-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U94UggEiHw0oB1qxVfmSc7U6FTnHRaEBRSjTbyP1DK71fFBpNC5MCltPGMzx4fuv EVuaivDjPEzs6yW1wnOPMg== 0001193125-07-025080.txt : 20070209 0001193125-07-025080.hdr.sgml : 20070209 20070209101052 ACCESSION NUMBER: 0001193125-07-025080 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 EFFECTIVENESS DATE: 20070209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 07595814 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F HOLDING REPORT OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response......22.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2006 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29TH FLOOR, BOSTON MA 02110 Form 13F File Number: 28-______ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ Michael S. McCarthy Boston, MA 02/09/2007 - ------------------------------- -------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ----- 28-_________________ Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 522 Form 13F Information Table Value Total: $2,967,184,982.54 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name: --- -------------------- ----- ___ 28-_________________ Affiliated Managers Group [Repeat as necessary.] 13 F Summary-12/31/2006
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY -------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------- 24/7 REAL MEDIA INC COMMON 901314203 $10,509,267.25 1,161,245 1,161,245 1,083,860 77,385 3M CO COMMON 88579Y101 $ 282,106.60 3,620 3,620 3,140 480 ABAXIS INC COMMON 002567105 $ 784,052.50 40,730 40,730 30,780 9,950 ABBOTT LABS COMMON 002824100 $ 597,428.15 12,265 12,265 12,265 ACCESS INTEGRATED TECHNLGS I COMMON 004329108 $ 3,690,173.20 423,185 423,185 383,435 39,750 ACME PACKET INC COMMON 004764106 $ 133,334.40 6,460 6,460 6,460 ACTIVISION INC NEW COMMON 004930202 $ 393,589.20 22,830 22,830 22,830 ADOBE SYS INC COMMON 00724F101 $ 24,672.00 600 600 600 AFFILIATED MANAGERS GROUP COMMON 008252108 $ 296,466.60 2,820 2,820 2,820 AFFYMETRIX INC COMMON 00826T108 $ 620,083.40 26,890 26,890 26,890 AIRTRAN HLDGS INC COMMON 00949P108 $ 2,176,138.14 185,361 185,361 167,871 17,490 AKAMAI TECHNOLOGIES INC COMMON 00971T101 $ 1,168,640.00 22,000 22,000 22,000 ALCON INC COMMON H01301102 $25,435,498.90 227,570 227,570 209,258 18,312 ALEXANDER & BALDWIN INC COMMON 014482103 $ 525,429.00 11,850 11,850 5,550 6,300 ALLERGAN INC COMMON 018490102 $ 938,881.34 7,841 7,841 7,841 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 $ 7,033,684.71 112,593 112,593 100,417 12,176 ALTRIA GROUP INC COMMON 02209S103 $ 24,887.80 290 290 290 AMDOCS LTD COMMON G02602103 $ 387,500.00 10,000 10,000 10,000 AMERICAN ELEC PWR INC COMMON 025537101 $ 42,580.00 1,000 1,000 1,000 AMERICAN EXPRESS CO COMMON 025816109 $ 157,742.00 2,600 2,600 2,600 AMERICAN INTL GROUP INC COMMON 026874107 $39,371,078.90 549,415 549,415 497,874 51,541 AMERICAN REPROGRAPHICS CO COMMON 029263100 $ 1,650,677.05 