM 57772K101 13 300 OTHER (14) 300 Maxim Integrated Pro COM 57772K101 1,248 29,500 OTHER (7) 29,500 Maxim Pharmaceutical COM 57772M107 6 2,400 SOLE 2,400 Maximus Inc COM 577933104 1,926 66,850 SOLE 66,850 Maximus Inc COM 577933104 562 19,500 OTHER (14) 19,500 Maximus Inc COM 577933104 330 11,460 OTHER (11) 11,460 Maxtor Corp COM NEW 577729205 1,446 278,048 SOLE 278,048 Maxtor Corp COM NEW 577729205 669 128,600 OTHER (9) 128,600 Maxwell Technologies COM 577767106 10 1,000 SOLE 1,000 Maxygen Inc COM 577776107 15 1,500 SOLE 1,500 May Dept Stores Co COM 577778103 10,979 428,351 SOLE 428,351 Mayflower Co-Op Bk M COM 578330102 6 300 OTHER (14) 300 Mays J W Inc COM 578473100 518 20,700 OTHER (14) 20,700 Maytag Co COM 578592107 2,134 116,171 SOLE 116,171 Mb Financial Inc New COM 55264U108 2,688 67,800 SOLE 67,800
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Mb Financial Inc New COM 55264U108 15 380 OTHER (14) 380 Mbia Inc COM 55262C100 12,590 216,293 SOLE 216,293 Mbna Corp COM 55262L100 48,204 1,912,868 SOLE 1,912,868 Mbna Corp COM 55262L100 20 800 OTHER (14) 800 Mbna Corp COM 55262L100 212 8,400 OTHER (5) 8,400 Mcafee Inc COM 579064106 3,776 187,845 SOLE 187,845 Mcafee Inc COM 579064106 1,745 86,800 OTHER (9) 86,800 Mcclatchy Newspapers COM 579489105 2,437 34,400 SOLE 34,400 Mccormick & Co Inc COM NON VTG 579780206 6,803 198,100 SOLE 198,100 Mcdata Corp COM 580031201 1,352 268,817 SOLE 268,817 Mcdermott Intl COM 580037109 1,777 150,600 SOLE 150,600 Mcdermott Intl COM 580037109 236 20,000 OTHER (14) 20,000 Mcdonalds Corp COM 580135101 57,031 2,034,646 SOLE 2,034,646 Mcdonalds Corp COM 580135101 479 17,100 OTHER (14) 17,100 Mcdonalds Corp COM 580135101 2,242 80,000 OTHER (3) 80,000 Mcg Capital Corp COM 58047P107 1,625 93,600 SOLE 93,600 Mcg Capital Corp COM 58047P107 1,182 68,096 OTHER (14) 68,096 Mcgrath Rentcorp COM 580589109 29 800 SOLE 800 Mcgraw Hill Inc COM 580645109 24,444 306,737 SOLE 306,737 Mcgraw Hill Inc COM 580645109 16 200 OTHER (14) 200 Mcgraw Hill Inc COM 580645109 191 2,400 OTHER (6) 2,400 Mcgraw Hill Inc COM 580645109 223 2,800 OTHER (5) 2,800 Mci Inc COM 552691107 390 23,300 SOLE 23,300 Mckesson Hboc Inc COM 58155Q103 11,181 435,890 SOLE 435,890 Mckesson Hboc Inc COM 58155Q103 160 6,250 OTHER (6) 6,250 Mcrae Inds Inc CL A 582757209 240 21,800 OTHER (14) 21,800 Mdu Res Group Inc COM 552690109 1,928 71,750 SOLE 71,750 Mdu Res Group Inc COM 552690109 40 1,500 OTHER (14) 1,500 Meade Instruments Co COM 583062104 8 2,500 SOLE 2,500 Meadwestvaco Corp COM 583334107 13,917 436,276 SOLE 436,276 Measurement Specialt COM 583421102 17 700 SOLE 700 Measurement Specialt COM 583421102 7 300 OTHER (14) 300 Mechanical Techology COM 583538103 7 1,800 SOLE 1,800 Medarex Inc COM 583916101 1,313 177,900 SOLE 177,900 Medcath Corp COM 58404W109 24 1,500 SOLE 1,500 Medcath Corp COM 58404W109 1,414 89,352 OTHER (14) 89,352 Medco Health Solutio COM 58405U102 12,464 403,360 SOLE 403,360
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Med-Design Corp COM 583926100 1 1,200 SOLE 1,200 Media Gen Inc COM 584404107 822 14,700 SOLE 14,700 Media Gen Inc COM 584404107 9,014 161,100 OTHER (14) 161,100 Mediacom Communicati COM 58446K105 1,804 276,200 SOLE 276,200 Medical Action Ind I COM 58449L100 42 2,500 SOLE 2,500 Medical Staffing Net COM 58463F104 8 1,300 SOLE 1,300 Medicines Co COM 584688105 41 1,700 SOLE 1,700 Medicis Pharmaceutic CL A NEW 584690309 4,445 113,869 SOLE 113,869 Medimmune Inc COM 584699102 8,679 366,206 SOLE 366,206 Medis Technologies L COM 58500P107 12 1,110 SOLE 1,110 Medtronic Inc COM 585055106 91,660 1,766,079 SOLE 1,766,079 Medtronic Inc COM 585055106 57 1,100 OTHER (14) 1,100 Mellon Finl Corp COM 58551A108 18,841 680,426 SOLE 680,426 Mellon Finl Corp COM 58551A108 944 34,100 OTHER (9) 34,100 Memberworks Inc COM 586002107 118 4,500 SOLE 4,500 Memberworks Inc COM 586002107 335 12,784 OTHER (14) 12,784 Memc Electr Matls In COM 552715104 1,215 143,300 SOLE 143,300 Mens Wearhouse Inc COM 587118100 2,851 98,150 SOLE 98,150 Mens Wearhouse Inc COM 587118100 134 4,600 OTHER (14) 4,600 Mentor Corp Minn COM 587188103 3,321 98,600 SOLE 98,600 Mentor Graphics Corp COM 587200106 1,825 166,400 SOLE 166,400 Mercantile Bankshare COM 587405101 2,319 48,349 SOLE 48,349 Merchants Bkshrs New COM 588448100 22 750 SOLE 750 Merchants Group Inc COM 588539106 74 3,200 OTHER (14) 3,200 Merck & Co Inc COM 589331107 114,693 3,475,552 SOLE 3,475,552 Merck & Co Inc COM 589331107 30 900 OTHER (14) 900 Merck & Co Inc COM 589331107 221 6,700 OTHER (5) 6,700 Mercury Computer Sys COM 589378108 1,386 51,700 SOLE 51,700 Mercury Genl Corp Ne COM 589400100 8,856 167,446 SOLE 167,446 Mercury Genl Corp Ne COM 589400100 180 3,400 OTHER (6) 3,400 Mercury Genl Corp Ne COM 589400100 254 4,800 OTHER (5) 4,800 Mercury Interactive COM 589405109 4,606 132,043 SOLE 132,043 Meredith Corp COM 589433101 4,444 86,493 SOLE 86,493 Meridian Bioscience COM 589584101 67 5,000 SOLE 5,000 Meridian Bioscience COM 589584101 17 1,300 OTHER (14) 1,300 Meridian Gold Inc COM 589975101 665 39,800 SOLE 39,800 Meridian Gold Inc COM 589975101 555 33,200 OTHER (12) 33,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Meridian Resource Co COM 58977Q109 392 44,437 SOLE 44,437 Meridian Resource Co COM 58977Q109 3,793 429,600 OTHER (14) 429,600 Meristar Hospitality COM 58984Y103 1,102 202,200 SOLE 202,200 Merit Med Sys Inc COM 589889104 941 62,276 SOLE 62,276 Meritage Corp COM 59001A102 2,578 32,800 SOLE 32,800 Meritage Corp COM 59001A102 118 1,500 OTHER (14) 1,500 Merix Corp COM 590049102 38 3,700 SOLE 3,700 Merrill Lynch & Co COM 590188108 71,354 1,435,112 SOLE 1,435,112 Merrill Lynch & Co COM 590188108 945 19,000 OTHER (7) 19,000 Merrrimac Inds Inc COM 590262101 5 600 SOLE 600 Merrrimac Inds Inc COM 590262101 312 37,100 OTHER (14) 37,100 Mesa Air Group Inc COM 590479101 406 79,600 SOLE 79,600 Mesa Labs Inc COM 59064R109 43 3,666 OTHER (14) 3,666 Mestek Inc COM 590829107 12 700 SOLE 700 Met Pro Corp COM 590876306 5 400 OTHER (14) 400 Meta Group Inc COM 591002100 5 1,100 SOLE 1,100 Metal Mgmt Inc COM NEW 591097209 4,605 253,300 OTHER (14) 253,300 Metasolv Inc COM 59139P104 7 2,800 SOLE 2,800 Methanex Corp COM 59151K108 565 37,500 OTHER (14) 37,500 Methode Electrs Inc CL A 591520200 1,166 91,200 SOLE 91,200 Metlife Inc COM 59156R108 44,704 1,156,639 SOLE 1,156,639 Metris Cos Inc COM 591598107 29 3,000 SOLE 3,000 Metris Cos Inc COM 591598107 15 1,500 OTHER (14) 1,500 Metro Goldwyn Mayer COM 591610100 1,687 145,789 SOLE 145,789 Metro One Telecomm COM 59163F105 7 4,400 SOLE 4,400 Metrocorp Bancshares COM 591650106 2 100 OTHER (14) 100 Mfa Mtg Invts Inc COM 55272X102 1,571 170,600 SOLE 170,600 Mfb Corp COM 55272D106 198 3,300 OTHER (14) 3,300 Mge Energy Inc COM 55277P104 1,359 42,700 SOLE 42,700 Mgi Pharma Inc COM 552880106 4,353 163,100 SOLE 163,100 Mgic Invt Corp Wis COM 552848103 9,845 147,929 SOLE 147,929 Mgm Grand Inc COM 552953101 4,756 95,800 SOLE 95,800 Mgm Grand Inc COM 552953101 387 7,800 OTHER (5) 7,800 Mgp Ingredients Inc COM 55302G103 34 3,400 SOLE 3,400 Mgp Ingredients Inc COM 55302G103 208 21,000 OTHER (14) 21,000 Michael's Stores Inc COM 594087108 1,208 40,800 SOLE 40,800 Michael's Stores Inc COM 594087108 178 6,000 OTHER (14) 6,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Michelin (Cgde) COM F61824144 3,533 68,339 SOLE 68,339 Michelin (Cgde) COM F61824144 2,042 39,500 OTHER (3) 39,500 Micrel Inc COM 594793101 71 6,800 SOLE 6,800 Microchip Technology COM 595017104 3,427 127,675 SOLE 127,675 Microfinancial Inc COM 595072109 7 1,900 SOLE 1,900 Micromuse Inc COM 595094103 676 183,700 SOLE 183,700 Micron Technology In COM 595112103 10,862 902,885 SOLE 902,885 Micros Sys Inc COM 594901100 2,378 47,500 SOLE 47,500 Microsemiconductor COM 595137100 1,974 140,000 SOLE 140,000 Microsemiconductor COM 595137100 8,709 617,643 OTHER (14) 617,643 Microsoft Corp COM 594918104 447,359 16,179,343 SOLE 16,179,343 Microsoft Corp COM 594918104 180 6,500 OTHER (14) 6,500 Microsoft Corp COM 594918104 2,088 75,500 OTHER (10) 75,500 Microsoft Corp COM 594918104 2,035 73,600 OTHER (7) 73,600 Microsoft Corp COM 594918104 155 5,600 OTHER (5) 5,600 Microstrategy Inc COM 594972408 1,537 37,396 SOLE 37,396 Microtune Inc Del COM 59514P109 1,080 204,500 SOLE 204,500 Microvision Inc Wash COM 594960106 5 900 SOLE 900 Mid-Amer Apt Cmntys COM 59522J103 1,916 49,200 SOLE 49,200 Midas Group Inc COM 595626102 21 1,300 SOLE 1,300 Middleby Corp COM 596278101 421 8,000 SOLE 8,000 Middleby Corp COM 596278101 4,400 83,564 OTHER (14) 83,564 Midland Co COM 597486109 1,220 44,600 SOLE 44,600 Midland Co COM 597486109 1,402 51,271 OTHER (14) 51,271 Mid-State Bancshares COM 595440108 1,701 66,100 SOLE 66,100 Midway Games Inc COM 598148104 56 5,600 SOLE 5,600 Midwest Banc Holding COM 598251106 813 42,300 SOLE 42,300 Midwestone Finl Grou COM 598510105 285 15,519 OTHER (14) 15,519 Milacron Inc COM 598709103 6 2,300 SOLE 2,300 Millennium Cell Inc COM 60038B105 3 2,200 SOLE 2,200 Millennium Chemicals COM 599903101 3,249 153,200 SOLE 153,200 Millennium Pharmaceu COM 599902103 3,162 231,276 SOLE 231,276 Miller Herman Inc COM 600544100 1,107 44,900 SOLE 44,900 Millipore Corp COM 601073109 3,443 71,959 SOLE 71,959 Mills Corp COM 601148109 1,624 31,300 SOLE 31,300 Mim Corp COM 553044108 9 1,500 SOLE 1,500 Mindspeed Technologi COM 602682106 474 236,798 SOLE 236,798
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Mine Safety Applianc COM 602720104 3,864 94,900 SOLE 94,900 Mine Safety Applianc COM 602720104 10,021 246,100 OTHER (14) 246,100 Minerals Technologie COM 603158106 2,878 48,900 SOLE 48,900 Mips Technologies In COM 604567107 6 1,100 SOLE 1,100 Misonix Inc COM 604871103 423 62,174 OTHER (14) 62,174 Mission West Pptys I COM 605203108 638 61,600 OTHER (14) 61,600 Mitsubishi Corp COM J43830116 2,140 198,000 SOLE 198,000 Mitsubishi Elec Cp COM J43873116 1,439 303,000 SOLE 303,000 Mitsubishi Estate COM J43916113 1,982 190,000 SOLE 190,000 Mitsubishi Hvy Ind COM 606793107 1,655 565,000 SOLE 565,000 Mitsubishi Hvy Ind COM 606793107 64 22,000 OTHER (14) 22,000 Mitsui & Co COM J44690139 2,000 239,000 SOLE 239,000 Mitsui Fudosan Co COM J4509L101 1,477 142,000 SOLE 142,000 Mity-Lite Inc COM 606850105 10 600 SOLE 600 Mity-Lite Inc COM 606850105 1 34 OTHER (14) 34 Mks Instrument Inc COM 55306N104 492 32,100 SOLE 32,100 Mobile Mini COM 60740F105 588 23,700 SOLE 23,700 Mobile Mini COM 60740F105 521 21,000 OTHER (12) 21,000 Mocon Inc COM 607494101 5 600 SOLE 600 Mod Pac Corp COM 607495108 6 500 SOLE 500 Modem Media Inc COM 607533106 1,579 294,588 OTHER (14) 294,588 Modine Mfg Co COM 607828100 2,463 81,800 SOLE 81,800 Modtech Hldgs Inc COM 60783C100 8 1,000 SOLE 1,000 Mohawk Inds Inc COM 608190104 3,212 40,458 SOLE 40,458 Moldflow Corp COM 608507109 4 300 SOLE 300 Molecular Devices Co COM 60851C107 1,146 48,600 SOLE 48,600 Molecular Devices Co COM 60851C107 908 38,542 OTHER (14) 38,542 Molex Inc COM 608554101 8,366 280,553 SOLE 280,553 Molina Healthcare In COM 60855R100 89 2,500 SOLE 2,500 Monaco Coach Corp COM 60886R103 1,680 77,600 SOLE 77,600 Monaco Coach Corp COM 60886R103 2,704 124,900 OTHER (14) 124,900 Monarch Casino & Res COM 609027107 151 7,900 OTHER (14) 7,900 Mondavi Robert Corp COM 609200100 1,054 26,900 SOLE 26,900 Mondavi Robert Corp COM 609200100 2,503 63,900 OTHER (14) 63,900 Monolithic Sys Techn COM 609842109 5 1,200 SOLE 1,200 Monro Muffler Brake COM 610236101 23 1,050 SOLE 1,050 Monro Muffler Brake COM 610236101 545 24,950 OTHER (14) 24,950
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Monsanto Co New COM 61166W101 14,207 390,099 SOLE 390,099 Monster Worldwide In COM 611742107 4,075 165,376 SOLE 165,376 Monterey Pasta Co COM 612570101 2 700 SOLE 700 Moodys Corp COM 615369105 16,048 219,084 SOLE 219,084 Moodys Corp COM 615369105 22 300 OTHER (14) 300 Moog Inc 'a' CL A 615394202 2,395 65,975 SOLE 65,975 Morgan Stanley COM NEW 617446448 79,998 1,622,669 SOLE 1,622,669 Morgan Stanley COM NEW 617446448 325 6,600 OTHER (5) 6,600 Moscow Cablecom Corp COM 61945R100 12 1,400 SOLE 1,400 Motorola Inc COM 620076109 68,619 3,803,712 SOLE 3,803,712 Motorola Inc COM 620076109 124 6,900 OTHER (14) 6,900 Movado Group Inc COM 624580106 126 7,400 SOLE 7,400 Movado Group Inc COM 624580106 3,342 196,600 OTHER (14) 196,600 Movie Gallery Inc COM 624581104 1,471 83,925 SOLE 83,925 Movie Gallery Inc COM 624581104 272 15,489 OTHER (14) 15,489 Mps Group Inc COM 553409103 2,061 245,100 SOLE 245,100 Mps Group Inc COM 553409103 10,106 1,201,700 OTHER (14) 1,201,700 Mro Software Inc COM 55347W105 907 90,700 SOLE 90,700 Mrv Communications I COM 553477100 624 249,407 SOLE 249,407 Msc Indl Direct Inc COM 553530106 3,568 104,700 SOLE 104,700 Msc Indl Direct Inc COM 553530106 119 3,500 OTHER (14) 3,500 Msc Software Corp COM 553531104 14 1,800 SOLE 1,800 Mtr Gaming Group Inc COM 553769100 21 2,300 SOLE 2,300 Mts Sys Corp COM 553777103 1,740 81,900 SOLE 81,900 Mts Sys Corp COM 553777103 970 45,657 OTHER (14) 45,657 Mueller Inds Inc COM 624756102 322 7,500 SOLE 7,500 Multi Color Corp COM 625383104 11 750 SOLE 750 Multimedia Games Inc COM 625453105 997 64,300 SOLE 64,300 Murata Mfg Co COM J46840104 2,111 43,900 SOLE 43,900 Murphy Oil Corp COM 626717102 5,019 57,840 SOLE 57,840 Mutualfirst Finl Inc COM 62845B104 49 2,000 SOLE 2,000 Mutualfirst Finl Inc COM 62845B104 7 300 OTHER (14) 300 Myers Inds Inc COM 628464109 94 8,630 SOLE 8,630 Myers Inds Inc COM 628464109 17 1,540 OTHER (14) 1,540 Mykrolis Corp COM 62852P103 987 98,021 SOLE 98,021 Mykrolis Corp COM 62852P103 1,622 161,100 OTHER (14) 161,100 Mylan Labs Inc COM 628530107 7,483 415,712 SOLE 415,712
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Myogen Inc COM 62856E104 20 2,500 SOLE 2,500 Myriad Genetics Inc COM 62855J104 1,098 64,200 SOLE 64,200 Nabi Biopharmaceutic COM 629519109 1,790 133,776 SOLE 133,776 Nabi Biopharmaceutic COM 629519109 12 900 OTHER (14) 900 Nabors Industries Lt COM G6359F103 10,306 217,649 SOLE 217,649 Nacco Inds Inc COM 629579103 1,391 16,150 SOLE 16,150 Nacco Inds Inc COM 629579103 3,687 42,800 OTHER (14) 42,800 Nanogen Inc COM 630075109 6 1,500 SOLE 1,500 Nanometrics Inc COM 630077105 3 300 SOLE 300 Nara Bancorp Inc COM 63080P105 81 4,000 SOLE 4,000 Nash Finch Co COM 631158102 116 3,700 SOLE 3,700 Nashua Corp COM 631226107 40 3,600 OTHER (14) 3,600 Nassda Corp COM 63172M101 2 500 SOLE 500 Natco Group Inc CL A 63227W203 10 1,200 SOLE 1,200 Natco Group Inc CL A 63227W203 745 86,100 OTHER (14) 86,100 Nathans Famous Inc N COM 632347100 219 35,439 OTHER (14) 35,439 National Beverage Co COM 635017106 60 7,400 SOLE 7,400 National Beverage Co COM 635017106 667 82,600 OTHER (14) 82,600 National City Corp COM 635405103 47,474 1,229,248 SOLE 1,229,248 National City Corp COM 635405103 784 20,300 OTHER (14) 20,300 National City Corp COM 635405103 564 14,600 OTHER (5) 14,600 National Commerce Fi COM 63545P104 9,592 280,400 SOLE 280,400 National Commerce Fi COM 63545P104 157 4,600 OTHER (6) 4,600 National Dentex Corp COM 63563H109 1,169 41,500 OTHER (14) 41,500 National Finl Partne COM 63607P208 89 2,500 SOLE 2,500 National Finl Partne COM 63607P208 1,141 31,900 OTHER (14) 31,900 National Fuel Gas Co COM 636180101 7,791 275,001 SOLE 275,001 National Health Invs COM 63633D104 1,860 65,400 SOLE 65,400 National Health Real COM 635905102 44 2,300 SOLE 2,300 National Health Real COM 635905102 272 14,300 OTHER (14) 14,300 National Healthcare COM 635906100 17 600 SOLE 600 National Home Health COM 636380107 754 75,400 OTHER (14) 75,400 National Instrs Corp COM 636518102 1,434 47,375 SOLE 47,375 National Med Health COM NEW 636918302 17 800 SOLE 800 National Mercantile COM NEW 636912206 108 10,200 OTHER (14) 10,200 National Presto Inds COM 637215104 75 1,800 SOLE 1,800 National Presto Inds COM 637215104 393 9,400 OTHER (14) 9,400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ National Processing COM 637229105 85 3,200 SOLE 3,200 National R V Hldgs I COM 637277104 111 8,900 OTHER (14) 8,900 National Sec Group I COM 637546102 342 15,740 OTHER (14) 15,740 National Semiconduct COM 637640103 9,010 581,693 SOLE 581,693 National Semiconduct COM 637640103 895 57,785 OTHER (9) 57,785 National Technical COM 638104109 34 6,866 OTHER (14) 6,866 National Westn Lfe COM 638522102 1,303 8,000 SOLE 8,000 National Westn Lfe COM 638522102 4,342 26,656 OTHER (14) 26,656 National-Oilwell Inc COM 637071101 1,780 54,169 SOLE 54,169 National-Oilwell Inc COM 637071101 276 8,400 OTHER (14) 8,400 National-Oilwell Inc COM 637071101 95 2,900 OTHER (6) 2,900 Nationwide Finl Svcs CL A 638612101 1,454 41,400 SOLE 41,400 Nationwide Health Pp COM 638620104 106 5,100 SOLE 5,100 Natl Australia Bk COM Q65336119 5,832 296,328 SOLE 296,328 Natl Australia Bk COM Q65336119 41 2,096 OTHER (14) 2,096 Natl Bk Cda Montrl Q COM 633067103 1,265 36,900 SOLE 36,900 Natl Penn Bancshares COM 637138108 1,448 56,616 SOLE 56,616 Natural Resource Par COM UTIL L P 63900P103 80 2,000 SOLE 2,000 Natures Sunshine Pro COM 639027101 61 4,000 SOLE 4,000 Natures Sunshine Pro COM 639027101 1,966 129,627 OTHER (14) 129,627 Natuzzi S P A ADR 63905A101 420 38,880 SOLE 38,880 Natuzzi S P A ADR 63905A101 420 38,880 OTHER (11) 38,880 Nautilus Group Inc COM 63910B102 1,861 82,374 SOLE 82,374 Navarre Corp COM 639208107 2,126 146,745 OTHER (14) 146,745 Navigant Consulting COM 63935N107 3,084 140,450 SOLE 140,450 Navigant Consulting COM 63935N107 83 3,800 OTHER (14) 3,800 Navigant Consulting COM 63935N107 729 33,200 OTHER (13) 33,200 Navigant Intl Inc COM 63935R108 70 4,300 SOLE 4,300 Navigant Intl Inc COM 63935R108 2,416 147,919 OTHER (14) 147,919 Navigators Group Inc COM 638904102 889 30,400 SOLE 30,400 Navistar Intl Corp N COM 63934E108 3,827 102,900 SOLE 102,900 Navteq Corp COM 63936L100 217 6,100 SOLE 6,100 Nbt Bancorp Inc COM 628778102 1,790 76,400 SOLE 76,400 Nbty Inc COM 628782104 1,115 51,700 SOLE 51,700 Nci Building Sys Inc COM 628852105 1,499 47,000 SOLE 47,000 Nci Building Sys Inc COM 628852105 45 1,400 OTHER (14) 1,400 Nco Group Inc COM 628858102 2,419 89,761 SOLE 89,761
