-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q50wTJKZnmhz2ultvmK8oxI0cSvq8698xHc7iJFnSFj1zsygKsRep7UxQm6t0c2M LHKKROe0d8Rg+eC2U16Zqw== 0000927016-02-000771.txt : 20020414 0000927016-02-000771.hdr.sgml : 20020414 ACCESSION NUMBER: 0000927016-02-000771 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 02540243 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 13F-HR 1 d13fhr.txt FORM 13F-HR ---------------------------- OMB APPROVAL ---------------------------- UNITED STATES OMB Number: 3235-0006 SECURITIES AND EXCHANGE COMMISSION Expires: FEBRUARY 28, 1994 Washington, D.C. 20549 Estimated average burden hours per response....24.60 INFORMATION REQUIRED OF INSTITUTIONAL ---------------------------- INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF ---------------------- THE SECURITIES EXCHANGE ACT OF 1934 AND RULES SEC USE ONLY THEREUNDER ---------------------- ---------------------- Report for the Calendar Year or Quarter Ended December 31, 2001 ----------------------- - ------------------------------------------------------------------------------- (Please read instructions before preparing form.) - ------------------------------------------------------------------------------- If amended report check here: [ ] - ------------------------------------------------------------------------------- Name of Institutional Investment Manager 125 HIGH STREET, 29TH FLOOR BOSTON, MA 0211O - ------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) C.H. RITT III VICE PRESIDENT 617-342-3220 - ------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to submit this Report. - -----------------------------------ATTENTION----------------------------------- Intentional misstatement or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 101 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the city of BOSTON and State of MA on the 12 day of ------------ ------ ----- FEBRUARY , 2002 . - ---------- ------- ESSEX INVESTMENT MANAGEMENT COMPANY, LLC -------------------------------------------- (Name of Institutional Investment Manager) -------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Number will be assigned to Institutional Investment Managers after they file their first report. 13F 13F File File Name: No.: Name: No.: - ---------------------------------- ------- ----------------------------- ----- 1. AFFILIATED MANAGERS GROUP, INC. PENDING 6. - ---------------------------------- ------- ----------------------------- ----- 2. 7. - ---------------------------------- ------- ----------------------------- ----- 3. 8. - ---------------------------------- ------- ----------------------------- ----- 4. 9. - ---------------------------------- ------- ----------------------------- ----- 5. 10. - ---------------------------------- ------- ----------------------------- ----- SEC 1685 (5/91)
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AFC ENTERPRISES INC COMMON 00104Q107 2459 86600 SH SOLE 69800 0 16800 AMN HEALTHCARE SERVICES COMMON 001744101 10449 381350 SH SOLE 302275 0 79075 AOL TIME WARNER INC COMMON 00184A105 68613 2137472 SH SOLE 1594752 0 542720 ABBOTT LABS COMMON 002824100 4275 76685 SH SOLE 52900 0 23785 ACAMBIS PLC DEPOSITORY RECEI 004286100 7589 152245 SH SOLE 85595 0 66650 ACCREDO HEALTH INC COMMON 00437V104 12382 311900 SH SOLE 239275 0 72625 ADAPTEC INC COMMON 00651F108 6727 463910 SH SOLE 446635 0 17275 ADELPHIA COMMUNICATIONS CL A 006848105 50974 1634815 SH SOLE 1182710 0 452105 ADOLOR CORP COMMON 00724X102 5851 325985 SH SOLE 324860 0 1125 ADVANCED MARKETING SVCS COMMON 00753T105 2891 158437 SH SOLE 158437 0 0 ADVISORY BRD CO COMMON 00762W107 4274 154280 SH SOLE 67380 0 86900 ADVANCED MICRO DEVICES I COMMON 007903107 7729 487300 SH SOLE 414500 0 72800 ADVANCEPCS COMMON 00790K109 26629 907290 SH SOLE 738040 0 169250 AETHER SYS INC COMMON 00808V105 4979 541155 SH SOLE 538455 0 2700 AFFILIATED COMPUTER SERV CL A 008190100 6327 59620 SH SOLE 47970 0 11650 AFFILIATED MANAGERS GROU COMMON 008252108 28534 404855 SH SOLE 0 0 404855 AFFYMETRIX INC COMMON 00826T108 84884 2248570 SH SOLE 1674610 0 573960 AGERE SYS INC CL A 00845V100 4041 710150 SH SOLE 625750 0 84400 AGILENT TECHNOLGIES COMMON 00846U101 1694 59419 SH SOLE 0 0 59419 AGILE SOFTWARE CORP DEL COMMON 00846X105 13994 812675 SH SOLE 611550 0 201125 AIR PRODS & CHEMS INC COMMON 009158106 3098 66050 SH SOLE 59175 0 6875 ALBERTA ENERGY LTD COMMON 012873105 201 5300 SH SOLE 5300 0 0 ALLERGAN INC COMMON 018490102 5332 71050 SH SOLE 37400 0 33650 ALLIANCE DATA SYSTEMS CO COMMON 018581108 9512 496705 SH SOLE 396105 0 100600 ALLIANT TECHSYSTEMS INC COMMON 018804104 36366 471060 SH SOLE 372180 0 98880 ALPHA 1 BIOMED (RESTR) PHYSICAL SHARES 020910105 35 500000 SH SOLE 0 0 500000 ALTERA CORP COMMON 021441100 849 40000 SH SOLE 40000 0 0 AMAZON COM INC COMMON 023135106 3323 307085 SH SOLE 76945 0 230140 AMERADA HESS CORP COMMON 023551104 331 5300 SH SOLE 5300 0 0 AMERICAN EXPRESS CO COMMON 025816109 2720 76203 SH SOLE 48700 0 27503 AMERICAN HOME PRODS CORP COMMON 026609107 6115 99663 SH SOLE 71493 0 28170 AMERICAN INTL GROUP INC COMMON 026874107 98062 1235032 SH SOLE 873156 0 361876 AMERICAN MED SYS HLDGS I COMMON 02744M108 17802 