-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSyL1lQqoXPpwhLSQDKjj1k4PXE1qkWEjORkxMklYcQV2hGzN6Z1Pwn3p7uvblzf ibykmT79qwBgoeyVa2cfcQ== 0000927016-01-503873.txt : 20020411 0000927016-01-503873.hdr.sgml : 20020411 ACCESSION NUMBER: 0000927016-01-503873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0000201772 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 1794019 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 13F-HR 1 d13fhr.txt FORM 13F-HR ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0006 Expires: FEBRUARY 28, 1994 Estimated average burden hours per form . . . . 24.60 ---------------------------- ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended SEPT. 30, 2001 -------------------. - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [_] Essex Investment Management Co., LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 125 HIGH STREET, 29TH FLOOR BOSTON, MA 02110 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) C. H. RITT III VICE PRESIDENT 617-342-3220 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to submit this Report. - --------------------------------- ATTENTION ------------------------------------ INTENTIONAL MISSTATEMENT OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 101 AND 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the city of BOSTON and State of MA on the 14 day of NOVEMBER ------ -- -- -------- 2001. - ---- ESSEX INVESTMENT MANAGEMENT COMPANY, LLC ------------------------------------------- (Name of Institutional Investment Manager) /s/ Clark H. Ritt ------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Number will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No: Name: 13F File No: - ----------------------- ------------ ----------------------- ------------ 1. AFFILIATED MANAGERS PENDING 6. GROUP, INC. - ----------------------- ------------ ----------------------- ------------ 2. 7. - ----------------------- ------------ ----------------------- ------------ 3. 8. - ----------------------- ------------ ----------------------- ------------ 4. 9. - ----------------------- ------------ ----------------------- ------------ 5. 10. - ----------------------- ------------ ----------------------- ------------ SEC 1685 (5/91)
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AFLAC INC COMMON 001055102 346 12800 SH SOLE 4800 0 8000 AOL TIME WARNER INC COMMON 00184A105 62436 1886296 SH SOLE 1345986 0 540310 AT&T WIRELESS GROUP COMMON 00209A106 1771 118554 SH SOLE 80900 0 37654 ABBOTT LABS COMMON 002824100 2160 41655 SH SOLE 15370 0 26285 ABGENIX INC COMMON 00339B107 227 10000 SH SOLE 10000 0 0 ACCREDO HEALTH INC COMMON 00437V104 1025 28150 SH SOLE 28150 0 0 ADELPHIA COMMUNICATIONS CL A 006848105 2560 115295 SH SOLE 90745 0 24550 ADMINISTAFF INC COMMON 007094105 748 28750 SH SOLE 28750 0 0 ADOLOR CORP COMMON 00724X102 740 43700 SH SOLE 43700 0 0 ADVANCED MARKETING SVCS COMMON 00753T105 2432 158437 SH SOLE 158437 0 0 ADVANCEPCS COMMON 00790K109 82577 1150424 SH SOLE 864365 0 286059 AFFILIATED COMPUTER SERV CL A 008190100 4756 58420 SH SOLE 46770 0 11650 AFFILIATED MANAGERS GROU COMMON 008252108 30984 545405 SH SOLE 0 0 545405 AFFYMETRIX INC COMMON 00826T108 25906 1614085 SH SOLE 1337865 0 276220 AGILENT TECHNOLGIES COMMON 00846U101 1240 63408 SH SOLE 3394 0 60014 AGILE SOFTWARE CORP DEL COMMON 00846X105 95 10450 SH SOLE 0 0 10450 AIR PRODS & CHEMS INC COMMON 009158106 5296 137275 SH SOLE 124400 0 12875 AIRGATE PCS INC COMMON 009367103 14509 326625 SH SOLE 220240 0 106385 ALLEGIANCE TELECOM INC COMMON 01747T102 48 16100 SH SOLE 0 0 16100 ALLERGAN INC COMMON 018490102 4936 74450 SH SOLE 40800 0 33650 ALLIANCE DATA SYSTEMS CO COMMON 018581108 8000 492285 SH SOLE 390310 0 101975 ALPHARMA INC CL A 020813101 10479 363840 SH SOLE 271665 0 92175 ALPHA 1 BIOMED (RESTR) PHYSICAL SHARES 020910105 35 500000 SH SOLE 0 0 500000 ALTERA CORP COMMON 021441100 983 60000 SH SOLE 60000 0 0 AMAZON COM INC COMMON 023135106 876 146695 SH SOLE 30595 0 116100 AMERADA HESS CORP COMMON 023551104 337 5300 SH SOLE 5300 0 0 AMERICA MOVIL S A DE C V DEPOSITORY RECEI 02364W105 148 10000 SH SOLE 0 0 10000 AMERICAN AXLE & MFG HLDG COMMON 024061103 659 51700 SH SOLE 33500 0 18200 AMERICAN EXPRESS CO COMMON 025816109 2477 85237 SH SOLE 50990 0 34247 AMERICAN HOME PRODS CORP COMMON 026609107 584 10028 SH SOLE 443 0 9585 AMERICAN INTL GROUP INC COMMON 026874107 72716 932252 SH SOLE 637597 0 294655 AMERICAN MED SYS HLDGS I COMMON 02744M108 16726 877076 SH SOLE 650335 0 226741 AMERISOURCEBERGEN CORP COMMON 03073E105 72496 1021787 SH SOLE 743302 0 278485 AMGEN INC COMMON 031162100 84293 1434280 SH SOLE 1114610 0 319670 ANADARKO PETE CORP COMMON 032511107 45292 942020 SH SOLE 700095 0 241925 ANGLOGOLD LTD DEPOSITORY RECEI 035128206 847 53095 SH SOLE 47995 0 5100 ANHEUSER BUSCH COS INC COMMON 035229103 5308 126740 SH SOLE 70680 0 56060 APACHE CORP COMMON 037411105 37832 879820 SH SOLE 656985 0 222835 APOLLO GROUP INC CL A 037604105 26984 642019 SH SOLE 613950 0 28069 UNV PHOENIX ONLINE COM APOLLO GR 037604204 9981 