49,555 49,555 42,527 7,028 AMERICAN TOWER CORP COMMON 029912201 $17,320,399.84 464,603 464,603 430,684 33,919 AMERICANWEST BANCORPORATION COMMON 03058P109 $ 3,874,715.60 159,980 159,980 145,265 14,715 AMERIPRISE FINL INC COMMON 03076C106 $ 17,440.00 320 320 320 AMERON INTL INC COMMON 030710107 $ 5,173,532.91 67,743 67,743 61,495 6,248 AMGEN INC COMMON 031162100 $30,323,765.34 443,914 443,914 358,378 85,536 AMPHENOL CORP NEW COMMON 032095101 $11,298,373.76 181,997 181,997 173,082 8,915 AMR CORP COMMON 001765106 $30,874,745.44 1,021,328 1,021,328 949,749 71,579 ANADARKO PETE CORP COMMON 032511107 $ 489,600.00 11,250 11,250 8,850 2,400 ANADIGICS INC COMMON 032515108 $11,713,221.24 1,322,034 1,322,034 1,222,857 99,177 APACHE CORP COMMON 037411105 $ 996,984.90 14,990 14,990 11,347 3,643 APPLIX INC COMMON 038316105 $ 4,610,118.24 406,536 406,536 368,455 38,081 AQUANTIVE INC COMMON 03839G105 $21,027,212.10 852,685 852,685 781,199 71,486 ARCH COAL INC COMMON 039380100 $ 8,108.10 270 270 270 ARENA PHARMACEUTICALS INC COMMON 040047102 $ 7,841,340.35 607,385 607,385 554,653 52,732 ARGONAUT GROUP INC COMMON 040157109 $ 9,062,310.18 259,963 259,963 235,393 24,570 AT&T INC COMMON 00206R102 $ 1,159,015.00 32,420 32,420 32,420 ATWOOD OCEANICS INC COMMON 050095108 $ 44,073.00 900 900 900
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------- AUTODESK INC COMMON 052769106 $ 4,242,756.98 104,863 104,863 19,384 85,479 AUTOMATIC DATA PROCESSING IN COMMON 053015103 $ 98,253.75 1,995 1,995 195 1,800 AVID TECHNOLOGY INC COMMON 05367P100 $ 1,421,096.40 38,140 38,140 38,140 AXIS CAPITAL HOLDINGS COMMON G0692U109 $ 1,179,629.50 35,350 35,350 35,350 BAIDU COM INC COMMON 056752108 $30,356,319.51 269,379 269,379 247,734 21,645 BANK OF AMERICA CORPORATION COMMON 060505104 $ 24,025.50 450 450 450 BARD C R INC COMMON 067383109 $ 62,227.50 750 750 750 BARE ESCENTUALS INC COMMON 067511105 $ 6,938,552.40 223,320 223,320 192,480 30,840 BARNES GROUP INC COMMON 067806109 $ 4,753,832.25 218,567 218,567 198,422 20,145 BARRETT BILL CORP COMMON 06846N104 $ 102,608.91 3,771 3,771 2,925 846 BARRICK GOLD CORP COMMON 067901108 $ 926,034.80 30,164 30,164 19,263 10,901 BAXTER INTL INC COMMON 071813109 $15,768,842.41 339,919 339,919 315,661 24,258 BE AEROSPACE INC COMMON 073302101 $11,466,120.00 446,500 446,500 427,429 19,071 BEA SYS INC COMMON 073325102 $26,909,223.84 2,139,048 2,139,048 2,001,448 137,600 BED BATH & BEYOND INC COMMON 075896100 $ 21,717.00 570 570 570 BELLSOUTH CORP COMMON 079860102 $ 1,153,723.90 24,490 24,490 24,490 BENIHANA INC COMMON 082047200 $ 8,689,358.70 283,041 283,041 260,167 22,874 BERKLEY W R CORP COMMON 084423102 $ 6,884,261.86 199,486 199,486 117,697 81,789 BERKSHIRE HATHAWAY INC DEL COMMON 084670207 $ 4,589,832.00 1,252 1,252 1,114 138 BIOLASE TECHNOLOGY INC COMMON 090911108 $ 6,864,121.25 784,471 784,471 710,976 73,495 BJ SVCS CO COMMON 055482103 $ 14,660.00 500 500 500 BLACKBAUD INC COMMON 09227Q100 $ 4,299,204.00 165,354 165,354 150,111 15,243 BLACKBOARD INC COMMON 091935502 $17,514,401.44 583,036 583,036 537,255 45,781 BOEING CO COMMON 097023105 $31,547,617.04 355,106 355,106 328,674 26,432 BOTTOMLINE TECH DEL INC COMMON 101388106 $ 6,509,496.75 568,515 568,515 516,112 52,403 BP PLC COMMON 055622104 $ 209,083.60 3,116 3,116 3,116 BRISTOW GROUP INC COMMON 110394103 $ 591,876.00 16,400 16,400 6,600 9,800 BROADCOM CORP COMMON 111320107 $29,438,028.72 911,112 911,112 862,247 48,865 BROCADE COMMUNICATIONS SYS I COMMON 111621108 $37,529,954.29 4,571,249 4,571,249 4,242,859 328,390 BTU INTL INC COMMON 056032105 $ 2,803,437.00 286,065 286,065 259,274 26,791 BUCYRUS INTL INC NEW COMMON 118759109 $10,870,428.16 210,016 210,016 190,690 19,326 CABOT CORP COMMON 127055101 $ 41,391.50 950 950 950 CABOT OIL & GAS CORP COMMON 127097103 $ 67,928.00 1,120 1,120 1,120 CAMECO CORP COMMON 13321L108 $ 461,130.00 11,400 11,400 11,400 CAMERON INTERNATIONAL CORP COMMON 13342B105 $ 9,561,785.05 180,241 180,241 159,092 21,149 CAPELLA EDUCATION COMPANY COMMON 139594105 $ 14,065.00 580 580 280 300 CARDINAL HEALTH INC COMMON 14149Y108 $ 48,322.50 750 750 750 CARROLS RESTAURANT GROUP INC COMMON 14574X104 $ 644,339.20 45,440 45,440 38,800 6,640 CATALYST PHARM PARTNERS INC COMMON 14888U101 $ 626,451.00 129,700 129,700 129,700 CATERPILLAR INC DEL COMMON 149123101 $ 654,391.10 10,670 10,670 9,420 1,250 CB RICHARD ELLIS GROUP INC COMMON 12497T101 $29,406,800.40 885,747 885,747 820,039 65,708 CBEYOND INC COMMON 149847105 $ 1,603,956.06 52,434 52,434 48,224 4,210 CBOT HLDGS INC COMMON 14984K106 $ 1,445,175.27 9,541 9,541 6,791 2,750 CBS CORP NEW COMMON 124857202 $ 338,957.78 10,871 10,871 8,246 2,625 CELGENE CORP COMMON 151020104 $16,084,985.29 279,593 279,593 260,931 18,662 CENTRAL EUROPEAN MEDIA ENTRP COMMON G20045202 $17,757,320.00 253,676 253,676 241,884 11,792 CERNER CORP COMMON 156782104 $ 29,620.50 651 651 651 CHARMING SHOPPES INC COMMON 161133103 $ 6,520,688.79 481,943 481,943 261,508 220,435 CHEVRON CORP NEW COMMON 166764100 $ 422,797.50 5,750 5,750 5,750
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ----------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------- CHINA MED TECHNOLOGIES INC COMMON 169483104 $ 795,181.25 29,375 29,375 20,300 9,075 CHINA MOBILE LIMITED COMMON 16941M109 $ 1,211,024.40 28,020 28,020 28,020 CHINA NETCOM GROUP CORP HK L COMMON 16940Q101 $ 2,415,892.80 45,140 45,140 45,140 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 $ 1,865,040.00 32,720 32,720 32,640 80 CHRISTOPHER & BANKS CORP COMMON 171046105 $ 6,200,027.58 332,263 332,263 295,922 36,341 CHUBB CORP COMMON 171232101 $ 248,677.00 4,700 4,700 4,700 CISCO SYS INC COMMON 17275R102 $19,793,615.85 724,245 724,245 671,089 53,156 CITIGROUP INC COMMON 172967101 $ 426,662.00 7,660 7,660 5,290 2,370 CLEAN HARBORS INC COMMON 184496107 $ 1,672,565.50 34,550 34,550 17,250 17,300 CMGI INC COMMON 125750109 $ 524,074.00 391,100 