860425 SH SOLE 665435 0 194990 AMERICAN PHARMACEUTICALS COMMON 02886P109 920 46600 SH SOLE 46600 0 0 AMERICAN SCIENCE & ENGR COMMON 029429107 14887 735145 SH SOLE 544645 0 190500 AMERISOURCEBERGEN CORP COMMON 03073E105 31971 503085 SH SOLE 338975 0 164110 AMGEN INC COMMON 031162100 65406 1158854 SH SOLE 854904 0 303950 ANADARKO PETE CORP COMMON 032511107 15748 277010 SH SOLE 209200 0 67810 ANDRX GROUP COMMON 034553107 268 3800 SH SOLE 3800 0 0 ANHEUSER BUSCH COS INC COMMON 035229103 5278 116740 SH SOLE 57680 0 59060 ANTHEM INC COMMON 03674B104 5081 102650 SH SOLE 102650 0 0 APACHE CORP COMMON 037411105 17580 352439 SH SOLE 268360 0 84079 APOLLO GROUP INC CL A 037604105 22608 502282 SH SOLE 487625 0 14657 UNV PHOENIX ONLINE COM APOLLO GR 037604204 14775 453354 SH SOLE 412965 0 40389 APOGENT TECHNOLOGIES INC COMMON 03760A101 2208 85600 SH SOLE 81200 0 4400 APPLERA CORP COM AP BIO GRP 038020103 1800 45825 SH SOLE 42675 0 3150 ARAMARK CORP CL B 038521100 2631 97800 SH SOLE 65000 0 32800 ARM HLDGS PLC DEPOSITORY RECEI 042068106 30146 1933680 SH SOLE 1411690 0 521990 ARMOR HOLDINGS INC COMMON 042260109 39253 1454370 SH SOLE 1174285 0 280085 ASTROPOWER INC COMMON 04644A101 202 5000 SH SOLE 5000 0 0 AVENTAIL SER E PRIVATE PLACEMEN 053990107 2750 2750000 SH SOLE 0 0 2750000
2 BJ SVCS CO COMMON 055482103 16492 508230 SH SOLE 419560 0 88670 BJS WHOLESALE CLUB INC COMMON 05548J106 7325 166110 SH SOLE 138630 0 27480 BP PLC DEPOSITORY RECEI 055622104 787 16920 SH SOLE 11344 0 5576 BOWSTREET SER D PRIVATE PLACEMEN 056990104 2500 208334 SH SOLE 0 0 208334 BAKER HUGHES INC COMMON 057224107 1057 28975 SH SOLE 19000 0 9975 BALLARD PWR SYS INC COMMON 05858H104 296 10000 SH SOLE 10000 0 0 BARRICK GOLD CORP COMMON 067901108 5027 315161 SH SOLE 271095 0 44066 BAXTER INTL INC COMMON 071813109 20911 389905 SH SOLE 304460 0 85445 BEA SYS INC COMMON 073325102 7722 501425 SH SOLE 392475 0 108950 BECTON DICKINSON & CO COMMON 075887109 66761 2013920 SH SOLE 1446345 0 567575 BENIHANA INC CL A 082047200 1305 86700 SH SOLE 86700 0 0 BIOMET INC COMMON 090613100 408 13200 SH SOLE 13200 0 0 BOCA RESORTS INC CL A 09688T106 210 16000 SH SOLE 16000 0 0 BORDERS GROUP INC COMMON 099709107 25346 1277500 SH SOLE 1036585 0 240915 BOSTON SCIENTIFIC CORP COMMON 101137107 3572 148075 SH SOLE 143325 0 4750 BRISTOL MYERS SQUIBB CO COMMON 110122108 306 6000 SH SOLE 0 0 6000 BROADCOM RULE 145 COMMON 111320107 18572 454427 SH SOLE 352950 0 101477 BROCADE COMMUNICATIONS S COMMON 111621108 2236 67520 SH SOLE 35455 0 32065 BROWN TOM INC COM NEW 115660201 5228 193545 SH SOLE 120120 0 73425 BRUKER DALTONICS INC COMMON 116795105 21891 1338880 SH SOLE 864825 0 474055 BRUKER AXS INC (RESTR) PRIV PLACE 6/02 11679P101 9714 1872281 SH SOLE 793530 0 1078751 BUCA INC COMMON 117769109 199 12300 SH SOLE 12300 0 0 BURLINGTON RES INC COMMON 122014103 818 21800 SH SOLE 0 0 21800 BURNHAM PAC PPTYS INC COMMON 12232C108 70 17050 SH SOLE 0 0 17050 CBRL GROUP INC COMMON 12489V106 10160 345100 SH SOLE 345100 0 0 CDW COMPUTER CTRS INC COMMON 125129106 2686 50000 SH SOLE 50000 0 0 CEC ENTMT INC COMMON 125137109 335 7730 SH SOLE 7730 0 0 CNET NETWORKS INC COMMON 12613R104 1393 155300 SH SOLE 0 0 155300 CABOT CORP COMMON 127055101 962 26950 SH SOLE 26950 0 0 CABOT MICROELECTRONICS C COMMON 12709P103 1116 14078 SH SOLE 1878 0 12200 CACI INTL INC CL A 127190304 10006 253420 SH SOLE 164870 0 88550 CALIFORNIA PIZZA KITCHEN COMMON 13054D109 25775 1041425 SH SOLE 836825 0 204600 CALPINE CORP COMMON 131347106 440 26180 SH SOLE 0 0 26180 CANADIAN NAT RES LTD COMMON 136385101 314 13100 SH SOLE 13100 0 0 CARDIAC SCIENCE RESTRICT COMMON 141410209 981 245000 SH SOLE 245000 0 0 CARDINAL HEALTH INC COMMON 14149Y108 8764 135534 SH SOLE 66183 0 69351 CAREER EDUCATION CORP COMMON 141665109 37067 1081300 SH SOLE 898470 0 182830 CAREMARK RX INC COMMON 141705103 7667 470110 SH SOLE 407260 0 62850 EROOM SER C PRIVATE PLACEMEN 146990106 2000 416667 SH SOLE 0 0 416667 EPICENTRIC SER D PRIVATE PLACEMEN 147990105 1750 367647 SH SOLE 0 0 367647 CATERPILLAR INC DEL COMMON 149123101 20332 389133 SH SOLE 300823 0 88310 CELESTICA INC SUB VTG SHS 15101Q108 1006 24900 SH SOLE 19600 0 5300 CELGENE CORP RESTRICTED COMMON 151020104 1835 57488 SH SOLE 47688 0 9800 CENTILLIUM COMMUNICATION COMMON 152319109 130 16600 SH SOLE 16600 0 0 CENTRA SOFTWARE INC COMMON 15234X103 140 17453 SH SOLE 0 0 17453 CERTEGY INC COMMON 156880106 2117 61850 SH SOLE 61850 0 0 CHARLES RIV LABS INTL IN COMMON 159864107 32524 971460 SH SOLE 706845 0 264615 CHARTER COMMUNICATIONS I CL A 16117M107 22268 1355350 SH SOLE 1036110 0 319240 CHEVRONTEXACO CORP COMMON 166764100 23069 257441 SH SOLE 143325 0 114116 CHIRON CORP COMMON 170040109 2413 55050 SH SOLE 55050 0 0 CHOICEPOINT INC COMMON 170388102 8207 161900 SH SOLE 144680 0 17220 CHROMAGEN SER F PRIVATE PLACEMEN 170990105 2000 470588 SH SOLE 0 0 470588