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Nco Group Inc COM 628858102 9,009 334,299 OTHER (14) 334,299 Ncr Corp New COM 62886E108 8,309 167,550 SOLE 167,550 Ncr Corp New COM 62886E108 397 8,000 OTHER (14) 8,000 Ndchealth Corp COM 639480102 1,343 83,670 SOLE 83,670 Nec Corp COM J48818124 1,533 269,000 SOLE 269,000 Nec Corp COM J48818124 63 11,000 OTHER (14) 11,000 Neighborcare Inc COM 64015Y104 2,870 113,200 SOLE 113,200 Neiman Marcus Group CL A 640204202 1,662 28,900 SOLE 28,900 Neiman Marcus Group CL A 640204202 500 8,700 OTHER (14) 8,700 Nektar Therapeutics COM 640268108 2,791 192,760 SOLE 192,760 Nelnet Inc CL A 64031N108 101 4,500 SOLE 4,500 Nelson Thomas Inc COM 640376109 65 3,300 SOLE 3,300 Neoforma Com Inc COM NEW 640475505 14 1,500 SOLE 1,500 Neogen Corp COM 640491106 12 625 SOLE 625 Neon Sys Inc COM 640509105 8 2,400 SOLE 2,400 Neorx Corp COM 640520300 1 400 SOLE 400 Neose Technologies I COM 640522108 4 500 SOLE 500 Neoware Sys Inc COM 64065P102 558 67,200 SOLE 67,200 Neptune Orient Lns COM V67005120 541 336,000 OTHER (14) 336,000 Nestle Sa COM H57312136 25,717 111,450 SOLE 111,450 Nestle Sa COM H57312136 193 838 OTHER (14) 838 Nestle Sa COM H57312136 5,123 22,200 OTHER (3) 22,200 Nestle Sa COM H57312136 2,673 11,582 OTHER (2) 11,582 Net2phone COM 64108N106 5 1,600 SOLE 1,600 Netbank Inc COM 640933107 1,101 110,000 SOLE 110,000 Netbank Inc COM 640933107 1,519 151,737 OTHER (14) 151,737 Netegrity Inc COM 64110P107 595 79,200 SOLE 79,200 Netflix Com Inc COM 64110L106 1,875 121,600 SOLE 121,600 Netiq Corp COM 64115P102 1,573 146,984 SOLE 146,984 Netiq Corp COM 64115P102 107 10,000 OTHER (6) 10,000 Netmanage Inc COM NEW 641144308 585 107,697 OTHER (14) 107,697 Netopia Inc COM 64114K104 126 58,700 SOLE 58,700 Netratings Inc COM 64116M108 53 3,000 SOLE 3,000 Netscout Sys Inc COM 64115T104 10 1,800 SOLE 1,800 Netscout Sys Inc COM 64115T104 38 7,071 OTHER (14) 7,071 Netsolve Inc COM 64115J106 17 1,600 SOLE 1,600 Network Appliance In COM 64120L104 11,625 504,347 SOLE 504,347
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Network Equip Techno COM 641208103 59 8,900 SOLE 8,900 Neurocrine Bioscienc COM 64125C109 962 20,400 SOLE 20,400 Neurogen Corp COM 64124E106 5 800 SOLE 800 New Brunswick Scient COM 642876106 244 47,888 OTHER (14) 47,888 New Century Financia COM 64352D101 5,451 80,800 SOLE 80,800 New Century Financia COM 64352D101 745 11,039 OTHER (14) 11,039 New Hampshire Thrift COM 644722100 197 7,050 OTHER (14) 7,050 New Jersey Res COM 646025106 2,867 69,250 SOLE 69,250 New Plan Excel Rlty COM 648053106 1,525 61,000 SOLE 61,000 New York Cmnty Banco COM 649445103 3,360 163,579 SOLE 163,579 New York Times Co COM 650111107 8,617 220,376 SOLE 220,376 Newcastle Invt Corp COM 65105M108 2,481 80,800 SOLE 80,800 Newcastle Invt Corp COM 65105M108 562 18,300 OTHER (14) 18,300 Newell Rubbermaid In COM 651229106 8,150 406,690 SOLE 406,690 Newfield Expl Co COM 651290108 2,309 37,700 SOLE 37,700 Newfield Expl Co COM 651290108 12 200 OTHER (14) 200 Newfield Expl Co COM 651290108 239 3,900 OTHER (6) 3,900 Newmarket Corp COM 651587107 1,299 62,200 SOLE 62,200 Newmarket Corp COM 651587107 119 5,700 OTHER (14) 5,700 Newmil Bancorp Inc COM 651633109 30 1,000 SOLE 1,000 Newmont Mng Corp Hld COM 651639106 28,708 630,524 SOLE 630,524 Newport Corp COM 651824104 1,062 92,600 SOLE 92,600 News Corp Ltd SP ADR PFD 652487802 2 70 SOLE 70 News Corporation COM Q67027112 2,257 266,154 SOLE 266,154 News Corporation COM Q67027112 61 7,194 OTHER (14) 7,194 Nexstar Broadcasting CL A 65336K103 38 4,500 SOLE 4,500 Next COM G65016100 2,858 96,731 SOLE 96,731 Next COM G65016100 1,161 39,300 OTHER (4) 39,300 Nextel Communication COM 65332V103 41,069 1,722,694 SOLE 1,722,694 Nextel Communication COM 65332V103 24 1,000 OTHER (14) 1,000 Nextel Communication COM 65332V103 1,094 45,900 OTHER (10) 45,900 Nextel Partners Inc COM 65333F107 1,877 113,200 SOLE 113,200 Nextel Partners Inc COM 65333F107 204 12,322 OTHER (14) 12,322 Nic Inc COM 62914B100 722 134,700 SOLE 134,700 Nicor Inc COM 654086107 2,431 66,239 SOLE 66,239 Nii Hldgs Inc CL B NEW 62913F201 1,261 30,600 SOLE 30,600 Nii Hldgs Inc CL B NEW 62913F201 62 1,500 OTHER (14) 1,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Nii Hldgs Inc CL B NEW 62913F201 1,261 30,600 OTHER (10) 30,600 Nike Inc COM 654106103 31,466 399,317 SOLE 399,317 Nike Inc COM 654106103 276 3,500 OTHER (14) 3,500 Nikko Cordial Corp COM J51656122 2,736 665,600 SOLE 665,600 Nikko Cordial Corp COM J51656122 37 9,000 OTHER (14) 9,000 Nikko Cordial Corp COM J51656122 1,749 425,600 OTHER (2) 425,600 Nintendo Co Ltd COM J51699106 2,410 19,700 SOLE 19,700 Nippon Oil Corp COM J54881123 1,625 250,000 SOLE 250,000 Nippon Oil Corp COM J54881123 52 8,000 OTHER (14) 8,000 Nippon Steel Corp COM J55999122 2,428 1,020,000 SOLE 1,020,000 Nippon Tel&Tel Cp COM J59396101 4,054 1,007 SOLE 1,007 Nippon Tel&Tel Cp COM J59396101 44 11 OTHER (14) 11 Nisource Inc COM 65473P105 8,173 389,017 SOLE 389,017 Nisource Inc COM 65473P105 1,616 76,900 OTHER (14) 76,900 Nissan Motor Co COM J57160129 5,273 486,000 SOLE 486,000 Nitromed Inc COM 654798503 1,653 69,350 OTHER (14) 69,350 Nitto Denko Corp COM J58472119 2,650 57,600 SOLE 57,600 Nitto Denko Corp COM J58472119 1,362 29,600 OTHER (4) 29,600 Nl Inds Inc COM NEW 629156407 2,129 116,300 SOLE 116,300 Nms Communications C COM 629248105 7 1,500 SOLE 1,500 Nms Communications C COM 629248105 4 900 OTHER (14) 900 Nn Inc COM 629337106 21 1,800 SOLE 1,800 Nobel Learning Cmnty COM 654889104 4 500 SOLE 500 Nobel Learning Cmnty COM 654889104 42 5,950 OTHER (14) 5,950 Noble Corporation COM G65422100 8,975 199,657 SOLE 199,657 Noble Corporation COM G65422100 49 1,100 OTHER (14) 1,100 Noble Corporation COM G65422100 153 3,400 OTHER (6) 3,400 Noble Energy Inc COM 655044105 2,167 37,200 SOLE 37,200 Noble Energy Inc COM 655044105 186 3,200 OTHER (6) 3,200 Noble Intl Ltd COM 655053106 0 7 OTHER (14) 7 Nokia Corp SPONSORED ADR 654902204 674 49,150 SOLE 49,150 Nokia Corp SPONSORED ADR 654902204 674 49,150 OTHER (7) 49,150 Noland Co COM 655286102 301 7,000 OTHER (14) 7,000 Nomura Holdings COM J59009159 5,448 424,300 SOLE 424,300 Nomura Holdings COM J59009159 1,018 79,300 OTHER (2) 79,300 Nordic American Tank COM G65773106 281 8,200 OTHER (14) 8,200 Nordson Corp COM 655663102 137 4,000 SOLE 4,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Nordstrom Inc COM 655664100 7,808 204,176 SOLE 204,176 Nordstrom Inc COM 655664100 176 4,600 OTHER (14) 4,600 Norfolk Southern Cor COM 655844108 17,120 575,662 SOLE 575,662 Nortel Networks Corp COM 656568102 2,669 784,900 SOLE 784,900 Nortel Networks Corp COM 656568102 777 228,650 OTHER (7) 228,650 North Amern Scientif COM 65715D100 4 700 SOLE 700 North Cent Bancshare COM 658418108 111 3,000 OTHER (14) 3,000 North Fork Bancorp COM 659424105 8,555 288,700 SOLE 288,700 North Fork Bancorp COM 659424105 1,108 37,400 OTHER (9) 37,400 North Pittsburgh Sys COM 661562108 673 32,500 SOLE 32,500 North Valley Bancorp COM 66304M105 27 1,500 SOLE 1,500 North Valley Bancorp COM 66304M105 243 13,650 OTHER (14) 13,650 Northeast Ind Bancor COM 664196102 252 11,570 OTHER (14) 11,570 Northeast Pa Finl Co COM 663905107 65 3,920 OTHER (14) 3,920 Northeast Utils COM 664397106 1,589 81,924 SOLE 81,924 Northeast Utils COM 664397106 566 29,200 OTHER (14) 29,200 Northern Tr Corp COM 665859104 14,774 362,112 SOLE 362,112 Northfield Labs Inc COM 666135108 15 1,100 SOLE 1,100 Northrim Bancorp Inc COM 666762109 166 7,600 SOLE 7,600 Northrim Bancorp Inc COM 666762109 42 1,900 OTHER (14) 1,900 Northrop Corp COM 666807102 28,892 541,750 SOLE 541,750 Northrop Corp COM 666807102 517 9,700 OTHER (5) 9,700 Northway Finl Inc COM 667270102 7 200 SOLE 200 Northway Finl Inc COM 667270102 507 15,500 OTHER (14) 15,500 Northwest Airls Corp CL A 667280101 1,668 203,200 SOLE 203,200 Northwest Bancorp In COM 667328108 2,599 114,649 SOLE 114,649 Northwest Nat Gas Co COM 667655104 2,193 69,100 SOLE 69,100 Northwest Pipe Co COM 667746101 830 47,827 OTHER (14) 47,827 Novastar Finl Inc COM 669947400 2,564 58,800 SOLE 58,800 Novatel Wireless Inc COM 66987M604 4 160 SOLE 160 Novell Inc COM 670006105 3,445 545,915 SOLE 545,915 Novell Inc COM 670006105 30 4,700 OTHER (14) 4,700 Novellus Sys Inc COM 670008101 10,718 402,310 SOLE 402,310 Novellus Sys Inc COM 670008101 1,556 58,400 OTHER (9) 58,400 Noven Pharmaceutical COM 670009109 1,236 59,300 SOLE 59,300 Noven Pharmaceutical COM 670009109 88 4,200 OTHER (14) 4,200 Novo-Nordisk As COM K73036129 3,637 66,450 SOLE 66,450
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Novo-Nordisk As COM K73036129 1,111 20,300 OTHER (2) 20,300 Novoste Corp COM 67010C100 3 1,600 SOLE 1,600 Nps Pharmaceuticals COM 62936P103 1,875 86,100 SOLE 86,100 Nrg Energy Inc COM NEW 629377508 242 9,000 SOLE 9,000 Ns Group Inc COM 628916108 2,398 129,600 OTHER (14) 129,600 Nstar COM 67019E107 1,584 32,267 SOLE 32,267 Ntl Inc Del COM 62940M104 3,271 52,700 SOLE 52,700 Nu Horizons Electrs COM 669908105 4 600 OTHER (14) 600 Nu Skin Enterprises COM 67018T105 153 6,500 SOLE 6,500 Nuance Communication COM 669967101 4 1,000 SOLE 1,000 Nuco2 Inc COM 629428103 305 15,645 OTHER (14) 15,645 Nucor Corp COM 670346105 5,496 120,305 SOLE 120,305 Nucor Corp COM 670346105 365 8,000 OTHER (14) 8,000 Nucor Corp COM 670346105 215 4,700 OTHER (5) 4,700 Nui Hldg Co COM 629431107 64 4,800 SOLE 4,800 Nutraceutical Intl C COM 67060Y101 70 5,000 SOLE 5,000 Nutraceutical Intl C COM 67060Y101 302 21,400 OTHER (14) 21,400 Nuveen Invts Inc COM 67090F106 1,900 64,200 SOLE 64,200 Nuvelo Inc COM 67072M301 3 300 SOLE 300 Nvidia Corp COM 67066G104 3,380 232,765 SOLE 232,765 Nvr Inc COM 62944T105 2,755 5,000 SOLE 5,000 Nvr Inc COM 62944T105 331 600 OTHER (5) 600 Nwh Inc COM 62946E106 44 2,500 SOLE 2,500 Nwh Inc COM 62946E106 620 35,083 OTHER (14) 35,083 Nyfix Inc COM 670712108 34 5,550 SOLE 5,550 Nymagic Inc COM 629484106 46 2,100 SOLE 2,100 Nymagic Inc COM 629484106 83 3,800 OTHER (14) 3,800 O Charleys Inc COM 670823103 846 51,900 SOLE 51,900 O Charleys Inc COM 670823103 791 48,500 OTHER (11) 48,500 O I Corp COM 670841105 268 30,564 OTHER (14) 30,564 O Reilly Automotive COM 686091109 1,202 31,400 SOLE 31,400 Oak Hill Finl Inc COM 671337103 35 1,000 SOLE 1,000 Oakley Inc COM 673662102 1,935 162,600 SOLE 162,600 Oakley Inc COM 673662102 31 2,600 OTHER (14) 2,600 Oca Inc COM 67083Q101 595 125,612 SOLE 125,612 Occidental Pete Corp COM 674599105 33,171 593,075 SOLE 593,075 Occidental Pete Corp COM 674599105 777 13,900 OTHER (14) 13,900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Oceaneering Intl Inc COM 675232102 3,566 96,800 SOLE 96,800 Oceaneering Intl Inc COM 675232102 1,595 43,300 OTHER (14) 43,300 Oceaneering Intl Inc COM 675232102 1,208 32,800 OTHER (12) 32,800 Oceanfirst Finl Corp COM 675234108 25 1,050 SOLE 1,050 Octel Corp COM 675727101 2,740 129,000 OTHER (14) 129,000 Ocular Sciences Inc COM 675744106 3,557 74,156 SOLE 74,156 Ocular Sciences Inc COM 675744106 12,290 256,203 OTHER (14) 256,203 Ocwen Finl Corp COM 675746101 1,478 161,480 SOLE 161,480 Ocwen Finl Corp COM 675746101 2,371 259,100 OTHER (14) 259,100 Odyssey Healthcare I COM 67611V101 1,598 90,000 SOLE 90,000 Odyssey Healthcare I COM 67611V101 87 4,900 OTHER (6) 4,900 Odyssey Re Hldgs Cor COM 67612W108 2,129 96,000 SOLE 96,000 Office Depot Inc COM 676220106 6,971 463,806 SOLE 463,806 Office Depot Inc COM 676220106 525 34,900 OTHER (14) 34,900 Offshore Logistics I COM 676255102 3,027 87,950 SOLE 87,950 Offshore Logistics I COM 676255102 478 13,900 OTHER (14) 13,900 Offshore Logistics I COM 676255102 1,014 29,450 OTHER (12) 29,450 Oge Energy Corp COM 670837103 7,485 296,657 SOLE 296,657 Ohio Cas Corp COM 677240103 3,449 164,800 SOLE 164,800 Ohio Cas Corp COM 677240103 1,310 62,571 OTHER (14) 62,571 Oil Dri Corp Amer COM 677864100 6 400 SOLE 400 Oil Dri Corp Amer COM 677864100 72 4,700 OTHER (14) 4,700 Oil Sts Intl Inc COM 678026105 2,137 114,300 SOLE 114,300 Oil Sts Intl Inc COM 678026105 2,175 116,300 OTHER (14) 116,300 Oji Paper Co COM J60299112 932 165,000 SOLE 165,000 Old Dominion Fght Li COM 679580100 1,654 57,400 SOLE 57,400 Old Natl Bancp Ind COM 680033107 148 5,947 SOLE 5,947 Old Rep Intl Corp COM 680223104 4,217 168,462 SOLE 168,462 Old Rep Intl Corp COM 680223104 614 24,550 OTHER (14) 24,550 Old Rep Intl Corp COM 680223104 1,056 42,200 OTHER (9) 42,200 Old Rep Intl Corp COM 680223104 319 12,750 OTHER (6) 12,750 Olin Corp COM PAR $1 680665205 96 4,820 SOLE 4,820 Olympic Steel Inc COM 68162K106 2,308 122,135 OTHER (14) 122,135 Olympus Corp COM J61245122 5,524 286,500 SOLE 286,500 Olympus Corp COM J61245122 3,798 197,000 OTHER (3) 197,000 Olympus Corp COM J61245122 897 46,500 OTHER (2) 46,500 Om Group Inc COM 670872100 3,374 92,300 SOLE 92,300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Om Group Inc COM 670872100 742 20,300 OTHER (13) 20,300 Omega Finl Corp COM 682092101 35 1,000 SOLE 1,000 Omega Healthcare Inv COM 681936100 30 2,784 SOLE 2,784 Omega Protein Corp COM 68210P107 230 29,900 OTHER (14) 29,900 Omi Corp New COM Y6476W104 104 6,500 SOLE 6,500 Omnicare Inc COM 681904108 1,985 70,000 SOLE 70,000 Omnicare Inc COM 681904108 213 7,500 OTHER (6) 7,500 Omnicell Inc COM 68213N109 677 51,200 SOLE 51,200 Omnicom Group COM 681919106 20,310 277,984 SOLE 277,984 Omnivision Technolog COM 682128103 453 32,000 SOLE 32,000 Omnova Solutions Inc COM 682129101 21 3,400 SOLE 3,400 Omron Corp COM J61374120 950 43,000 SOLE 43,000 Omtool Ltd COM NEW 681974309 10 1,124 OTHER (14) 1,124 On Assignment Inc COM 682159108 26 5,900 SOLE 5,900 On Semiconductor Cor COM 682189105 0 48 OTHER (14) 48 One Liberty Fireston COM 682406103 336 18,600 OTHER (14) 18,600 Oneida Ltd COM 682505102 1 700 SOLE 700 Oneok Inc New COM 682680103 1,907 73,300 SOLE 73,300 Oneok Inc New COM 682680103 247 9,500 OTHER (14) 9,500 Oneok Inc New COM 682680103 289 11,100 OTHER (6) 11,100 Onyx Accep Corp COM 682914106 772 28,279 OTHER (14) 28,279 Onyx Pharmaceuticals COM 683399109 3,424 79,600 SOLE 79,600 Onyx Software Corp COM 683402200 1 350 SOLE 350 Openwave Sys Inc COM 683718308 1,347 152,771 SOLE 152,771 Opinion Resh Corp COM 683755102 502 78,916 OTHER (14) 78,916 Oplink Communication COM 68375Q106 609 340,200 SOLE 340,200 Opnet Technologies I COM 683757108 37 3,600 SOLE 3,600 Opsware Inc COM 68383A101 1,024 182,500 SOLE 182,500 Optical Communicatio COM 68382T101 1 500 SOLE 500 Option Care Inc COM 683948103 23 1,500 SOLE 1,500 Option Care Inc COM 683948103 1,034 66,837 OTHER (14) 66,837 Oracle Systems Corp COM 68389X105 89,620 7,945,023 SOLE 7,945,023 Oracle Systems Corp COM 68389X105 36 3,200 OTHER (14) 3,200 Orascom Tel Hldg COM 68554W205 853 58,100 OTHER (4) 58,100 Orasure Technologies COM 68554V108 9 1,500 SOLE 1,500 Orbit Intl Corp COM NEW 685559304 68 10,375 OTHER (14) 10,375 Orbital Sciences Cor COM 685564106 1,300 113,869 SOLE 113,869
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Orbital Sciences Cor COM 685564106 5,904 516,998 OTHER (14) 516,998 Orchid Biosciences I COM PAR $0.01 68571P506 2 280 SOLE 280 Oregon Stl Mls Inc COM 686079104 27 1,600 OTHER (14) 1,600 Oriental Finl Group COM 68618W100 1,367 50,527 SOLE 50,527 Oriental Finl Group COM 68618W100 60 2,200 OTHER (14) 2,200 Orient-Express Hotel COM G67743107 88 5,400 OTHER (14) 5,400 Orleans Homebulders COM 686588104 27 1,200 OTHER (14) 1,200 Osaka Gas Co COM J62320114 1,072 394,000 SOLE 394,000 Oscient Pharmaceutic COM 68812R105 7 2,100 SOLE 2,100 Oshkosh B'gosh 'a' CL A 688222207 295 14,600 SOLE 14,600 Oshkosh B'gosh 'a' CL A 688222207 271 13,400 OTHER (12) 13,400 Oshkosh Truck Corp COM 688239201 1,324 23,200 SOLE 23,200 Oshkosh Truck Corp COM 688239201 1,004 17,600 OTHER (14) 17,600 Osi Pharmaceuticals COM 671040103 104 1,690 SOLE 1,690 Osi Systems Inc COM 671044105 60 3,700 SOLE 3,700 Osi Systems Inc COM 671044105 6 400 OTHER (14) 400 Osteotech Inc COM 688582105 12 3,000 SOLE 3,000 Otter Tail Corp COM 689648103 1,533 60,100 SOLE 60,100 Outback Steakhouse I COM 689899102 1,959 47,175 SOLE 47,175 Outlook Graphics Cor COM 690113105 244 32,100 OTHER (14) 32,100 Overnite Corp COM 690322102 946 30,100 SOLE 30,100 Overnite Corp COM 690322102 867 27,600 OTHER (13) 27,600 Oversea-Chinese Bk COM Y64248126 1,539 185,000 SOLE 185,000 Overseas Shipholdng COM 690368105 559 11,257 SOLE 11,257 Overseas Shipholdng COM 690368105 10,722 216,000 OTHER (14) 216,000 Owens & Minor Inc Ne COM 690732102 2,449 96,400 SOLE 96,400 Owens Ill Inc COM NEW 690768403 1,528 95,500 SOLE 95,500 Oxford Inds Inc COM 691497309 1,382 37,100 SOLE 37,100 Oxigene Inc COM 691828107 5 900 SOLE 900 Oyo Geospace Corp COM 671074102 5 300 SOLE 300 Oyo Geospace Corp COM 671074102 474 28,935 OTHER (14) 28,935 P C Connection COM 69318J100 21 3,000 SOLE 3,000 P F Changs China Bis COM 69333Y108 2,851 58,800 SOLE 58,800 P&F Inds Inc CL A NEW 692830508 107 11,200 OTHER (14) 11,200 Pab Bankshares Inc COM 69313P101 9 700 SOLE 700 Paccar Inc COM 693718108 18,883 273,187 SOLE 273,187 Paccar Inc COM 693718108 142 2,050 OTHER (14) 2,050