322391 SH SOLE 304955 0 17436 APOGENT TECHNOLOGIES INC COMMON 03760A101 8675 362970 SH SOLE 293670 0 69300 ARIBA INC COMMON 04033V104 19 10250 SH SOLE 0 0 10250 ARM HLDGS PLC DEPOSITORY RECEI 042068106 21081 1998180 SH SOLE 1404180 0 594000 ARMOR HOLDINGS INC COMMON 042260109 12425 627500 SH SOLE 539900 0 87600 AUTOMATIC DATA PROCESSIN COMMON 053015103 364 7729 SH SOLE 0 0 7729 AVANT IMMUNOTHERAPEUTICS COMMON 053491106 71 30000 SH SOLE 0 0 30000 AVENTIS DEPOSITORY RECEI 053561106 3060 40750 SH SOLE 30600 0 10150 AVENTAIL SER E PRIVATE PLACEMEN 053990107 2750 2750000 SH SOLE 0 0 2750000 BJS WHOLESALE CLUB INC COMMON 05548J106 13018 273430 SH SOLE 215080 0 58350 BP PLC DEPOSITORY RECEI 055622104 1643 33418 SH SOLE 14260 0 19158 BOWSTREET SER D PRIVATE PLACEMEN 056990104 2500 208334 SH SOLE 0 0 208334 BAKER HUGHES INC COMMON 057224107 721 24915 SH SOLE 14300 0 10615 BANK NEW YORK INC COMMON 064057102 236 6752 SH SOLE 0 0 6752 BARNES & NOBLE INC COMMON 067774109 5048 139825 SH SOLE 100700 0 39125 BARRICK GOLD CORP COMMON 067901108 4691 270350 SH SOLE 249075 0 21275
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE BAXTER INTL INC COMMON 071813109 24762 449810 SH SOLE 335220 0 114590 BECTON DICKINSON & CO COMMON 075887109 114235 3087420 SH SOLE 2310895 0 776525 BENIHANA INC CL A 082047200 1112 102000 SH SOLE 102000 0 0 BERRY PETE CO CL A 085789105 182 11800 SH SOLE 11800 0 0 BEVERLY ENTERPRISES INC COM NEW 087851309 10020 982320 SH SOLE 752000 0 230320 BIOGEN INC COMMON 090597105 942 16950 SH SOLE 16900 0 50 BIOMET INC COMMON 090613100 386 13200 SH SOLE 13200 0 0 BOCA RESORTS INC CL A 09688T106 159 16000 SH SOLE 16000 0 0 BOEING CO COMMON 097023105 243 7250 SH SOLE 1500 0 5750 BORDERS GROUP INC COMMON 099709107 17744 926560 SH SOLE 760110 0 166450 BOSTON COMMUNICATIONS GR COMMON 100582105 911 81300 SH SOLE 63000 0 18300 BRISTOL MYERS SQUIBB CO COMMON 110122108 1298 23355 SH SOLE 11055 0 12300 BRITESMILE INC COMMON 110415106 2867 477880 SH SOLE 405180 0 72700 BROADCOM RULE 145 COMMON 111320107 19552 963177 SH SOLE 784925 0 178252 BROCADE COMMUNICATIONS S COMMON 111621108 2305 164270 SH SOLE 89205 0 75065 BROWN TOM INC COM NEW 115660201 4850 232050 SH SOLE 141900 0 90150 BRUKER DALTONICS INC COMMON 116795105 36461 2196445 SH SOLE 1680740 0 515705 BRUKER AXS SER A PRIVATE PLACEMEN 116992108 2500 625000 SH SOLE 0 0 625000 BUCA INC COMMON 117769109 173 15400 SH SOLE 15400 0 0 BURLINGTON RES INC COMMON 122014103 940 27475 SH SOLE 900 0 26575 BURNHAM PAC PPTYS INC COMMON 12232C108 85 17050 SH SOLE 0 0 17050 CDW COMPUTER CTRS INC COMMON 125129106 1809 50000 SH SOLE 50000 0 0 CEC ENTMT INC COMMON 125137109 556 16307 SH SOLE 7730 0 8577 CABOT CORP COMMON 127055101 7022 175990 SH SOLE 170640 0 5350 CACI INTL INC CL A 127190304 6333 115855 SH SOLE 81205 0 34650 CALIFORNIA PIZZA KITCHEN COMMON 13054D109 9393 592975 SH SOLE 445825 0 147150 CALPINE CORP COMMON 131347106 27497 1205489 SH SOLE 879029 0 326460 CALYPTE BIOMEDICAL CORP COMMON 131722100 2 10000 SH SOLE 10000 0 0 CANADIAN NAT RES LTD COMMON 136385101 321 13100 SH SOLE 13100 0 0 CAPSTONE TURBINE CORP COMMON 14067D102 191 31604 SH SOLE 9550 0 22054 CARDINAL HEALTH INC COMMON 14149Y108 11477 155199 SH SOLE 72433 0 82766 CAREER EDUCATION CORP COMMON 141665109 25719 467613 SH SOLE 385600 0 82013 CAREMARK RX INC COMMON 141705103 16924 1014610 SH SOLE 830460 0 184150 EROOM SER C PRIVATE PLACEMEN 146990106 2000 416667 SH SOLE 0 0 416667 EPICENTRIC SER D PRIVATE PLACEMEN 147990105 1750 367647 SH SOLE 0 0 367647 CATERPILLAR INC DEL COMMON 149123101 33670 751563 SH SOLE 562183 0 189380 CELGENE CORP RESTRICTED COMMON 151020104 2425 91763 SH SOLE 80563 0 11200 CENDANT CORP COMMON 151313103 475 37146 SH SOLE 37146 0 0 CENTILLIUM COMMUNICATION COMMON 152319109 76 12473 SH SOLE 0 0 12473 CENTRA SOFTWARE INC COMMON 15234X103 449 52466 SH SOLE 0 0 52466 CERIDIAN CORP NEW COMMON 156779100 3650 251720 SH SOLE 195220 0 56500 CERTEGY INC COMMON 156880106 7354 283274 SH SOLE 229899 0 53375 CHARLES RIV LABS INTL IN COMMON 159864107 40576 1147179 SH SOLE 870845 0 276334 CHARTER COMMUNICATIONS I CL A 16117M107 10463 845150 SH SOLE 668530 0 176620 CHEVRON CORPORATION COMMON 166751107 23073 272253 SH SOLE 155325 0 116928 CHIRON CORP COMMON 170040109 3936 88700 SH SOLE 88700 0 0 CHOICEPOINT INC COMMON 170388102 13332 320180 SH SOLE 274380 0 45800 CHOICE ONE COMMUNICATION COMMON 17038P104 22 13650 SH SOLE 0 0 13650 CHROMAGEN SER F PRIVATE PLACEMEN 170990105 2000 470588 SH SOLE 0 0 470588 CIENA CORP COMMON 171779101 762 74061 SH SOLE 0 0 74061 CIMA LABS INC COMMON 171796105 1118 18400 SH SOLE 18400 0 0 CISCO SYS INC RESTRICTED RULE 145 17275R102 6086 499672 SH SOLE 347325 0 152347 CITIGROUP INC COMMON 172967101 18177 448811 SH SOLE 394348 0 54463 CITRIX SYS INC COMMON 177376100 31614 1596650 SH SOLE 1258105 0 338545 CITY NATL CORP COMMON 178566105 3599 83400 SH SOLE 65200 0 18200 CLOSURE MED CORP COMMON 189093107 1428 74200 SH SOLE 74200 0 0