3 CIENA CORP COMMON 171779101 1010 70561 SH SOLE 0 0 70561 CIMA LABS INC COMMON 171796105 380 10500 SH SOLE 10500 0 0 CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 7676 295785 SH SOLE 261575 0 34210 CISCO SYS INC RESTRICTED RULE 145 17275R102 9269 511806 SH SOLE 377475 0 134331 CITIGROUP INC COMMON 172967101 23830 472078 SH SOLE 410582 0 61496 CITRIX SYS INC COMMON 177376100 718 31700 SH SOLE 31700 0 0 CITY NATL CORP COMMON 178566105 3992 85200 SH SOLE 67000 0 18200 CLOSURE MED CORP COMMON 189093107 1696 72600 SH SOLE 72600 0 0 COACH INC COMMON 189754104 12597 323155 SH SOLE 252180 0 70975 COCA COLA ENTERPRISES IN COMMON 191219104 1322 69775 SH SOLE 65025 0 4750 COINSTAR INC COMMON 19259P300 864 34550 SH SOLE 31525 0 3025 COLGATE PALMOLIVE CO COMMON 194162103 30441 527112 SH SOLE 375847 0 151265 COMCAST CORP - SP A CL A SPL 200300200 22304 619564 SH SOLE 465304 0 154260 COMMERCE BANCORP INC NJ COMMON 200519106 4268 108500 SH SOLE 85200 0 23300 COMMUNITY HEALTH SYS INC COMMON 203668108 14900 584320 SH SOLE 456525 0 127795 COMPOUND CAP GRWT LP JOE MCNAY INVEST 204994107 787 1000 SH SOLE 0 0 1000 COMPUTERS IN MED REST COMMON 205991102 100 20000 SH SOLE 0 0 20000 CONCORD COMMUNICATIONS I COMMON 206186108 2993 144950 SH SOLE 55875 0 89075 CONCORD EFS INC COMMON 206197105 8799 268419 SH SOLE 171299 0 97120 CONSOLIDATED EDISON INC COMMON 209115104 311 7700 SH SOLE 0 0 7700 CONVERGYS CORP COMMON 212485106 19933 531685 SH SOLE 428175 0 103510 COORS ADOLPH CO CL B 217016104 2340 43825 SH SOLE 40575 0 3250 COPART INC COMMON 217204106 11228 308703 SH SOLE 210575 0 98128 COR THERAPEUTICS INC COMMON 217753102 479 20000 SH SOLE 20000 0 0 CORINTHIAN COLLEGES INC COMMON 218868107 361 8822 SH SOLE 1400 0 7422 CORN HILL PERFORMANCE LP JOE MCNAY INVEST 218991107 445 1000 SH SOLE 0 0 1000 CORVIS CORP COMMON 221009103 5448 1686770 SH SOLE 1205720 0 481050 COSTCO WHSL CORP NEW COMMON 22160K105 60047 1353016 SH SOLE 969136 0 383880 COTT CORP QUE COMMON 22163N106 10442 656725 SH SOLE 492350 0 164375 CROSS CTRY INC COMMON 22748P105 23652 892525 SH SOLE 655310 0 237215 CRYOLIFE INC COMMON 228903100 378 12600 SH SOLE 12600 0 0 CYTYC CORP COMMON 232946103 70819 2713375 SH SOLE 2031680 0 681695 DELIAS CORP CL A 24688Q101 1344 216850 SH SOLE 216850 0 0 DELL COMPUTER CORP COMMON 247025109 10311 379360 SH SOLE 312560 0 66800 DELUXE CORP COMMON 248019101 4158 100000 SH SOLE 100000 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 1096 28356 SH SOLE 11065 0 17291 DIAL CORP NEW COMMON 25247D101 775 45200 SH SOLE 45200 0 0 DIANON SYS INC COMMON 252826102 8033 132125 SH SOLE 115125 0 17000 DIGITAL INSIGHT CORP COMMON 25385P106 10225 457300 SH SOLE 354525 0 102775 DIGITALTHINK INC COMMON 25388M100 4635 429135 SH SOLE 68675 0 360460 DOUBLECLICK INC COMMON 258609304 760 67000 SH SOLE 0 0 67000 DREXLER TECHNOLOGY CORP COMMON 261876106 8509 357965 SH SOLE 238090 0 119875 DUANE READE INC COMMON 263578106 1756 57850 SH SOLE 49900 0 7950 DUKE ENERGY CORP COMMON 264399106 1057 26925 SH SOLE 5500 0 21425 DYNEGY INC NEW CL A 26816Q101 1193 46778 SH SOLE 31650 0 15128 E M C CORP MASS COMMON 268648102 7678 571260 SH SOLE 484270 0 86990 ENSCO INTL INC COMMON 26874Q100 8549 344021 SH SOLE 279775 0 64246 EPIQ SY INC COMMON 26882D109 10665 551153 SH SOLE 422326 0 128827 EBAY INC COMMON 278642103 69863 1044290 SH SOLE 729580 0 314710 ECLIPSYS CORP COMMON 278856109 234 13950 SH SOLE 13950 0 0 EDISON SCHOOLS INC CL A 281033100 16980 864135 SH SOLE 760985 0 103150 EDO CORP COMMON 281347104 2663 100675 SH SOLE 73675 0 27000
4 EDUCATION MGMT CORP COMMON 28139T101 18880 520825 SH SOLE 404825 0 116000 EL PASO CORP COMMON 28336L109 1024 22963 SH SOLE 14866 0 8097 EL PASO ENERGY PARTNERS COMMON 28368B102 365 9800 SH SOLE 9800 0 0 ELANTEC SEMICONDUCTOR IN COMMON 284155108 22756 592600 SH SOLE 514150 0 78450 ELECTRO FUEL (RESTR) CANADIAN RULE 14 284904109 71 117000 SH SOLE 117000 0 0 ELECTRONIC ARTS INC COMMON 285512109 25564 426430 SH SOLE 297755 0 128675 EMULEX CORP COM NEW 292475209 1770 44800 SH SOLE 35300 0 9500 ENSIGN RESOURCE SVC GROU COMMON 29357T104 462 55200 SH SOLE 55200 0 0 ENTRAVISION COMMUNICATIO CL A 29382R107 10149 849265 SH SOLE 736415 0 112850 ENZON INC COMMON 293904108 3172 56355 SH SOLE 37000 0 19355 EQUIFAX INC COMMON 294429105 6592 272940 SH SOLE 231090 0 41850 EQUITY OFFICE PROPERTIES COMMON 294741103 3696 122869 SH SOLE 103548 0 19321 ESPERION THERAPEUTICS IN COMMON 29664R106 4995 679590 SH SOLE 673340 0 6250 ESSEX PRIVATE PLCMT II JOSEPH MCNAY INV 29699B100 546 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC IV A JOE MCNAY INVEST 29699C108 279 1000 SH SOLE 0 0 1000 ESSEX PRIVATE PLC III A JOE MCNAY INVEST 29699E104 1761 1000 SH SOLE 0 0 1000 EXULT INC DEL COMMON 302284104 34517 2150580 SH SOLE 1624905 0 525675 EXXON MOBIL CORP COMMON 30231G102 4077 103728 SH SOLE 57132 0 46596 FACTSET RESH SYS INC COMMON 303075105 3973 113670 SH SOLE 106580 0 7090 FAIRCHILD SEMICONDUCTOR CL A 303726103 1602 56800 SH SOLE 44300 0 12500 ESSEX LIFE SCIENCES LP JOE MCNAY INVEST 305991101 257 1000 SH SOLE 0 0 1000 FAMILY DLR STORES INC COMMON 307000109 8744 291675 SH SOLE 238525 0 53150 FEDERAL HOME LN MTG CORP COMMON 313400301 6172 94379 SH SOLE 46889 0 47490 FEDERAL NATL MTG ASSN COMMON 313586109 25609 322120 SH SOLE 234390 0 87730 ESSEX HIGH TECH LP (USA) JOE MCNAY INVEST 313995102 252 1000 SH SOLE 0 0 1000 ESSEX PERFORMANCE FD LP JOE MCNAY INVEST 313996100 20516 1000 SH SOLE 0 0 1000 ESSEX HIGH TECH FUND LP COMMON 313999104 6638 943 SH SOLE 0 0 943 F5 NETWORKS INC