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Paccar Inc COM 693718108 470 6,800 OTHER (5) 6,800 Pacer Intl Inc Tenn COM 69373H106 1,432 87,300 SOLE 87,300 Pacific Cap Bancorp COM 69404P101 84 2,844 SOLE 2,844 Pacific Energy Partn COM UNIT 69422R105 100 3,500 SOLE 3,500 Pacific Mercantile B COM 694552100 618 50,652 OTHER (14) 50,652 Pacific Sunwear Cali COM 694873100 1,094 51,975 SOLE 51,975 Pacificare Health Sy COM 695112102 7,608 207,301 SOLE 207,301 Pacificare Health Sy COM 695112102 2,381 64,870 OTHER (14) 64,870 Packaging Corp Amer COM 695156109 1,532 62,600 SOLE 62,600 Packaging Corp Amer COM 695156109 984 40,200 OTHER (14) 40,200 Packaging Dynamics C COM 695160101 4 260 SOLE 260 Packeteer Inc COM 695210104 826 76,400 SOLE 76,400 Pactiv Corp COM 695257105 5,294 227,714 SOLE 227,714 Pain Therateutics In COM 69562K100 19 2,600 SOLE 2,600 Pall Corp COM 696429307 5,921 241,857 SOLE 241,857 Pall Corp COM 696429307 590 24,100 OTHER (12) 24,100 Pall Corp COM 696429307 812 33,150 OTHER (9) 33,150 Palm Harbor Homes COM 696639103 937 55,600 SOLE 55,600 Palmone Inc COM 69713P107 4,148 136,269 SOLE 136,269 Palmone Inc COM 69713P107 46 1,500 OTHER (14) 1,500 Palmone Inc COM 69713P107 938 30,800 OTHER (13) 30,800 Palmsource Inc COM 697154102 52 2,500 SOLE 2,500 Pan Pacific Retail P COM 69806L104 1,293 23,901 SOLE 23,901 Panera Bread Co COM 69840W108 30 800 SOLE 800 Pantry Inc COM 698657103 10 400 SOLE 400 Papa Johns Intl Inc COM 698813102 1,270 41,400 SOLE 41,400 Par Pharmaceutical C COM 69888P106 726 20,200 SOLE 20,200 Par Technology Corp COM 698884103 1,038 113,300 OTHER (14) 113,300 Paradyne Networks In COM 69911G107 4 800 OTHER (14) 800 Parametric Technolog COM 699173100 4,957 938,805 SOLE 938,805 Parexel Intl Corp COM 699462107 1,301 66,400 SOLE 66,400 Parexel Intl Corp COM 699462107 6,922 353,172 OTHER (14) 353,172 Park Bancorp Inc COM 700164106 819 13,508 OTHER (14) 13,508 Park Electrochemical COM 700416209 1,201 56,650 SOLE 56,650 Park Natl Corp COM 700658107 1,044 8,205 SOLE 8,205 Park Ohio Hldgs Corp COM 700666100 47 2,600 SOLE 2,600 Parker Drilling Co COM 701081101 10 2,800 SOLE 2,800
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Parker Hannifin Corp COM 701094104 11,395 193,593 SOLE 193,593 Parkervision Inc COM 701354102 2 400 SOLE 400 Parkvale Finl Corp COM 701492100 54 2,000 OTHER (14) 2,000 Parkway Pptys Inc COM 70159Q104 1,171 25,200 SOLE 25,200 Parkway Pptys Inc COM 70159Q104 4,612 99,300 OTHER (14) 99,300 Parlux Fragrances In COM 701645103 940 72,283 OTHER (14) 72,283 Partners Tr Finl Gro COM 70213F102 41 4,002 SOLE 4,002 Party City Corp COM 702145103 56 3,800 SOLE 3,800 Pathmark Stores Inc COM 70322A101 19 3,900 SOLE 3,900 Patina Oil & Gas Cor COM 703224105 1,273 43,050 SOLE 43,050 Patina Oil & Gas Cor COM 703224105 163 5,500 OTHER (14) 5,500 Patrick Inds Inc COM 703343103 304 25,400 OTHER (14) 25,400 Patriot Natl Bancorp COM 70336F104 223 15,619 OTHER (14) 15,619 Patriot Transn Hldg COM 70337B102 313 9,536 OTHER (14) 9,536 Patterson Companies COM 703395103 1,608 42,000 SOLE 42,000 Patterson Companies COM 703395103 34 900 OTHER (14) 900 Patterson Uti Energy COM 703481101 2,846 149,250 SOLE 149,250 Patterson Uti Energy COM 703481101 611 32,050 OTHER (13) 32,050 Patterson Uti Energy COM 703481101 324 17,000 OTHER (6) 17,000 Paxar Corp COM 704227107 2,225 98,085 SOLE 98,085 Paxson Communication COM 704231109 3 1,900 SOLE 1,900 Paychex Inc COM 704326107 16,637 551,804 SOLE 551,804 Payless Shoesource I COM 704379106 1,636 161,516 SOLE 161,516 Pc Mall Inc COM 69323K100 158 10,308 OTHER (14) 10,308 Pc-Tel Inc COM 69325Q105 40 4,900 SOLE 4,900 Pdi Inc COM 69329V100 1,957 72,492 SOLE 72,492 Peabody Energy Corp COM 704549104 3,558 59,800 SOLE 59,800 Peabody Energy Corp COM 704549104 1,047 17,600 OTHER (14) 17,600 Peak Intl Ltd ORD G69586108 819 155,105 OTHER (14) 155,105 Pearson COM G69651100 2,569 240,338 SOLE 240,338 Pearson COM G69651100 872 81,600 OTHER (2) 81,600 Pec Solutions Inc COM 705107100 105 9,000 SOLE 9,000 Pediatric Svcs Of Am COM 705323103 41 5,000 OTHER (14) 5,000 Pediatrix Med Group COM 705324101 3,198 58,300 SOLE 58,300 Peerless Mfg Co COM 705514107 30 2,100 OTHER (14) 2,100 Peets Coffee & Tea I COM 705560100 42 1,800 SOLE 1,800 Pegasus Communicatio COM 705904605 47 6,320 SOLE 6,320
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pegasus Solutions In COM 705906105 93 7,800 SOLE 7,800 Pegasus Solutions In COM 705906105 525 44,029 OTHER (14) 44,029 Pegasystems Inc COM 705573103 1 200 OTHER (14) 200 Pemco Aviation Inc COM 706444106 98 3,627 OTHER (14) 3,627 Pemstar Inc COM 706552106 3 1,600 SOLE 1,600 Penford Corp COM 707051108 75 4,300 SOLE 4,300 Penford Corp COM 707051108 209 11,998 OTHER (14) 11,998 Penn Engr & Mfg Corp CL A 707389102 20 1,300 SOLE 1,300 Penn Engr & Mfg Corp COM NON VTG 707389300 19 1,000 SOLE 1,000 Penn Natl Gaming Inc COM 707569109 3,846 95,205 SOLE 95,205 Penn Treaty Amern Co COM 707874103 1 600 SOLE 600 Penn Va Corp COM 707882106 1,623 41,000 SOLE 41,000 Penn Va Corp COM 707882106 5,289 133,600 OTHER (14) 133,600 Penn Va Resources Pa COM 707884102 100 2,500 SOLE 2,500 Penn-Amer Group Inc COM 707247102 19 1,400 SOLE 1,400 Pennfed Finl Svcs In COM 708167101 30 2,000 SOLE 2,000 Pennfed Finl Svcs In COM 708167101 58 3,783 OTHER (14) 3,783 Pennsylvania Rl Est SH BEN INT 709102107 97 2,500 SOLE 2,500 Pennsylvania Rl Est SH BEN INT 709102107 1,597 41,300 OTHER (14) 41,300 Pentair Inds Inc COM 709631105 2,088 59,800 SOLE 59,800 Pentair Inds Inc COM 709631105 112 3,200 OTHER (14) 3,200 Peoples Banctrust In COM 709796106 119 8,500 OTHER (14) 8,500 Peoples Bk Bridgepor COM 710198102 7,069 197,850 SOLE 197,850 Peoples Bk Bridgepor COM 710198102 182 5,100 OTHER (6) 5,100 Peoples Bk N C COM 710577107 39 2,086 OTHER (14) 2,086 Peoples Cmnty Bancor COM 71086E107 69 3,000 OTHER (14) 3,000 Peoples Energy Corp COM 711030106 2,237 53,670 SOLE 53,670 Peoples Finl Corp Mi COM 71103B102 53 3,000 SOLE 3,000 Peoples Finl Corp Mi COM 71103B102 21 1,197 OTHER (14) 1,197 Peoples Hldg Co COM 711148106 24 750 SOLE 750 Peoplesoft Inc COM 712713106 10,761 542,100 SOLE 542,100 Pep Boys Manny Moe&J COM 713278109 175 12,500 SOLE 12,500 Pepco Holdings Inc. COM 713291102 2,285 114,825 SOLE 114,825 Pepco Holdings Inc. COM 713291102 354 17,800 OTHER (5) 17,800 Pepsiamericas Inc COM 71343P200 1,732 90,700 SOLE 90,700 Pepsiamericas Inc COM 71343P200 1,112 58,200 OTHER (14) 58,200 Pepsico Inc COM 713448108 120,915 2,485,397 SOLE 2,485,397
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pepsico Inc COM 713448108 2,223 45,700 OTHER (14) 45,700 Pepsi-Cola Bottling COM 713409100 12,417 457,344 SOLE 457,344 Pepsi-Cola Bottling COM 713409100 5 200 OTHER (14) 200 Pepsi-Cola Bottling COM 713409100 141 5,200 OTHER (5) 5,200 Pepsi-Cola Bottling COM 713409100 2,009 74,000 OTHER (3) 74,000 Per Se Technologies COM NEW 713569309 1,014 73,900 SOLE 73,900 Perceptron Inc COM 71361F100 153 22,798 OTHER (14) 22,798 Performance Food Gro COM 713755106 1,475 62,230 SOLE 62,230 Performance Food Gro COM 713755106 662 27,930 OTHER (11) 27,930 Performance Technolo COM 71376K102 10 1,600 SOLE 1,600 Pericom Semiconducto COM 713831105 47 4,900 SOLE 4,900 Perini Corp COM 713839108 560 39,300 OTHER (14) 39,300 Perkinelmer Inc COM 714046109 9,222 535,553 SOLE 535,553 Perkinelmer Inc COM 714046109 276 16,000 OTHER (14) 16,000 Perkinelmer Inc COM 714046109 1,048 60,850 OTHER (9) 60,850 Pernod Ricard COM F72027109 3,706 27,914 SOLE 27,914 Pernod Ricard COM F72027109 2,440 18,375 OTHER (3) 18,375 Perot Sys Corp COM 714265105 1,105 68,800 SOLE 68,800 Perot Sys Corp COM 714265105 11,790 734,100 OTHER (14) 734,100 Perrigo Co COM 714290103 4,215 205,130 SOLE 205,130 Perrigo Co COM 714290103 4 200 OTHER (14) 200 Perrigo Co COM 714290103 761 37,030 OTHER (11) 37,030 Petco Animal Supplie COM NEW 716016209 1,319 40,400 SOLE 40,400 Petro-Cda COM 71644E102 2,244 43,200 SOLE 43,200 Petrokazakhstan Inc COM 71649P102 490 14,300 OTHER (14) 14,300 Petrokazakhstan Inc COM 71649P102 363 10,600 OTHER (5) 10,600 Petroleum Dev Corp COM 716578109 101 2,300 OTHER (14) 2,300 Petsmart Inc COM 716768106 2,495 87,900 SOLE 87,900 Peugeot Sa COM F72313111 1,978 32,613 SOLE 32,613 Peugeot Sa COM F72313111 196 3,225 OTHER (14) 3,225 Pff Bancorp Inc COM 69331W104 1,501 39,220 SOLE 39,220 Pff Bancorp Inc COM 69331W104 2,738 71,540 OTHER (14) 71,540 Pfizer Inc COM 717081103 345,441 11,288,930 SOLE 11,288,930 Pfizer Inc COM 717081103 3,345 109,300 OTHER (14) 109,300 Pfizer Inc COM 717081103 1,585 51,800 OTHER (10) 51,800 Pfizer Inc COM 717081103 2,462 80,450 OTHER (7) 80,450 Pg&E Corp COM 69331C108 18,042 593,478 SOLE 593,478
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pg&E Corp COM 69331C108 450 14,800 OTHER (14) 14,800 Pharmaceutical Prod COM 717124101 2,884 80,120 SOLE 80,120 Pharmaceutical Prod COM 717124101 1,212 33,668 OTHER (14) 33,668 Pharmaceutical Prod COM 717124101 797 22,150 OTHER (12) 22,150 Pharmaceutical Prod COM 717124101 823 22,870 OTHER (11) 22,870 Pharmacopeia Drug Di COM 7171EP101 3 650 SOLE 650 Pharmacyclics Inc COM 716933106 11 1,100 SOLE 1,100 Pharmion Corp COM 71715B409 129 2,500 SOLE 2,500 Phelps Dodge Corp COM 717265102 13,840 150,390 SOLE 150,390 Phelps Dodge Corp COM 717265102 479 5,200 OTHER (14) 5,200 Philadelphia Cons Hl COM 717528103 3,315 60,148 SOLE 60,148 Philips Elec(Kon) COM 718337108 6,083 255,925 SOLE 255,925 Philips Elec(Kon) COM 718337108 241 10,134 OTHER (14) 10,134 Phillips Van Heusen COM 718592108 1,719 77,150 SOLE 77,150 Phillips Van Heusen COM 718592108 8,729 391,800 OTHER (14) 391,800 Phoenix Cos Inc New COM 71902E109 73 7,000 SOLE 7,000 Phoenix Footwear Gro COM 71903M100 15 2,200 OTHER (14) 2,200 Phoenix Technology L COM 719153108 25 5,100 SOLE 5,100 Phoenix Technology L COM 719153108 13 2,700 OTHER (14) 2,700 Photon Dynamics Inc COM 719364101 840 41,400 SOLE 41,400 Photronic Labs Inc COM 719405102 2,830 170,300 SOLE 170,300 Phsb Financial Corp COM 69335T107 73 2,708 OTHER (14) 2,708 Piedmont Nat Gas Inc COM 720186105 617 28,100 SOLE 28,100 Pier I Imports Inc COM 720279108 935 51,700 SOLE 51,700 Pilgrim Pride Corp COM 721467108 38 1,400 SOLE 1,400 Pinnacle Bancshares COM 722903101 25 1,700 OTHER (14) 1,700 Pinnacle Entmt Inc COM 723456109 83 6,000 SOLE 6,000 Pinnacle Sys Inc COM 723481107 790 189,500 SOLE 189,500 Pinnacle Sys Inc COM 723481107 78 18,600 OTHER (6) 18,600 Pinnacle West Cap Co COM 723484101 10,016 241,350 SOLE 241,350 Pinnacle West Cap Co COM 723484101 42 1,000 OTHER (14) 1,000 Pin-Printemps-Redo COM F74953120 1,118 12,173 SOLE 12,173 Pioneer Corp COM J63825145 647 31,000 SOLE 31,000 Pioneer Drilling Co COM 723655106 3 300 OTHER (14) 300 Pioneer Nat Res Co COM 723787107 2,680 77,734 SOLE 77,734 Piper Jaffray Cos COM 724078100 829 20,950 SOLE 20,950 Piper Jaffray Cos COM 724078100 653 16,500 OTHER (9) 16,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pitney Bowes Inc COM 724479100 20,108 455,965 SOLE 455,965 Pixar COM 725811103 2,777 35,200 SOLE 35,200 Pixelworks Inc COM 72581M107 1,064 106,300 SOLE 106,300 Placer Dome Inc COM 725906101 1,654 83,200 SOLE 83,200 Plains All Amern Pip COM 726503105 166 4,600 SOLE 4,600 Plains Expl & Prodtn COM 726505100 4,817 201,877 SOLE 201,877 Plains Expl & Prodtn COM 726505100 435 18,220 OTHER (11) 18,220 Plains Expl & Prodtn COM 726505100 76 3,200 OTHER (6) 3,200 Planar Sys Inc COM 726900103 62 5,500 SOLE 5,500 Plantronics Inc New COM 727493108 735 17,000 SOLE 17,000 Plantronics Inc New COM 727493108 1,647 38,100 OTHER (14) 38,100 Plantronics Inc New COM 727493108 69 1,600 OTHER (5) 1,600 Plato Learning Inc COM 72764Y100 13 1,433 SOLE 1,433 Plato Learning Inc COM 72764Y100 2,143 242,417 OTHER (14) 242,417 Playboy Enterprises CL B 728117300 45 4,500 SOLE 4,500 Playtex Prods Inc COM 72813P100 891 141,500 SOLE 141,500 Plexus Corp COM 729132100 1,070 96,900 SOLE 96,900 Plug Power Inc COM 72919P103 1,096 171,048 SOLE 171,048 Plum Creek Timber Co COM 729251108 9,659 275,747 SOLE 275,747 Plum Creek Timber Co COM 729251108 116 3,300 OTHER (6) 3,300 Plx Technology Inc COM 693417107 9 1,300 SOLE 1,300 Pma Cap Corp CL A 693419202 5 700 SOLE 700 Pmc Coml Tr COM 693434102 23 1,500 SOLE 1,500 Pmc-Sierra Inc COM 69344F106 1,269 143,986 SOLE 143,986 Pmi Group Inc COM 69344M101 2,609 64,300 SOLE 64,300 Pmi Group Inc COM 69344M101 341 8,400 OTHER (5) 8,400 Pnc Financial Corp COM 693475105 31,612 584,323 SOLE 584,323 Pnc Financial Corp COM 693475105 1,077 19,900 OTHER (14) 19,900 Pnc Financial Corp COM 693475105 276 5,100 OTHER (6) 5,100 Pnc Financial Corp COM 693475105 346 6,400 OTHER (5) 6,400 Pnm Res Inc COM 69349H107 3,191 141,750 SOLE 141,750 Pnm Res Inc COM 69349H107 2,305 102,400 OTHER (14) 102,400 Pocahontas Bancorp I COM 730234101 356 21,897 OTHER (14) 21,897 Pogo Producing Corp COM 730448107 1,922 40,500 SOLE 40,500 Point 360 COM 730698107 17 6,900 OTHER (14) 6,900 Pointe Financial Cor COM 73084P100 16 500 OTHER (14) 500 Polaris Inds Inc COM 731068102 2,238 40,100 SOLE 40,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Polaris Inds Inc COM 731068102 363 6,500 OTHER (14) 6,500 Polaris Inds Inc COM 731068102 346 6,200 OTHER (5) 6,200 Polo Ralph Lauren Co COM 731572103 127 3,500 SOLE 3,500 Polo Ralph Lauren Co COM 731572103 1,437 39,500 OTHER (14) 39,500 Polycom Inc COM 73172K104 2,943 148,500 SOLE 148,500 Polycom Inc COM 73172K104 460 23,200 OTHER (13) 23,200 Polydex Pharmaceutic COM PAR $0.016 731728200 101 10,425 OTHER (14) 10,425 Polymedica Corp COM 731738100 1,968 63,900 SOLE 63,900 Polyone Corp COM 73179P106 1,706 226,900 SOLE 226,900 Pomeroy It Solutions COM 731822102 27 2,100 SOLE 2,100 Pomeroy It Solutions COM 731822102 1,202 94,979 OTHER (14) 94,979 Pope & Talbot Inc COM 732827100 48 2,700 SOLE 2,700 Popular Inc COM 733174106 4,779 181,700 SOLE 181,700 Portal Software Inc COM 736126301 3 1,220 SOLE 1,220 Portfolio Recovery A COM 73640Q105 2,545 86,600 SOLE 86,600 Portfolio Recovery A COM 73640Q105 1,231 41,900 OTHER (13) 41,900 Possis Corp COM 737407106 17 1,100 SOLE 1,100 Post Pptys Inc COM 737464107 3,456 115,590 SOLE 115,590 Post Pptys Inc COM 737464107 684 22,890 OTHER (11) 22,890 Potash Corp Sask Inc COM 73755L107 398 6,200 SOLE 6,200 Potash Corp Sask Inc COM 73755L107 398 6,200 OTHER (5) 6,200 Potlatch Corp COM 737628107 4,595 98,159 SOLE 98,159 Potlatch Corp COM 737628107 89 1,900 OTHER (14) 1,900 Powell Inds Inc COM 739128106 17 1,000 SOLE 1,000 Powell Inds Inc COM 739128106 25 1,493 OTHER (14) 1,493 Power Corp Cda Ltd COM 739239101 1,325 59,004 SOLE 59,004 Power Financial Corp COM 73927C100 1,229 52,600 SOLE 52,600 Power Integrations I COM 739276103 1,451 71,000 SOLE 71,000 Power-One Inc COM 739308104 1,726 266,396 SOLE 266,396 Powerwave Technologi COM 739363109 2,348 381,100 SOLE 381,100 Powerwave Technologi COM 739363109 674 109,400 OTHER (12) 109,400 Pozen Inc COM 73941U102 99 11,300 SOLE 11,300 Ppg Inds Inc COM 693506107 24,296 396,478 SOLE 396,478 Ppg Inds Inc COM 693506107 12 200 OTHER (14) 200 Ppl Corp COM 69351T106 12,831 271,968 SOLE 271,968 Praecis Pharmaceutic COM 739421105 4 1,600 SOLE 1,600 Praxair Inc COM 74005P104 20,263 474,088 SOLE 474,088
