-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLzNcAlgm9YZtH5/m99hjMUMZ2vTK7Yq6YM9dcVATLXx50nfk7/qLuOsixz32p45 oc9g+lnuf5KO31P4xpoBZQ== 0000938582-01-000018.txt : 20010213 0000938582-01-000018.hdr.sgml : 20010213 ACCESSION NUMBER: 0000938582-01-000018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 1533057 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT February 15, 2001 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: $597,780 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY ACADIA REALTY TRUST SHBENINT 004239-10-0 34,573 6,155,092.00 SOLE SOLE ALLOS THERAPEUTICS INC. COM 019777-10-1 333 41,301.00 SOLE SOLE AMERICA ONLINE INC. COM 02364J-10-4 7,253 208,425.00 SOLE SOLE AMERICAN HOME PROD. CORP. COM 026609-10-7 1,282 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 6,370 64,625.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 19,499 1,659,511.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 12,755 1,089,245.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 29,436 2,491,965.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 17,153 1,483,488.00 SOLE SOLE ARIBA INC. COM 04033V-10-4 1.178 21,966.00 SOLE SOLE ASPECT MEDICAL SYSTEMS INC. COM 045235-10-8 144 16,704.00 SOLE SOLE BP AMOCO PLC (f/k/a AMOCO) SPONSADR 055622-10-4 501 10,457.00 SOLE SOLE BEA SYSTEMS INC. COM 055662-10-4 337 5,000.00 SOLE SOLE BOSTON PROPERTIES COM 101121-10-1 5,438 125,000.00 SOLE SOLE BRISTOL MYERS SQUIBB CO. COM 110122-10-8 1,180 15,960.00 SOLE SOLE CALIPER TECH. CORP. COM 130876-10-5 250 5,324.00 SOLE SOLE CATALINA MARKETING CORP. COM 148867-10-4 307 7,880.00 SOLE SOLE CATELLUS DEVELOPMENT COM 149111-10-6 7,088 405,000.00 SOLE SOLE J.P. MORGAN CHASE & CO. COM 16161A-10-8 494 10,873.00 SOLE SOLE CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 3,319 279,494.21 SOLE SOLE COX COMMUNICATIONS CL. A 224044-10-7 284 6,100.00 SOLE SOLE CROSSWORLDS SOFTWARRE INC. COM 22769P-10-9 66 16,065.00 SOLE SOLE CURIS INC. COM 231269-10-1 524 59,000.00 SOLE SOLE DOW CHEMICAL CO. COM 260543-10-3 238 6,495.00 SOLE SOLE DOW JONES & CO. COM 260561-10-5 406 7,178.00 SOLE SOLE DSL NET COM 262506-10-8 29 54,383.00 SOLE SOLE E PIPHANY COM 26881V-10-0 2,183 53,041.00 SOLE SOLE EXXON MOBIL CORP. COM 30231G-10-2 733 8,429.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 157 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 12,740 325,000.00 SOLE SOLE GENERAL ELECTRIC CO. COM 369604-10-3 235 4,892.00 SOLE SOLE GOLDMAN SACHS COM 38141G-10-4 1,395 18,961.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 5,248 214,200.00 SOLE SOLE HILTON HOTELS CORP. COM 432848-10-9 11,487 1,094,000.00 SOLE SOLE HOMESTORE COM 437852-10-6 1,572 78,096.00 SOLE SOLE HOST MARRIOTT (NEW) COM 44107P-10-4 11,213 866,700.00 SOLE SOLE IHOP CORP. COM 449623-10-7 10,410 480,000.00 SOLE SOLE INNOVEDA INC. COM 45769F-10-2 77 37,249.00 SOLE SOLE INTERNATIONAL BUSINESS MACH. COM 459200-10-1 279 3,279.00 SOLE SOLE INTUITIVE SURGICAL INC. COM 46120E-10-7 638 75,000.00 SOLE SOLE JOHN NUVEEN CLASS A CL A 478035-10-8 753 13,100.00 SOLE SOLE KEMPER INTER GOV'T TRUST GOVINCTR 488413-10-5 27,906 4,096,300.00 SOLE SOLE LATIN AMERICAN DISCOVERY FD COM 51828C-10-6 5.976 629,000.00 SOLE SOLE MARSH & MCLENNAN COMP. INC. COM 571748-10-2 234 2,000.00 SOLE SOLE MEDITRONIC INC. COM 585055-10-6 211 3,494.00 SOLE SOLE MERCK & CO. INC. COM 589331-10-7 656 7,010.00 SOLE SOLE MINNESOTA MINING & MFG. CO. COM 604059-10-5 1,069 8,875.00 SOLE SOLE MORGAN STAN D WTTR EMG MKT COM 61744G-10-7 12,471 1,425,200.00 SOLE SOLE MORGAN STAN D WITTR ASIA PAC COM 61744U-10-6 53,628 6,173.000.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T GOVINCTR 61745P-10-6 63,990 7,519,400.00 SOLE SOLE NATIONAL INFO CONSORTIUM INC COM 636491-10-2 105 68,484.00 SOLE SOLE NIKU CORP. COM 654113-10-9 153 20,927.00 SOLE SOLE NORTEL NETWORKS CORP. (NEW) COM NEW 656568-10-2 1,530 47,716.00 SOLE SOLE OTG SOFTWARE INC. COM 671059-10-3 1,037 64,251.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 8 22,500.00 SOLE SOLE PHILIP MORRIS COS. INC. COM 718154-10-7 2,847 64,712.00 SOLE SOLE PRAECIS PHARMACEUTICALS COM 739421-10-5 8,738 298,746.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 8,409 585,000.00 SOLE SOLE RAYONIER COM 754907-10-3 8,253 207,300.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 15,857 2,730,119.00 SOLE SOLE ROYCE VALUE TRUST INC. COM 780910-10-5 126,262 8,745,412.00 SOLE SOLE ROYCE MICRO-CAP. TR INC. COM 780915-10-4 34,637 3,950,839.00 SOLE SOLE STANFORD MICRODEVICES INC. COM 854399-10-2 976 27,114.00 SOLE SOLE TERAYON COMMUNICATIONS SYS. COM 880775-10-1 158 38,920.00 SOLE SOLE THERMA-WAVE INC. COM 88343A-10-8 250 17,874.00 SOLE SOLE TRIZEC HAHN CORP. SUB VTG 896938-10-7 8,394 555,000.00 SOLE SOLE TULARIK INC. COM 899165-10-4 2,774 94,238.00 SOLE SOLE WEBSENSE INC. COM 947648-10-6 1,457 100,487.00 SOLE SOLE WOLVERINE WORLD WIDE INC. COM 978097-10-3 210 13,743.00 SOLE SOLE TOTAL COLUMNS 670,195 54,455,497.71
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