COMMON 315616102 571 26500 SH SOLE 26500 0 0 FIFTH THIRD BANCORP COMMON 316773100 1604 26150 SH SOLE 24250 0 1900 FILENET CORP COMMON 316869106 252 12400 SH SOLE 12400 0 0 FINISAR COMMON 31787A101 2598 255425 SH SOLE 185350 0 70075 ONIX MICROSYSTEMS SER C PRIVATE PLACEMEN 335990107 1500 647409 SH SOLE 0 0 647409 FISERV INC COMMON 337738108 390 9215 SH SOLE 5910 0 3305 FIRSTENERGY CORP COMMON 337932107 700 20000 SH SOLE 0 0 20000 FLEXPORT EMERGING GROWTH JOE MCNAY INVEST 338990104 656 1000 SH SOLE 0 0 1000 FLEXPORT LARGE CAP LP JOE MCNAY INVEST 338994106 646 1000 SH SOLE 0 0 1000 FOREST LABS INC COMMON 345838106 42729 521400 SH SOLE 514550 0 6850 FORRESTER RESH INC COMMON 346563109 10499 521320 SH SOLE 437720 0 83600 FUELCELL ENERGY INC COMMON 35952H106 991 54650 SH SOLE 48000 0 6650 PHOTONEX SER C PRIVATE PLACEMEN 359992104 3000 2049012 SH SOLE 0 0 2049012 GALLAGHER ARTHUR J & CO COMMON 363576109 9396 272425 SH SOLE 129005 0 143420 GEMSTAR-TV GUIDE INTL IN COMMON 36866W106 22242 802971 SH SOLE 591776 0 211195 GENENTECH INC COM NEW 368710406 24195 445995 SH SOLE 302060 0 143935 GENERAL DYNAMICS CORP COMMON 369550108 44561 559530 SH SOLE 409295 0 150235 GENERAL ELEC CO COMMON 369604103 21434 534776 SH SOLE 375541 0 159235 GENESCO INC COMMON 371532102 737 35500 SH SOLE 35500 0 0 GENUINE PARTS CO COMMON 372460105 26511 722375 SH SOLE 563545 0 158830 GENZYME CORP GENL DIV COM GENL DIV 372917104 22192 370725 SH SOLE 358325 0 12400 GILEAD SCIENCES INC COMMON 375558103 20676 314600 SH SOLE 265600 0 49000 GILLETTE CO COMMON 375766102 32923 985725 SH SOLE 757950 0 227775 GLENAYRE TECHNOLOGIES IN COMMON 377899109 111 68200 SH SOLE 0 0 68200 GLOBESPANVIRATA INC COMMON 37957V106 25926 2001980 SH SOLE 1765900 0 236080
5 GREY WOLF INC COMMON 397888108 159 53700 SH SOLE 53700 0 0 GUIDANT CORP COMMON 401698105 4260 85550 SH SOLE 68150 0 17400 GYMBOREE CORP COMMON 403777105 1644 137795 SH SOLE 87470 0 50325 HCA INC COMMON 404119109 811 21050 SH SOLE 21050 0 0 HCC INS HLDGS INC COMMON 404132102 1579 57310 SH SOLE 56560 0 750 HAEMONETICS CORP COMMON 405024100 13066 385200 SH SOLE 358200 0 27000 HANDLEMAN CO DEL COMMON 410252100 1485 100000 SH SOLE 100000 0 0 HARLAND JOHN H CO COMMON 412693103 3676 166350 SH SOLE 166350 0 0 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 713 17700 SH SOLE 0 0 17700 HECLA MNG CO COMMON 422704106 14 15000 SH SOLE 0 0 15000 HENRY JACK & ASSOC INC COMMON 426281101 18278 836890 SH SOLE 784040 0 52850 HEWLETT PACKARD CO COMMON 428236103 6406 311880 SH SOLE 0 0 311880 HOLLYWOOD ENTMT CORP COMMON 436141105 6502 455025 SH SOLE 340125 0 114900 HOME DEPOT INC COMMON 437076102 65487 1283805 SH SOLE 960874 0 322931 HOT TOPIC INC COMMON 441339108 11828 376800 SH SOLE 318925 0 57875 HUMANA INC COMMON 444859102 121 10300 SH SOLE 10300 0 0 ICN PHARMACEUTICALS INC COMMON 448924100 17823 532035 SH SOLE 428365 0 103670 IDEC PHARMACEUTICALS COR COMMON 449370105 6557 95120 SH SOLE 76800 0 18320 IRT CORP COMMON 450052303 4 15893 SH SOLE 0 0 15893 ITT EDUCATIONAL SERVICES COMMON 45068B109 1949 52865 SH SOLE 38315 0 14550 ICARUS PARTNERS LP COMMON 450996103 1516 1000 SH SOLE 0 0 1000 IDEXX LABS INC COMMON 45168D104 834 29250 SH SOLE 29250 0 0 IDENTIX INC COMMON 451906101 605 41500 SH SOLE 37900 0 3600 IMMUNEX CORP NEW COMMON 452528102 2555 92200 SH SOLE 84225 0 7975 IMPATH INC COMMON 45255G101 17575 394865 SH SOLE 352215 0 42650 IMPAX LABORATORIES INC COMMON 45256B101 1210 90000 SH SOLE 90000 0 0 IMMUNOMEDICS INC COMMON 452907108 203 10000 SH SOLE 10000 0 0 IMPERIAL OIL LTD COM NEW 453038408 441 15800 SH SOLE 15800 0 0 INCYTE GENOMICS INC COMMON 45337C102 3227 166000 SH SOLE 166000 0 0 INFORMATICA CORP COMMON 45666Q102 18788 1294800 SH SOLE 1161275 0 133525 INKTOMI CORP COMMON 457277101 17088 2546650 SH SOLE 2000500 0 546150 INTEGRA LIFESCIENCES HLD COM NEW 457985208 22248 844665 SH SOLE 685500 0 159165 INTEL CORP COMMON 458140100 30083 956533 SH SOLE 541583 0 414950 INTERMUNE INC COMMON 45884X103 597 12120 SH SOLE 12120 0 0 INTERNATIONAL BUSINESS M COMMON 459200101 23689 195839 SH SOLE 159182 0 36657 INTL PAPER CO COMMON 460146103 1211 30000 SH SOLE 0 0 30000 INTERNET SEC SYS INC COMMON 46060X107 44582 1390565 SH SOLE 1020130 0 370435 INTERSIL CORP CL A 46069S109 15833 490935 SH SOLE 422275 0 68660 INTUIT COMMON 461202103 78901 1844340 SH SOLE 1363280 0 481060 INVERNESS MED INNOVATION COMMON 46126P106 431 23900 SH SOLE 23900 0 0 INVISION TECHNOLOGIES IN COMMON 461851107 16373 549610 SH SOLE 389740 0 159870 INVITROGEN CORP COMMON 46185R100 8848 142875 SH SOLE 96685 0 46190 INVESTORS FINL SERVICES COMMON 461915100 331 5000 SH SOLE 5000 0 0 JAMESON INNS INC COMMON 470457102 62 15700 SH SOLE 0 0 15700 JOHN NUVEEN CO CL A 478035108 20975 392199 SH SOLE 286509 0 105690 JOHNSON & JOHNSON COMMON 478160104 59735 1010752 SH SOLE 675746 0 335006 KLA-TENCOR CORP COMMON 482480100 446 9000 SH SOLE 9000 0 0 K V PHARMACEUTICAL CO CL A 482740206 699 23710 SH SOLE 22610 0 1100 KERR MCGEE CORP COMMON 492386107 290 5300 SH SOLE 5300 0 0 KEY ENERGY SVCS INC COMMON 492914106 23518 2556325 SH SOLE 1912450 0 643875 KESTREL SOLUTIONS SER C PRIVATE PLACEMEN 492990106 0 125000 SH SOLE 0 0 125000 KEYSPAN CORP COMMON 49337W100 245 7080 SH SOLE 4330 0 2750