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pre Paid Legal Svcs COM 740065107 1,816 41,600 SOLE 41,600 Pre Paid Legal Svcs COM 740065107 4,230 96,900 OTHER (14) 96,900 Precis Smart Card Sy COM 740184106 4 1,200 SOLE 1,200 Precision Castparts COM 740189105 2,309 38,451 SOLE 38,451 Precision Castparts COM 740189105 18 300 OTHER (14) 300 Precision Drilling 8 COM 74022D100 184 3,200 SOLE 3,200 Precision Drilling 8 COM 74022D100 184 3,200 OTHER (6) 3,200 Preformed Line Prods COM 740444104 29 965 OTHER (14) 965 Premcor Inc COM 74045Q104 235 6,100 SOLE 6,100 Premcor Inc COM 74045Q104 277 7,200 OTHER (14) 7,200 Prentiss Pptys Tr COM 740706106 274 7,600 SOLE 7,600 Prentiss Pptys Tr COM 740706106 176 4,900 OTHER (6) 4,900 Presidential Life Co COM 740884101 1,269 73,848 SOLE 73,848 Presstek Inc COM 741113104 11 1,100 SOLE 1,100 Prg-Schultz Internat COM 69357C107 73 12,800 SOLE 12,800 Price Communications COM NEW 741437305 2,038 133,647 SOLE 133,647 Price Communications COM NEW 741437305 7,401 485,315 OTHER (14) 485,315 Price Legacy Corp COM NEW 74144P502 1 60 SOLE 60 Priceline Com Inc COM 741503403 1,957 88,283 SOLE 88,283 Pricesmart Inc COM 741511109 1 200 SOLE 200 Pride Intl Inc Del COM 74153Q102 1,643 83,000 SOLE 83,000 Prime Hospitality Co COM 741917108 1,395 114,600 SOLE 114,600 Prime Hospitality Co COM 741917108 385 31,600 OTHER (14) 31,600 Primedia Inc COM 74157K101 1,401 596,000 SOLE 596,000 Primeenergy Corp COM 74158E104 132 6,600 OTHER (14) 6,600 Primus Telecommunica COM 741929103 314 213,400 SOLE 213,400 Principal Financial COM 74251V102 17,888 497,307 SOLE 497,307 Principal Financial COM 74251V102 165 4,600 OTHER (5) 4,600 Printronix Inc COM 742578107 37 2,400 SOLE 2,400 Printronix Inc COM 742578107 1,139 74,273 OTHER (14) 74,273 Priority Healthcare COM 74264T102 2,545 126,300 SOLE 126,300 Priority Healthcare COM 74264T102 746 37,000 OTHER (12) 37,000 Priority Healthcare COM 74264T102 75 3,700 OTHER (6) 3,700 Privatebancorp Inc COM 742962103 1,246 46,200 SOLE 46,200 Proassurance Corp COM 74267C106 2,503 71,466 SOLE 71,466 Procter & Gamble Co COM 742718109 223,393 4,127,740 SOLE 4,127,740 Procter & Gamble Co COM 742718109 271 5,000 OTHER (14) 5,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Programmers Paradise COM 743205106 2 200 OTHER (14) 200 Progress Energy Inc COM 743263105 15,498 366,047 SOLE 366,047 Progress Software Co COM 743312100 3,301 165,880 SOLE 165,880 Progressive Corp Ohi COM 743315103 36,860 434,925 SOLE 434,925 Progressive Corp Ohi COM 743315103 17 200 OTHER (14) 200 Prologis Tr COM 743410102 9,479 268,982 SOLE 268,982 Proquest Company COM 74346P102 1,696 66,000 SOLE 66,000 Proquest Company COM 74346P102 2,781 108,200 OTHER (14) 108,200 Prosperity Bancshare COM 743606105 1,224 45,800 SOLE 45,800 Protective Life Corp COM 743674103 1,667 42,400 SOLE 42,400 Protein Design Labs COM 74369L103 1,065 54,400 SOLE 54,400 Providence&Worcestr COM 743737108 2 200 OTHER (14) 200 Provident Bancorp In COM 74383A109 288 24,500 OTHER (14) 24,500 Provident Bankshares COM 743859100 2,756 82,156 SOLE 82,156 Provident Bankshares COM 743859100 20 600 OTHER (14) 600 Provident Finl Hldgs COM 743868101 22 750 SOLE 750 Provident Finl Hldgs COM 743868101 111 3,825 OTHER (14) 3,825 Provident Finl Svcs COM 74386T105 560 32,455 SOLE 32,455 Provident Finl Svcs COM 74386T105 185 10,700 OTHER (6) 10,700 Providian Finl Corp COM 74406A102 7,054 453,922 SOLE 453,922 Providian Finl Corp COM 74406A102 190 12,200 OTHER (5) 12,200 Province Healthcare COM 743977100 2,775 132,625 SOLE 132,625 Province Healthcare COM 743977100 153 7,300 OTHER (6) 7,300 Prudential COM G72899100 3,094 382,001 SOLE 382,001 Prudential Finl Inc COM 744320102 36,684 779,850 SOLE 779,850 Prudential Finl Inc COM 744320102 1,750 37,200 OTHER (14) 37,200 Ps Business Pks Inc COM 69360J107 2,112 53,000 SOLE 53,000 Psb Bancorp Inc COM 693604100 848 53,700 OTHER (14) 53,700 Pss World Med Inc COM 69366A100 1,552 154,600 SOLE 154,600 Ptek Hldgs Inc COM 69366M104 1,579 184,200 SOLE 184,200 Public Storage Inc COM 74460D109 3,914 79,000 SOLE 79,000 Public Svc Enterpris COM 744573106 14,895 349,639 SOLE 349,639 Puget Energy Inc New COM 745310102 1,319 58,100 SOLE 58,100 Pulitzer Inc COM 745769109 1,255 25,400 SOLE 25,400 Pulitzer Inc COM 745769109 593 12,000 OTHER (14) 12,000 Pulte Homes Corp COM 745867101 11,597 188,972 SOLE 188,972 Pulte Homes Corp COM 745867101 1,761 28,700 OTHER (14) 28,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pulte Homes Corp COM 745867101 233 3,800 OTHER (6) 3,800 Pxre Group Ltd COM G73018106 634 27,100 OTHER (14) 27,100 Q E P Inc COM 74727K102 211 13,798 OTHER (14) 13,798 Q Med COM 747914109 4 500 SOLE 500 Qad Inc COM 74727D108 522 74,900 SOLE 74,900 Qcr Holdings Inc COM 74727A104 153 8,250 OTHER (14) 8,250 Qlogic Corp COM 747277101 4,292 144,473 SOLE 144,473 Qlogic Corp COM 747277101 122 4,100 OTHER (6) 4,100 Qrs Corp COM 74726X105 24 3,450 SOLE 3,450 Quadra Logic Technol COM 746927102 220 13,200 OTHER (14) 13,200 Quaker Chem Corp COM 747316107 31 1,300 SOLE 1,300 Quaker Fabric Corp N COM 747399103 35 5,452 OTHER (14) 5,452 Qualcomm Inc COM 747525103 93,151 2,386,036 SOLE 2,386,036 Qualcomm Inc COM 747525103 1,202 30,800 OTHER (14) 30,800 Qualcomm Inc COM 747525103 617 15,800 OTHER (7) 15,800 Qualcomm Inc COM 747525103 160 4,100 OTHER (5) 4,100 Quality Sys Inc COM 747582104 45 900 SOLE 900 Quanex Corp COM 747620102 2,179 42,500 SOLE 42,500 Quanex Corp COM 747620102 2,113 41,200 OTHER (14) 41,200 Quanta Svcs Inc COM 74762E102 1,672 276,400 SOLE 276,400 Quantum-Dlt&Storage COM DSSG 747906204 968 419,100 SOLE 419,100 Quebecor World Inc COM NON-VTG 748203106 526 23,500 OTHER (14) 23,500 Quest Diagnostics In COM 74834L100 13,472 152,710 SOLE 152,710 Quest Diagnostics In COM 74834L100 97 1,100 OTHER (14) 1,100 Quest Software Inc COM 74834T103 86 7,700 SOLE 7,700 Questar Corp COM 748356102 2,415 52,700 SOLE 52,700 Questar Corp COM 748356102 124 2,700 OTHER (14) 2,700 Quicklogic Corp COM 74837P108 2 900 SOLE 900 Quicksilver Resource COM 74837R104 3,767 115,300 SOLE 115,300 Quiksilver Inc COM 74838C106 3,236 127,300 SOLE 127,300 Quipp Inc COM 748802105 12 900 SOLE 900 Quixote Corp COM 749056107 25 1,300 SOLE 1,300 Quovadx Inc COM 74913K106 5 2,600 SOLE 2,600 Qwest Communications COM 749121109 8,919 2,678,309 SOLE 2,678,309 R & B Inc COM 749124103 1,147 52,460 OTHER (14) 52,460 R & G Financial Corp CL B 749136107 365 9,450 SOLE 9,450 R & G Financial Corp CL B 749136107 13,421 347,250 OTHER (14) 347,250
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ R & G Financial Corp CL B 749136107 267 6,900 OTHER (5) 6,900 R H Donnelley Corp COM NEW 74955W307 3,598 72,900 SOLE 72,900 Radian Group Inc COM 750236101 3,102 67,102 SOLE 67,102 Radian Group Inc COM 750236101 439 9,500 OTHER (14) 9,500 Radian Group Inc COM 750236101 351 7,600 OTHER (5) 7,600 Radiant Systems Inc COM 75025N102 23 5,800 SOLE 5,800 Radica Games Ltd ORD G7342H107 533 51,500 OTHER (14) 51,500 Radio One Inc COM 75040P108 939 65,700 SOLE 65,700 Radioshack Corp COM 750438103 9,590 334,858 SOLE 334,858 Radioshack Corp COM 750438103 261 9,100 OTHER (14) 9,100 Radioshack Corp COM 750438103 123 4,300 OTHER (5) 4,300 Radisys Corp COM 750459109 96 6,900 SOLE 6,900 Radyne Corp COM 750611402 1,713 227,195 OTHER (14) 227,195 Railamerica Inc COM 750753105 849 76,800 SOLE 76,800 Raindance Comm COM 75086X106 290 184,600 SOLE 184,600 Raindance Comm COM 75086X106 290 184,600 OTHER (12) 184,600 Rait Invt Tr COM 749227104 1,674 61,200 SOLE 61,200 Ralcorp Hldgs Inc Ne COM 751028101 2,876 79,666 SOLE 79,666 Ralcorp Hldgs Inc Ne COM 751028101 11,974 331,700 OTHER (14) 331,700 Rambus Inc Del COM 750917106 954 60,800 SOLE 60,800 Ramco-Gershenson Ppt COM SH BEN INT 751452202 1,086 40,100 SOLE 40,100 Range Res Corp COM 75281A109 2,786 159,300 SOLE 159,300 Range Res Corp COM 75281A109 2 100 OTHER (14) 100 Rare Hospitality Int COM 753820109 2,115 79,375 SOLE 79,375 Raven Inds Inc COM 754212108 31 1,400 SOLE 1,400 Raven Inds Inc COM 754212108 7 296 OTHER (14) 296 Raymond James Finl I COM 754730109 2,076 86,090 SOLE 86,090 Raymond James Finl I COM 754730109 222 9,200 OTHER (14) 9,200 Raymond James Finl I COM 754730109 693 28,740 OTHER (11) 28,740 Rayonier Inc COM 754907103 1,509 33,363 SOLE 33,363 Rayonier Inc COM 754907103 252 5,575 OTHER (6) 5,575 Rayovac Corp COM 755081106 2,097 79,600 SOLE 79,600 Rayovac Corp COM 755081106 1,676 63,600 OTHER (14) 63,600 Raytheon Co COM 755111507 28,797 758,210 SOLE 758,210 Raytheon Co COM 755111507 1,075 28,300 OTHER (14) 28,300 Rc2 Corp COM 749388104 72 2,200 SOLE 2,200 Rc2 Corp COM 749388104 97 2,944 OTHER (14) 2,944
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Rcm Technologies Inc COM NEW 749360400 457 94,327 OTHER (14) 94,327 Readers Digest Assn COM 755267101 1,097 75,181 SOLE 75,181 Readers Digest Assn COM 755267101 47 3,200 OTHER (14) 3,200 Readers Digest Assn COM 755267101 988 67,700 OTHER (9) 67,700 Realnetworks Inc COM 75605L104 1,831 392,900 SOLE 392,900 Realty Income Corp COM 756109104 1,022 22,700 SOLE 22,700 Reckson Assocs Rlty COM 75621K106 152 5,300 SOLE 5,300 Reckson Assocs Rlty COM 75621K106 7,200 250,425 OTHER (14) 250,425 Red Hat Inc COM 756577102 1,244 101,700 SOLE 101,700 Red Robin Gourmet Bu COM 75689M101 1,555 35,600 SOLE 35,600 Redback Networks Inc COM NEW 757209507 773 148,076 SOLE 148,076 Redwood Tr Inc COM 758075402 3,121 50,000 SOLE 50,000 Reebok Intl Ltd COM 758110100 3,380 92,059 SOLE 92,059 Reed Elsevier COM G74600100 6,589 750,461 SOLE 750,461 Reed Elsevier COM G74600100 4,513 514,000 OTHER (3) 514,000 Reed Elsevier Nv COM N29370108 1,518 117,871 SOLE 117,871 Regal Beloit Corp COM 758750103 1,522 62,900 SOLE 62,900 Regal Beloit Corp COM 758750103 4,233 175,000 OTHER (14) 175,000 Regal Entmt Group COM 758766109 2,374 124,300 SOLE 124,300 Regency Ctrs Corp COM 758849103 1,757 37,800 SOLE 37,800 Regeneration Tech In COM 75886N100 14 1,700 SOLE 1,700 Regeneron Pharmaceut COM 75886F107 1,086 125,100 SOLE 125,100 Regent Communication COM 758865109 34 6,100 OTHER (14) 6,100 Regions Finl Corp COM 7591EP100 27,269 824,827 SOLE 824,827 Regis Corp Minn COM 758932107 1,102 27,400 SOLE 27,400 Regis Corp Minn COM 758932107 101 2,500 OTHER (14) 2,500 Register Com Inc COM 75914G101 7 1,296 SOLE 1,296 Register Com Inc COM 75914G101 7 1,300 OTHER (14) 1,300 Rehabcare Group Inc COM 759148109 1,004 43,600 SOLE 43,600 Rehabcare Group Inc COM 759148109 2,849 123,700 OTHER (14) 123,700 Reinsurance Group Am COM 759351109 1,899 46,100 SOLE 46,100 Reinsurance Group Am COM 759351109 8 200 OTHER (14) 200 Reliance Steel & Alu COM 759509102 3,300 83,125 SOLE 83,125 Reliance Steel & Alu COM 759509102 905 22,800 OTHER (14) 22,800 Reliant Res Inc COM 75952B105 1,686 180,725 SOLE 180,725 Remec Inc COM 759543101 684 145,300 SOLE 145,300 Remedytemp Inc COM 759549108 13 1,200 SOLE 1,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Remington Oil & Gas COM 759594302 1,801 68,600 SOLE 68,600 Renaissance Learning COM 75968L105 1,580 72,900 SOLE 72,900 Renal Care Group Inc COM 759930100 1,376 42,700 SOLE 42,700 Rent A Ctr Inc New COM 76009N100 1,396 54,000 SOLE 54,000 Rent Way Inc COM 76009U104 22 3,200 SOLE 3,200 Rent Way Inc COM 76009U104 195 28,400 OTHER (14) 28,400 Rentokil Initial COM G75093107 990 364,152 SOLE 364,152 Repsol Ypf Sa COM E8471S106 4,149 178,984 SOLE 178,984 Repsol Ypf Sa COM E8471S106 244 10,542 OTHER (14) 10,542 Republic Bancorp Inc COM 760282103 2,259 161,331 SOLE 161,331 Republic Bancorp Inc COM 760282103 1,796 128,265 OTHER (14) 128,265 Republic Bancorp Ky CL A 760281204 37 1,575 SOLE 1,575 Republic Bancorp Ky CL A 760281204 841 36,236 OTHER (14) 36,236 Republic First Banco COM 760416107 52 3,960 OTHER (14) 3,960 Republic Svcs Inc COM 760759100 3,208 107,800 SOLE 107,800 Republic Svcs Inc COM 760759100 122 4,100 OTHER (14) 4,100 Republic Svcs Inc COM 760759100 155 5,200 OTHER (6) 5,200 Res-Care Inc COM 760943100 311 26,226 SOLE 26,226 Res-Care Inc COM 760943100 785 66,219 OTHER (14) 66,219 Research Frontiers C COM 760911107 5 800 SOLE 800 Research In Motion L COM 760975102 84 1,100 OTHER (14) 1,100 Resmed Inc COM 761152107 3,723 78,200 SOLE 78,200 Resource America Inc CL A 761195205 47 2,000 SOLE 2,000 Resource America Inc CL A 761195205 4,023 170,554 OTHER (14) 170,554 Resources Connection COM 76122Q105 2,692 71,250 SOLE 71,250 Resources Connection COM 76122Q105 618 16,350 OTHER (13) 16,350 Respironics Inc COM 761230101 1,384 25,900 SOLE 25,900 Respironics Inc COM 761230101 326 6,100 OTHER (14) 6,100 Restoration Hardware COM 760981100 9 1,700 SOLE 1,700 Retail Ventures Inc COM 76128Y102 5 700 SOLE 700 Retail Ventures Inc COM 76128Y102 1,391 184,500 OTHER (14) 184,500 Retek Inc COM 76128Q109 605 132,743 SOLE 132,743 Reuters Group COM G75412109 1,507 267,194 SOLE 267,194 Rex Stores Corp COM 761624105 26 1,875 SOLE 1,875 Rex Stores Corp COM 761624105 991 70,500 OTHER (14) 70,500 Reynolds & Reynolds COM 761695105 2,013 81,600 SOLE 81,600 Reynolds & Reynolds COM 761695105 940 38,100 OTHER (9) 38,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Reynolds American In COM 761713106 20,183 296,632 SOLE 296,632 Reynolds American In COM 761713106 435 6,400 OTHER (5) 6,400 Rf Microdevices Inc COM 749941100 718 113,200 SOLE 113,200 Rf Monolithics Inc COM 74955F106 207 29,491 OTHER (14) 29,491 Rgc Res Inc COM 74955L103 73 3,100 OTHER (14) 3,100 Richardson Electrs COM 763165107 12 1,300 SOLE 1,300 Richardson Electrs COM 763165107 369 38,432 OTHER (14) 38,432 Ricoh Co COM J64683105 2,222 118,000 SOLE 118,000 Rigs Natl Corp Wash COM 766570105 1,596 71,900 SOLE 71,900 Rio Tinto Limited COM Q29585108 1,672 60,818 SOLE 60,818 Rite Aid Corp COM 767754104 1,479 420,300 SOLE 420,300 River Vy Bancorp COM 768475105 14 600 OTHER (14) 600 Riverview Bancorp In COM 769397100 6 300 OTHER (14) 300 Rli Corp COM 749607107 2,398 63,850 SOLE 63,850 Roanoke Elec Stl Cor COM 769841107 11 800 SOLE 800 Roanoke Elec Stl Cor COM 769841107 153 10,700 OTHER (14) 10,700 Robbins & Myers Inc COM 770196103 73 3,300 SOLE 3,300 Robbins & Myers Inc COM 770196103 299 13,600 OTHER (14) 13,600 Robert Half Intl Inc COM 770323103 6,424 249,274 SOLE 249,274 Robert Half Intl Inc COM 770323103 36 1,400 OTHER (14) 1,400 Roche Hldgs Ag COM H69293118 15,917 151,132 SOLE 151,132 Roche Hldgs Ag COM H69293118 316 3,000 OTHER (14) 3,000 Roche Hldgs Ag COM H69293118 1,601 15,200 OTHER (2) 15,200 Rock Of Ages Corp CL A 772632105 522 68,613 OTHER (14) 68,613 Rock-Tenn Co CL A 772739207 1,401 89,000 SOLE 89,000 Rock-Tenn Co CL A 772739207 36 2,300 OTHER (14) 2,300 Rockwell Automation COM 773903109 19,582 505,984 SOLE 505,984 Rockwell Automation COM 773903109 12 300 OTHER (14) 300 Rockwell Collins Inc COM 774341101 9,612 258,798 SOLE 258,798 Rockwell Collins Inc COM 774341101 186 5,000 OTHER (14) 5,000 Rocky Mnt Chocolate COM PAR 774678403 21 1,650 SOLE 1,650 Rocky Shoes & Boots COM 774830103 7 400 OTHER (14) 400 Rofin Sinar Technolo COM 775043102 1,716 58,400 SOLE 58,400 Rofin Sinar Technolo COM 775043102 555 18,898 OTHER (14) 18,898 Rofin Sinar Technolo COM 775043102 673 22,900 OTHER (13) 22,900 Rogers Corp COM 775133101 1,585 37,300 SOLE 37,300 Rogers Corp COM 775133101 13 300 OTHER (14) 300
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Rohm & Haas Co COM 775371107 22,458 522,643 SOLE 522,643 Rohm & Haas Co COM 775371107 236 5,500 OTHER (14) 5,500 Rohm Co Ltd COM J65328122 2,111 21,000 SOLE 21,000 Rollins Inc COM 775711104 2,563 105,500 SOLE 105,500 Roper Inds Inc New COM 776696106 1,189 20,700 SOLE 20,700 Ross Stores Inc COM 778296103 2,227 95,000 SOLE 95,000 Rouse Co COM 779273101 4,213 63,000 SOLE 63,000 Rowan Cos Inc COM 779382100 3,898 147,670 SOLE 147,670 Roxio Inc COM 780008108 24 4,624 SOLE 4,624 Royal Bk Cda Montrea COM 780087102 6,038 127,717 SOLE 127,717 Royal Dutch Petrol COM N76277107 20,526 398,487 SOLE 398,487 Royal Dutch Petrol COM N76277107 3 53 OTHER (14) 53 Royal Gold Inc COM 780287108 871 51,000 SOLE 51,000 Royal Group Technolo SUB VTG SH 779915107 411 47,100 OTHER (14) 47,100 Rpc Inc COM 749660106 61 3,400 SOLE 3,400 Rpm International COM 749685103 1,426 80,800 SOLE 80,800 Rpm International COM 749685103 35 2,000 OTHER (14) 2,000 Rsa Sec Inc COM 749719100 3,673 190,300 SOLE 190,300 Rsa Sec Inc COM 749719100 33 1,700 OTHER (14) 1,700 Rsa Sec Inc COM 749719100 907 47,000 OTHER (13) 47,000 Rti Intl Metals Inc COM 74973W107 934 48,200 SOLE 48,200 Rti Intl Metals Inc COM 74973W107 170 8,800 OTHER (14) 8,800 Rti Intl Metals Inc COM 74973W107 556 28,700 OTHER (13) 28,700 Rtw Inc COM NEW 74974R206 283 39,830 OTHER (14) 39,830 Rubios Restaurants I COM 78116B102 278 30,522 OTHER (14) 30,522 Ruby Tuesday Inc COM 781182100 1,126 40,400 SOLE 40,400 Ruddick Corp COM 781258108 2,454 124,935 SOLE 124,935 Ruddick Corp COM 781258108 3,561 181,300 OTHER (14) 181,300 Rudolph Technologies COM 781270103 686 41,000 SOLE 41,000 Rural Cellular Corp COM 781904107 8 1,200 SOLE 1,200 Rush Enterpises Inc COM 781846209 66 6,000 SOLE 6,000 Rush Enterpises Inc CL B 781846308 6 500 SOLE 500 Rush Enterpises Inc CL B 781846308 161 13,800 OTHER (14) 13,800 Russ Berrie & Co COM 782233100 1,038 51,500 SOLE 51,500 Russell Corp COM 782352108 1,384 82,200 SOLE 82,200 Russell Corp COM 782352108 1,804 107,100 OTHER (14) 107,100 Rwe Ag (Neu) COM D64826106 3,386 69,676 SOLE 69,676