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE COACH INC COMMON 189754104 4314 162720 SH SOLE 137270 0 25450 COCA COLA CO COMMON 191216100 576 12302 SH SOLE 800 0 11502 COLGATE PALMOLIVE CO COMMON 194162103 35734 613465 SH SOLE 456350 0 157115 COMMERCE BANCORP INC NJ COMMON 200519106 3607 53050 SH SOLE 41400 0 11650 COMMUNITY HEALTH SYS INC COMMON 203668108 26021 874950 SH SOLE 662265 0 212685 COMPOUND CAP GRWT LP JOE MCNAY INVEST 204994107 806 1000 SH SOLE 0 0 1000 COMPUTERS IN MED REST COMMON 205991102 100 20000 SH SOLE 0 0 20000 CONCORD EFS INC COMMON 206197105 8538 174427 SH SOLE 113587 0 60840 COPART INC COMMON 217204106 1722 61478 SH SOLE 26450 0 35028 COR THERAPEUTICS INC COMMON 217753102 453 20000 SH SOLE 20000 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 297 8822 SH SOLE 1400 0 7422 CORN HILL PERFORMANCE LP JOE MCNAY INVEST 218991107 320 1000 SH SOLE 0 0 1000 CORNING INC COMMON 219350105 126 14265 SH SOLE 510 0 13755 CORPORATE EXECUTIVE BRD COMMON 21988R102 268 10260 SH SOLE 3220 0 7040 CORVIS CORP COMMON 221009103 2540 1671070 SH SOLE 1190020 0 481050 COSTCO WHSL CORP NEW COMMON 22160K105 46993 1321502 SH SOLE 927832 0 393670 COTT CORP QUE COMMON 22163N106 9227 613525 SH SOLE 450550 0 162975 CREE INC COMMON 225447101 6221 420900 SH SOLE 316425 0 104475 CRYOLIFE INC COMMON 228903100 2911 77400 SH SOLE 76250 0 1150 CYTYC CORP COMMON 232946103 40555 1512699 SH SOLE 1087675 0 425024 DTE ENERGY CO COMMON 233331107 300 6975 SH SOLE 5400 0 1575 DELIAS CORP CL A 24688Q101 1188 222500 SH SOLE 222500 0 0 DELL COMPUTER CORP COMMON 247025109 6424 346660 SH SOLE 291560 0 55100 DELUXE CORP COMMON 248019101 12602 364865 SH SOLE 309715 0 55150 DENTSPLY INTL INC NEW COMMON 249030107 7109 154750 SH SOLE 123800 0 30950 DEVON ENERGY CORP NEW COMMON 25179M103 9033 262576 SH SOLE 211420 0 51156 DEVRY INC DEL COMMON 251893103 7771 216450 SH SOLE 150300 0 66150 DIAL CORP NEW COMMON 25247D101 1016 61375 SH SOLE 61375 0 0 DIANON SYS INC COMMON 252826102 7678 152950 SH SOLE 128500 0 24450 DIGITAL INSIGHT CORP COMMON 25385P106 7541 655750 SH SOLE 519525 0 136225 DIGITALTHINK INC COMMON 25388M100 7620 985805 SH SOLE 476775 0 509030 DISCOVERY LABORATORIES I COMMON 254668106 643 300600 SH SOLE 300600 0 0 DOUBLECLICK INC COMMON 258609304 125 21950 SH SOLE 0 0 21950 DU PONT E I DE NEMOURS & COMMON 263534109 267 7128 SH SOLE 300 0 6828 DUANE READE INC COMMON 263578106 5351 178350 SH SOLE 151350 0 27000 DUKE ENERGY CORP COMMON 264399106 1034 27310 SH SOLE 500 0 26810 DYNEGY INC NEW CL A 26816Q101 530 15303 SH SOLE 0 0 15303 E M C CORP MASS COMMON 268648102 2428 206610 SH SOLE 162870 0 43740 ENSCO INTL INC COMMON 26874Q100 556 38056 SH SOLE 21000 0 17056 EOG RES INC COMMON 26875P101 8969 310035 SH SOLE 250655 0 59380 EPIQ SY INC COMMON 26882D109 9541 374160 SH SOLE 285275 0 88885 EBAY INC COMMON 278642103 48002 1049215 SH SOLE 700795 0 348420 ECLIPSYS CORP COMMON 278856109 193 14500 SH SOLE 14500 0 0 ECOLAB INC COMMON 278865100 436 12000 SH SOLE 0 0 12000 EDISON SCHOOLS INC CL A 281033100 22597 1496459 SH SOLE 1208270 0 288189 J D EDWARDS & CO COMMON 281667105 3427 481350 SH SOLE 343475 0 137875 EL PASO CORP COMMON 28336L109 1122 27013 SH SOLE 19016 0 7997 EL PASO ENERGY PARTNERS COMMON 28368B102 357 9800 SH SOLE 9800 0 0 ELAN PLC DEPOSITORY RECEI 284131208 3148 64980 SH SOLE 59980 0 5000 ELECTRO FUEL (RESTR) CANADIAN RULE 14 284904109 52 117000 SH SOLE 117000 0 0 ELECTRONIC ARTS INC COMMON 285512109 17831 390425 SH SOLE 283750 0 106675 ENDWAVE CORP COMMON 29264A107 11 15000 SH SOLE 15000 0 0 ENSIGN RESOURCE SVC GROU COMMON 29357T104 388 55200 SH SOLE 55200 0 0 ENTRAVISION COMMUNICATIO CL A 29382R107 11474 1341946 SH SOLE 1076545 0 265401 EQUIFAX INC COMMON 294429105 6052 276340 SH SOLE 234490 0 41850 EQUITY OFFICE PROPERTIES COMMON 294741103 4479 139969 SH SOLE 119948 0 20021
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE ESPERION THERAPEUTICS IN COMMON 29664R106 5137 689515 SH SOLE 663655 0 25860 ESSEX PRIVATE PLCMT II JOSEPH MCNAY INV 29699B100 559 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC IV A JOE MCNAY INVEST 29699C108 284 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC III A JOE MCNAY INVEST 29699E104 1817 1000 SH SOLE 0 0 1000 EXAR CORP COMMON 300645108 5140 297110 SH SOLE 212535 0 84575 EXPRESS SCRIPTS INC COMMON 302182100 35219 636635 SH SOLE 445100 0 191535 EXULT INC DEL COMMON 302284104 13478 1152985 SH SOLE 873860 0 279125 EXXON MOBIL CORP COMMON 30231G102 4199 106580 SH SOLE 58442 0 48138 FACTSET RESH SYS INC COMMON 303075105 3041 125330 SH SOLE 107180 0 18150 ESSEX HIGH TECH (USA) LP LP INVESTOR JO 304991102 3372 1000 SH SOLE 1000 0 0 ESSEX LIFE SCIENCES LP JOE MCNAY INVEST 305991101 2330 1000 SH SOLE 0 0 1000 FAMILY DLR STORES INC COMMON 307000109 9345 339575 SH SOLE 285425 0 54150 FEDERAL HOME LN MTG CORP COMMON 313400301 6858 105514 SH SOLE 48049 0 57465 FEDERAL NATL MTG ASSN COMMON 313586109 26482 330779 SH SOLE 234469 0 96310 ESSEX HIGH TECH LP (USA) JOE MCNAY INVEST 313995102 2705 1000 SH SOLE 0 0 1000 ESSEX PERFORMANCE FD LP JOE MCNAY INVEST 313996100 18634 1000 SH SOLE 0 0 1000 ESSEX HIGH TECH FUND LP COMMON 313999104 