6 KIMBERLY CLARK CORP COMMON 494368103 299 5000 SH SOLE 0 0 5000 KINDER MORGAN INC KANS COMMON 49455P101 8669 155662 SH SOLE 129380 0 26282 KINDER MORGAN MANAGEMENT SHS 49455U100 8427 222340 SH SOLE 131550 0 90790 KING PHARMACEUTICALS INC COMMON 495582108 43566 1034087 SH SOLE 927595 0 106492 KOHLS CORP COMMON 500255104 2011 28555 SH SOLE 26155 0 2400 KOS PHARMACEUTICALS INC COMMON 500648100 1491 43100 SH SOLE 35200 0 7900 KRAFT FOODS INC CL A 50075N104 8089 237710 SH SOLE 166230 0 71480 KRISPY KREME DOUGHNUTS I COMMON 501014104 6448 145890 SH SOLE 99970 0 45920 KROGER CO COMMON 501044101 3747 179533 SH SOLE 94033 0 85500 KROLL INC COMMON 501049100 10655 705650 SH SOLE 700650 0 5000 KRONOS INC COMMON 501052104 11259 232715 SH SOLE 144915 0 87800 L-3 COMMUNICATIONS HLDGS COMMON 502424104 24881 276450 SH SOLE 252350 0 24100 LA JOLLA PHARMACEUTICAL COMMON 503459109 709 79310 SH SOLE 79310 0 0 LABORATORY CORP AMER HLD COM NEW 50540R409 13929 172285 SH SOLE 133400 0 38885 LAMAR ADVERTISING CO CL A 512815101 6627 156520 SH SOLE 155720 0 800 LAWSON SOFTWARE INC COMMON 520780107 2726 173100 SH SOLE 99000 0 74100 LEGATO SYS INC COMMON 524651106 21775 1678895 SH SOLE 1338400 0 340495 LIBERATE TECHNOLOGIES COMMON 530129105 12136 1057135 SH SOLE 714825 0 342310 LIBERTY MEDIA CORP NEW COM SER A 530718105 189 13500 SH SOLE 0 0 13500 LIBERTY PPTY TR SH BEN INT 531172104 233 7800 SH SOLE 900 0 6900 LIFECORE BIOMEDICAL INC COMMON 532187101 496 44500 SH SOLE 39500 0 5000 LINCARE HLDGS INC COMMON 532791100 1677 58530 SH SOLE 26985 0 31545 LINEAR TECHNOLOGY CORP COMMON 535678106 2243 57450 SH SOLE 53850 0 3600 LOCKHEED MARTIN CORP COMMON 539830109 35708 765110 SH SOLE 525265 0 239845 LOUDCLOUD INC COMMON 545735102 3426 808080 SH SOLE 430670 0 377410 MBNA CORP COMMON 55262L100 489 13900 SH SOLE 0 0 13900 MGIC INVT CORP WIS COMMON 552848103 216 3500 SH SOLE 2000 0 1500 MPSI SYSTEMS (UNRESTR) DTC POSITION 553412206 3 20500 SH SOLE 0 0 20500 MRO SOFTWARE INC COMMON 55347W105 2900 124050 SH SOLE 19000 0 105050 MACROVISION CORP COMMON 555904101 17613 500085 SH SOLE 404490 0 95595 MACROMEDIA INC COMMON 556100105 14331 805085 SH SOLE 619680 0 185405 MAGMA DESIGN AUTOMATION COMMON 559181102 1132 37400 SH SOLE 27700 0 9700 MANOR CARE INC NEW COMMON 564055101 1514 63870 SH SOLE 63745 0 125 MANUGISTICS GROUP INC COMMON 565011103 7695 365050 SH SOLE 293100 0 71950 MARSH & MCLENNAN COS INC COMMON 571748102 2648 24645 SH SOLE 4605 0 20040 MARTEK BIOSCIENCES CORP COMMON 572901106 6346 291755 SH SOLE 226830 0 64925 MATRIXONE INC COMMON 57685P304 15031 1157100 SH SOLE 992500 0 164600 MCAFEE COM CORP CL A 579062100 17059 503070 SH SOLE 348520 0 154550 MCCORMICK & CO INC COM NON VTG 579780206 298 7100 SH SOLE 7100 0 0 MCDATA CORP CL B 580031102 7484 298050 SH SOLE 251000 0 47050 MCDATA CORP CL A 580031201 21341 871053 SH SOLE 721025 0 150028 MCDONALDS CORP COMMON 580135101 4936 186478 SH SOLE 152390 0 34088 MCGRAW HILL COS INC COMMON 580645109 55990 918170 SH SOLE 682490 0 235680 MCKESSON CORP COMMON 58155Q103 29763 795790 SH SOLE 583429 0 212361 MCLEODUSA INC CL A 582266102 7 18000 SH SOLE 0 0 18000 MED-DESIGN CORP COMMON 583926100 8202 416365 SH SOLE 357970 0 58395 MEDAMICUS INC COMMON 584027106 1840 118275 SH SOLE 112075 0 6200 MEDIMMUNE INC COMMON 584699102 5093 109875 SH SOLE 105125 0 4750 MEDTRONIC INC COMMON 585055106 70813 1382803 SH SOLE 1014828 0 367975 MELLON FINL CORP COMMON 58551A108 226 6000 SH SOLE 6000 0 0 MERCK & CO INC COMMON 589331107 1068 18158 SH SOLE 1950 0 16208 MERCURY COMPUTER SYS COMMON 589378108 9301 237820 SH SOLE 162520 0 75300
7 MERCURY INTERACTIVE CORP COMMON 589405109 8957 263595 SH SOLE 233825 0 29770 MERIDIAN MEDICAL RSTR CAN SELL 11/07/0 589658103 6062 230497 SH SOLE 124200 0 106297 MESA AIR GROUP INC COMMON 590479101 832 110600 SH SOLE 110600 0 0 METTLER TOLEDO INTERNATI COMMON 592688105 6085 117360 SH SOLE 111540 0 5820 MICROSOFT CORP COMMON 594918104 161608 2439360 SH SOLE 1809224 0 630136 MICROMUSE INC COMMON 595094103 3446 229700 SH SOLE 145925 0 83775 MILLENNIUM PHARMACEUTICA COMMON 599902103 1069 43600 SH SOLE 1600 0 42000 MIRANT CORP COMMON 604675108 446 27811 SH SOLE 10000 0 17811 MOTOROLA INC COMMON 620076109 918 61147 SH SOLE 33700 0 27447 MOTOROLA INC/CV/LYON NOTE 9/0 620076AE9 208 250000 PRN SOLE 250000 0 0 NCO GROUP INC NOTE 4.750 4/1 628858AC6 887 962000 PRN SOLE 302000 0 660000 NRG ENERGY INC COMMON 629377102 403 26014 SH SOLE 0 0 26014 NABORS INDS INC COMMON 629568106 9656 281258 SH SOLE 235475 0 45783 NASSDA CORP COMMON 63172M101 2206 98100 SH SOLE 55800 0 42300 NAVIGANT INTL INC COMMON 63935R108 6392 558280 SH SOLE 457280 0 101000 NDCHEALTH CORP COMMON 639480102 12129 351050 SH SOLE 283440 0 67610 NEOFORMA, INC (RESTR) PHYSICAL 640475505 230 7902 SH SOLE 7902 0 0 NETWORKS ASSOCS INC COMMON 640938106 49418 1911740 SH SOLE 1400300 0 511440 NETIQ CORP COMMON 64115P102 368 10450 SH SOLE 10450 0 0 NETSCREEN TECHNOLOGIES I COMMON 64117V107 30012 1356165 SH SOLE 929770 0 426395 NETWORK APPLIANCE INC COMMON 64120L104 1108 50650 SH SOLE 0 0 50650 NEW YORK TIMES CO CL A 650111107 216 5000 SH SOLE 5000 0 0 NEWMONT MINING CORP COMMON 651639106 244 12750 SH SOLE 0 0 