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Rwe Ag (Neu) COM D64826106 58 1,200 OTHER (14) 1,200 Ryans Restaurant Gro COM 783520109 1,503 101,300 SOLE 101,300 Ryans Restaurant Gro COM 783520109 2,696 181,703 OTHER (14) 181,703 Ryder Sys Inc COM 783549108 4,957 105,388 SOLE 105,388 Ryder Sys Inc COM 783549108 1,867 39,700 OTHER (14) 39,700 Ryder Sys Inc COM 783549108 414 8,800 OTHER (5) 8,800 Ryerson Tull Inc New COM 78375P107 94 5,500 SOLE 5,500 Ryerson Tull Inc New COM 78375P107 5,283 307,676 OTHER (14) 307,676 Ryland Group Inc COM 783764103 3,576 34,600 SOLE 34,600 Ryland Group Inc COM 783764103 1,871 18,100 OTHER (14) 18,100 Ryland Group Inc COM 783764103 1,447 14,000 OTHER (13) 14,000 Ryland Group Inc COM 783764103 403 3,900 OTHER (5) 3,900 S & T Bancorp Inc COM 783859101 2,207 61,800 SOLE 61,800 S Y Bancorp Inc COM 785060104 32 1,400 SOLE 1,400 S&K Famous Brands In COM 783774102 272 17,384 OTHER (14) 17,384 S1 Corporation COM 78463B101 1,381 173,030 SOLE 173,030 S1 Corporation COM 78463B101 175 21,951 OTHER (14) 21,951 Saba Software Inc COM NEW 784932600 2 500 SOLE 500 Sabre Group Hldgs In COM 785905100 6,936 282,776 SOLE 282,776 Sabre Group Hldgs In COM 785905100 576 23,500 OTHER (14) 23,500 Safeco Corp COM 786429100 9,736 213,271 SOLE 213,271 Safeco Corp COM 786429100 228 5,000 OTHER (14) 5,000 Safeguard Scientific COM 786449108 525 280,600 SOLE 280,600 Safenet Inc COM 78645R107 1,866 70,750 SOLE 70,750 Safenet Inc COM 78645R107 2,098 79,536 OTHER (14) 79,536 Safenet Inc COM 78645R107 372 14,100 OTHER (13) 14,100 Safety Ins Group Inc COM 78648T100 22 1,000 SOLE 1,000 Safeway Inc COM NEW 786514208 12,590 652,007 SOLE 652,007 Saga Communications COM 786598102 64 3,750 SOLE 3,750 Sage Group COM G7771K100 726 246,979 SOLE 246,979 Sainsbury(J) COM G77732108 1,165 234,962 SOLE 234,962 Sainsbury(J) COM G77732108 97 19,551 OTHER (14) 19,551 Saks Inc COM 79377W108 1,091 90,540 SOLE 90,540 Salem Communications COM 794093104 1,063 42,000 SOLE 42,000 Salix Pharmaceutical COM 795435106 1,769 82,200 SOLE 82,200 Salton Inc COM 795757103 7 1,100 SOLE 1,100 Sanders Morris Harri COM 80000Q104 14 1,200 OTHER (14) 1,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Sanderson Farms Inc COM 800013104 1,684 50,350 SOLE 50,350 Sanderson Farms Inc COM 800013104 1,007 30,097 OTHER (14) 30,097 Sandisk Corp COM 80004C101 2,796 96,000 SOLE 96,000 Sands Regent COM 800091100 325 36,082 OTHER (14) 36,082 Sandy Spring Bancorp COM 800363103 1,180 36,100 SOLE 36,100 Sanfilippo John B & COM 800422107 131 5,000 SOLE 5,000 Sangamo Biosciences COM 800677106 6 1,200 SOLE 1,200 Sankyo Company Ltd COM J67822106 1,304 59,000 SOLE 59,000 Sankyo Company Ltd COM J67822106 62 2,800 OTHER (14) 2,800 Sanmina-Sci Corp COM 800907107 5,413 767,797 SOLE 767,797 Sanofi-Aventis COM F81267134 11,511 158,703 SOLE 158,703 Sanofi-Aventis COM F81267134 3,844 53,000 OTHER (4) 53,000 Sanofi-Aventis COM F81267134 2,582 35,600 OTHER (3) 35,600 Santander Bancorp COM 802809103 355 14,186 SOLE 14,186 Sanyo Electric Co COM J68897107 1,007 309,000 SOLE 309,000 Sanyo Electric Co COM J68897107 7 2,000 OTHER (14) 2,000 Sapient Corp COM 803062108 2,143 280,800 SOLE 280,800 Sapient Corp COM 803062108 21 2,700 OTHER (14) 2,700 Sara Lee Corp COM 803111103 31,040 1,357,816 SOLE 1,357,816 Sara Lee Corp COM 803111103 7 300 OTHER (14) 300 Satcon Technology Co COM 803893106 2 900 SOLE 900 Saucony Inc CL A 804120103 615 24,692 OTHER (14) 24,692 Saucony Inc CL B 804120202 46 1,900 SOLE 1,900 Sauer-Danfoss Inc COM 804137107 2,060 120,600 SOLE 120,600 Saul Ctrs Inc COM 804395101 1,295 39,400 SOLE 39,400 Savient Pharmaceutic COM 80517Q100 25 10,700 SOLE 10,700 Sba Communications C COM 78388J106 9 1,300 SOLE 1,300 Sbc Communications I COM 78387G103 139,183 5,363,494 SOLE 5,363,494 Sbc Communications I COM 78387G103 148 5,700 OTHER (14) 5,700 Sbc Communications I COM 78387G103 405 15,600 OTHER (5) 15,600 Sbs Technologies Inc COM 78387P103 21 1,700 SOLE 1,700 Sbs Technologies Inc COM 78387P103 348 28,531 OTHER (14) 28,531 Scana Corp New COM 80589M102 2,517 67,405 SOLE 67,405 Scansoft Inc COM 80603P107 989 242,504 SOLE 242,504 Scansource Inc COM 806037107 1,844 28,700 SOLE 28,700 Scansource Inc COM 806037107 13 200 OTHER (14) 200 Schawk Inc CL A 806373106 16 1,100 OTHER (14) 1,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Schein Henry Inc COM 806407102 1,601 25,700 SOLE 25,700 Schering Plough Corp COM 806605101 41,443 2,174,334 SOLE 2,174,334 Schering Plough Corp COM 806605101 27 1,400 OTHER (14) 1,400 Schlumberger Ltd COM 806857108 36,696 545,177 SOLE 545,177 Schlumberger Ltd COM 806857108 141 2,100 OTHER (14) 2,100 Schneider Electric COM F86921107 2,604 40,373 SOLE 40,373 Schnitzer Stl Inds COM 806882106 2,632 81,350 SOLE 81,350 Schnitzer Stl Inds COM 806882106 3,769 116,500 OTHER (14) 116,500 Schnitzer Stl Inds COM 806882106 1,068 33,000 OTHER (13) 33,000 Scholastic Corp COM 807066105 68 2,200 SOLE 2,200 School Specialty Inc COM 807863105 1,848 46,900 SOLE 46,900 Schulman A Inc COM 808194104 1,684 76,400 SOLE 76,400 Schulman A Inc COM 808194104 8,454 383,582 OTHER (14) 383,582 Schwab Charles Cp Ne COM 808513105 18,521 2,015,372 SOLE 2,015,372 Schweitzer-Mauduit I COM 808541106 1,367 42,200 SOLE 42,200 Schweitzer-Mauduit I COM 808541106 237 7,300 OTHER (14) 7,300 Scientific Atlanta COM 808655104 7,285 281,074 SOLE 281,074 Scientific Games Cor COM 80874P109 2,869 150,200 SOLE 150,200 Scipe Hldgs Inc COM 78402P104 14 1,600 SOLE 1,600 Scipe Hldgs Inc COM 78402P104 318 35,400 OTHER (14) 35,400 Scm Microsystems Inc COM 784018103 11 3,900 SOLE 3,900 Scot & Newcastle COM G79269117 1,022 145,929 SOLE 145,929 Scot & Newcastle COM G79269117 17 2,400 OTHER (14) 2,400 Scot & Sthn Energy COM G7904P109 2,450 173,758 SOLE 173,758 Scot Power Plc COM G79314129 2,657 347,294 SOLE 347,294 Scottish Annuity & L ORD G7885T104 80 3,800 OTHER (14) 3,800 Scotts Co COM 810186106 1,283 20,000 SOLE 20,000 Scotts Co COM 810186106 212 3,300 OTHER (14) 3,300 Scp Pool Corp COM 784028102 151 5,662 SOLE 5,662 Scp Pool Corp COM 784028102 32 1,200 OTHER (14) 1,200 Scripps Howard Inc CL A 811054204 4,721 98,816 SOLE 98,816 Scs Transn Inc COM 81111T102 78 4,100 SOLE 4,100 Scs Transn Inc COM 81111T102 261 13,782 OTHER (14) 13,782 Sea Containers Ltd CL A 811371707 766 50,300 OTHER (14) 50,300 Seaboard Corp COM 811543107 117 200 SOLE 200 Seaboard Corp COM 811543107 3,328 5,680 OTHER (14) 5,680 Seachange Intl Inc COM 811699107 1,445 90,350 SOLE 90,350
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Seachange Intl Inc COM 811699107 3,285 205,425 OTHER (14) 205,425 Seachange Intl Inc COM 811699107 473 29,600 OTHER (13) 29,600 Seacoast Bkg Corp Fl COM 811707306 42 1,980 SOLE 1,980 Seacor Hldgs Inc COM 811904101 2,169 46,400 SOLE 46,400 Seagate Technology COM G7945J104 115 8,500 SOLE 8,500 Sealed Air Corp New COM 81211K100 5,810 125,343 SOLE 125,343 Sears Roebuck & Co COM 812387108 12,677 318,110 SOLE 318,110 Secom Co COM J69972107 1,338 38,500 SOLE 38,500 Secure Computing Cor COM 813705100 647 85,200 SOLE 85,200 Security Natl Finl C CL A NEW 814785309 143 36,954 OTHER (14) 36,954 Seebeyond Technologi COM 815704101 594 192,900 SOLE 192,900 Sei Corp COM 784117103 2,230 66,200 SOLE 66,200 Sekisui House COM J70746136 925 94,000 SOLE 94,000 Sekisui House COM J70746136 30 3,000 OTHER (14) 3,000 Select Comfort Corp COM 81616X103 1,507 82,800 SOLE 82,800 Select Medical Corp COM 816196109 2,283 169,990 SOLE 169,990 Select Medical Corp COM 816196109 563 41,890 OTHER (11) 41,890 Selectica Inc COM 816288104 7 1,900 SOLE 1,900 Selective Ins Group COM 816300107 2,574 69,200 SOLE 69,200 Selective Ins Group COM 816300107 4,096 110,113 OTHER (14) 110,113 Semco Energy Inc COM 78412D109 34 6,200 OTHER (14) 6,200 Semitool Inc COM 816909105 33 4,300 SOLE 4,300 Semitool Inc COM 816909105 9 1,185 OTHER (14) 1,185 Sempra Energy COM 816851109 12,227 337,865 SOLE 337,865 Semtech Corp COM 816850101 874 45,600 SOLE 45,600 Seneca Foods Corp Ne CL B 817070105 99 5,400 OTHER (14) 5,400 Senior Hsg Pptys Tr COM 81721M109 2,661 149,350 SOLE 149,350 Sensient Technologie COM 81725T100 3,040 140,460 SOLE 140,460 Sensient Technologie COM 81725T100 705 32,560 OTHER (11) 32,560 Sento Corp COM NEW 816918205 91 14,420 OTHER (14) 14,420 Sepracor Inc COM 817315104 2,546 52,200 SOLE 52,200 Sequa Corporation COM 817320104 1,389 26,600 SOLE 26,600 Serena Software Inc COM 817492101 1,735 103,700 SOLE 103,700 Serologicals Corp COM 817523103 1,325 56,800 SOLE 56,800 Serologicals Corp COM 817523103 6,353 272,291 OTHER (14) 272,291 Service Corp Intl COM 817565104 1,154 185,800 SOLE 185,800 Servicemaster Co COM 81760N109 3,724 289,600 SOLE 289,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Servicemaster Co COM 81760N109 158 12,300 OTHER (6) 12,300 Seven-Eleven Japan COM J71305106 2,286 79,000 SOLE 79,000 Seven-Eleven Japan COM J71305106 29 1,000 OTHER (14) 1,000 Seven-Eleven Japan COM J71305106 232 8,000 OTHER (2) 8,000 Sfbc Intl Inc COM 784121105 39 1,500 SOLE 1,500 Sharp Corp COM J71434112 4,510 324,000 SOLE 324,000 Sharp Corp COM J71434112 56 4,000 OTHER (14) 4,000 Sharp Corp COM J71434112 1,949 140,000 OTHER (4) 140,000 Sharper Image Corp COM 820013100 736 34,300 SOLE 34,300 Sharper Image Corp COM 820013100 21 1,000 OTHER (14) 1,000 Shaw Group Inc COM 820280105 1,874 156,200 SOLE 156,200 Shell Trnspt&Trdg COM 822703104 13,530 1,852,117 SOLE 1,852,117 Shell Trnspt&Trdg COM 822703104 267 36,593 OTHER (14) 36,593 Shenandoah Telecommu COM 82312B106 10 400 OTHER (14) 400 Sherwin Williams Co COM 824348106 9,225 209,839 SOLE 209,839 Sherwin Williams Co COM 824348106 1,622 36,900 OTHER (14) 36,900 Shin-Etsu Chemical COM J72810120 2,476 68,900 SOLE 68,900 Shionogi & Co COM J74229105 874 61,000 SOLE 61,000 Ship Finance Interna SHS G81075106 262 13,010 OTHER (14) 13,010 Shoe Carnival Inc COM 824889109 14 1,200 SOLE 1,200 Shoe Carnival Inc COM 824889109 34 2,900 OTHER (14) 2,900 Sholodge Inc COM 825034101 5 1,000 OTHER (14) 1,000 Shopko Stores Inc COM 824911101 1,398 80,300 SOLE 80,300 Shopko Stores Inc COM 824911101 4,535 260,500 OTHER (14) 260,500 Shore Bancshares Inc COM 825107105 15 500 SOLE 500 Shuffle Master Inc COM 825549108 2,355 62,875 SOLE 62,875 Shurgard Storage Ctr COM 82567D104 1,420 36,600 SOLE 36,600 Si Intl Inc COM 78427V102 15 700 OTHER (14) 700 Siebel Sys Inc COM 826170102 6,015 797,766 SOLE 797,766 Siebel Sys Inc COM 826170102 626 83,000 OTHER (7) 83,000 Siebert Finl Corp COM 826176109 9 2,900 SOLE 2,900 Siemens Ag COM D69671119 11,327 153,790 SOLE 153,790 Siemens Ag COM D69671119 18 242 OTHER (14) 242 Sierra Bancorp COM 82620P102 4 273 OTHER (14) 273 Sierra Health Svcs I COM 826322109 5,826 121,559 SOLE 121,559 Sierra Pac Res COM 826428104 2,428 271,276 SOLE 271,276 Sierra Wireless Inc COM 826516106 1,022 57,400 SOLE 57,400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Sierra Wireless Inc COM 826516106 1,022 57,400 OTHER (13) 57,400 Sifco Inds Inc COM 826546103 21 6,200 OTHER (14) 6,200 Sigma Aldrich Corp COM 826552101 5,947 102,526 SOLE 102,526 Signet Group ADR 82668L872 44,984 2,170,000 SOLE 2,170,000 Signet Group ADR 82668L872 44,984 2,170,000 OTHER (3) 2,170,000 Silgan Holdings Inc COM 827048109 2,748 59,350 SOLE 59,350 Silgan Holdings Inc COM 827048109 706 15,250 OTHER (13) 15,250 Silicon Graphics Inc COM 827056102 7 4,800 SOLE 4,800 Silicon Image Inc COM 82705T102 2,416 191,100 SOLE 191,100 Silicon Image Inc COM 82705T102 16 1,300 OTHER (14) 1,300 Silicon Image Inc COM 82705T102 262 20,700 OTHER (13) 20,700 Silicon Laboratories COM 826919102 1,049 31,700 SOLE 31,700 Silicon Storage Tech COM 827057100 1,447 227,200 SOLE 227,200 Silicon Vy Bancshare COM 827064106 84 2,270 SOLE 2,270 Siliconix Inc COM NEW 827079203 997 27,816 SOLE 27,816 Simmons First Nation CL A $5 PAR 828730200 852 33,300 SOLE 33,300 Simon Ppty Group Inc COM 828806109 16,059 299,440 SOLE 299,440 Simpson Manufacturin COM 829073105 3,590 56,800 SOLE 56,800 Sinclair Broadcast G COM 829226109 813 111,400 SOLE 111,400 Singapore Press Hd COM V81378107 683 242,330 SOLE 242,330 Sipex Corp COM 829909100 8 1,600 SOLE 1,600 Sirenza Microdevices COM 82966T106 6 1,300 SOLE 1,300 Sirf Technology Hldg COM 82967H101 50 3,500 SOLE 3,500 Sirius Satellite Rad COM 82966U103 2,121 662,800 SOLE 662,800 Sitel Corp COM 82980K107 6 2,800 SOLE 2,800 Six Flags Inc COM 83001P109 1,192 219,200 SOLE 219,200 Sjw Corp COM 784305104 380 11,500 OTHER (14) 11,500 Sk Telecom COM Y4935N104 4,100 26,900 SOLE 26,900 Sk Telecom COM Y4935N104 4,100 26,900 OTHER (3) 26,900 Skechers U S A Inc COM 830566105 94 6,500 SOLE 6,500 Skechers U S A Inc COM 830566105 1,363 93,900 OTHER (14) 93,900 Sky Finl Group Inc COM 83080P103 1,451 58,040 SOLE 58,040 Skyline Corp COM 830830105 52 1,300 SOLE 1,300 Skywest Inc COM 830879102 2,182 145,000 SOLE 145,000 Skywest Inc COM 830879102 11 700 OTHER (14) 700 Skyworks Solutions I COM 83088M102 584 61,589 SOLE 61,589 Skyworks Solutions I COM 83088M102 289 30,500 OTHER (13) 30,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Sl Green Rlty Corp COM 78440X101 1,321 25,500 SOLE 25,500 Sl Inds Inc COM 784413106 408 37,100 OTHER (14) 37,100 Slm Corp COM 78442P106 28,639 642,133 SOLE 642,133 Slm Corp COM 78442P106 18 400 OTHER (14) 400 Smart & Final Inc COM 831683107 48 2,858 SOLE 2,858 Smart & Final Inc COM 831683107 1,498 89,400 OTHER (14) 89,400 Smc Corp COM J75734103 3,168 33,100 SOLE 33,100 Smc Corp COM J75734103 1,235 12,900 OTHER (4) 12,900 Smc Corp COM J75734103 881 9,200 OTHER (2) 9,200 Smith & Nephew COM G82343107 3,071 334,179 SOLE 334,179 Smith & Nephew COM G82343107 1,458 158,700 OTHER (4) 158,700 Smith & Wollensky Re COM 831758107 5 900 SOLE 900 Smith A O Corp 'b' COM 831865209 1,775 72,900 SOLE 72,900 Smith Intl Inc COM 832110100 3,719 61,235 SOLE 61,235 Smith Intl Inc COM 832110100 12 200 OTHER (14) 200 Smithfield Foods Inc COM 832248108 1,643 65,700 SOLE 65,700 Smithfield Foods Inc COM 832248108 175 7,000 OTHER (14) 7,000 Smiths Group COM G82401103 1,441 107,917 SOLE 107,917 Smiths Group COM G82401103 53 4,000 OTHER (14) 4,000 Smtek Intl Inc COM NEW 832688204 733 27,330 OTHER (14) 27,330 Smucker J M Co COM 832696405 1,298 29,238 SOLE 29,238 Smurfit-Stone Contai COM 832727101 3,316 171,200 SOLE 171,200 Smurfit-Stone Contai COM 832727101 537 27,700 OTHER (10) 27,700 Snap On Tools Corp COM 833034101 3,367 122,164 SOLE 122,164 Snap On Tools Corp COM 833034101 579 21,000 OTHER (14) 21,000 Socket Communication COM 833672108 2 800 SOLE 800 Sola Intl Inc COM 834092108 1,530 80,300 SOLE 80,300 Sola Intl Inc COM 834092108 7,982 419,000 OTHER (14) 419,000 Solectron Corp COM 834182107 7,516 1,518,329 SOLE 1,518,329 Solvay Sa COM B82095116 1,197 12,932 SOLE 12,932 Somera Communication COM 834458101 3 1,900 SOLE 1,900 Sonesta Intl Hotels CL A 835438409 421 36,582 OTHER (14) 36,582 Sonic Automotive Inc COM 83545G102 1,361 67,900 SOLE 67,900 Sonic Corp COM 835451105 72 2,812 SOLE 2,812 Sonic Fdry Inc COM 83545R108 1 600 SOLE 600 Sonic Innovations In COM 83545M109 44 9,700 OTHER (14) 9,700 Sonic Solutions COM 835460106 818 50,100 SOLE 50,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Sonicwall Inc COM 835470105 1,119 165,460 SOLE 165,460 Sonicwall Inc COM 835470105 3,420 505,920 OTHER (14) 505,920 Sonoco Prods Co COM 835495102 2,492 94,241 SOLE 94,241 Sonosite Inc COM 83568G104 42 1,600 SOLE 1,600 Sonus Networks Inc COM 835916107 109 19,400 SOLE 19,400 Sony Corp COM J76379106 5,749 168,500 SOLE 168,500 Sothebys Hldgs Inc COM 835898107 1,640 104,338 SOLE 104,338 Source Information M COM NEW 836151209 94 5,000 SOLE 5,000 Source Information M COM NEW 836151209 1,257 66,980 OTHER (14) 66,980 Sourcecorp COM 836167106 974 44,000 SOLE 44,000 Sourcecorp COM 836167106 572 25,821 OTHER (14) 25,821 South Finl Group Inc COM 837841105 1,351 47,900 SOLE 47,900 South Finl Group Inc COM 837841105 237 8,400 OTHER (14) 8,400 South Jersey Inds In COM 838518108 1,466 30,700 SOLE 30,700 South Jersey Inds In COM 838518108 8,557 179,200 OTHER (14) 179,200 South Str Finl Corp COM 840468102 8 393 OTHER (14) 393 Southern Co COM 842587107 38,078 1,270,130 SOLE 1,270,130 Southern Mo Bancorp COM 843380106 231 14,500 OTHER (14) 14,500 Southern Peru Copper COM 843611104 2,103 40,700 SOLE 40,700 Southern Peru Copper COM 843611104 356 6,900 OTHER (14) 6,900 Southern Peru Copper COM 843611104 170 3,300 OTHER (5) 3,300 Southern Un Co New COM 844030106 397 19,360 SOLE 19,360 Southern Un Co New COM 844030106 27 1,300 OTHER (14) 1,300 Southside Bancshares COM 84470P109 328 16,131 OTHER (14) 16,131 Southtrust Corp COM 844730101 20,435 490,510 SOLE 490,510 Southwest Airls Co COM 844741108 18,143 1,332,103 SOLE 1,332,103 Southwest Airls Co COM 844741108 1,266 92,932 OTHER (10) 92,932 Southwest Airls Co COM 844741108 1,013 74,400 OTHER (9) 74,400 Southwest Bancorp In COM 844767103 73 3,300 SOLE 3,300 Southwest Bancorp In COM 844767103 99 4,500 OTHER (14) 4,500 Southwest Bancorpora COM 84476R109 3,287 163,200 SOLE 163,200 Southwest Gas Corp COM 844895102 2,127 88,800 SOLE 88,800 Southwestern Energy COM 845467109 3,436 81,820 SOLE 81,820 Southwestern Energy COM 845467109 25 600 OTHER (14) 600 Sovereign Bancorp In COM 845905108 13,105 600,610 SOLE 600,610 Sovereign Bancorp In COM 845905108 2,182 100,000 OTHER (3) 100,000 Sovran Self Storage COM 84610H108 1,469 37,500 SOLE 37,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Span Amer Med Sys In COM 846396109 332 31,100 OTHER (14) 31,100 Spanish Broadcasting CL A 846425882 1,461 148,516 SOLE 148,516 Spartan Mtrs Inc COM 846819100 33 2,368 OTHER (14) 2,368 Spartan Stores Inc COM 846822104 2 500 SOLE 500 Spartech Corp COM NEW 847220209 1,900 75,700 SOLE 75,700 Sparton Corp COM 847235108 71 8,090 OTHER (14) 8,090 Specialty Laboratori COM 84749R100 7 700 SOLE 700 Spectralink Corp COM 847580107 419 44,100 SOLE 44,100 Speedway Motorsports COM 847788106 77 2,300 SOLE 2,300 Spherion Corp COM 848420105 1,169 149,530 SOLE 149,530 Spherion Corp COM 848420105 1,134 145,000 OTHER (14) 145,000 Spherix Inc COM 84842R106 2 500 SOLE 500 Spinnaker Expl Co COM 84855W109 3,014 86,010 SOLE 86,010 Spinnaker Expl Co COM 84855W109 1,216 34,700 OTHER (14) 34,700 Sport Chalet Inc COM 849163100 580 41,900 OTHER (14) 41,900 Sports Auth Inc New COM 84917U109 1,357 58,470 SOLE 58,470 Sportsline.Com Inc COM 848934105 4 2,300 SOLE 2,300 Sportsmans Guide Inc COM NEW 848907200 104 5,000 SOLE 5,000 Sprint -Fon COM 852061100 47,914 2,380,228 SOLE 2,380,228 Spss Inc COM 78462K102 56 4,200 SOLE 4,200 Spss Inc COM 78462K102 60 4,510 OTHER (14) 4,510 Spx Corp COM 784635104 1,749 49,410 SOLE 49,410 Sra Intl Inc COM 78464R105 2,043 39,630 SOLE 39,630 Ss&C Technologies In COM 85227Q100 2,363 121,000 SOLE 121,000 St Joe Corp COM 790148100 2,326 48,700 SOLE 48,700 St Jude Med Inc COM 790849103 19,978 265,202 SOLE 265,202 St Jude Med Inc COM 790849103 15 200 OTHER (14) 200 St Jude Med Inc COM 790849103 708 9,400 OTHER (7) 9,400 St Mary Ld & Expl Co COM 792228108 2,675 67,200 SOLE 67,200 St Paul Travelers Co COM 792860108 33,779 1,021,734 SOLE 1,021,734 St Paul Travelers Co COM 792860108 1,289 39,000 OTHER (10) 39,000 Stage Stores Inc COM NEW 85254C305 1,427 41,700 SOLE 41,700 Stage Stores Inc COM NEW 85254C305 3,642 106,443 OTHER (14) 106,443 Staktek Hldgs Inc COM 85256P106 4 1,100 OTHER (14) 1,100 Stancorp Finl Group COM 852891100 1,452 20,400 SOLE 20,400 Stancorp Finl Group COM 852891100 1,282 18,000 OTHER (14) 18,000 Standard Coml Tob In COM 853258101 17 1,100 SOLE 1,100