6638 943 SH SOLE 0 0 943 FIDELITY NATL FINL INC COMMON 316326107 6118 227503 SH SOLE 160542 0 66961 FIFTH THIRD BANCORP COMMON 316773100 1792 29150 SH SOLE 26850 0 2300 FINISAR COMMON 31787A101 66 16600 SH SOLE 10000 0 6600 ONIX MICROSYSTEMS SER C PRIVATE PLACEMEN 335990107 1500 647409 SH SOLE 0 0 647409 FISERV INC COMMON 337738108 423 12375 SH SOLE 7875 0 4500 FLEXPORT EMERGING GROWTH JOE MCNAY INVEST 338990104 571 1000 SH SOLE 0 0 1000 FLEXPORT LARGE CAP LP JOE MCNAY INVEST 338994106 581 1000 SH SOLE 0 0 1000 FOREST LABS INC COMMON 345838106 35100 486550 SH SOLE 476600 0 9950 FORRESTER RESH INC COMMON 346563109 10277 618705 SH SOLE 538070 0 80635 FREDS INC CL A 356108100 259 9875 SH SOLE 9875 0 0 PHOTONEX SER C PRIVATE PLACEMEN 359992104 3000 2049012 SH SOLE 0 0 2049012 GALLAGHER ARTHUR J & CO COMMON 363576109 3227 95340 SH SOLE 23960 0 71380 GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 611 30975 SH SOLE 10800 0 20175 GENENTECH INC COM NEW 368710406 35628 809735 SH SOLE 553950 0 255785 GENERAL DYNAMICS CORP COMMON 369550108 45086 510490 SH SOLE 392740 0 117750 GENERAL ELEC CO COMMON 369604103 22049 592714 SH SOLE 431764 0 160950 GENESCO INC COMMON 371532102 947 58300 SH SOLE 58300 0 0 GENUINE PARTS CO COMMON 372460105 23359 733165 SH SOLE 573185 0 159980 GENZYME CORP GENL DIV COM GENL DIV 372917104 21297 468895 SH SOLE 451495 0 17400 GILEAD SCIENCES INC COMMON 375558103 32974 587040 SH SOLE 492215 0 94825 GILLETTE CO COMMON 375766102 26203 879295 SH SOLE 753985 0 125310 GLENAYRE TECHNOLOGIES IN COMMON 377899109 42 68200 SH SOLE 0 0 68200 GLOBAL MARINE INC COMMON 379352404 368 26300 SH SOLE 26300 0 0 GLOBESPAN INC COMMON 379571102 2592 286700 SH SOLE 104690 0 182010 GOTO COM INC COMMON 38348T107 14591 1162665 SH SOLE 829345 0 333320 GRANT PRIDECO INC COMMON 38821G101 5311 872140 SH SOLE 679550 0 192590 GUIDANT CORP COMMON 401698105 11409 296350 SH SOLE 275275 0 21075 HCC INS HLDGS INC COMMON 404132102 5242 199300 SH SOLE 157475 0 41825 HAEMONETICS CORP COMMON 405024100 16443 475080 SH SOLE 437180 0 37900 HALLIBURTON CO COMMON 406216101 401 17795 SH SOLE 10735 0 7060 HANDLEMAN CO DEL COMMON 410252100 1400 100000 SH SOLE 100000 0 0 HANOVER COMPRESSOR CO COMMON 410768105 2411 111430 SH SOLE 75035 0 36395 HARLAND JOHN H CO COMMON 412693103 6026 275150 SH SOLE 275150 0 0 HARLEYSVILLE GROUP INC COMMON 412824104 5647 235387 SH SOLE 155885 0 79502 HARTFORD FINL SVCS GROUP COMMON 416515104 589 10030 SH SOLE 5480 0 4550 HARVARD BIOSCIENCE INC COMMON 416906105 2343 234300 SH SOLE 181400 0 52900 HEALTHSOUTH CORP COMMON 421924101 3370 207265 SH SOLE 197415 0 9850 HENRY JACK & ASSOC INC COMMON 426281101 35239 1553058 SH SOLE 1299630 0 253428 HEWLETT PACKARD CO COMMON 428236103 5036 313746 SH SOLE 0 0 313746
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE HEXCEL CORP NEW COMMON 428291108 93 23250 SH SOLE 23250 0 0 HISPANIC BROADCASTING CO CL A 43357B104 5621 349140 SH SOLE 294140 0 55000 HOME DEPOT INC COMMON 437076102 49724 1295900 SH SOLE 961892 0 334008 HOMESTAKE MNG CO COMMON 437614100 3825 411295 SH SOLE 379245 0 32050 HOMESTORE COM INC COMMON 437852106 4174 545625 SH SOLE 446845 0 98780 HUMANA INC COMMON 444859102 786 65183 SH SOLE 10300 0 54883 ICN PHARMACEUTICALS INC COMMON 448924100 35749 1356694 SH SOLE 1074800 0 281894 IDEC PHARMACEUTICALS COR COMMON 449370105 7324 147745 SH SOLE 125100 0 22645 I-MANY INC COMMON 44973Q103 229 98800 SH SOLE 83750 0 15050 IMS HEALTH INC COMMON 449934108 25237 1007470 SH SOLE 680560 0 326910 IRT CORP COMMON 450052303 4 15893 SH SOLE 0 0 15893 IXIA COMMON 45071R109 251 39529 SH SOLE 0 0 39529 ICARUS PARTNERS LP COMMON 450996103 1369 1000 SH SOLE 0 0 1000 IDEXX LABS INC COMMON 45168D104 1365 58400 SH SOLE 58400 0 0 ILLINOIS TOOL WKS INC COMMON 452308109 271 5000 SH SOLE 0 0 5000 IMPATH INC COMMON 45255G101 19192 556142 SH SOLE 487665 0 68477 IMPAX LABORATORIES INC COMMON 45256B101 1206 92100 SH SOLE 92100 0 0 IMPERIAL OIL LTD COM NEW 453038408 430 15800 SH SOLE 15800 0 0 INCO LTD COMMON 453258402 124 10000 SH SOLE 0 0 10000 INCYTE GENOMICS INC COMMON 45337C102 254 18600 SH SOLE 18600 0 0 INFOVISTA S A DEPOSITORY RECEI 456817105 337 158318 SH SOLE 120000 0 38318 INSIGHT ENTERPRISES INC COMMON 45765U103 222 15700 SH SOLE 15700 0 0 INSITUFORM TECHNOLOGIES CL A 457667103 174 10200 SH SOLE 10200 0 0 INSIGHTFUL CORP COMMON 45770X100 48 20000 SH SOLE 0 0 20000 INTEGRA LIFESCIENCES HLD COM NEW 457985208 21742 787175 SH SOLE 623600 0 163575 INTEGRATED CIRCUIT SYS I COMMON 45811K208 4268 333975 SH SOLE 247800 0 86175 INTEL CORP COMMON 458140100 19573 957583 SH SOLE 508243 0 449340 INTERMUNE INC COMMON 45884X103 4800 125490 SH SOLE 123950 0 1540 INTERNATIONAL BUSINESS M COMMON 459200101 14230 155142 SH SOLE 127985 0 27157 INTL PAPER CO COMMON 460146103 1045 30000 SH SOLE 0 0 30000 INTERNET SEC SYS INC COMMON 46060X107 2836 311255 SH SOLE 235330 0 75925 INTERSIL CORP CL A 46069S109 321 11500 SH SOLE 11500 0 0 INTUIT COMMON 461202103 42321 1182140 SH SOLE 926510 0 255630 INVERNESS MED TECHNOLOGY COMMON 461268104 13672 370017 SH