12750 NEWPARK RES INC COM PAR $.01NEW 651718504 1580 200000 SH SOLE 200000 0 0 NIKU CORP RESTRICTED COMMON 654113109 281 172321 SH SOLE 172321 0 0 NOBLE AFFILIATES INC COMMON 654894104 203 5750 SH SOLE 4000 0 1750 NOKIA CORP ORD. 654902204 22906 933800 SH SOLE 793750 0 140050 NOBLE DRILLING CORP COMMON 655042109 1018 29900 SH SOLE 16600 0 13300 NORTH FORK BANCORPORATIO COMMON 659424105 3898 121850 SH SOLE 95600 0 26250 NINTENDO JAPAN ISSUE 6639550 1975 11400 SH SOLE 0 0 11400 NORTHROP GRUMMAN CORP COMMON 666807102 6341 62900 SH SOLE 26095 0 36805 OM GROUP INC COMMON 670872100 7606 114915 SH SOLE 83215 0 31700 OSI PHARMACEUTICALS INC COMMON 671040103 8575 187465 SH SOLE 154865 0 32600 OSI SYSTEMS INC COMMON 671044105 29942 1641580 SH SOLE 1339255 0 302325 OCWEN FINL CORP COMMON 675746101 403 47500 SH SOLE 47500 0 0 ODYSSEY HEALTHCARE INC COMMON 67611V101 10487 404290 SH SOLE 322290 0 82000 OFFSHORE LOGISTICS INC COMMON 676255102 1053 59315 SH SOLE 35965 0 23350 OMNICARE INC COMMON 681904108 16594 666965 SH SOLE 528880 0 138085 OPTIMAL ROBOTICS CORP CL A NEW 68388R208 21272 600050 SH SOLE 525150 0 74900 OVERTURE SVCS INC COMMON 69039R100 74047 2089955 SH SOLE 1525775 0 564180 PANERA BREAD CO CL A 69840W108 1395 26800 SH SOLE 26800 0 0 PARAMETRIC TECHNOLOGY CO COMMON 699173100 197 25240 SH SOLE 25240 0 0 PARK STREET PARTNERS JOE MCNAY INVEST 700991102 230 1000 SH SOLE 0 0 1000 PATTERSON DENTAL CO COMMON 703412106 4805 117390 SH SOLE 101100 0 16290 PATTERSON UTI ENERGY INC COMMON 703481101 312 13400 SH SOLE 13400 0 0 PEABODY ENERGY CORP COMMON 704549104 346 12260 SH SOLE 4500 0 7760 PEC SOLUTIONS INC COMMON 705107100 760 20200 SH SOLE 20200 0 0 PEDIATRIX MED GROUP COMMON 705324101 2654 78250 SH SOLE 78250 0 0 PENN WEST PETE LTD COM NEW 707886602 350 15800 SH SOLE 15800 0 0 PEREGRINE SYSTEMS INC COMMON 71366Q101 32973 2223365 SH SOLE 1732895 0 490470 PERFORMANCE FOOD GROUP C COMMON 713755106 13636 387725 SH SOLE 291700 0 96025 PERKINELMER INC COMMON 714046109 3677 105010 SH SOLE 51792 0 53218
8 PEROT SYS CORP CL A 714265105 7232 354150 SH SOLE 262900 0 91250 PFIZER INC COMMON 717081103 48588 1219270 SH SOLE 893885 0 325385 PHARMACEUTICAL RES INC COMMON 717125108 12306 364075 SH SOLE 260825 0 103250 PHILADELPHIA CONS HLDG C COMMON 717528103 19112 506820 SH SOLE 382445 0 124375 PHILLIPS PETE CO COMMON 718507106 18371 304862 SH SOLE 251677 0 53185 PLACER DOME INC COMMON 725906101 2643 242250 SH SOLE 197025 0 45225 PIVOTAL PARTNERS L P HEDGE FUND 725991103 1168 1000 SH SOLE 0 0 1000 TANDBERG ASA COMMON 7283440 1206 108150 SH SOLE 16450 0 91700 POLYCOM INC COMMON 73172K104 87400 2565303 SH SOLE 1947248 0 618055 PRAECIS PHARMACEUTICALS COMMON 739421105 754 129500 SH SOLE 129500 0 0 PRAXAIR INC COMMON 74005P104 34850 630765 SH SOLE 463010 0 167755 PRENTISS PPTYS TR SH BEN INT 740706106 303 11050 SH SOLE 3050 0 8000 PRIDE INTL INC DEL COMMON 74153Q102 2011 133160 SH SOLE 119800 0 13360 PRINCETON REVIEW INC COMMON 742352107 1353 176810 SH SOLE 173160 0 3650 PRINCIPAL FINANCIAL GROU COMMON 74251V102 5840 243350 SH SOLE 197150 0 46200 PROCTER & GAMBLE CO COMMON 742718109 25840 326554 SH SOLE 271770 0 54784 PROSPERITY BANCSHARES IN COMMON 743606105 1231 45600 SH SOLE 45600 0 0 PROTEIN DESIGN LABS INC COMMON 74369L103 36157 1102351 SH SOLE 828151 0 274200 QLT INC COMMON 746927102 25765 1013985 SH SOLE 824450 0 189535 QUEST DIAGNOSTICS INC COMMON 74834L100 19715 274925 SH SOLE 217635 0 57290 R H DONNELLEY CORP COM NEW 74955W307 715 24600 SH SOLE 24600 0 0 RSA SEC INC COMMON 749719100 4295 246000 SH SOLE 0 0 246000 RF MICRODEVICES INC COMMON 749941100 233 12125 SH SOLE 10300 0 1825 RARE HOSPITALITY INTL IN COMMON 753820109 10107 448400 SH SOLE 448400 0 0 RAYTHEON CO COM NEW 755111507 211 6500 SH SOLE 4000 0 2500 REGENERX BIOPHARMACEUTIC COMMON 75886X108 29 115500 SH SOLE 0 0 115500 RENAISSANCE LEARNING INC COMMON 75968L105 798 26200 SH SOLE 26200 0 0 RESEARCH IN MOTION LTD COMMON 760975102 2882 121500 SH SOLE 121500 0 0 RESPIRONICS INC COMMON 761230101 8315 240035 SH SOLE 177810 0 62225 RETEK INC COMMON 76128Q109 11351 380030 SH SOLE 301575 0 78455 WHELAN & GRATNY MGR PORT COMMON 764990107 448 1000 SH SOLE 0 0 1000 RIVERSTONE NETWORKS INC COMMON 769320102 5045 303900 SH SOLE 303900 0 0 ROYAL DUTCH PETE CO DEPOSITORY RECEI 780257804 680 13872 SH SOLE 300 0 13572 RUBY TUESDAY INC COMMON 781182100 1925 93300 SH SOLE 78800 0 14500 SBC COMMUNICATIONS INC COMMON 78387G103 396 10100 SH SOLE 550 0 9550 SAFEWAY INC COM NEW 786514208 5593 133955 SH SOLE 68555 0 65400 ST PAUL COS INC COMMON 792860108 915 20800 SH SOLE 0 0 20800 STAGECAST SER B PRIVATE PLACEMEN 80589M102 275 295033 SH SOLE 0 0 295033 SBS BROADCASTING SA NOTE 7.000 12/0 805906AB0 311 390000 PRN SOLE 390000 0 0 SCHEIN HENRY INC COMMON 806407102 17769 479855 SH SOLE 387955 0 91900 SCHLUMBERGER LTD COMMON 806857108 16289 296425 SH SOLE 191710 0 104715 SCHOLASTIC CORP COMMON 807066105 8184 162600 SH SOLE 162000 0 600 SCHOOL SPECIALTY INC COMMON 807863105 2861 125050 SH SOLE 96600 0 28450 C & O INVESTMENT PTN LP PRIVATE PLACEMEN 808990105 3081 1500 SH SOLE 0 0 1500 SEACHANGE INTL INC COMMON 811699107 1447 42400 SH SOLE 12150 0 30250 SEEBEYOND TECHNOLOGIES C COMMON 815704101 755 77825 SH SOLE 71050 0 6775 SEMTECH CORP COMMON 816850101 15844 443940 SH SOLE 360030 0 83910 SEPRACOR INC COMMON 817315104 25322 443780 SH SOLE 340755 0 103025 SEROLOGICALS CORP COMMON 817523103 13627 633810 SH SOLE 536710 0 97100 SHIRE PHARMACEUTICALS GR DEPOSITORY RECEI 82481R106 278 7592 SH SOLE 7592 0 0 SIEBEL SYS INC COMMON 826170102 1189 42500 SH SOLE 33600 0 8900 SIGMA ALDRICH CORP COMMON 826552101 7308 185435 SH SOLE 143885 0 41550
