-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GB5pspzs3TD62GyQIvOa+3h/f5cMSt1esb/Nfn6Vt68EQ7TYlxH7LCyoaQBymqSj pM8fH+/iWPOT/4/KMYJIew== /in/edgar/work/20000814/0000927016-00-002980/0000927016-00-002980.txt : 20000921 0000927016-00-002980.hdr.sgml : 20000921 ACCESSION NUMBER: 0000927016-00-002980 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000811 FILED AS OF DATE: 20000814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0000201772 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00878 FILM NUMBER: 697660 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 13F-HR 1 0001.txt FORM 13F-HR ---------------------------- | OMB APPROVAL | ---------------------------- |OMB NUMBER: 3235-0006| |EXPIRES: FEBRUARY 28, 1994| |ESTIMATED AVERAGE BURDEN | UNITED STATES |HOURS PER RESPONSE...24.60| SECURITIES AND EXCHANGE COMMISSION ---------------------------- WASHINGTON, D.C. 20549 ---------------------------- | SEC USE ONLY | ---------------------------- | | ---------------------------- INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER ----------------------------------------------- Please read instructions before preparing form. ----------------------------------------------- Report for the Calendar Year or Quarter Ended June 30, 2000. If amended report check here: [_] - ------------------------------------------------------------------------------- Name of Institutional Investment Manager 125 HIGH STREET, 29TH FLOOR BOSTON MA 02110 - ------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) C.H. RITT III VICE PRESIDENT 617-342-3220 - ------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to submit this Report. - -----------------------------------ATTENTION----------------------------------- INTENTIONAL MISSTATEMENT OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 101 AND 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and scheudles remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the city of BOSTON and State of MA on the 11th day of AUGUST, 2000. ESSEX INVESTMENT MANAGEMENT COMPANY, LLC ----------------------------------------- (Name of Institutional Investment Manager) /s/ Charles H. Ritt ------------------------------------------- CHARLES H. RITT (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Number will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No: - ------------------------------------------------------------------------------- 1. AFFILIATED MANGERS GROUP, INC. PENDING - ------------------------------------------------------------------------------- 2. - ------------------------------------------------------------------------------- 3. - ------------------------------------------------------------------------------- 4. - ------------------------------------------------------------------------------- 5. - ------------------------------------------------------------------------------- 6. - ------------------------------------------------------------------------------- 7. - ------------------------------------------------------------------------------- 8. - ------------------------------------------------------------------------------- 9. - ------------------------------------------------------------------------------- 10. - -------------------------------------------------------------------------------