SOLE 291715 0 78302 INVITROGEN CORP COMMON 46185R100 21669 329509 SH SOLE 237100 0 92409 IONICS INC COMMON 462218108 3794 171600 SH SOLE 141400 0 30200 IVAX CORP COMMON 465823102 231 10435 SH SOLE 7562 0 2873 JAMESON INNS INC COMMON 470457102 97 15700 SH SOLE 0 0 15700 JOHN NUVEEN CO CL A 478035108 17676 399636 SH SOLE 293159 0 106477 JOHNSON & JOHNSON COMMON 478160104 55157 995613 SH SOLE 625692 0 369921 KLA-TENCOR CORP COMMON 482480100 502 15900 SH SOLE 9000 0 6900 K V PHARMACEUTICAL CO CL A 482740206 1591 58822 SH SOLE 38510 0 20312 KERR MCGEE CORP COMMON 492386107 323 6222 SH SOLE 5300 0 922 KEY ENERGY SVCS INC COMMON 492914106 64 10000 SH SOLE 10000 0 0 KESTREL SOLUTIONS SER C PRIVATE PLACEMEN 492990106 0 125000 SH SOLE 0 0 125000 KEYCORP NEW COMMON 493267108 435 18000 SH SOLE 0 0 18000 KEYSPAN CORP COMMON 49337W100 767 23080 SH SOLE 20330 0 2750 KIMBERLY CLARK CORP COMMON 494368103 310 5000 SH SOLE 0 0 5000 KINDER MORGAN INC KANS COMMON 49455P101 8324 169162 SH SOLE 141280 0 27882 KINDER MORGAN MANAGEMENT SHS 49455U100 8024 232930 SH SOLE 136322 0 96608 ZI CORP WRT EX 22.75 1ST 12 MOS/2ND 1 494990104 0 93749 SOLE 0 0 93749 KING PHARMACEUTICALS INC COMMON 495582108 48563 1157635 SH SOLE 994705 0 162930 KOHLS CORP COMMON 500255104 1551 32305 SH SOLE 29255 0 3050 KRAFT FOODS INC CL A 50075N104 8506 247470 SH SOLE 168750 0 78720 KRISPY KREME DOUGHNUTS I COMMON 501014104 4435 149840 SH SOLE 102520 0 47320 KROGER CO COMMON 501044101 7524 305356 SH SOLE 136111 0 169245
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NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE NAVIGANT INTL INC COMMON 63935R108 4596 571580 SH SOLE 465380 0 106200 NDCHEALTH CORP COMMON 639480102 16615 461525 SH SOLE 373325 0 88200 NETWORKS ASSOCS INC COMMON 640938106 41103 3188780 SH SOLE 2409205 0 779575 NETIQ CORP COMMON 64115P102 264 11600 SH SOLE 11600 0 0 NEW FOCUS INC COMMON 644383101 64 19945 SH SOLE 0 0 19945 NEWMONT MINING CORP COMMON 651639106 4767 201980 SH SOLE 186030 0 15950 NEWPARK RES INC COM PAR $.01NEW 651718504 1350 200000 SH SOLE 200000 0 0 NEXTCARD INC COMMON 65332K107 2394 375825 SH SOLE 234375 0 141450 NEXTEL COMMUNICATIONS IN CL A 65332V103 150 17400 SH SOLE 4000 0 13400 NIKU CORP RESTRICTED COMMON 654113109 110 208321 SH SOLE 172321 0 36000 NOBLE AFFILIATES INC COMMON 654894104 293 9470 SH SOLE 4000 0 5470 NOKIA CORP ORD. 654902204 17640 1127150 SH SOLE 855975 0 271175 NOBLE DRILLING CORP COMMON 655042109 718 29900 SH SOLE 16600 0 13300 NORTH FORK BANCORPORATIO COMMON 659424105 3546 119250 SH SOLE 93000 0 26250 NINTENDO JAPAN ISSUE 6639550 1636 11400 SH SOLE 0 0 11400 NORTHROP GRUMMAN CORP COMMON 666807102 1773 17555 SH SOLE 4925 0 12630 NUANCE COMMUNICATIONS IN COMMON 669967101 102 15623 SH SOLE 0 0 15623 NOVEN PHARMACEUTICALS IN COMMON 670009109 264 14561 SH SOLE 0 0 14561 NOVOSTE CORP COMMON 67010C100 76 12813 SH SOLE 0 0 12813 NVIDIA CORP COMMON 67066G104 297 10800 SH SOLE 4000 0 6800 OM GROUP INC COMMON 670872100 6557 119215 SH SOLE 87015 0 32200 OSI PHARMACEUTICALS INC COMMON 671040103 6373 196089 SH SOLE 156145 0 39944 OTG SOFTWARE INC COMMON 671059103 440 79260 SH SOLE 0 0 79260 OCWEN FINL CORP COMMON 675746101 727 100788 SH SOLE 100788 0 0 OFFICEMAX INC COMMON 67622M108 31 10000 SH SOLE 0 0 10000 OFFSHORE LOGISTICS INC COMMON 676255102 3017 157215 SH SOLE 127065 0 30150 OMNICARE INC COMMON 681904108 12361 566251 SH SOLE 428650 0 137601 ONI SYSTEMS CORP COMMON 68273F103 112 27900 SH SOLE 0 0 27900 OPENWAVE SYS (RESTR) COMMON 683718100 8451 662828 SH SOLE 442780 0 220048 OPTIMAL ROBOTICS CORP CL A NEW 68388R208 14810 604475 SH SOLE 503700 0 100775 ORION PWR HLDGS INC COMMON 686286105 797 31267 SH SOLE 21550 0 9717 PACIFICHEALTH LABORATORI COMMON 695113100 653 178500 SH SOLE 178500 0 0 PACKARD BIOSCIENCE INC COMMON 695172205 2661 336365 SH SOLE 184165 0 152200 PANERA BREAD CO CL A 69840W108 1120 32000 SH SOLE 32000 0 0 PARAMETRIC TECHNOLOGY CO COMMON 699173100 909 175240 SH SOLE 175240 0 0 PARK STREET PARTNERS JOE MCNAY INVEST 700991102 230 1000 SH SOLE 0 0 1000 PATTERSON DENTAL CO COMMON 703412106 4727 128250 SH SOLE 101700 0 26550 PATTERSON UTI ENERGY INC COMMON 703481101 166 13400 SH SOLE 13400 0 0 PAYCHEX INC COMMON 704326107 1486 47175 SH SOLE 43375 0 3800 PEABODY ENERGY CORP COMMON 704549104 367 15235 SH SOLE 6800 0 8435 PEC SOLUTIONS INC COMMON 705107100 2820 165500 SH SOLE 158200 0 7300 PECO II INC COMMON 705221109 2388 497472 SH SOLE 263350 0 234122 PEDIATRIX MED GROUP COMMON 705324101 5148 126200 SH SOLE 126200 0 0 PENN WEST PETE LTD COM NEW 707886602 328 15800 SH SOLE 15800 0 0 PEPSI BOTTLING GROUP INC COMMON 713409100 1237 26850 SH SOLE 22500 0 4350 PEREGRINE SYSTEMS INC COMMON 71366Q101 7477 592040 SH SOLE 426615 0 165425 PERITUS SOFTWARE SVC RESTRICTED STOCK 714006103 2 10088 SH SOLE 0 0 10088 PERKINELMER INC COMMON 714046109 2490 94900 SH SOLE 74200 0 20700 PEROT SYS CORP CL A 714265105 178 11000 SH SOLE 11000 0 0 PERRIGO CO COMMON 714290103 4929 325350 SH SOLE 254000 0 71350 PFIZER INC COMMON 717081103 60958 1520150 SH SOLE 1158665 0 361485 PHARMACEUTICAL RES INC COMMON 717125108 1148 32100 SH SOLE 32100 0 0 PHILLIPS PETE CO COMMON 718507106 16028 297140 SH SOLE 248980 0 48160 PLACER DOME INC COMMON 725906101 4600 359620 SH SOLE 326595 0 33025 PIVOTAL PARTNERS L P HEDGE FUND 725991103 1168 1000 SH SOLE 0 0 1000 POLO RALPH LAUREN CORP CL A 731572103 5067 270240 SH SOLE 210440 0 59800