9 SITARA NETWORKS CNV COM RESTRICTED 829991108 47 38664 SH SOLE 0 0 38664 SMARTFORCE PUB LTD CO DEPOSITORY RECEI 83170A206 59337 2397450 SH SOLE 1822920 0 574530 SMITH INTL INC COMMON 832110100 5685 106015 SH SOLE 78210 0 27805 SMITHFIELD FOODS INC COMMON 832248108 452 20500 SH SOLE 20500 0 0 SOFTECH INC COMMON 834021107 3 31000 SH SOLE 0 0 31000 SOLECTRON CORP COMMON 834182107 1545 137000 SH SOLE 107000 0 30000 SO.PORT ENERGY PLUS PTN JOE MCNAY INVEST 834990103 2419 1000 SH SOLE 0 0 1000 SOLID (EURO DENOM) RSTR PRIVATE PLACEMEN 834993107 2639 1387285 SH SOLE 0 0 1387285 SONIC AUTOMOTIVE INC CL A 83545G102 340 14500 SH SOLE 14500 0 0 SONUS NETWORKS INC COMMON 835916107 354 76550 SH SOLE 0 0 76550 SOUTHERN CO COMMON 842587107 761 30000 SH SOLE 0 0 30000 SPANISH BROADCASTING SYS CL A 846425882 2315 234025 SH SOLE 231350 0 2675 SPECIALTY LABORATORIES COMMON 84749R100 30593 1112865 SH SOLE 924040 0 188825 SPINNAKER EXPL CO COMMON 84855W109 2400 58300 SH SOLE 58300 0 0 STAPLES INC COMMON 855030102 41269 2206921 SH SOLE 1673391 0 533530 STARBUCKS CORP COMMON 855244109 335 17580 SH SOLE 0 0 17580 STATE STR CORP COMMON 857477103 447 8563 SH SOLE 6800 0 1763 STERICYCLE INC COMMON 858912108 35918 589985 SH SOLE 461520 0 128465 STERIS CORP COMMON 859152100 9535 521890 SH SOLE 463875 0 58015 STREAMLINE COM INC COMMON 863239109 0 81300 SH SOLE 81300 0 0 SUN MICROSYSTEMS INC COMMON 866810104 5263 427900 SH SOLE 373400 0 54500 SUNCOR ENERGY INC COMMON 867229106 432 13100 SH SOLE 13100 0 0 SUNRISE ASSISTED LIVING COMMON 86768K106 12841 441105 SH SOLE 332395 0 108710 SWIFT ENERGY CO COMMON 870738101 202 10000 SH SOLE 10000 0 0 SYMYX TECHNOLOGIES COMMON 87155S108 276 13000 SH SOLE 2000 0 11000 THQ INC COM NEW 872443403 4521 93275 SH SOLE 93275 0 0 TJX COS INC NEW COMMON 872540109 18685 468755 SH SOLE 411220 0 57535 TXU CORP COMMON 873168108 707 15000 SH SOLE 0 0 15000 TAIWAN SEMICONDUCTOR MFG DEPOSITORY RECEI 874039100 6628 386050 SH SOLE 294125 0 91925 TALISMAN ENERGY INC COMMON 87425E103 496 13100 SH SOLE 13100 0 0 TALX CORP COMMON 874918105 6340 253808 SH SOLE 253808 0 0 TARGET CORP COMMON 87612E106 953 23210 SH SOLE 21610 0 1600 TECHNE CORP COMMON 878377100 2015 54675 SH SOLE 40300 0 14375 TELEFLEX INC COMMON 879369106 4731 100000 SH SOLE 100000 0 0 TERADYNE INC COMMON 880770102 504 16736 SH SOLE 11400 0 5336 TEVA PHARMACEUTICAL INDS DEPOSITORY RECEI 881624209 21759 353065 SH SOLE 259970 0 93095 TETRA TECH INC NEW COMMON 88162G103 36443 1830371 SH SOLE 1544119 0 286252 TEXAS INSTRS INC COMMON 882508104 2260 80700 SH SOLE 80600 0 100 THIRD WAVE TECHNOLOGIES COMMON 88428W108 3075 418400 SH SOLE 229200 0 189200 TIBCO SOFTWARE INC COMMON 88632Q103 15534 1040430 SH SOLE 841350 0 199080 TICKETMASTER CL B 88633P203 1165 71050 SH SOLE 10550 0 60500 TITAN CORP COMMON 888266103 44418 1780282 SH SOLE 1314482 0 465800 TITAN PHARMACEUTICALS IN COMMON 888314101 539 54900 SH SOLE 54900 0 0 TORCHMARK CORP COMMON 891027104 11872 301850 SH SOLE 186885 0 114965 TOYS R US INC COMMON 892335100 12669 610870 SH SOLE 544630 0 66240 TRANSATLANTIC HLDGS INC COMMON 893521104 13650 150000 SH SOLE 150000 0 0 TRANSKARYOTIC THERAPIES COMMON 893735100 2767 64650 SH SOLE 56175 0 8475 TRIBUNE CO NEW COMMON 896047107 1272 33986 SH SOLE 6393 0 27593 TRITON PCS HLDGS INC CL A 89677M106 16687 568545 SH SOLE 415080 0 153465 TWEETER HOME ENTMT GROUP COMMON 901167106 26710 921045 SH SOLE 853625 0 67420 TYCO INTL LTD NEW COMMON 902124106 214 3625 SH SOLE 0 0 3625 UICI COMMON 902737105 6443 477260 SH SOLE 403460 0 73800
10 US BANCORP DEL COM NEW 902973304 561 26815 SH SOLE 0 0 26815 NOVERA OPTICS, INC SER C PRIVATE PLACEMEN 903990109 3000 1234568 SH SOLE 0 0 1234568 UNILAB CORP NEW COM NEW 904763208 28237 1124970 SH SOLE 903125 0 221845 UNITED MICROELECTRONICS DEPOSITORY RECEI 910873207 2063 214865 SH SOLE 167760 0 47105 UNITED NAT FOODS INC COMMON 911163103 5306 212250 SH SOLE 177900 0 34350 UNITED PARCEL SERVICE IN CL B 911312106 274 5020 SH SOLE 3420 0 1600 UNITED SHIPPING & TECH RESTRICTED LOCKU 911498103 50 90880 SH SOLE 45440 0 45440 UNITEDGLOBALCOM CL A 913247508 412 82360 SH SOLE 61600 0 20760 UNITEDHEALTH GROUP INC COMMON 91324P102 18715 264445 SH SOLE 148160 0 116285 UNIVERSAL COMPRESSION HL COMMON 913431102 12890 437100 SH SOLE 323700 0 113400 UNIVERSAL HLTH SVCS INC CL B 913903100 2512 58725 SH SOLE 55975 0 2750 VXTEL/INTEL ESCROW PAYABLE 10/4/02 91847K994 350 30170 SH SOLE 0 0 30170 VALERO ENERGY CORP NEW COMMON 91913Y100 381 10000 SH SOLE 10000 0 0 VARIAGENICS RESTR PRIVATE PLCMT 922196100 465 301738 SH SOLE 0 0 301738 VARIAN MED SYS INC COMMON 92220P105 8337 117000 SH SOLE 91850 0 25150 VASTERA INC COMMON 92239N109 10435 628255 SH SOLE 483610 0 144645 VENTAS INC COMMON 92276F100 316 27450 