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Standard Microsystem COM 853626109 842 48,100 SOLE 48,100 Standard Mtr Prods COM 853666105 76 5,000 SOLE 5,000 Standard Mtr Prods COM 853666105 1,225 81,100 OTHER (14) 81,100 Standard Pac Corp Ne COM 85375C101 2,508 44,500 SOLE 44,500 Standard Pac Corp Ne COM 85375C101 761 13,500 OTHER (13) 13,500 Standard Pac Corp Ne COM 85375C101 124 2,200 OTHER (6) 2,200 Standard Pac Corp Ne COM 85375C101 175 3,100 OTHER (5) 3,100 Standard Register Co COM 853887107 660 62,900 SOLE 62,900 Standex Intl Corp COM 854231107 127 5,200 SOLE 5,200 Standex Intl Corp COM 854231107 2,266 92,500 OTHER (14) 92,500 Stanley Furniture In COM NEW 854305208 114 2,600 SOLE 2,600 Stanley Wks COM 854616109 5,322 125,140 SOLE 125,140 Stanley Wks COM 854616109 9 200 OTHER (14) 200 Stanley Wks COM 854616109 225 5,300 OTHER (5) 5,300 Staples Inc COM 855030102 21,791 730,752 SOLE 730,752 Staples Inc COM 855030102 140 4,700 OTHER (14) 4,700 Star Buffet Inc COM 855086104 42 6,700 OTHER (14) 6,700 Star Scientific Inc COM 85517P101 8 1,400 OTHER (14) 1,400 Starbucks Corp COM 855244109 26,218 576,726 SOLE 576,726 Starbucks Corp COM 855244109 18 400 OTHER (14) 400 Startek Inc COM 85569C107 1,073 34,200 SOLE 34,200 Startek Inc COM 85569C107 38 1,200 OTHER (14) 1,200 Starwood Hotels&Reso PAIRED CTF 85590A203 14,149 304,811 SOLE 304,811 State Auto Finl Corp COM 855707105 2,692 93,000 SOLE 93,000 State Auto Finl Corp COM 855707105 567 19,577 OTHER (14) 19,577 State Bancorp Inc N. COM 855716106 20 882 SOLE 882 State Bancorp Inc N. COM 855716106 11 500 OTHER (14) 500 State Finl Svcs Corp CL A 856855101 55 2,000 SOLE 2,000 State Str Corp COM 857477103 21,402 501,111 SOLE 501,111 State Str Corp COM 857477103 184 4,300 OTHER (6) 4,300 Station Casinos Inc COM 857689103 1,807 36,850 SOLE 36,850 Station Casinos Inc COM 857689103 2,344 47,800 OTHER (14) 47,800 Steak N Shake Co COM 857873103 1,088 63,680 SOLE 63,680 Steak N Shake Co COM 857873103 116 6,800 OTHER (14) 6,800 Steel Dynamics Inc COM 858119100 6,063 157,000 SOLE 157,000 Steel Dynamics Inc COM 858119100 13,822 357,886 OTHER (14) 357,886 Steel Dynamics Inc COM 858119100 1,012 26,200 OTHER (13) 26,200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Steel Dynamics Inc COM 858119100 97 2,500 OTHER (6) 2,500 Steel Dynamics Inc COM 858119100 170 4,400 OTHER (5) 4,400 Steel Technologies I COM 858147101 143 5,600 SOLE 5,600 Steel Technologies I COM 858147101 1,259 49,153 OTHER (14) 49,153 Steelcase Inc CL A 858155203 2,488 177,700 SOLE 177,700 Steelcase Inc CL A 858155203 610 43,560 OTHER (14) 43,560 Steelcase Inc CL A 858155203 679 48,500 OTHER (12) 48,500 Stein Mart Inc COM 858375108 258 16,968 SOLE 16,968 Stein Mart Inc COM 858375108 2,122 139,424 OTHER (14) 139,424 Steiner Leisure Ltd ORD P8744Y102 3,953 178,858 OTHER (14) 178,858 Stellent Inc COM 85856W105 8 1,100 SOLE 1,100 Stepan Chem Co COM 858586100 29 1,200 SOLE 1,200 Stepan Chem Co COM 858586100 545 22,900 OTHER (14) 22,900 Stericycle Inc COM 858912108 1,253 27,300 SOLE 27,300 Steris Corp COM 859152100 1,198 54,600 SOLE 54,600 Steris Corp COM 859152100 246 11,200 OTHER (6) 11,200 Sterling Bancorp COM 859158107 999 36,923 SOLE 36,923 Sterling Bancshares COM 858907108 1,503 111,750 SOLE 111,750 Sterling Constructio COM 859241101 302 48,700 OTHER (14) 48,700 Sterling Finl Corp COM 859317109 1,358 50,600 SOLE 50,600 Sterling Finl Corp W COM 859319105 1,962 55,668 SOLE 55,668 Sterling Finl Corp W COM 859319105 3,776 107,151 OTHER (14) 107,151 Stewart Enterprises COM 860370105 1,883 270,968 SOLE 270,968 Stewart Enterprises COM 860370105 3,419 491,898 OTHER (14) 491,898 Stewart Information COM 860372101 1,781 45,200 SOLE 45,200 Stewart&Stevenson Sv COM 860342104 1,249 70,700 SOLE 70,700 Stifel Finl Corp COM 860630102 334 17,065 OTHER (14) 17,065 Stillwater Mng Co COM 86074Q102 18 1,133 SOLE 1,133 Stmicroelectronics COM 861012128 2,022 117,296 SOLE 117,296 Stone Energy Corp COM 861642106 3,007 68,716 SOLE 68,716 Stone Energy Corp COM 861642106 123 2,800 OTHER (6) 2,800 Stoneridge Inc COM 86183P102 93 6,600 SOLE 6,600 Stoneridge Inc COM 86183P102 234 16,600 OTHER (14) 16,600 Storage Technology C COM PAR $0.10 862111200 3,567 141,214 SOLE 141,214 Storage Technology C COM PAR $0.10 862111200 980 38,800 OTHER (14) 38,800 Stratasys Inc COM 862685104 43 1,350 SOLE 1,350 Stratex Networks Inc COM 86279T109 439 196,000 SOLE 196,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Strattec Sec Corp COM 863111100 305 4,900 SOLE 4,900 Stratus Pptys Inc COM NEW 863167201 4 272 OTHER (14) 272 Strayer Ed Inc COM 863236105 3,692 32,100 SOLE 32,100 Stride Rite Corp COM 863314100 1,015 99,000 SOLE 99,000 Stride Rite Corp COM 863314100 208 20,300 OTHER (14) 20,300 Stryker Corp COM 863667101 28,111 584,680 SOLE 584,680 Stryker Corp COM 863667101 14 300 OTHER (14) 300 Student Ln Corp COM 863902102 1,772 12,500 SOLE 12,500 Sturm Ruger & Co Inc COM 864159108 25 2,800 SOLE 2,800 Suez COM F58653118 3,336 155,587 SOLE 155,587 Suffolk Bancorp COM 864739107 854 28,300 SOLE 28,300 Sumitomo Corp COM J77282119 1,019 137,000 SOLE 137,000 Sumitomo Electric COM J77411114 1,162 131,000 SOLE 131,000 Summa Inds COM 86562T105 28 2,500 OTHER (14) 2,500 Summit Pptys Inc COM 866239106 2,042 75,500 SOLE 75,500 Sumtotal Sys Inc COM 866615107 2 463 SOLE 463 Sun Bancorp Inc COM 86663B102 73 3,307 SOLE 3,307 Sun Communities Inc COM 866674104 1,795 45,800 SOLE 45,800 Sun Hung Kai Prop COM Y82594121 2,986 315,594 SOLE 315,594 Sun Hung Kai Prop COM Y82594121 9 1,000 OTHER (14) 1,000 Sun Hung Kai Prop COM Y82594121 472 49,900 OTHER (2) 49,900 Sun Life Finl Svcs C COM 866796105 3,670 122,164 SOLE 122,164 Sun Microsystems Inc COM 866810104 20,276 5,018,763 SOLE 5,018,763 Sunair Electrs Inc COM 867017105 22 4,300 OTHER (14) 4,300 Suncor Inc COM 867229106 2,612 81,600 SOLE 81,600 Sungard Data Sys Inc COM 867363103 10,083 424,200 SOLE 424,200 Sunlink Health Syste COM 86737U102 1 200 OTHER (14) 200 Sunoco Inc COM 86764P109 8,671 117,202 SOLE 117,202 Sunoco Inc COM 86764P109 1,546 20,900 OTHER (14) 20,900 Sunoco Inc COM 86764P109 473 6,400 OTHER (5) 6,400 Sunoco Logistics Prt COM UNITS 86764L108 79 2,000 SOLE 2,000 Sunrise Senior Livin COM 86768K106 1,921 54,700 SOLE 54,700 Sunrise Telecom Inc COM 86769Y105 6 2,000 SOLE 2,000 Suntrust Bks Inc COM 867914103 29,428 417,954 SOLE 417,954 Suntrust Bks Inc COM 867914103 894 12,700 OTHER (14) 12,700 Superconductor Techn COM 867931107 175 161,000 SOLE 161,000 Supergen Inc COM 868059106 611 98,900 SOLE 98,900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Superior Consultant COM 868146101 17 2,550 OTHER (14) 2,550 Superior Energy Svcs COM 868157108 2,253 174,400 SOLE 174,400 Superior Inds Intl COM 868168105 1,830 61,100 SOLE 61,100 Superior Uniform Grp COM 868358102 22 1,600 SOLE 1,600 Superior Uniform Grp COM 868358102 59 4,300 OTHER (14) 4,300 Supertex Inc COM 868532102 144 7,400 SOLE 7,400 Supervalu Inc COM 868536103 6,167 223,863 SOLE 223,863 Supervalu Inc COM 868536103 1,364 49,500 OTHER (14) 49,500 Supervalu Inc COM 868536103 193 7,000 OTHER (6) 7,000 Supervalu Inc COM 868536103 350 12,700 OTHER (5) 12,700 Supportsoft Inc COM 868587106 1,221 125,400 SOLE 125,400 Supportsoft Inc COM 868587106 234 24,000 OTHER (13) 24,000 Surewest Communicati COM 868733106 955 33,300 SOLE 33,300 Surmodics Inc COM 868873100 955 40,200 SOLE 40,200 Susquehanna Bkshs Pa COM 869099101 2,956 120,143 SOLE 120,143 Svenska Cellulosa COM W90152120 1,398 35,963 SOLE 35,963 Swift Energy Co COM 870738101 1,627 67,900 SOLE 67,900 Swift Energy Co COM 870738101 2,751 114,800 OTHER (14) 114,800 Swift Transn Co COM 870756103 1,014 60,270 SOLE 60,270 Swift Transn Co COM 870756103 375 22,300 OTHER (14) 22,300 Swift Transn Co COM 870756103 158 9,400 OTHER (6) 9,400 Swire Pacific COM Y83310105 1,290 190,000 SOLE 190,000 Swire Pacific COM Y83310105 20 3,000 OTHER (14) 3,000 Sws Group Inc COM 78503N107 67 4,138 SOLE 4,138 Sybase Inc COM 871130100 978 70,936 SOLE 70,936 Sybase Inc COM 871130100 32 2,300 OTHER (14) 2,300 Sybron Dental Specia COM 871142105 3,279 110,433 SOLE 110,433 Sycamore Networks In COM 871206108 69 18,200 SOLE 18,200 Sykes Enterprises In COM 871237103 1,412 307,628 OTHER (14) 307,628 Symantec Corp COM 871503108 25,107 457,490 SOLE 457,490 Symantec Corp COM 871503108 44 800 OTHER (14) 800 Symbion Inc Del COM 871507109 40 2,500 SOLE 2,500 Symbol Technologies COM 871508107 4,267 337,606 SOLE 337,606 Symmetricom Inc COM 871543104 148 15,650 SOLE 15,650 Symmetricom Inc COM 871543104 4,678 494,468 OTHER (14) 494,468 Syms Corp COM 871551107 95 8,800 OTHER (14) 8,800 Symyx Technologies COM 87155S108 1,802 76,500 SOLE 76,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Synalloy Corp COM 871565107 17 1,700 OTHER (14) 1,700 Synaptics Inc COM 87157D109 1,214 60,200 SOLE 60,200 Synopsys Inc COM 871607107 2,822 179,084 SOLE 179,084 Synopsys Inc COM 871607107 118 7,500 OTHER (6) 7,500 Synovis Life Technol COM 87162G105 281 29,400 SOLE 29,400 Synovis Life Technol COM 87162G105 281 29,400 OTHER (12) 29,400 Synovus Finl Corp COM 87161C105 11,680 446,669 SOLE 446,669 Synplicity Inc COM 87160Y108 6 1,200 SOLE 1,200 Syntel Inc COM 87162H103 41 2,500 SOLE 2,500 Syntroleum Corp COM 871630109 28 4,000 SOLE 4,000 Sypris Solutions Inc COM 871655106 1,174 86,010 OTHER (14) 86,010 Sysco Corp COM 871829107 27,907 932,723 SOLE 932,723 Sysco Corp COM 871829107 21 700 OTHER (14) 700 Systemax Inc COM 871851101 58 10,300 OTHER (14) 10,300 T.Rowe Price Group I COM 74144T108 10,476 205,657 SOLE 205,657 T.Rowe Price Group I COM 74144T108 1,075 21,100 OTHER (10) 21,100 Takeda Pharmaceuti COM J81281115 12,758 281,200 SOLE 281,200 Takeda Pharmaceuti COM J81281115 5,490 121,000 OTHER (3) 121,000 Take-Two Interactive COM 874054109 263 8,000 SOLE 8,000 Talbots Inc COM 874161102 1,966 79,300 SOLE 79,300 Talbots Inc COM 874161102 895 36,100 OTHER (9) 36,100 Talbots Inc COM 874161102 176 7,100 OTHER (6) 7,100 Talisman Energy Inc COM 87425E103 1,991 76,875 SOLE 76,875 Talk America Hldgs I COM NEW 87426R202 26 5,000 SOLE 5,000 Talx Corp COM 874918105 39 1,700 SOLE 1,700 Tandy Brands Accesso COM 875378101 14 1,000 SOLE 1,000 Tandy Brands Accesso COM 875378101 107 7,500 OTHER (14) 7,500 Tanger Factory Outle COM 875465106 1,433 32,000 SOLE 32,000 Tanox Inc COM 87588Q109 1,770 104,940 SOLE 104,940 Taragon Rlty Invs In COM 876287103 38 2,948 SOLE 2,948 Taragon Rlty Invs In COM 876287103 281 21,617 OTHER (14) 21,617 Target Corp COM 87612E106 62,002 1,370,205 SOLE 1,370,205 Target Corp COM 87612E106 36 800 OTHER (14) 800 Target Corp COM 87612E106 1,154 25,500 OTHER (10) 25,500 Tarrant Apparel Grou COM 876289109 1 1,700 SOLE 1,700 Taser Intl Inc COM 87651B104 225 6,000 SOLE 6,000 Tasty Baking Co COM 876553306 4 500 SOLE 500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Tasty Baking Co COM 876553306 34 4,300 OTHER (14) 4,300 Taubman Ctrs Inc COM 876664103 3,027 117,200 SOLE 117,200 Tb Woods Corp COM 872226105 25 4,400 OTHER (14) 4,400 Tbc Corp COM 872180104 1,186 53,100 SOLE 53,100 Tc Pipelines Lp UT COM LTD PRT 87233Q108 1,492 40,400 SOLE 40,400 Tcf Bkg & Svgs Fa Mi COM 872275102 2,714 89,600 SOLE 89,600 Tdk Corp COM J82141136 1,465 22,000 SOLE 22,000 Team Financial Inc COM 87815X109 150 13,350 OTHER (14) 13,350 Team Inc COM 878155100 5 300 OTHER (14) 300 Tech Data Corp COM 878237106 1,376 35,700 SOLE 35,700 Teche Hldg Co COM 878330109 200 5,000 OTHER (14) 5,000 Techne Corp COM 878377100 1,992 52,166 SOLE 52,166 Technical Olympic Us COM 878483106 64 2,250 SOLE 2,250 Technical Olympic Us COM 878483106 1,891 66,947 OTHER (14) 66,947 Technitrol Inc COM 878555101 2,217 113,700 SOLE 113,700 Techteam Global Inc COM 878311109 273 29,050 OTHER (14) 29,050 Tecnomatix Technolog ORD M8743P105 181 15,737 OTHER (14) 15,737 Teco Energy Inc COM 872375100 3,728 275,519 SOLE 275,519 Tecumseh Prods Co CL B 878895101 4,135 101,200 SOLE 101,200 Tecumseh Prods Co CL A 878895200 1,893 45,200 SOLE 45,200 Tecumseh Prods Co CL B 878895101 4,135 101,200 OTHER (14) 101,200 Teekay Shipping Mars COM Y8564W103 422 9,800 SOLE 9,800 Teekay Shipping Mars COM Y8564W103 2,616 60,700 OTHER (14) 60,700 Teekay Shipping Mars COM Y8564W103 422 9,800 OTHER (5) 9,800 Tejon Ranch Co COM 879080109 1,396 37,074 SOLE 37,074 Tekelec COM 879101103 3,256 195,200 SOLE 195,200 Tekelec COM 879101103 746 44,700 OTHER (13) 44,700 Tektronix Inc COM 879131100 6,550 196,999 SOLE 196,999 Tektronix Inc COM 879131100 775 23,300 OTHER (14) 23,300 Tektronix Inc COM 879131100 1,280 38,500 OTHER (9) 38,500 Tel Offshore Tr UNIT BEN INT 872382106 4 564 OTHER (14) 564 Telecommunications S COM 87929J103 4 1,300 SOLE 1,300 Teledyne Technologie COM 879360105 2,470 98,657 SOLE 98,657 Teledyne Technologie COM 879360105 10 400 OTHER (14) 400 Teleflex Inc COM 879369106 1,807 42,510 SOLE 42,510 Teleflex Inc COM 879369106 536 12,600 OTHER (14) 12,600 Teleflex Inc COM 879369106 719 16,910 OTHER (11) 16,910
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Telefonica Sa COM E90129102 15,069 1,006,612 SOLE 1,006,612 Telefonica Sa COM E90129102 1,594 106,453 OTHER (2) 106,453 Teleglobe Intl Hldgs COM G87340108 1 400 SOLE 400 Telephone & Data Sys COM 879433100 3,636 43,200 SOLE 43,200 Telephone & Data Sys COM 879433100 2,963 35,200 OTHER (14) 35,200 Telephone & Data Sys COM 879433100 379 4,500 OTHER (5) 4,500 Teletech Holdings In COM 879939106 1,641 173,800 SOLE 173,800 Teletech Holdings In COM 879939106 2,142 226,929 OTHER (14) 226,929 Telik Inc COM 87959M109 2,185 98,000 SOLE 98,000 Tellabs Inc COM 879664100 5,636 613,253 SOLE 613,253 Tellabs Inc COM 879664100 36 3,900 OTHER (14) 3,900 Telular Corp COM NEW 87970T208 252 23,950 OTHER (14) 23,950 Temple Inland Inc COM 879868107 5,491 81,776 SOLE 81,776 Temple Inland Inc COM 879868107 1,068 15,900 OTHER (14) 15,900 Temple Inland Inc COM 879868107 107 1,600 OTHER (6) 1,600 Tempur Pedic Intl In COM 88023U101 1,311 87,450 SOLE 87,450 Tempur Pedic Intl In COM 88023U101 1,191 79,450 OTHER (7) 79,450 Tenet Healthcare Cor COM 88033G100 7,388 684,664 SOLE 684,664 Tennant Co COM 880345103 1,423 35,100 SOLE 35,100 Tennant Co COM 880345103 28 700 OTHER (14) 700 Tenneco Automotive I COM 880349105 411 31,371 SOLE 31,371 Teppco Partners L P COM 872384102 166 4,000 SOLE 4,000 Teradyne Inc COM 880770102 5,057 377,383 SOLE 377,383 Teradyne Inc COM 880770102 1,328 99,100 OTHER (9) 99,100 Terayon Communicatio COM 880775101 365 172,000 SOLE 172,000 Terex Corp New COM 880779103 265 6,100 SOLE 6,100 Terex Corp New COM 880779103 174 4,000 OTHER (14) 4,000 Terex Corp New COM 880779103 104 2,400 OTHER (5) 2,400 Terra Inds Inc COM 880915103 2,729 315,100 OTHER (14) 315,100 Tesco COM G87621101 13,737 2,693,471 SOLE 2,693,471 Tesco COM G87621101 3,117 611,100 OTHER (4) 611,100 Tesco COM G87621101 3,247 636,700 OTHER (2) 636,700 Tesma Intl Inc CL A SUB VTG 881908107 202 8,500 OTHER (14) 8,500 Tesoro Pete Corp COM 881609101 6,698 226,830 SOLE 226,830 Tesoro Pete Corp COM 881609101 2,761 93,500 OTHER (14) 93,500 Tesoro Pete Corp COM 881609101 298 10,100 OTHER (5) 10,100 Tessco Technologies COM 872386107 10 900 SOLE 900
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Tessco Technologies COM 872386107 197 17,650 OTHER (14) 17,650 Tessera Technologies COM 88164L100 66 3,000 SOLE 3,000 Tetra Tech Inc New COM 88162G103 152 12,031 SOLE 12,031 Tetra Technologies I COM 88162F105 2,439 78,550 SOLE 78,550 Tetra Technologies I COM 88162F105 7,634 245,850 OTHER (14) 245,850 Tetra Technologies I COM 88162F105 765 24,650 OTHER (12) 24,650 Teva Pharmaceutical ADR 881624209 6 240 SOLE 240 Texas Genco Hldgs In COM 882443104 526 11,280 SOLE 11,280 Texas Genco Hldgs In COM 882443104 574 12,300 OTHER (14) 12,300 Texas Genco Hldgs In COM 882443104 261 5,600 OTHER (5) 5,600 Texas Inds Inc COM 882491103 2,701 52,500 SOLE 52,500 Texas Instrs Inc COM 882508104 56,093 2,635,949 SOLE 2,635,949 Texas Instrs Inc COM 882508104 34 1,600 OTHER (14) 1,600 Texas Instrs Inc COM 882508104 1,092 51,300 OTHER (10) 51,300 Texas Instrs Inc COM 882508104 1,275 59,900 OTHER (7) 59,900 Texas Regl Bancshare COM 882673106 3,546 114,054 SOLE 114,054 Textron Inc COM 883203101 13,058 203,179 SOLE 203,179 Textron Inc COM 883203101 174 2,700 OTHER (14) 2,700 Tf Finl Corp COM 872391107 20 700 SOLE 700 Tf Finl Corp COM 872391107 276 9,766 OTHER (14) 9,766 Theragenics Corp COM 883375107 264 72,200 SOLE 72,200 Theragenics Corp COM 883375107 42 11,400 OTHER (14) 11,400 Theragenics Corp COM 883375107 241 66,100 OTHER (12) 66,100 Therma-Wave Inc COM 88343A108 3 1,000 SOLE 1,000 Thermo Electron Corp COM 883556102 9,132 337,972 SOLE 337,972 Thermo Electron Corp COM 883556102 424 15,700 OTHER (14) 15,700 Thermo Electron Corp COM 883556102 1,194 44,200 OTHER (9) 44,200 Third Wave Technolog COM 88428W108 835 121,400 SOLE 121,400 Thomas & Betts Corp COM 884315102 561 20,925 SOLE 20,925 Thomas Inds Inc COM 884425109 1,435 45,700 SOLE 45,700 Thomas Inds Inc COM 884425109 41 1,300 OTHER (14) 1,300 Thomson Corp COM 884903105 1,388 40,000 SOLE 40,000 Thor Inds Inc COM 885160101 934 35,300 SOLE 35,300 Thoratec Corp. COM NEW 885175307 1,264 131,436 SOLE 131,436 Thoratec Corp. COM NEW 885175307 589 61,188 OTHER (14) 61,188 Thornburg Mtg Asset COM 885218107 1,349 46,500 SOLE 46,500 Thq Inc COM NEW 872443403 1,811 93,060 SOLE 93,060