391,100 391,100 COACH INC COMMON 189754104 $ 102,674.40 2,390 2,390 2,390 COCA COLA CO COMMON 191216100 $ 1,204,320.00 24,960 24,960 19,390 5,570 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 $23,845,294.92 309,037 309,037 286,590 22,447 COLDWATER CREEK INC COMMON 193068103 $15,577,188.20 635,285 635,285 620,125 15,160 COLONIAL BANCGROUP INC COMMON 195493309 $ 321,750.00 12,500 12,500 12,500 COLOR KINETICS INC COMMON 19624P100 $ 5,615,626.45 263,027 263,027 238,810 24,217 COLUMBUS MCKINNON CORP N Y COMMON 199333105 $ 6,330,929.72 301,186 301,186 273,425 27,761 COMCAST CORP NEW COMMON 20030N101 $25,678,520.91 606,627 606,627 564,675 41,952 COMCAST CORP NEW COMMON 20030N200 $ 23,871.60 570 570 570 COMPANHIA VALE DO RIO DOCE COMMON 204412209 $ 234,053.80 7,870 7,870 7,870 COMPLETE PRODUCTION SERVICES COMMON 20453E109 $ 18,232.00 860 860 540 320 CONCUR TECHNOLOGIES INC COMMON 206708109 $ 6,909,165.84 430,746 430,746 383,139 47,607 CONOCOPHILLIPS COMMON 20825C104 $ 1,327,621.40 18,452 18,452 16,752 1,700 CONSOL ENERGY INC COMMON 20854P109 $ 54,942.30 1,710 1,710 1,710 CONSOLIDATED EDISON INC COMMON 209115104 $ 12,017.50 250 250 250 COPART INC COMMON 217204106 $ 99,000.00 3,300 3,300 3,300 CORE LABORATORIES N V COMMON N22717107 $22,271,436.00 274,956 274,956 247,826 27,130 CORILLIAN CORP COMMON 218725109 $ 5,333,728.14 1,414,782 1,414,782 1,282,291 132,491 CORN PRODS INTL INC COMMON 219023108 $ 4,543,149.82 131,533 131,533 73,086 58,447 COSTAR GROUP INC COMMON 22160N109 $ 3,685,999.20 68,820 68,820 68,570 250 COSTCO WHSL CORP NEW COMMON 22160K105 $ 1,415,171.29 26,767 26,767 20,077 6,690 COVANCE INC COMMON 222816100 $ 9,229,488.61 156,671 156,671 87,420 69,251 CROCS INC COMMON 227046109 $ 3,073,248.00 71,140 71,140 60,680 10,460 CTC MEDIA INC COMMON 12642X106 $ 7,050,776.60 293,660 293,660 272,580 21,080 CTRIP COM INTL LTD COMMON 22943F100 $23,909,788.98 383,354 383,354 359,822 23,532 CUBIST PHARMACEUTICALS INC COMMON 229678107 $ 36,220.00 2,000 2,000 2,000 CUMMINS INC COMMON 231021106 $ 23,636.00 200 200 200 CYBERSOURCE CORP COMMON 23251J106 $ 5,501,305.22 499,211 499,211 452,464 46,747 CYTEC INDS INC COMMON 232820100 $ 7,720,339.69 136,619 136,619 59,221 77,398 DAIMLERCHRYSLER AG COMMON D1668R123 $ 22,414.65 365 365 365 DAVITA INC COMMON 23918K108 $ 25,596.00 450 450 450 DAWSON GEOPHYSICAL CO COMMON 239359102 $ 188,525.25 5,175 5,175 5,175 DEAN FOODS CO NEW COMMON 242370104 $ 6,118,254.24 144,708 144,708 70,410 74,298 DENBURY RES INC COMMON 247916208 $ 5,013,593.90 180,410 180,410 180,410 DEVON ENERGY CORP NEW COMMON 25179M103 $ 274,692.60 4,095 4,095 4,095 DIAMOND OFFSHORE DRILLING IN COMMON 25271C102 $ 183,062.60 2,290 2,290 2,290 DIGITAL RIV INC COMMON 25388B104 $ 2,194,220.70 39,330 39,330 39,330 DISNEY WALT CO COMMON 254687106 $ 3,324,875.40 97,020 97,020 82,935 14,085 DOMINION RES INC VA NEW COMMON 25746U109 $ 83,840.00 1,000 1,000 1,000