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AM COMMUNICATIONS INC COMMON 001674100 14 20000 SH SOLE 0 0 20000 AT&T CORP COMMON 001957109 823 26014 SH SOLE 0 0 26014 AT&T CORP COM LIB GRP A 001957208 1957 80700 SH SOLE 27000 0 53700 AT&T WIRELESS GROUP COM WIRLES GRP 001957406 13773 494100 SH SOLE 351400 0 142700 ABBOTT LABS COMMON 002824100 2043 45856 SH SOLE 18665 0 27191 ACCREDO HEALTH INC COMMON 00437V104 669 19350 SH SOLE 19350 0 0 ACLARA BIOSCIENCES INC COMMON 00461P106 31054 609650 SH SOLE 469985 0 139665 ACTIVE SOFTWARE INC COMMON 00504E100 42602 548375 SH SOLE 452985 0 95390 ADAC LABS COM NEW 005313200 463 19300 SH SOLE 19300 0 0 ADVANCE PARADIGM INC COMMON 007491103 472 23000 SH SOLE 23000 0 0 ADVANCED MARKETING SVCS COMMON 00753T105 1026 55625 SH SOLE 55625 0 0 ADVANCED FIBRE COMMUNICA COMMON 00754A105 372 8200 SH SOLE 8200 0 0 AETHER SYS INC COMMON 00808V105 379935 1853340 SH SOLE 1483620 0 369720 AETNA INC COMMON 008117103 236 3671 SH SOLE 0 0 3671 AFFYMETRIX INC COMMON 00826T108 339 2050 SH SOLE 1400 0 650 AGILENT TECHNOLGIES COMMON 00846U101 282 3822 SH SOLE 3422 0 400 AGILE SOFTWARE CORP DEL COMMON 00846X105 7054 99790 SH SOLE 61150 0 38640 AIR PRODS & CHEMS INC COMMON 009158106 10088 327400 SH SOLE 295050 0 32350 AIRGATE PCS INC COMMON 009367103 27959 531920 SH SOLE 376940 0 154980 AIRNET COMMUNICATIONS CO COMMON 00941P106 5044 193090 SH SOLE 130600 0 62490 ALBANY MOLECULAR RESH IN COMMON 012423109 5753 105680 SH SOLE 91120 0 14560 ALBERTA ENERGY LTD COMMON 012873105 405 10000 SH SOLE 0 0 10000 ALCATEL DEPOSITORY RECEI 013904305 263 3955 SH SOLE 205 0 3750 ALLAIRE CORP COMMON 016714107 98382 2677055 SH SOLE 2152945 0 524110 ALLEGIANCE TELECOM INC COMMON 01747T102 22347 349172 SH SOLE 262422 0 86750 ALLERGAN INC COMMON 018490102 8057 108150 SH SOLE 85000 0 23150 ALLIANCE SEMICONDUCTOR C COMMON 01877H100 2110 85900 SH SOLE 58100 0 27800 ALLIED CAP CORP NEW COMMON 01903Q108 382 22460 SH SOLE 22460 0 0 ALLIED RISER COMMUNICATI COMMON 019496108 40460 2864415 SH SOLE 1911925 0 952490 ALLIED RISER CONV. 019496AA6 8020 8000000 PRN SOLE 7600000 0 400000 ALLTEL CORP COMMON 020039103 1608 25960 SH SOLE 14740 0 11220 ALPHARMA INC CL A 020813101 517 8300 SH SOLE 8300 0 0 ALPHA 1 BIOMEDICALS INC COMMON 020910105 13 115500 SH SOLE 0 0 115500 ALTEON WEBSYSTEMS INC COMMON 02145A109 58613 585760 SH SOLE 429920 0 155840 ALZA CORP DEL COMMON 022615108 11672 197420 SH SOLE 173020 0 24400 AMAZON COM INC COMMON 023135106 1857 51150 SH SOLE 26290 0 24860 AMERADA HESS CORP COMMON 023551104 618 10000 SH SOLE 0 0 10000 AMERICA ONLINE INC DEL COMMON 02364J104 32640 619511 SH SOLE 452625 0 166886 AMERICAN CAPITAL STRATEG COMMON 024937104 2951 123615 SH SOLE 59415 0 64200 AMERICAN EXPRESS CO COMMON 025816109 26626 510815 SH SOLE 386620 0 124195 AMERICAN GENERAL CORP COMMON 026351106 613 10050 SH SOLE 50 0 10000 AMERICAN HOME PRODS CORP COMMON 026609107 512 8723 SH SOLE 443 0 8280 AMERICAN INTL GROUP INC COMMON 026874107 12994 110583 SH SOLE 91286 0 19297 AMGEN INC COMMON 031162100 22338 317975 SH SOLE 190560 0 127415 ANADARKO PETE CORP COMMON 032511107 52629 1067255 SH SOLE 950220 0 117035 ANALOG DEVICES INC COMMON 032654105 337 4440 SH SOLE 1040 0 3400 ANDREW CORP COMMON 034425108 68778 2049265 SH SOLE 1520915 0 528350 ANHEUSER BUSCH COS INC COMMON 035229103 3337 44680 SH SOLE 29050 0 15630 AON CORP COMMON 037389103 7775 250300 SH SOLE 214300 0 36000 APACHE CORP COMMON 037411105 73477 1249345 SH SOLE 1088525 0 160820 APOLLO GROUP INC CL A 037604105 252 9000 SH SOLE 0 0 9000 APPLE COMPUTER INC COMMON 037833100 516 9850 SH SOLE 300 0 9550 APPLIED MATLS INC COMMON 038222105 6869 75800 SH SOLE 63250 0 12550 APPLIED MICRO CIRCUITS C COMMON 03822W109 54886 555810 SH SOLE 470080 0 85730 ARIBA INC COMMON 04033V104 287243 2929650 SH SOLE 2244900 0 684750 ARMOR HOLDINGS INC COMMON 042260109 304 23400 SH SOLE 23400 0 0 ARQULE INC COMMON 04269E107 1017 52500 SH SOLE 52500 0 0 ART TECHNOLOGY GROUP INC COMMON 04289L107 123814 1226640 SH SOLE 954670 0 271970 ARTHROCARE CORP COMMON 043136100 5645 106005 SH SOLE 79630 0 26375 ASPECT MED SYS INC COMMON 045235108 14765 546840 SH SOLE 425100 0 121740 AURORA BIOSCIENCES CORP COMMON 051920106 42913 629345 SH SOLE 495210 0 134135 AUTOMATIC DATA PROCESSIN COMMON 053015103 447 8339 SH SOLE 610 0 7729
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