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Thq Inc COM NEW 872443403 3,108 159,725 OTHER (14) 159,725 Three-Five Sys Inc COM 88554L108 9 3,299 SOLE 3,299 Tibco Software Inc COM 88632Q103 725 85,230 SOLE 85,230 Tibco Software Inc COM 88632Q103 589 69,230 OTHER (11) 69,230 Tidewater Inc. COM 886423102 2,034 62,500 SOLE 62,500 Tidewater Inc. COM 886423102 1,156 35,500 OTHER (14) 35,500 Tidewater Inc. COM 886423102 889 27,300 OTHER (12) 27,300 Tier Technologies In COM 88650Q100 652 67,600 SOLE 67,600 Tier Technologies In COM 88650Q100 648 67,100 OTHER (12) 67,100 Tiffany & Co New COM 886547108 8,965 291,653 SOLE 291,653 Tiffany & Co New COM 886547108 851 27,700 OTHER (9) 27,700 Tiffany & Co New COM 886547108 1,537 50,000 OTHER (3) 50,000 Timberland Bancorp I COM 887098101 23 1,000 SOLE 1,000 Timberland Bancorp I COM 887098101 526 22,400 OTHER (14) 22,400 Timberland Co COM 887100105 1,426 25,100 SOLE 25,100 Timberland Co COM 887100105 1,346 23,700 OTHER (14) 23,700 Timberland Co COM 887100105 284 5,000 OTHER (5) 5,000 Time Warner Inc COM 887317105 119,940 7,431,208 SOLE 7,431,208 Time Warner Inc COM 887317105 1,089 67,500 OTHER (14) 67,500 Time Warner Inc COM 887317105 1,185 73,400 OTHER (10) 73,400 Time Warner Inc COM 887317105 1,190 73,700 OTHER (7) 73,700 Time Warner Inc COM 887317105 2,071 128,300 OTHER (3) 128,300 Time Warner Telecom COM 887319101 782 163,000 SOLE 163,000 Timken Co COM 887389104 2,307 93,700 SOLE 93,700 Timken Co COM 887389104 1,024 41,600 OTHER (14) 41,600 Titan Corp COM 888266103 700 50,081 SOLE 50,081 Titan Intl Inc Ill COM 88830M102 104 10,800 SOLE 10,800 Titan Pharmaceutical COM 888314101 2 800 SOLE 800 Titanium Metals Corp COM 888339207 21 900 SOLE 900 Tivo Inc COM 888706108 1,220 184,300 SOLE 184,300 Tjx Cos Inc New COM 872540109 16,747 759,866 SOLE 759,866 Tjx Cos Inc New COM 872540109 879 39,900 OTHER (14) 39,900 Tjx Cos Inc New COM 872540109 796 36,100 OTHER (9) 36,100 Todco CL A 88889T107 95 5,500 SOLE 5,500 Todd Shipyards Corp COM 889039103 817 53,180 OTHER (14) 53,180 Tohoku Elec Power COM J85108108 1,379 83,700 SOLE 83,700 Tohoku Elec Power COM J85108108 28 1,700 OTHER (14) 1,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Tokyo Broadcasting COM J86656105 559 35,400 SOLE 35,400 Tokyo Broadcasting COM J86656105 559 35,400 OTHER (2) 35,400 Tokyo Elec Power COM J86914108 4,752 219,300 SOLE 219,300 Tokyo Elec Power COM J86914108 37 1,700 OTHER (14) 1,700 Tokyo Electron COM J86957115 1,364 28,000 SOLE 28,000 Tokyo Gas Co COM J87000105 1,800 507,000 SOLE 507,000 Tokyu Corp COM J88720123 888 195,100 SOLE 195,100 Tokyu Corp COM J88720123 888 195,100 OTHER (2) 195,100 Toll Brothers Inc COM 889478103 3,938 85,000 SOLE 85,000 Toll Brothers Inc COM 889478103 371 8,000 OTHER (14) 8,000 Toll Brothers Inc COM 889478103 1,862 40,200 OTHER (13) 40,200 Tollgrade Communicat COM 889542106 51 5,800 SOLE 5,800 Tompkins Cnty Trustc COM 890110109 832 17,970 SOLE 17,970 Too Inc COM 890333107 1,546 85,542 SOLE 85,542 Tootsie Roll Inds In COM 890516107 900 30,816 SOLE 30,816 Toppan Printing Co COM J89322119 1,216 122,000 SOLE 122,000 Toppan Printing Co COM J89322119 20 2,000 OTHER (14) 2,000 Topps Inc COM 890786106 930 95,100 SOLE 95,100 Torchmark Corp COM 891027104 8,900 167,360 SOLE 167,360 Toreador Res Corp COM 891050106 131 13,534 OTHER (14) 13,534 Toro Co COM 891092108 3,777 55,300 SOLE 55,300 Toro Co COM 891092108 8,345 122,180 OTHER (14) 122,180 Toshiba Corp COM 891493108 2,100 566,000 SOLE 566,000 Toshiba Corp COM 891493108 22 6,000 OTHER (14) 6,000 Total COM F92124100 24,589 121,632 SOLE 121,632 Total COM F92124100 101 500 OTHER (14) 500 Total COM F92124100 1,011 5,000 OTHER (3) 5,000 Total COM F92124100 1,152 5,700 OTHER (2) 5,700 Total Entmt Restaura COM 89150E100 1 100 OTHER (14) 100 Total Logistics Inc COM 89151W109 402 16,800 OTHER (14) 16,800 Total Sys Svcs Inc COM 891906109 3,074 121,800 SOLE 121,800 Tower Automotive Inc COM 891707101 426 203,600 SOLE 203,600 Tower Automotive Inc COM 891707101 124 59,300 OTHER (12) 59,300 Tower Financial Corp COM 891769101 6 500 OTHER (14) 500 Town & Ctry Tr COM 892081100 1,018 40,000 SOLE 40,000 Toyota Motor Corp COM J92676113 20,651 538,500 SOLE 538,500 Toyota Motor Corp COM J92676113 100 2,600 OTHER (14) 2,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Toys R Us COM 892335100 5,884 331,696 SOLE 331,696 Toys R Us COM 892335100 1,978 111,500 OTHER (14) 111,500 Toys R Us COM 892335100 112 6,300 OTHER (6) 6,300 Tractor Supply Co COM 892356106 2,851 90,680 SOLE 90,680 Trammell Crow Co COM 89288R106 1,592 101,300 SOLE 101,300 Trans Lux Corp COM 893247106 10 1,600 OTHER (14) 1,600 Trans World Entmt Co COM 89336Q100 281 28,759 SOLE 28,759 Trans World Entmt Co COM 89336Q100 1,801 184,300 OTHER (14) 184,300 Transaction Sys Arch COM 893416107 2,998 161,300 SOLE 161,300 Transatlantic Hldgs COM 893521104 2,259 41,562 SOLE 41,562 Transcanada Corp COM 89353D107 2,066 94,561 SOLE 94,561 Transgenomic Inc COM 89365K206 1 1,200 SOLE 1,200 Transkaryotic Therap COM 893735100 1,457 82,200 SOLE 82,200 Transmeta Corp Del COM 89376R109 516 409,700 SOLE 409,700 Transmontaigne Oil C COM 893934109 9 1,600 SOLE 1,600 Transmontaigne Oil C COM 893934109 1,809 310,900 OTHER (14) 310,900 Transocean Sedco For COM G90078109 12,325 344,475 SOLE 344,475 Transocean Sedco For COM G90078109 1,585 44,300 OTHER (9) 44,300 Transport Corp Of Am COM 89385P102 38 4,855 OTHER (14) 4,855 Transtechnology Corp COM 893889105 4 500 SOLE 500 Transwitch Corp COM 894065101 4 3,100 SOLE 3,100 Trc Cos Inc COM 872625108 853 45,430 SOLE 45,430 Trc Cos Inc COM 872625108 827 44,080 OTHER (12) 44,080 Tredegar Inds Inc COM 894650100 1,705 93,700 SOLE 93,700 Tredegar Inds Inc COM 894650100 55 3,000 OTHER (14) 3,000 Trex Inc COM 89531P105 1,519 34,300 SOLE 34,300 Triad Gty Inc COM 895925105 1,909 34,400 SOLE 34,400 Triad Hospitals Inc COM 89579K109 1,603 46,544 SOLE 46,544 Triarc Cos Inc COM 895927309 1,643 143,200 SOLE 143,200 Tribune Co New COM 896047107 20,066 487,619 SOLE 487,619 Tribune Co New COM 896047107 148 3,600 OTHER (6) 3,600 Trico Bancshares COM 896095106 8 400 SOLE 400 Trident Microsystems COM 895919108 114 11,300 OTHER (14) 11,300 Trimble Navigation L COM 896239100 180 5,700 SOLE 5,700 Trimble Navigation L COM 896239100 4,031 127,579 OTHER (14) 127,579 Trimeris Inc COM 896263100 8 500 SOLE 500 Trinity Inds Inc COM 896522109 115 3,700 SOLE 3,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Trinity Inds Inc COM 896522109 81 2,600 OTHER (6) 2,600 Tripath Imaging Inc COM 896942109 21 2,600 SOLE 2,600 Tripath Technology I COM 89672P104 3 1,800 SOLE 1,800 Tripos Inc COM 896928108 26 6,000 SOLE 6,000 Tripos Inc COM 896928108 20 4,600 OTHER (14) 4,600 Triquint Semiconduct COM 89674K103 1,218 312,210 SOLE 312,210 Triumph Group Inc Ne COM 896818101 1,363 40,300 SOLE 40,300 Triumph Group Inc Ne COM 896818101 166 4,900 OTHER (14) 4,900 Trizec Properties In COM 89687P107 1,496 93,700 SOLE 93,700 Trizec Properties In COM 89687P107 3,374 211,301 OTHER (14) 211,301 Trizetto Group Inc COM 896882107 179 30,700 SOLE 30,700 Troy Group Inc COM 89733N106 7 2,000 SOLE 2,000 Trustco Bk Corp N Y COM 898349105 2,207 172,177 SOLE 172,177 Trustmark Corp COM 898402102 1,106 35,600 SOLE 35,600 Trw Automotive Hldgs COM 87264S106 1,755 93,100 OTHER (14) 93,100 Tsr Inc COM 872885108 286 47,233 OTHER (14) 47,233 Ttm Technologies In COM 87305R109 857 96,400 SOLE 96,400 Ttm Technologies In COM 87305R109 2,524 283,913 OTHER (14) 283,913 Tuesday Morning Corp COM NEW 899035505 77 2,500 SOLE 2,500 Tufco Technologies I COM 899040109 129 16,400 OTHER (14) 16,400 Tumbleweed Communica COM 899690101 5 2,000 SOLE 2,000 Tupperware Corp COM 899896104 2,870 169,000 SOLE 169,000 Tupperware Corp COM 899896104 538 31,700 OTHER (12) 31,700 Tweeter Home Entmt G COM 901167106 6 1,100 SOLE 1,100 Twin Disc Inc COM 901476101 834 33,500 OTHER (14) 33,500 Txu Corp COM 873168108 23,906 498,873 SOLE 498,873 Txu Corp COM 873168108 24 500 OTHER (14) 500 Txu Corp COM 873168108 518 10,800 OTHER (5) 10,800 Tyco Intl Ltd New COM 902124106 52,815 1,722,605 SOLE 1,722,605 Tyco Intl Ltd New COM 902124106 18 600 OTHER (14) 600 Tyler Technologies I COM 902252105 1,242 140,500 SOLE 140,500 Tyler Technologies I COM 902252105 354 40,000 OTHER (14) 40,000 Tyson Foods Inc COM 902494103 3,613 225,522 SOLE 225,522 Tyson Foods Inc COM 902494103 179 11,200 OTHER (14) 11,200 Tyson Foods Inc COM 902494103 154 9,600 OTHER (5) 9,600 U S B Hldg Inc COM 902910108 1,233 48,771 SOLE 48,771 U S Concrete Inc COM 90333L102 1,450 234,690 OTHER (14) 234,690
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ U S G Corp COM NEW 903293405 1,847 101,300 SOLE 101,300 U S I Hldgs COM 90333H101 1,511 110,700 SOLE 110,700 U S Physical Therapy COM 90337L108 47 3,500 SOLE 3,500 U S Restaurant Pptys COM 902971100 890 52,700 SOLE 52,700 U S Xpress Enterpris CL A 90338N103 1,493 80,553 OTHER (14) 80,553 Ubiquitel Inc COM 903474302 224 56,000 SOLE 56,000 Ucbh Holdings Inc COM 90262T308 1,129 28,900 SOLE 28,900 Ugi Corp New COM 902681105 5,929 159,123 SOLE 159,123 Uici COM 902737105 3,798 115,994 SOLE 115,994 Uici COM 902737105 3,150 96,200 OTHER (14) 96,200 Uil Hldg Corp COM 902748102 2,317 47,100 SOLE 47,100 Uil Hldg Corp COM 902748102 6,955 141,400 OTHER (14) 141,400 Ulticom Inc COM 903844108 158 10,700 SOLE 10,700 Ultimate Software Gr COM 90385D107 5 400 OTHER (14) 400 Ultra Clean Hldgs In COM 90385V107 340 79,100 SOLE 79,100 Ultra Clean Hldgs In COM 90385V107 340 79,100 OTHER (7) 79,100 Ultra Pete Corp COM 903914109 2,276 46,400 SOLE 46,400 Ultra Pete Corp COM 903914109 2,286 46,600 OTHER (14) 46,600 Ultratech Inc COM 904034105 939 59,900 SOLE 59,900 Umb Finl Corp COM 902788108 2,459 51,580 SOLE 51,580 Umb Finl Corp COM 902788108 7,202 151,085 OTHER (14) 151,085 Umpqua Hldgs Corp COM 904214103 2,150 95,295 SOLE 95,295 Unico Amern Corp COM 904607108 54 8,254 OTHER (14) 8,254 Unifi Inc COM 904677101 4 1,900 SOLE 1,900 Unifirst Corp Mass COM 904708104 112 3,900 SOLE 3,900 Unifirst Corp Mass COM 904708104 26 900 OTHER (14) 900 Unilever Plc COM G92087108 4,411 523,823 SOLE 523,823 Unilever Plc COM G92087108 155 18,454 OTHER (14) 18,454 Union Bankshares Cor COM 905399101 22 700 SOLE 700 Union Cmnty Bancorp COM 906054101 5 300 OTHER (14) 300 Union Pac Corp COM 907818108 23,674 403,993 SOLE 403,993 Union Pac Corp COM 907818108 1,207 20,600 OTHER (10) 20,600 Unionbancal Corp COM 908906100 14,829 250,442 SOLE 250,442 Unionbancal Corp COM 908906100 107 1,800 OTHER (14) 1,800 Unionbancal Corp COM 908906100 379 6,400 OTHER (5) 6,400 Unisource Energy Cor COM 909205106 2,106 86,480 SOLE 86,480 Unisys Corp COM 909214108 6,030 584,327 SOLE 584,327
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Unisys Corp COM 909214108 975 94,500 OTHER (9) 94,500 Unit Corp COM 909218109 3,799 108,300 SOLE 108,300 United Auto Group In COM 909440109 25 1,000 SOLE 1,000 United Bancshares In COM 909458101 183 11,797 OTHER (14) 11,797 United Bankshs Inc W COM 909907107 378 10,900 SOLE 10,900 United Cap Corp COM 909912107 48 2,100 SOLE 2,100 United Cap Corp COM 909912107 146 6,400 OTHER (14) 6,400 United Cmnty Bks Bla COM 90984P105 1,994 82,150 SOLE 82,150 United Cmnty Finl Co COM 909839102 825 72,600 SOLE 72,600 United Defense Inds COM 91018B104 5,247 131,200 SOLE 131,200 United Defense Inds COM 91018B104 4 100 OTHER (14) 100 United Defense Inds COM 91018B104 192 4,800 OTHER (5) 4,800 United Dominion Rlty COM 910197102 1,537 77,500 SOLE 77,500 United Finl Corp Min COM 909919102 124 5,258 OTHER (14) 5,258 United Fire & Cas Co COM 910331107 1,338 23,344 SOLE 23,344 United Fire & Cas Co COM 910331107 945 16,475 OTHER (14) 16,475 United Guardian Inc COM 910571108 1 100 OTHER (14) 100 United Indl Corp COM 910671106 39 1,200 SOLE 1,200 United Mobile Homes COM 911024107 23 1,600 SOLE 1,600 United Nat Foods Inc COM 911163103 2,434 91,500 SOLE 91,500 United Online Inc COM 911268100 2,642 274,620 SOLE 274,620 United Parcel Servic COM 911312106 125,615 1,654,568 SOLE 1,654,568 United Parcel Servic COM 911312106 68 900 OTHER (14) 900 United Rentals Inc COM 911363109 752 47,300 SOLE 47,300 United States Cellul COM 911684108 2,252 52,200 SOLE 52,200 United States Cellul COM 911684108 466 10,800 OTHER (14) 10,800 United States Lime & COM 911922102 74 7,700 OTHER (14) 7,700 United States Stl Co COM 912909108 6,102 162,206 SOLE 162,206 United Stationers In COM 913004107 3,706 85,400 SOLE 85,400 United Surgical Part COM 913016309 2,244 65,327 SOLE 65,327 United Technologies COM 913017109 76,178 815,790 SOLE 815,790 United Technologies COM 913017109 19 200 OTHER (14) 200 United Therapeutics COM 91307C102 1,691 48,400 SOLE 48,400 Unitedglobalcom CL A 913247508 6,828 914,100 SOLE 914,100 Unitedhealth Group I COM 91324P102 83,816 1,136,646 SOLE 1,136,646 Unitedhealth Group I COM 91324P102 2,442 33,115 OTHER (14) 33,115 Unitedhealth Group I COM 91324P102 1,209 16,400 OTHER (10) 16,400
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Unitil Corp COM 913259107 16 600 SOLE 600 Unitil Corp COM 913259107 27 1,000 OTHER (14) 1,000 Unitrin Inc COM 913275103 6,188 148,856 SOLE 148,856 Unity Bancorp Inc COM 913290102 244 19,744 OTHER (14) 19,744 Universal Compressio COM 913431102 3,202 93,975 SOLE 93,975 Universal Corp COM 913456109 2,634 59,000 SOLE 59,000 Universal Electrs In COM 913483103 37 2,200 SOLE 2,200 Universal Electrs In COM 913483103 484 28,818 OTHER (14) 28,818 Universal Fst Prods COM 913543104 1,498 43,800 SOLE 43,800 Universal Fst Prods COM 913543104 7,453 217,918 OTHER (14) 217,918 Universal Health Rlt SH BEN INT 91359E105 27 900 SOLE 900 Universal Health Svc COM 913903100 1,444 33,200 SOLE 33,200 Univision Communicat COM 914906102 15,047 476,018 SOLE 476,018 Unizan Financial Cor COM 91528W101 1,413 51,171 SOLE 51,171 Unocal Corp COM 915289102 18,519 430,663 SOLE 430,663 Unocal Corp COM 915289102 2,008 46,700 OTHER (10) 46,700 Unova Inc COM 91529B106 79 5,600 SOLE 5,600 Unumprovident Corp COM 91529Y106 6,850 436,571 SOLE 436,571 Uqm Technologies Inc COM 903213106 4 1,500 SOLE 1,500 Urban Outfitters Inc COM 917047102 1,686 49,000 SOLE 49,000 Urban Outfitters Inc COM 917047102 987 28,700 OTHER (14) 28,700 Urologix Inc COM 917273104 13 2,048 SOLE 2,048 Urs Corp New COM 903236107 2,862 107,270 SOLE 107,270 Urs Corp New COM 903236107 200 7,500 OTHER (14) 7,500 Urstadt Biddle Pptys COM 917286106 7 500 SOLE 500 Urstadt Biddle Pptys COM 917286106 3 200 OTHER (14) 200 Urstadt Biddle Pptys CL A 917286205 15 1,000 SOLE 1,000 Urstadt Biddle Pptys CL A 917286205 31 2,002 OTHER (14) 2,002 US Bancorp Del COM NEW 902973304 87,103 3,013,952 SOLE 3,013,952 US Bancorp Del COM NEW 902973304 422 14,600 OTHER (5) 14,600 US Lec Corp CL A 90331S109 195 64,895 SOLE 64,895 USA Truck Inc COM 902925106 1,035 84,869 OTHER (14) 84,869 USANA Inc COM 90328M107 1,545 44,400 SOLE 44,400 USEC Inc COM 90333E108 1,979 190,800 SOLE 190,800 USF Corp COM 91729Q101 2,720 75,800 SOLE 75,800 USF Corp COM 91729Q101 1 18 OTHER (14) 18 USF Corp COM 91729Q101 197 5,500 OTHER (6) 5,500
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ UST Inc COM 902911106 17,744 440,740 SOLE 440,740 UST Inc COM 902911106 258 6,400 OTHER (14) 6,400 Utah Med Prods Inc COM 917488108 45 2,500 SOLE 2,500 Utah Med Prods Inc COM 917488108 976 54,226 OTHER (14) 54,226 Utd Utilities COM G6665P126 1,002 99,658 SOLE 99,658 Utstarcom Inc COM 918076100 387 24,000 SOLE 24,000 V F Corp COM 918204108 13,172 266,378 SOLE 266,378 Va Linux Systems Inc COM 91819B105 3 1,427 SOLE 1,427 Vail Resorts Inc COM 91879Q109 2,083 115,270 SOLE 115,270 Vail Resorts Inc COM 91879Q109 4,749 262,800 OTHER (14) 262,800 Vail Resorts Inc COM 91879Q109 851 47,070 OTHER (11) 47,070 Valassis Communicati COM 918866104 1,637 55,340 SOLE 55,340 Valassis Communicati COM 918866104 634 21,440 OTHER (11) 21,440 Valeant Pharmaceutic COM 91911X104 2,481 102,864 SOLE 102,864 Valence Technology I COM 918914102 5 1,400 SOLE 1,400 Valero Energy Corp N COM 91913Y100 7,706 192,137 SOLE 192,137 Valero Energy Corp N COM 91913Y100 136 3,400 OTHER (14) 3,400 Valero Energy Corp N COM 91913Y100 108 2,700 OTHER (5) 2,700 Valero L P COM 91913W104 89 1,600 SOLE 1,600 Valhi Inc New COM 918905100 129 8,600 SOLE 8,600 Valley National Gase COM 919792101 189 20,100 OTHER (14) 20,100 Valley Natl Bancorp COM 919794107 1,550 60,674 SOLE 60,674 Valmont Inds Inc COM 920253101 1,261 60,400 SOLE 60,400 Valspar Corp COM 920355104 1,461 31,300 SOLE 31,300 Value Line Inc COM 920437100 877 23,700 SOLE 23,700 Valueclick Inc COM 92046N102 1,722 182,400 SOLE 182,400 Valueclick Inc COM 92046N102 5,725 606,493 OTHER (14) 606,493 Valuevision Intl Inc COM 92047K107 1,146 85,600 SOLE 85,600 Varco Intl Inc Del COM 922122106 1,744 65,040 SOLE 65,040 Varco Intl Inc Del COM 922122106 853 31,800 OTHER (14) 31,800 Varco Intl Inc Del COM 922122106 148 5,500 OTHER (6) 5,500 Varian Inc COM 922206107 4,162 109,900 SOLE 109,900 Varian Inc COM 922206107 954 25,200 OTHER (9) 25,200 Varian Med Sys Inc COM 92220P105 2,928 84,700 SOLE 84,700 Varian Semiconductor COM 922207105 640 20,700 SOLE 20,700 Vastera Inc COM 92239N109 238 134,600 SOLE 134,600 Vastera Inc COM 92239N109 235 132,600 OTHER (12) 132,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Vca Antech Inc COM 918194101 111 5,400 SOLE 5,400 Vca Antech Inc COM 918194101 2,821 136,741 OTHER (14) 136,741 Vector Group Ltd COM 92240M108 1,463 97,338 SOLE 97,338 Vectren Corp COM 92240G101 1,167 46,366 SOLE 46,366 Veeco Instrs Inc Del COM 922417100 1,486 70,870 SOLE 70,870 Velcro Inds N V COM 922571104 1 108 OTHER (14) 108 Ventana Med Sys Inc COM 92276H106 1,952 38,700 SOLE 38,700 Ventas Inc COM 92276F100 1,265 48,800 SOLE 48,800 Ventas Inc COM 92276F100 31 1,200 OTHER (14) 1,200 Ventiv Health Inc COM 922793104 1,055 62,233 SOLE 62,233 Ventiv Health Inc COM 922793104 1,826 107,716 OTHER (14) 107,716 Verint Sys Inc COM 92343X100 92 2,500 SOLE 2,500 Verisign Inc COM 92343E102 3,191 160,510 SOLE 160,510 Verisign Inc COM 92343E102 1,217 61,233 OTHER (14) 61,233 Verisity Ltd ORD M97385112 31 4,500 SOLE 4,500 Veritas Dgc COM 92343P107 2,242 98,400 SOLE 98,400 Veritas Dgc COM 92343P107 6,085 267,100 OTHER (14) 267,100 Veritas Software Co COM 923436109 12,624 709,195 SOLE 709,195 Veritas Software Co COM 923436109 1,315 73,900 OTHER (9) 73,900 Veritas Software Co COM 923436109 87 4,900 OTHER (6) 4,900 Verity Inc COM 92343C106 1,300 100,900 SOLE 100,900 Verity Inc COM 92343C106 81 6,300 OTHER (6) 6,300 Verizon Communicatio COM 92343V104 175,263 4,450,554 SOLE 4,450,554 Verizon Communicatio COM 92343V104 264 6,700 OTHER (14) 6,700 Verizon Communicatio COM 92343V104 795 20,200 OTHER (5) 20,200 Vermont Teddy Bear I COM 92427X109 69 7,026 OTHER (14) 7,026 Versata Inc COM NEW 925298200 0 9 SOLE 9 Vertex Pharmaceutica COM 92532F100 1,896 180,544 SOLE 180,544 Viacom Inc CL B 925524308 86,678 2,582,770 SOLE 2,582,770 Viacom Inc CL B 925524308 762 22,700 OTHER (7) 22,700 Viacom Inc -A CL A 925524100 694 20,400 OTHER (14) 20,400 Viad Corp COM NEW 92552R406 454 19,150 SOLE 19,150 Viasat Inc COM 92552V100 1,475 73,400 SOLE 73,400 Viasat Inc COM 92552V100 2,438 121,301 OTHER (14) 121,301 Viasys Healthcare In COM NEW 92553Q209 1,318 78,792 SOLE 78,792 Viasys Healthcare In COM NEW 92553Q209 1,064 63,600 OTHER (14) 63,600 Vical Inc COM 925602104 8 1,600 SOLE 1,600