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE POLYCOM INC COMMON 73172K104 12513 513445 SH SOLE 407445 0 106000 PRAXAIR INC COMMON 74005P104 31385 747260 SH SOLE 577530 0 169730 PRENTISS PPTYS TR SH BEN INT 740706106 304 11050 SH SOLE 3050 0 8000 PRIDE INTL INC DEL COMMON 74153Q102 1385 133160 SH SOLE 119800 0 13360 PRINCETON REVIEW INC COMMON 742352107 1251 200110 SH SOLE 196460 0 3650 PROCTER & GAMBLE CO COMMON 742718109 26582 365189 SH SOLE 313145 0 52044 PROSPERITY BANCSHARES IN COMMON 743606105 455 17700 SH SOLE 17700 0 0 PROTEIN DESIGN LABS INC COMMON 74369L103 27895 590625 SH SOLE 436440 0 154185 QLT INC COMMON 746927102 251 16250 SH SOLE 15750 0 500 QUALCOMM INC COMMON 747525103 37923 797710 SH SOLE 582365 0 215345 QUEST DIAGNOSTICS INC COMMON 74834L100 20479 331915 SH SOLE 255245 0 76670 QUEST SOFTWARE INC COMMON 74834T103 3424 295650 SH SOLE 213450 0 82200 QWEST COMMUNICATIONS INT COMMON 749121109 381 22840 SH SOLE 9700 0 13140 R H DONNELLEY CORP COM NEW 74955W307 1010 38650 SH SOLE 38650 0 0 RSA SEC INC COMMON 749719100 3371 250425 SH SOLE 1950 0 248475 RF MICRODEVICES INC COMMON 749941100 241 14525 SH SOLE 12650 0 1875 RAYTHEON CO COM NEW 755111507 262 7550 SH SOLE 4000 0 3550 REALNETWORKS INC COMMON 75605L104 320 65900 SH SOLE 40900 0 25000 REDBACK NETWORKS INC COMMON 757209101 22 14900 SH SOLE 0 0 14900 REGENERX BIOPHARMACEUTIC COMMON 75886X108 25 115500 SH SOLE 0 0 115500 RELIANT RES INC COMMON 75952B105 706 43595 SH SOLE 23240 0 20355 RENAISSANCE LEARNING INC COMMON 75968L105 31921 969940 SH SOLE 859940 0 110000 RESEARCH IN MOTION LTD COMMON 760975102 1954 121500 SH SOLE 121500 0 0 RESPIRONICS INC COMMON 761230101 11981 336935 SH SOLE 247235 0 89700 RETEK INC COMMON 76128Q109 12957 1026670 SH SOLE 769570 0 257100 WHELAN & GRATNY MGR PORT COMMON 764990107 294 1000 SH SOLE 0 0 1000 RITE AID CORP COMMON 767754104 77 10000 SH SOLE 0 0 10000 RIVERSTONE NETWORKS INC COMMON 769320102 1595 303900 SH SOLE 303900 0 0 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 1641 32652 SH SOLE 16320 0 16332 RUBY TUESDAY INC COMMON 781182100 1723 109775 SH SOLE 92775 0 17000 SBC COMMUNICATIONS INC COMMON 78387G103 758 16096 SH SOLE 550 0 15546 SABRE HLDGS CORP CL A 785905100 3205 119855 SH SOLE 94155 0 25700 SAFEWAY INC COM NEW 786514208 8381 210990 SH SOLE 95150 0 115840 ST JUDE MED INC COMMON 790849103 370 5400 SH SOLE 5400 0 0 ST PAUL COS INC COMMON 792860108 857 20800 SH SOLE 0 0 20800 STAGECAST SER B PRIVATE PLACEMEN 80589M102 273 295033 SH SOLE 0 0 295033 SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 353 390000 PRN SOLE 390000 0 0 SCHEIN HENRY INC COMMON 806407102 39098 1012894 SH SOLE 778340 0 234554 SCHLUMBERGER LTD COMMON 806857108 22467 491620 SH SOLE 303715 0 187905 SCHOLASTIC CORP COMMON 807066105 7073 162600 SH SOLE 162000 0 600 SCHOOL SPECIALTY INC COMMON 807863105 2596 84950 SH SOLE 66350 0 18600 SCIOS INC COMMON 808905103 474 28379 SH SOLE 0 0 28379 C & O INVESTMENT PTN LP PRIVATE PLACEMEN 808990105 3504 1500 SH SOLE 0 0 1500 SEEBEYOND TECHNOLOGIES C COMMON 815704101 84 46875 SH SOLE 39850 0 7025 SEMTECH CORP COMMON 816850101 17013 599455 SH SOLE 469380 0 130075 SEPRACOR INC COMMON 817315104 14811 412555 SH SOLE 308280 0 104275 SEROLOGICALS CORP COMMON 817523103 11473 633531 SH SOLE 504060 0 129471 SERONO S A DEPOSITORY RECEI 81752M101 13016 685775 SH SOLE 445250 0 240525 SERVICEMASTER CO COMMON 81760N109 257 23186 SH SOLE 0 0 23186 SHAW GROUP INC COMMON 820280105 13527 480192 SH SOLE 362770 0 117422 SHIRE PHARMACEUTICALS GR DEPOSITORY RECEI 82481R106 1167 28953 SH SOLE 25503 0 3450 SIGMA ALDRICH CORP COMMON 826552101 18183 402270 SH SOLE 297045 0 105225 SITARA NETWORKS SER E PRIVATE PLACEMEN 829990100 700 181818 SH SOLE 0 0 181818 SKYWEST INC COMMON 830879102 355 21250 SH SOLE 4600 0 16650 SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 22037 1346980 SH SOLE 965095 0 381885 SMITH INTL INC COMMON 832110100 1134 31155 SH SOLE 24900 0 6255
