-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCnThRF6bQG9OOmD/3UKT9mqpXMrkwVoIz6HzgEA1z362RfNFcj/ll1ceSG3ikQi zL3/5NB12Tqkaf+nA7ENrA== /in/edgar/work/20000817/0000938582-00-000040/0000938582-00-000040.txt : 20000922 0000938582-00-000040.hdr.sgml : 20000922 ACCESSION NUMBER: 0000938582-00-000040 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 704501 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2000 Check here if Amendment [X]; Amendment Number: 2 This Amendment (Check only one.):[X] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT August 16, 2000 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $609,677 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY ACADIA REALTY TRUST SHBENINT 004239-10-0 19,148 3,366,616.00 SOLE SOLE AMERICAN HOME PROD. CORP. COM 026609-10-7 1,185 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 4,937 42,015.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 12,343 1,085,111.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 10,689 988,545.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 20,264 1,831,765.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 12,553 1,188,488.00 SOLE SOLE ARIBA INC. COM 04033V-10-4 2,154 21,966.00 SOLE SOLE ASK JEEVES INC. COM 045174-10-9 3,012 166,759.00 SOLE SOLE AVANEX CORP. COM 05348W-10-9 7,686 80,486.00 SOLE SOLE BKF CAP GROUP COM 05548G-10-2 5,772 363,615.00 SOLE SOLE BP AMOCO PLC (f/k/a AMOCO) SPONSADR 055622-10-4 591 10,457.00 SOLE SOLE BE FREE INC. COM 073308-10-8 3,332 370,245.00 SOLE SOLE BOSTON COMMUNICATIONS COM 100582-10-5 488 34,877.00 SOLE SOLE BOSTON PROPERTIES COM 101121-10-1 4,828 125,000.00 SOLE SOLE CATELINA MARKETING CORP. COM 148867-10-4 265 2,600.00 SOLE SOLE CATELLUS DEVELOPMENT COM 149111-10-6 7,797 519,800.00 SOLE SOLE CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 3,389 279,494.21 SOLE SOLE CORSAIR COMMUNICATION COM 220406-10-2 461 16,044.00 SOLE SOLE DIGITAL ISLAND INC. COM 25385N-10-1 3,581 73,630.00 SOLE SOLE DOW JONES & CO. COM 260561-10-5 526 7,178.00 SOLE SOLE DSL NET COM 262506-10-8 561 54,383.00 SOLE SOLE E PIPHANY COM 26881V-10-0 2,083 19,437.00 SOLE SOLE EFFICIENT NETWORKS, INC. COM 282056-10-0 7,429 100,991.00 SOLE SOLE EXXON MOBIL CORP. COM 30231G-10-2 623 7,936.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 143 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 10,847 325,000.00 SOLE SOLE FOUNDRY NETWORKS COM 35063R-10-0 18,854 171,397.00 SOLE SOLE FRANKLIN RESOURCES INC. COM 354613-10-1 516 17,000.00 SOLE SOLE GOLDMAN SACHS COM 38141G-10-4 1,797 18,961.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 10,994 356,080.00 SOLE SOLE H & Q LIFE SCIENCES INV. SHBENINT 404053-10-0 386 12,994.00 SOLE SOLE HILTON HOTELS CORP. COM 432848-10-9 8,297 885,000.00 SOLE SOLE HOST MARRIOTT (NEW) COM 44107P-10-4 8,125 866,700.00 SOLE SOLE IHOP CORP. COM 449623-10-7 8,040 480,000.00 SOLE SOLE INTERACTIVE COMMERCE COM 45839Y-10-7 236 20,000.00 SOLE SOLE JUNIPER NETWORKS, INC. COM 48203R-10-4 88,716 609,468.00 SOLE SOLE KEMPER INTER GOV'T TRUST GOVINCTR 488413-10-5 25,131 3,903,800.00 SOLE SOLE MMC NETWORKS, INC. COM 55308N-10-2 2,280 42,660.00 SOLE SOLE MARSH & MCLENNAN COMP. INC. COM 571748-10-2 209 2,000.00 SOLE SOLE MEDITRUST CORP. PAIR CTF 58501T-30-6 823 219,487.00 SOLE SOLE MERCK & CO. INC. COM 589331-10-7 537 7,010.00 SOLE SOLE MORGAN STANLEY EMERGING MARK COM 61744G-10-7 6,789 452,600.00 SOLE SOLE MORGAN STANLEY ASIA PACIFIC COM 61744U-10-6 62,887 6,173.000.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T GOVINCTR 61745P-10-6 58,383 7,130,800.00 SOLE SOLE NETCENTIVES COM 64108P-10-1 1,452 77,938.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 21 22,500.00 SOLE SOLE PMC-SIERRA COM 69344F-10-6 304 3,230.00 SOLE SOLE PHILIP MORRIS COS. INC. COM 718154-10-7 1,714 64,512.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 8,885 585,000.00 SOLE SOLE RAYONIER COM 754907-10-3 7,437 207,300.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 8,547 1,742,020.00 SOLE SOLE ROYCE VALUE TRUST INC. COM 780910-10-5 78,035 5,753,728.00 SOLE SOLE ROYCE MICRO-CAP. TR INC. COM 780915-10-4 23,870 2,372,189.00 SOLE SOLE SYMYX TECHNOLOGIES COM 87155S-10-8 2,387 67,714.00 SOLE SOLE TIBCO SOFTWARE INC. COM 88632Q-10-3 12,986 121,098.00 SOLE SOLE HAHN CORP. COM 896938-10-7 9,921 555,000.00 SOLE SOLE TURNSTONE SYS. INC. COM 900423-10-4 640 3,861.00 SOLE SOLE VIANT CORP. COM 92553N-10-7 2,469 83,355.00 SOLE SOLE VITRIA TECHNOLOGY COM 92849Q-10-4 1,185 19,394.00 SOLE SOLE WOLVERINE WORLD WIDE INC. COM 978097-10-3 136 13,743.00 SOLE SOLE TOTAL COLUMNS 609,677 44,200,593.21
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