SH SOLE 0 0 27450 VERITAS SOFTWARE CO COMMON 923436109 42356 944817 SH SOLE 726710 0 218107 VERITAS DGC INC COMMON 92343P107 8178 442040 SH SOLE 307950 0 134090 VERIZON COMMUNICATIONS COMMON 92343V104 294 6195 SH SOLE 0 0 6195 VESTA INS GROUP INC COMMON 925391104 622 77800 SH SOLE 77800 0 0 VIACOM INC/CL B CL B 925524308 58889 1333840 SH SOLE 906377 0 427463 VIDAMED INC COMMON 926530106 416 53200 SH SOLE 53200 0 0 VIGNETTE CORP COMMON 926734104 1547 288024 SH SOLE 0 0 288024 VIISAGE TECHNOLOGY INC COMMON 92675K106 18327 1877730 SH SOLE 1452925 0 424805 VISIONICS CORP DEL COMMON 92831E101 10104 700200 SH SOLE 684500 0 15700 WAL MART STORES INC COMMON 931142103 35166 611043 SH SOLE 465481 0 145562 WATSON PHARMACEUTICALS I COMMON 942683103 1023 32600 SH SOLE 32600 0 0 WEATHERFORD INTL INC COMMON 947074100 14373 385740 SH SOLE 318530 0 67210 WEBEX INC COMMON 94767L109 33411 1344490 SH SOLE 900845 0 443645 WEBSENSE INC COMMON 947684106 64367 2007090 SH SOLE 1405770 0 601320 WEBMETHODS INC COMMON 94768C108 8655 516391 SH SOLE 399081 0 117310 WEIGHT WATCHERS INTL INC COMMON 948626106 22024 651215 SH SOLE 494960 0 156255 WEST MARINE INC COMMON 954235107 3330 226700 SH SOLE 226700 0 0 WET SEAL INC CL A 961840105 16831 714680 SH SOLE 646805 0 67875 WHOLE FOODS MKT INC COMMON 966837106 5328 122325 SH SOLE 89650 0 32675 WILLIAMS COMMUNICATIONS CL A 969455104 68 29062 SH SOLE 0 0 29062 WILLIAMS COS INC DEL COMMON 969457100 1588 62220 SH SOLE 15000 0 47220 WILLIAMS SONOMA INC COMMON 969904101 14457 336985 SH SOLE 275365 0 61620 WRIGHT MED GROUP INC COMMON 98235T107 678 37860 SH SOLE 30810 0 7050 YAHOO INC COMMON 984332106 711 40075 SH SOLE 33750 0 6325 YANKEE CANDLE INC COMMON 984757104 2626 115900 SH SOLE 91900 0 24000 ZIMMER HLDGS INC COMMON 98956P102 2281 74685 SH SOLE 73455 0 1230 ZOLL MED CORP COMMON 989922109 2399 61600 SH SOLE 54850 0 6750 ANDA NETWORKS SER D PRIVATE PLACEMEN 9A999J3E8 2500 182215 SH SOLE 0 0 182215 EROOM SER D PRIV PLACEMENT 9B999J975 195 18625 SH SOLE 0 0 18625 AXSUN SER B PRIVATE PLACEMEN 9B999N612 1000 333334 SH SOLE 0 0 333334 KESTREL SOLUTIONS SER D PRIVATE PLACEMEN 9B999N679 0 17829 SH SOLE 0 0 17829 INVENTA.COM SER D PRIVATE PLACEMEN 9B999N711 275 269906 SH SOLE 0 0 269906 HIRE.COM SER D PRIV PLACEMENT 9B999Z482 215 967961 SH SOLE 0 0 967961 CENTERPT. BROADBD. SER D PRIVATE PLACEMEN 9C999F252 4000 371058 SH SOLE 0 0 371058 THIRD WAVE SER F PRIVATE PLACEMEN 9C999M000 419 114000 SH SOLE 0 0 114000
11 EPICENTRIC SER C PRIVATE PLACEMEN 9C999M257 1619 340137 SH SOLE 0 0 340137 ITF OPTICAL SER A PRIVATE PLACEMEN 9C999M778 5000 200000 SH SOLE 0 0 200000 VISTO SER E PRIVATE PLACEMEN 9C999M851 26 1294119 SH SOLE 0 0 1294119 SOLUS SER C PRIVATE PLACEMEN 9C999M885 1000 342466 SH SOLE 0 0 342466 LIGHTWAVE MICROSYS SER G PRIVATE PLACEMEN 9C999R777 5000 500000 SH SOLE 0 0 500000 IDEALAB SER D PRIVATE PLACEMEN 9J999F125 250 25000 SH SOLE 0 0 25000 OBJECT FX SER E COMMON 9J999F224 500 5000 SH SOLE 0 0 5000 TENOR NETWORKS SER C PRIVATE PLACEMEN 9K999A354 5070 438160 SH SOLE 0 0 438160 CONVERGENT NTWKS SER D PRIVATE PLACEMEN 9K999S553 4500 275230 SH SOLE 0 0 275230 PHOTONEX SER B PRIVATE PLACEMEN 9M999C232 2039 1392919 SH SOLE 0 0 1392919 ASTRAL POINT COMM. SER D PRIVATE PLACEMEN 9M999C273 9000 904334 SH SOLE 0 0 904334 CONTROL DELIVERY SER A PRIVATE PLACEMEN 9M999C588 3000 55825 SH SOLE 0 0 55825 GENEVA PROTEOMICS SER A PRIVATE PLACEMEN 9M999C703 3300 600000 SH SOLE 0 0 600000 MICROBIA SER B PRIVATE PLACEMEN 9M999C844 1500 483872 SH SOLE 0 0 483872 DIADEXUS SER C PRIVATE PLACEMEN 9M999C877 5000 645161 SH SOLE 0 0 645161 OPTICAL CROSSLINKS SER A PRIVATE PLACEMEN 9M999C901 500 60024 SH SOLE 0 0 60024 INTERACTIVE VIDEO TECH.S PRIV PLACEMENT 9M999K127 343 227273 SH SOLE 0 0 227273 TELL ME SER D PRIVATE PLACEMEN 9M999M149 4000 273001 SH SOLE 0 0 273001 ITF OPTICAL TECH SER B PRIVATE PLACEMEN 9M999T581 2100 20000 SH SOLE 0 0 20000 METRO OPTIX SER B PRIV PLACEMENT 9R999M007 3147 1333334 SH SOLE 0 0 1333334 TWELVE ENTREPREN. SER B PRIV PLACEMENT 9R999M874 1000 137217 SH SOLE 0 0 137217 CERETEK LLC COMMON 9S999F000 0 40700 SH SOLE 22700 0 18000 FUSIONONE SER D PRIVATE PLACEMEN 9T999C245 7000 1289135 SH SOLE 0 0 1289135 APPIAN SER D PRIVATE PLACEMEN 9V999M578 4000 370714 SH SOLE 0 0 370714 ACE LTD ORD G0070K103 20288 505310 SH SOLE 380620 0 124690 AMDOCS LTD ORD G02602103 45380 1335885 SH SOLE 1030185 0 305700 BUNGE LIMITED COMMON G16962105 1117 48000 SH SOLE 48000 0 0 GLOBALSANTAFE CORP SHS G3930E101 1098 38489 SH SOLE 38489 0 0 MARVELL TECHNOLOGY GROUP ORD G5876H105 971 27100 SH SOLE 21200 0 5900 MAX RE CAPITAL LTD HAMIL SHS G6052F103 1685 107600 SH SOLE 76700 0 30900 O2MICRO INTERNATIONAL LI ORD G6797E106 12479 518880 SH SOLE 392055 0 126825 TRANSOCEAN SEDCO FOREX I ORD G90078109 357 10550 SH SOLE 405 0 10145 WILLIS GROUP HOLDINGS LT SHS G96655108 9912 420905 SH SOLE 279335 0 141570 XL CAP LTD CL A G98255105 51055 558835 SH SOLE 394810 0 164025 CHECK POINT SOFTWARE TEC ORD M22465104 439 11000 SH SOLE 11000 0 0 PRECISE SOFTWARE SOLUTIO ORD M41450103 18176 879770 SH SOLE 715020 0 164750 FLEXTRONICS INTL LTD ORD Y2573F102 900 37500 SH SOLE 37500 0 0
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