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE SMITHFIELD FOODS INC COMMON 832248108 1934 91900 SH SOLE 91900 0 0 SOFTECH INC COMMON 834021107 3 31000 SH SOLE 0 0 31000 SO.PORT ENERGY PLUS PTN JOE MCNAY INVEST 834990103 2419 1000 SH SOLE 0 0 1000 SOLID (EURO DENOM) RSTR PRIVATE PLACEMEN 834993107 2639 1387285 SH SOLE 0 0 1387285 SONIC AUTOMOTIVE INC CL A 83545G102 724 53250 SH SOLE 53250 0 0 SONUS NETWORKS INC COMMON 835916107 45 15000 SH SOLE 0 0 15000 SPANISH BROADCASTING SYS CL A 846425882 1868 263400 SH SOLE 263400 0 0 SPECIALTY LABORATORIES COMMON 84749R100 28397 1032601 SH SOLE 858930 0 173671 SPINNAKER EXPL CO COMMON 84855W109 1794 50700 SH SOLE 50700 0 0 SPRINT CORP FON GRP COM FON GROUP 852061100 29349 1222347 SH SOLE 918720 0 303627 SPRINT CORP PCS COM PCS COM SER 1 852061506 8522 324166 SH SOLE 180950 0 143216 STAPLES INC COMMON 855030102 1786 133752 SH SOLE 121015 0 12737 STARBUCKS CORP COMMON 855244109 263 17580 SH SOLE 0 0 17580 STATE STR CORP COMMON 857477103 385 8468 SH SOLE 6800 0 1668 STERICYCLE INC COMMON 858912108 17171 411965 SH SOLE 329975 0 81990 STERIS CORP COMMON 859152100 4434 225525 SH SOLE 160800 0 64725 STRATOS LIGHTWAVE INC COMMON 863100103 1469 425720 SH SOLE 332520 0 93200 STREAMLINE COM INC COMMON 863239109 0 81300 SH SOLE 81300 0 0 STRYKER CORP COMMON 863667101 1890 35720 SH SOLE 32820 0 2900 SUN MICROSYSTEMS INC COMMON 866810104 273 33026 SH SOLE 25860 0 7166 SUNCOR ENERGY INC COMMON 867229106 365 13100 SH SOLE 13100 0 0 SUNGARD DATA SYS INC COMMON 867363103 390 16674 SH SOLE 0 0 16674 SUNRISE ASSISTED LIVING COMMON 86768K106 28419 1100221 SH SOLE 851545 0 248676 SUPERIOR INDS INTL INC COMMON 868168105 276 8300 SH SOLE 8300 0 0 SURMODICS INC COMMON 868873100 1728 43250 SH SOLE 37100 0 6150 SWIFT ENERGY CO COMMON 870738101 206 10000 SH SOLE 10000 0 0 SYCAMORE NETWORKS INC COMMON 871206108 40 11500 SH SOLE 0 0 11500 SYKES ENTERPRISES INC COMMON 871237103 593 106200 SH SOLE 106200 0 0 SYNCOR INTL CORP DEL COMMON 87157J106 14376 451656 SH SOLE 386805 0 64851 SYNOPSYS INC COMMON 871607107 269 6700 SH SOLE 0 0 6700 SYSCO CORP COMMON 871829107 3213 125820 SH SOLE 72320 0 53500 THQ INC COM NEW 872443403 4025 93275 SH SOLE 93275 0 0 TJX COS INC NEW COMMON 872540109 15927 484115 SH SOLE 414990 0 69125 TMP WORLDWIDE INC COMMON 872941109 1490 52500 SH SOLE 48100 0 4400 TAIWAN SEMICONDUCTOR MFG DEPOSITORY RECEI 874039100 2964 312360 SH SOLE 248480 0 63880 TALISMAN ENERGY INC COMMON 87425E103 446 13100 SH SOLE 13100 0 0 TALX CORP COMMON 874918105 5406 253808 SH SOLE 253808 0 0 TARGET CORP COMMON 87612E106 2956 93100 SH SOLE 85550 0 7550 TECH DATA CORP COMMON 878237106 3848 101530 SH SOLE 86230 0 15300 TELEFLEX INC COMMON 879369106 3739 100000 SH SOLE 100000 0 0 TELEFONOS DE MEXICO S A DEPOSITORY RECEI 879403780 323 10000 SH SOLE 0 0 10000 TERADYNE INC COMMON 880770102 460 23586 SH SOLE 11400 0 12186 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 27823 460260 SH SOLE 349890 0 110370 TETRA TECH INC NEW COMMON 88162G103 44546 2015645 SH SOLE 1621770 0 393875 TEXACO INC COMMON 881694103 529 8140 SH SOLE 0 0 8140 TEXAS INSTRS INC COMMON 882508104 4189 167695 SH SOLE 73800 0 93895 TIME WARNER TELECOM INC CL A 887319101 208 28700 SH SOLE 3060 0 25640 TORCHMARK CORP COMMON 891027104 12563 322135 SH SOLE 200795 0 121340 TOWER AUTOMOTIVE INC COMMON 891707101 181 25200 SH SOLE 25200 0 0 TOYS R US INC COMMON 892335100 5651 327955 SH SOLE 280555 0 47400 TRANSATLANTIC HLDGS INC COMMON 893521104 12669 150000 SH SOLE 150000 0 0 TRANSKARYOTIC THERAPIES COMMON 893735100 3907 143950 SH SOLE 75725 0 68225 TRIBUNE CO NEW COMMON 896047107 1086 34586 SH SOLE 6393 0 28193 TYCO INTL LTD NEW COMMON 902124106 331 7268 SH SOLE 2968 0 4300 UICI COMMON 902737105 6587 483260 SH SOLE 409460 0 73800 USX MARATHON GROUP COM NEW 902905827 276 10300 SH SOLE 5300 0 5000
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE US BANCORP DEL COM NEW 902973304 595 26815 SH SOLE 0 0 26815 NOVERA OPTICS, INC SER C PRIVATE PLACEMEN 903990109 3000 1234568 SH SOLE 0 0 1234568 UNILAB CORP NEW COM NEW 904763208 23153 834950 SH SOLE 641560 0 193390 UNITED MICROELECTRONICS DEPOSITORY RECEI 910873207 3191 599735 SH SOLE 412630 0 187105 UNITED NAT FOODS INC COMMON 911163103 3942 216850 SH SOLE 182500 0 34350 UNITED PARCEL SERVICE IN CL B 911312106 326 6270 SH SOLE 4770 0 1500 UNITED TECHNOLOGIES CORP COMMON 913017109 16707 359300 SH SOLE 210350 0 148950 UNITEDGLOBALCOM CL A 913247508 211 91110 SH SOLE 70350 0 20760 UNITEDHEALTH GROUP INC COMMON 91324P102 18797 282665 SH SOLE 158980 0 123685 UNIVERSAL HLTH SVCS INC CL B 913903100 10206 209148 SH SOLE 165250 0 43898 UROLOGIX INC COMMON 917273104 923 67900 SH SOLE 67900 0 0 UROCOR INC COMMON 91727P105 285 16200 SH SOLE 16200 0 0 VYYO INC COMMON 918458100 56 81652 SH SOLE 16300 0 65352 VXTEL/INTEL ESCROW PAYABLE 10/4/02 91847K994 350 30170 SH SOLE 0 0 30170 VARIAGENICS RESTR PRIVATE PLCMT 922196100 422 301738 SH SOLE 0 0 301738 VARIAN MED SYS INC COMMON 92220P105 22854 356260 SH SOLE 269150 0 87110 VASTERA INC COMMON 92239N109 10138 905195 SH SOLE 661510 0 243685 VENTAS INC COMMON 92276F100 298 27450 SH SOLE 0 0 27450 VERITAS SOFTWARE CO COMMON 923436109 4253 230652 SH SOLE 148130 0 82522 VERISIGN INC COMMON 92343E102 89169 2128132 SH SOLE 1576226 0 551906 VERITAS DGC INC COMMON 92343P107 252 22590 SH SOLE 0 0 22590 VERIZON COMMUNICATIONS COMMON 92343V104 385 7115 SH SOLE 0 0 7115 VESTA INS GROUP INC COMMON 925391104 13880 1059525 SH SOLE 796775 0 262750 VIACOM INC/CL B CL B 925524308 32721 948436 SH SOLE 701888 0 246548 VIDAMED INC COMMON 926530106 805 210800 SH SOLE 210800 0 0 VIGNETTE CORP COMMON 926734104 1163 328624 SH SOLE 40600 0 288024 VISTEON CORP COMMON 92839U107 1090 85525 SH SOLE 77975 0 7550 VIVENDI UNIVERSAL DEPOSITORY RECEI 92851S204 8718 188100 