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Vicon Inds Inc COM 925811101 219 46,500 OTHER (14) 46,500 Vicor Corp COM 925815102 746 73,800 SOLE 73,800 Vicuron Pharmaceutic COM 926471103 1,804 122,900 SOLE 122,900 Video Display Corp COM 926555103 38 2,400 OTHER (14) 2,400 Viewpoint Corp COM 92672P108 5 2,000 SOLE 2,000 Vignette Corp COM 926734104 852 640,948 SOLE 640,948 Viisage Technology I COM 92675K106 477 82,970 SOLE 82,970 Viisage Technology I COM 92675K106 477 82,970 OTHER (11) 82,970 Village Super Mkt In CL A NEW 927107409 819 25,598 OTHER (14) 25,598 Vintage Pete Inc COM 927460105 3,165 157,700 SOLE 157,700 Virage Logic Corp COM 92763R104 17 1,400 SOLE 1,400 Virco Mfg Co COM 927651109 9 1,170 SOLE 1,170 Viropharma Inc COM 928241108 2 1,000 SOLE 1,000 Vishay Intertechnolo COM 928298108 2,954 229,031 SOLE 229,031 Vishay Intertechnolo COM 928298108 902 69,900 OTHER (14) 69,900 Vishay Intertechnolo COM 928298108 1,451 112,500 OTHER (9) 112,500 Vishay Intertechnolo COM 928298108 130 10,100 OTHER (6) 10,100 Vishay Intertechnolo COM 928298108 110 8,500 OTHER (5) 8,500 Vistacare Inc COM 92839Y109 571 37,300 SOLE 37,300 Visteon Corp COM 92839U107 922 115,402 SOLE 115,402 Visteon Corp COM 92839U107 515 64,500 OTHER (14) 64,500 Visx Inc COM 92844S105 3,958 192,122 SOLE 192,122 Vital Signs Inc COM 928469105 349 10,900 SOLE 10,900 Vital Signs Inc COM 928469105 128 4,000 OTHER (14) 4,000 Vitesse Semiconducto COM 928497106 19 6,986 SOLE 6,986 Vitria Technology COM NEW 92849Q401 3 925 SOLE 925 Vivendi Universal COM 000012773 7,660 294,845 SOLE 294,845 Vivendi Universal COM 000012773 109 4,200 OTHER (14) 4,200 Vivendi Universal COM 000012773 3,040 117,000 OTHER (3) 117,000 Vodafone Group Plc N SPONSORED ADR 92857W100 4 155 SOLE 155 Volkswagen Ag COM D94523145 1,574 40,893 SOLE 40,893 Volt Information Sci COM 928703107 141 4,900 SOLE 4,900 Volt Information Sci COM 928703107 633 22,000 OTHER (14) 22,000 Vornado Rlty Tr COM 929042109 4,551 72,600 SOLE 72,600 Vulcan Matls Co COM 929160109 7,715 151,418 SOLE 151,418 Vulcan Matls Co COM 929160109 413 8,100 OTHER (14) 8,100 W Hldg Co Inc COM 929251106 148 7,803 SOLE 7,803
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ W Hldg Co Inc COM 929251106 1,001 52,700 OTHER (14) 52,700 W P Carey & Co Llc COM 92930Y107 122 4,100 SOLE 4,100 Wabash Natl Corp COM 929566107 1,775 64,600 SOLE 64,600 Wabash Natl Corp COM 929566107 516 18,800 OTHER (14) 18,800 Wabtec Corp COM 929740108 1,930 103,249 SOLE 103,249 Wachovia Corp 2nd Ne COM 929903102 106,719 2,273,037 SOLE 2,273,037 Wachovia Corp 2nd Ne COM 929903102 1,488 31,700 OTHER (14) 31,700 Wachovia Corp 2nd Ne COM 929903102 554 11,800 OTHER (5) 11,800 Waddell & Reed Finl COM 930059100 1,321 60,050 SOLE 60,050 Waddell & Reed Finl COM 930059100 189 8,600 OTHER (6) 8,600 Wainwright Bk&Tr Co COM 930705108 617 54,166 OTHER (14) 54,166 Wal Mart Stores Inc COM 931142103 332,027 6,241,114 SOLE 6,241,114 Wal Mart Stores Inc COM 931142103 122 2,300 OTHER (14) 2,300 Wal Mart Stores Inc COM 931142103 1,591 29,900 OTHER (7) 29,900 Walgreen Co COM 931422109 53,516 1,493,598 SOLE 1,493,598 Walgreen Co COM 931422109 36 1,000 OTHER (14) 1,000 Walter Inds Inc COM 93317Q105 1,399 87,300 SOLE 87,300 Walter Inds Inc COM 93317Q105 4,888 305,100 OTHER (14) 305,100 Warnaco Group Inc COM 934390402 2,376 106,900 SOLE 106,900 Warwick Valley Tel C COM 936750108 50 2,100 SOLE 2,100 Washington Bkg Co Oa COM 937303105 100 6,643 OTHER (14) 6,643 Washington Fed Inc COM 938824109 1,538 61,149 SOLE 61,149 Washington Fed Inc COM 938824109 84 3,350 OTHER (14) 3,350 Washington Fed Inc COM 938824109 319 12,700 OTHER (6) 12,700 Washington Mut Inc COM 939322103 53,924 1,379,841 SOLE 1,379,841 Washington Mut Inc COM 939322103 1,962 50,200 OTHER (3) 50,200 Washington Post Co COM 939640108 5,336 5,800 SOLE 5,800 Washington Real Esta COM 939653101 795 26,240 SOLE 26,240 Washington Real Esta COM 939653101 701 23,140 OTHER (11) 23,140 Washington Svgs Bk F COM 939696100 194 15,150 OTHER (14) 15,150 Washington Tr Bancor COM 940610108 26 1,000 SOLE 1,000 Waste Connections In COM 941053100 3,509 110,750 SOLE 110,750 Waste Hldgs Inc COM 941057101 17 1,500 SOLE 1,500 Waste Hldgs Inc COM 941057101 179 15,785 OTHER (14) 15,785 Waste Mgmt Inc Del COM 94106L109 25,328 926,393 SOLE 926,393 Waste Mgmt Inc Del COM 94106L109 1,914 70,000 OTHER (3) 70,000 Watchguard Technolog COM 941105108 8 1,800 SOLE 1,800
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Water Pik Technologi COM 94113U100 3 195 SOLE 195 Water Pik Technologi COM 94113U100 128 8,600 OTHER (14) 8,600 Waters Corp COM 941848103 7,702 174,650 SOLE 174,650 Waters Corp COM 941848103 53 1,200 OTHER (14) 1,200 Watsco Inc CL B 942622101 144 4,800 SOLE 4,800 Watsco Inc COM 942622200 1,643 54,700 SOLE 54,700 Watsco Inc CL B 942622101 144 4,800 OTHER (14) 4,800 Watson Pharmaceutica COM 942683103 4,645 157,669 SOLE 157,669 Watson Wyatt & Co Hl COM 942712100 2,729 103,750 SOLE 103,750 Watson Wyatt & Co Hl COM 942712100 638 24,270 OTHER (11) 24,270 Watts Water Tech COM 942749102 1,906 71,000 SOLE 71,000 Wausau-Mosinee Paper COM 943315101 2,137 128,325 SOLE 128,325 Wausau-Mosinee Paper COM 943315101 77 4,600 OTHER (14) 4,600 Waypoint Finl Corp COM 946756103 2,291 83,091 SOLE 83,091 Wci Cmntys Inc COM 92923C104 3,162 135,700 SOLE 135,700 Wci Cmntys Inc COM 92923C104 750 32,200 OTHER (13) 32,200 Wd 40 Co COM 929236107 1,164 40,700 SOLE 40,700 Weatherford Internat COM G95089101 4,179 81,900 SOLE 81,900 Weatherford Internat COM G95089101 546 10,700 OTHER (14) 10,700 Weatherford Internat COM G95089101 71 1,400 OTHER (6) 1,400 Webco Inds Inc COM 947621108 31 6,900 OTHER (14) 6,900 Webex Inc COM 94767L109 2,197 100,700 SOLE 100,700 Webmd Corp COM 94769M105 1,282 184,126 SOLE 184,126 Webmethods Inc COM 94768C108 636 119,621 SOLE 119,621 Websense Inc COM 947684106 2,702 64,840 SOLE 64,840 Websense Inc COM 947684106 4 100 OTHER (14) 100 Websense Inc COM 947684106 421 10,100 OTHER (13) 10,100 Webster Finl Corp Co COM 947890109 1,768 35,790 SOLE 35,790 Webster Finl Corp Co COM 947890109 178 3,600 OTHER (5) 3,600 Weider Nutrition Int CL A 948603105 536 117,700 OTHER (14) 117,700 Weight Watchers Intl COM 948626106 338 8,700 SOLE 8,700 Weingarten Realty In COM 948741103 1,839 55,725 SOLE 55,725 Weingarten Realty In COM 948741103 125 3,800 OTHER (6) 3,800 Weis Mkts Inc COM 948849104 2,172 64,100 SOLE 64,100 Weis Mkts Inc COM 948849104 1,504 44,400 OTHER (14) 44,400 Wellchoice Inc COM 949475107 1,852 49,600 SOLE 49,600 Wellchoice Inc COM 949475107 7 200 OTHER (14) 200
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Wellman Inc COM 949702104 84 9,900 SOLE 9,900 Wellpoint Health Net COM 94973H108 24,032 228,677 SOLE 228,677 Wells Fargo & Co New COM 949746101 155,157 2,601,988 SOLE 2,601,988 Wells Fargo & Co New COM 949746101 18 300 OTHER (14) 300 Wells Fargo & Co New COM 949746101 829 13,900 OTHER (10) 13,900 Wells Finl Corp COM 949759104 331 11,050 OTHER (14) 11,050 Wells Gardner Electr COM 949765101 1 300 OTHER (14) 300 Wellsford Real Pptys COM NEW 950240200 21 1,400 SOLE 1,400 Wendys Intl Inc COM 950590109 5,829 173,477 SOLE 173,477 Wendys Intl Inc COM 950590109 111 3,300 OTHER (6) 3,300 Werner Enterprises I COM 950755108 1,011 52,376 SOLE 52,376 Werner Enterprises I COM 950755108 70 3,600 OTHER (6) 3,600 Wesbanco Inc COM 950810101 1,675 57,600 SOLE 57,600 Wesco Finl Corp COM 950817106 1,441 4,100 SOLE 4,100 Wesco Intl Inc COM 95082P105 289 11,928 SOLE 11,928 Wesco Intl Inc COM 95082P105 15 600 OTHER (14) 600 West Coast Bancorp O COM 952145100 25 1,200 SOLE 1,200 West Corp COM 952355105 1,183 40,600 SOLE 40,600 West Corp COM 952355105 253 8,700 OTHER (14) 8,700 West Marine Inc COM 954235107 983 46,000 SOLE 46,000 West Pharmaceutical COM 955306105 1,555 74,600 SOLE 74,600 West Pharmaceutical COM 955306105 5,125 245,800 OTHER (14) 245,800 Westaff Inc COM 957070105 6 2,000 SOLE 2,000 Westamerica Bancorp COM 957090103 1,059 19,300 SOLE 19,300 Westar Energy Inc COM 95709T100 951 47,100 SOLE 47,100 Westar Energy Inc COM 95709T100 6,197 306,800 OTHER (14) 306,800 Westcoast Hospitalit COM 95750P106 161 29,000 OTHER (14) 29,000 Westcorp Inc COM 957907108 1,361 32,007 SOLE 32,007 Westcorp Inc COM 957907108 9,414 221,400 OTHER (14) 221,400 Westell Technologies COM 957541105 13 2,560 SOLE 2,560 Western Digital Corp COM 958102105 1,109 126,200 SOLE 126,200 Western Gas Res Inc COM 958259103 1,138 39,800 SOLE 39,800 Western Wireless Cor CL A 95988E204 2,059 80,100 SOLE 80,100 Western Wireless Cor CL A 95988E204 2,392 93,034 OTHER (14) 93,034 Westlake Chem Corp COM 960413102 22 1,000 SOLE 1,000 Westmoreland Coal Co COM 960878106 90 3,500 SOLE 3,500 Weston George Ltd COM 961148509 653 8,700 SOLE 8,700
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Westpac Bkg Corp COM Q97417101 4,369 346,721 SOLE 346,721 Westpac Bkg Corp COM Q97417101 53 4,225 OTHER (14) 4,225 Westwood Hldgs Group COM 961765104 5 285 SOLE 285 Westwood One Inc COM 961815107 1,625 82,200 SOLE 82,200 Westwood One Inc COM 961815107 423 21,400 OTHER (9) 21,400 Weyerhaeuser Co COM 962166104 32,143 483,501 SOLE 483,501 Wfs Finl Inc COM 92923B106 191 4,100 SOLE 4,100 Wfs Finl Inc COM 92923B106 511 10,969 OTHER (14) 10,969 Wgl Hldgs Inc COM 92924F106 85 3,000 SOLE 3,000 W-H Energy Svcs Inc COM 92925E108 1,396 67,300 SOLE 67,300 W-H Energy Svcs Inc COM 92925E108 274 13,200 OTHER (14) 13,200 Wheeling Pittsburgh COM NEW 963142302 354 11,300 SOLE 11,300 Wheeling Pittsburgh COM NEW 963142302 354 11,300 OTHER (13) 11,300 Whirlpool Corp COM 963320106 6,185 102,931 SOLE 102,931 White Mtns Ins Group COM G9618E107 105 200 SOLE 200 Whitehall Jewellers COM 965063100 14 1,800 SOLE 1,800 Whitney Hldg Corp COM 966612103 1,386 33,000 SOLE 33,000 Whole Foods Mkt Inc COM 966837106 3,290 38,350 SOLE 38,350 Wild Oats Markets In COM 96808B107 637 73,700 SOLE 73,700 Wiley John & Sons In CL A 968223206 1,451 45,400 SOLE 45,400 Willbros Group Inc COM 969199108 3,602 241,600 OTHER (14) 241,600 Williams Cos COM 969457100 9,213 761,442 SOLE 761,442 Williams Inds Inc COM 969493204 1 200 OTHER (14) 200 Williams Sonoma Inc COM 969904101 2,700 71,900 SOLE 71,900 Willis Lease Finance COM 970646105 597 77,603 OTHER (14) 77,603 Willow Grove Bancorp COM 97111W101 26 1,596 SOLE 1,596 Wilmington Trust Cor COM 971807102 1,485 41,000 SOLE 41,000 Wilson Greatbatch Te COM 972232102 886 49,500 SOLE 49,500 Wilsons The Leather COM 972463103 149 28,800 SOLE 28,800 Wind River Systems I COM 973149107 2,321 190,260 SOLE 190,260 Wind River Systems I COM 973149107 20 1,600 OTHER (14) 1,600 Winmark Corp COM 974250102 29 1,200 SOLE 1,200 Winn Dixie Stores In COM 974280109 412 133,295 SOLE 133,295 Winnebago Inds Inc COM 974637100 2,913 84,081 SOLE 84,081 Winston Hotels Inc COM 97563A102 2,238 209,200 OTHER (14) 209,200 Wintrust Financial C COM 97650W108 2,672 46,646 SOLE 46,646 Wireless Facilities COM 97653A103 1,164 167,000 SOLE 167,000
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Wireless Facilities COM 97653A103 95 13,600 OTHER (6) 13,600 Wisconsin Energy Cor COM 976657106 2,380 74,600 SOLE 74,600 Witness Sys Inc COM 977424100 34 2,100 SOLE 2,100 Witness Sys Inc COM 977424100 4,125 256,663 OTHER (14) 256,663 Wj Communications In COM 929284107 6 2,300 SOLE 2,300 Wms Industries Inc COM 929297109 1,814 70,600 SOLE 70,600 Wolseley COM G97278108 1,904 111,522 SOLE 111,522 Wolters Kluwer COM N96425108 930 55,267 SOLE 55,267 Wolverine Tube Inc COM 978093102 36 3,100 SOLE 3,100 Wolverine World Wide COM 978097103 2,409 95,600 SOLE 95,600 Wolverine World Wide COM 978097103 388 15,400 OTHER (14) 15,400 Woodhead Daniel Inc COM 979438108 10 700 OTHER (14) 700 Woodward Governor Co COM 980745103 1,883 27,900 SOLE 27,900 Woodward Governor Co COM 980745103 3,878 57,464 OTHER (14) 57,464 World Accep Corp Del COM 981419104 1,049 45,100 SOLE 45,100 World Fuel Svcs Corp COM 981475106 995 27,800 SOLE 27,800 World Wrestling Entr COM 98156Q108 60 4,900 SOLE 4,900 World Wrestling Entr COM 98156Q108 590 48,300 OTHER (14) 48,300 Worldgate Communicat COM 98156L307 3 2,000 SOLE 2,000 Woronoco Bancorp Inc COM 981630106 168 4,300 OTHER (14) 4,300 Worthington Inds Inc COM 981811102 3,014 141,157 SOLE 141,157 Worthington Inds Inc COM 981811102 70 3,300 OTHER (14) 3,300 Worthington Inds Inc COM 981811102 171 8,000 OTHER (5) 8,000 Wpp Group COM G97974102 2,149 230,860 SOLE 230,860 Wps Resources Corp COM 92931B106 985 21,900 SOLE 21,900 Wright Med Group Inc COM 98235T107 1,899 75,600 SOLE 75,600 Wrigley Wm Jr Co COM 982526105 20,781 328,241 SOLE 328,241 Wsfs Finl Corp COM 929328102 100 2,000 SOLE 2,000 Wsfs Finl Corp COM 929328102 202 4,030 OTHER (14) 4,030 Wvs Finl Corp COM 929358109 23 1,300 OTHER (14) 1,300 Wyeth COM 983024100 73,846 1,974,482 SOLE 1,974,482 Wyeth COM 983024100 26 700 OTHER (14) 700 Wyeth COM 983024100 797 21,300 OTHER (7) 21,300 Wynn Resorts Ltd COM 983134107 9,844 190,440 SOLE 190,440 Xanser Corp COM 98389J103 3 1,400 SOLE 1,400 Xcel Energy Inc COM 98389B100 16,001 923,830 SOLE 923,830 Xcel Energy Inc COM 98389B100 90 5,192 OTHER (14) 5,192
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Xcel Energy Inc COM 98389B100 152 8,800 OTHER (5) 8,800 Xerox Corp COM 984121103 21,310 1,513,512 SOLE 1,513,512 Xerox Corp COM 984121103 101 7,200 OTHER (6) 7,200 Xilinx Inc COM 983919101 13,628 504,741 SOLE 504,741 Xl Cap Ltd COM G98255105 8,843 119,520 SOLE 119,520 Xm Satellite Radio H COM 983759101 3,490 112,500 SOLE 112,500 Xm Satellite Radio H COM 983759101 1,898 61,200 OTHER (14) 61,200 Xoma Ltd COM G9825R107 459 197,800 SOLE 197,800 X-Rite Inc COM 983857103 29 2,000 SOLE 2,000 Xto Energy Corp COM 98385X106 5,084 156,523 SOLE 156,523 Xto Energy Corp COM 98385X106 623 19,175 OTHER (14) 19,175 Xybernaut Corp COM 984149104 2 1,400 SOLE 1,400 Yahoo Inc COM 984332106 67,872 2,001,523 SOLE 2,001,523 Yahoo Inc COM 984332106 363 10,700 OTHER (14) 10,700 Yahoo Inc COM 984332106 1,175 34,650 OTHER (7) 34,650 Yamanouchi Pharm COM J96216122 1,906 59,000 SOLE 59,000 Yamato Transport COM J96612114 1,547 112,400 SOLE 112,400 Yamato Transport COM J96612114 473 34,400 OTHER (2) 34,400 Yankee Candle Inc COM 984757104 107 3,700 SOLE 3,700 Yardville Natl Banco COM 985021104 6 200 OTHER (14) 200 Ydi Wireless Inc COM 984215103 0 100 SOLE 100 Yellow Roadway Corp COM 985577105 1,776 37,881 SOLE 37,881 Yellow Roadway Corp COM 985577105 3,264 69,620 OTHER (14) 69,620 York Intl Corp New COM 986670107 1,662 52,600 SOLE 52,600 York Intl Corp New COM 986670107 5,948 188,300 OTHER (14) 188,300 York Intl Corp New COM 986670107 862 27,300 OTHER (9) 27,300 Young Innovations In COM 987520103 66 2,000 SOLE 2,000 Yum Brands Inc COM 988498101 20,228 497,498 SOLE 497,498 Yum Brands Inc COM 988498101 358 8,800 OTHER (14) 8,800 Yum Brands Inc COM 988498101 167 4,100 OTHER (5) 4,100 Yum Brands Inc COM 988498101 2,277 56,000 OTHER (3) 56,000 Zale Corp New COM 988858106 3,721 132,420 SOLE 132,420 Zale Corp New COM 988858106 12,561 447,000 OTHER (14) 447,000 Zapata Corp COM PAR 989070602 63 1,000 SOLE 1,000 Zapata Corp COM PAR 989070602 1,075 17,000 OTHER (14) 17,000 Zebra Technologies C COM 989207105 2,709 44,400 SOLE 44,400 Zenith Natl Ins Corp COM 989390109 2,588 61,159 SOLE 61,159
Form 13F - as of 11/16/2004 Charles Schwab Investment Management, Inc. (CSIM)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER CLASS [X$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Zenith Natl Ins Corp COM 989390109 30 700 OTHER (14) 700 Zhone Technologies I COM 98950P108 611 199,000 SOLE 199,000 Zimmer Hldgs Inc COM 98956P102 28,638 362,317 SOLE 362,317 Zimmer Hldgs Inc COM 98956P102 1,288 16,300 OTHER (14) 16,300 Zimmer Hldgs Inc COM 98956P102 498 6,300 OTHER (7) 6,300 Zions Bancorp COM 989701107 8,811 144,347 SOLE 144,347 Zions Bancorp COM 989701107 244 4,000 OTHER (14) 4,000 Zions Bancorp COM 989701107 665 10,900 OTHER (9) 10,900 Zix Corp COM 98974P100 4 900 SOLE 900 Zoltek Cos Inc COM 98975W104 13 1,500 SOLE 1,500 Zomax Optical Media COM 989929104 6 2,000 SOLE 2,000 Zoom Telephonics Inc COM 98976E103 97 23,427 OTHER (14) 23,427 Zoran Corp COM 98975F101 1,642 104,461 SOLE 104,461 Zoran Corp COM 98975F101 86 5,500 OTHER (6) 5,500 Zygo Corp COM 989855101 5 500 SOLE 500 Zymogenetics Inc COM 98985T109 35 2,000 SOLE 2,000 22,580,606
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