SH SOLE 180708 0 7392 VODAFONE GROUP PLC NEW DEPOSITORY RECEI 92857W100 323 14710 SH SOLE 270 0 14440 VYSIS INC COMMON 928961101 999 49700 SH SOLE 44700 0 5000 WAL MART STORES INC COMMON 931142103 29451 594966 SH SOLE 455899 0 139067 WALGREEN CO COMMON 931422109 900 26150 SH SOLE 6500 0 19650 WASTE CONNECTIONS INC COMMON 941053100 1079 39950 SH SOLE 31200 0 8750 WATSON PHARMACEUTICALS I COMMON 942683103 29215 534000 SH SOLE 425645 0 108355 WEATHERFORD INTL INC COMMON 947074100 286 11220 SH SOLE 1900 0 9320 WEBEX INC COMMON 94767L109 7035 331230 SH SOLE 239030 0 92200 WEBSENSE INC COMMON 947684106 9781 897380 SH SOLE 576445 0 320935 WEBMETHODS INC COMMON 94768C108 2937 425091 SH SOLE 344856 0 80235 WELLPOINT HEALTH NETWORK COMMON 94973H108 306 2800 SH SOLE 1700 0 1100 WELLS FARGO & CO NEW COMMON 949746101 221 4980 SH SOLE 3890 0 1090 WHOLE FOODS MKT INC COMMON 966837106 3607 114825 SH SOLE 82550 0 32275 WILLIAMS COMMUNICATIONS CL A 969455104 37 31404 SH SOLE 0 0 31404 WILLIAMS COS INC DEL COMMON 969457100 30581 1120196 SH SOLE 778457 0 341739 WILLIAMS SONOMA INC COMMON 969904101 10256 430740 SH SOLE 333940 0 96800 WIRE ONE TECHNOLOGIES IN COMMON 976521104 489 80000 SH SOLE 62900 0 17100 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 520 34552 SH SOLE 7250 0 27302 WRIGHT MED GROUP INC COMMON 98235T107 702 41460 SH SOLE 31810 0 9650 XO COMMUNICATIONS INC CL A 983764101 9 21550 SH SOLE 0 0 21550 XCARE NET INC COMMON 98388Y101 6105 490325 SH SOLE 372650 0 117675 YAHOO INC COMMON 984332106 791 89750 SH SOLE 0 0 89750 ZOLL MED CORP COMMON 989922109 3911 109850 SH SOLE 98200 0 11650 ANDA NETWORKS SER D PRIVATE PLACEMEN 9A999J3E8 2500 182215 SH SOLE 0 0 182215 EROOM SER D PRIV PLACEMENT 9B999J975 195 18625 SH SOLE 0 0 18625 AXSUN SER B PRIVATE PLACEMEN 9B999N612 1000 333334 SH SOLE 0 0 333334 KESTREL SOLUTIONS SER D PRIVATE PLACEMEN 9B999N679 0 17829 SH SOLE 0 0 17829 INVENTA.COM SER D PRIVATE PLACEMEN 9B999N711 275 269906 SH SOLE 0 0 269906
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE HIRE.COM SER D PRIV PLACEMENT 9B999Z482 215 967961 SH SOLE 0 0 967961 CENTERPT. BROADBD. SER D PRIVATE PLACEMEN 9C999F252 4000 371058 SH SOLE 0 0 371058 THIRD WAVE SER F PRIVATE PLACEMEN 9C999M000 360 114000 SH SOLE 0 0 114000 EPICENTRIC SER C PRIVATE PLACEMEN 9C999M257 1619 340137 SH SOLE 0 0 340137 ITF OPTICAL SER A PRIVATE PLACEMEN 9C999M778 5000 200000 SH SOLE 0 0 200000 VISTO SER E PRIVATE PLACEMEN 9C999M851 65 1294119 SH SOLE 0 0 1294119 SOLUS SER C PRIVATE PLACEMEN 9C999M885 1000 342466 SH SOLE 0 0 342466 LIGHTWAVE MICROSYS SER G PRIVATE PLACEMEN 9C999R777 5000 500000 SH SOLE 0 0 500000 IDEALAB SER D PRIVATE PLACEMEN 9J999F125 250 25000 SH SOLE 0 0 25000 OBJECT FX SER E COMMON 9J999F224 500 5000 SH SOLE 0 0 5000 TENOR NETWORKS SER C PRIVATE PLACEMEN 9K999A354 5070 438160 SH SOLE 0 0 438160 CONVERGENT NTWKS SER D PRIVATE PLACEMEN 9K999S553 4500 275230 SH SOLE 0 0 275230 PHOTONEX SER B PRIVATE PLACEMEN 9M999C232 2039 1392919 SH SOLE 0 0 1392919 ASTRAL POINT COMM. SER D PRIVATE PLACEMEN 9M999C273 9000 904334 SH SOLE 0 0 904334 CONTROL DELIVERY SER A PRIVATE PLACEMEN 9M999C588 3000 55825 SH SOLE 0 0 55825 GENEVA PROTEOMICS SER A PRIVATE PLACEMEN 9M999C703 3300 600000 SH SOLE 0 0 600000 MICROBIA SER B PRIVATE PLACEMEN 9M999C844 1500 483872 SH SOLE 0 0 483872 DIADEXUS SER C PRIVATE PLACEMEN 9M999C877 5000 645161 SH SOLE 0 0 645161 OPTICAL CROSSLINKS SER A PRIVATE PLACEMEN 9M999C901 500 60024 SH SOLE 0 0 60024 INTERACTIVE VIDEO TECH.S PRIV PLACEMENT 9M999K127 343 227273 SH SOLE 0 0 227273 TELL ME SER D PRIVATE PLACEMEN 9M999M149 4000 273001 SH SOLE 0 0 273001 ITF OPTICAL TECH SER B PRIVATE PLACEMEN 9M999T581 2100 20000 SH SOLE 0 0 20000 METRO OPTIX SER B PRIV PLACEMENT 9R999M007 3147 1333334 SH SOLE 0 0 1333334 TWELVE ENTREPREN. SER B PRIV PLACEMENT 9R999M874 1000 137217 SH SOLE 0 0 137217 SITARA SER G PRIV PLACEMENT 9R999MZ58 2000 307220 SH SOLE 0 0 307220 CERETEK LLC COMMON 9S999F000 0 40700 SH SOLE 22700 0 18000 FUSIONONE SER D PRIVATE PLACEMEN 9T999C245 7000 1289135 SH SOLE 0 0 1289135 APPIAN SER D PRIVATE PLACEMEN 9V999M578 4000 370714 SH SOLE 0 0 370714 ACE LTD ORD G0070K103 13900 481460 SH SOLE 379520 0 101940 AMDOCS LTD ORD G02602103 17593 660140 SH SOLE 502885 0 157255 ANNUITY AND LIFE RE HLDG ORD G03910109 7021 206812 SH SOLE 138750 0 68062 GLOBAL CROSSING LTD COMMON G3921A100 77 42750 SH SOLE 0 0 42750 SANTA FE INTL CORP ORD G7805C108 446 21000 SH SOLE 21000 0 0 HILFIGER TOMMY CORP ORD G8915Z102 8268 923745 SH SOLE 660755 0 262990 TRANSOCEAN SEDCO FOREX I ORD G90078109 291 11010 SH SOLE 405 0 10605 WILLIS GROUP HOLDINGS LT SHS G96655108 6999 299240 SH SOLE 288315 0 10925 XOMA LTD ORD G9825R107 3521 417698 SH SOLE 295215 0 122483 CHECK POINT SOFTWARE TEC ORD M22465104 8041 365175 SH SOLE 317545 0 47630 PRECISE SOFTWARE SOLUTIO ORD M41450103 744 67346 SH SOLE 47700 0 19646 CORE LABORATORIES N V COMMON N22717107 5700 443215 SH SOLE 387675 0 55540 FLEXTRONICS INTL LTD ORD Y2573F102 629 38050 SH SOLE 37500 0 550
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