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------- DOW CHEM CO COMMON 260543103 $ 316,806.00 7,940 7,940 2,640 5,300 DOW JONES & CO INC COMMON 260561105 $ 3,948,960.00 103,920 103,920 103,920 DREAMWORKS ANIMATION SKG INC COMMON 26153C103 $26,675,238.48 904,552 904,552 840,230 64,322 DRESS BARN INC COMMON 261570105 $ 4,241,953.92 181,824 181,824 165,062 16,762 DREW INDS INC COMMON 26168L205 $ 4,161,756.06 160,006 160,006 145,323 14,683 DTE ENERGY CO COMMON 233331107 $ 12,102.50 250 250 250 DU PONT E I DE NEMOURS & CO COMMON 263534109 $16,923,948.53 347,443 347,443 266,466 80,977 DUKE ENERGY CORP NEW COMMON 26441C105 $ 126,198.00 3,800 3,800 3,800 DXP ENTERPRISES INC NEW COMMON 233377407 $ 4,554,464.16 129,979 129,979 117,806 12,173 DYAX CORP COMMON 26746E103 $ 18,937.50 6,250 6,250 6,250 EAGLE TEST SYS INC COMMON 270006109 $ 193,185.00 13,250 13,250 12,610 640 ECI TELECOM LTD COMMON 268258100 $ 216,500.00 25,000 25,000 25,000 EDISON INTL COMMON 281020107 $ 22,740.00 500 500 500 EFUNDS CORP COMMON 28224R101 $ 3,278,715.00 119,226 119,226 107,459 11,767 ELAN PLC COMMON 284131208 $ 3,588,232.50 243,270 243,270 208,180 35,090 EMBRAER- EMPRESA BRASILEIRA D COMMON 29081M102 $ 1,951,933.02 47,114 47,114 41,406 5,708 EMISPHERE TECHNOLOGIES INC COMMON 291345106 $ 5,290.00 1,000 1,000 1,000 ENCANA CORP COMMON 292505104 $ 105,685.00 2,300 2,300 2,300 ENERGY CONVERSION DEVICES IN COMMON 292659109 $ 171,599.00 5,050 5,050 5,050 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 $ 19,476.00 360 360 360 ENSCO INTL INC COMMON 26874Q100 $ 9,601,457.94 191,799 191,799 171,040 20,759 ENTRAVISION COMMUNICATIONS C COMMON 29382R107 $ 4,962,159.18 603,669 603,669 232,801 370,868 ENTRUST INC COMMON 293848107 $ 5,577,281.85 1,306,155 1,306,155 1,185,622 120,533 EOG RES INC COMMON 26875P101 $ 266,661.50 4,270 4,270 4,270 EQUIFAX INC COMMON 294429105 $ 60,900.00 1,500 1,500 1,500 EQUINIX INC COMMON 29444U502 $11,928,903.76 157,748 157,748 148,205 9,543 ERICSSON L M TEL CO COMMON 294821608 $16,475,593.05 409,535 409,535 324,077 85,458 ESCHELON TELECOM INC COMMON 296290109 $ 2,058,298.62 103,902 103,902 93,202 10,700 EVERGREEN SOLAR INC COMMON 30033R108 $ 2,186,874.59 288,887 288,887 275,072 13,815 EXELIXIS INC COMMON 30161Q104 $ 1,933,155.00 214,795 214,795 193,000 21,795 EXELON CORP COMMON 30161N101 $ 80,457.00 1,300 1,300 1,300 EXLSERVICE HOLDINGS INC COMMON 302081104 $ 90,850.72 4,318 4,318 3,348 970 EXPEDITORS INTL WASH INC COMMON 302130109 $ 1,189,890.00 29,380 29,380 29,300 80 EXPLORATION CO COMMON 302133202 $ 533,906.82 40,023 40,023 40,023 EXXON MOBIL CORP COMMON 30231G102 $ 3,902,919.16 50,932 50,932 38,829 12,103 F5 NETWORKS INC COMMON 315616102 $ 4,123,107.60 55,560 55,560 55,560 FEDERAL NATL MTG ASSN COMMON 313586109 $ 11,878.00 200 200 200 FIRST SOLAR INC COMMON 336433107 $ 94,891.20 3,180 3,180 2,870 310 FLIR SYS INC COMMON 302445101 $ 39,787.50 1,250 1,250 1,250 FLORIDA PUB UTILS CO COMMON 341135101 $ 49,687.50 3,750 3,750 3,750 FLUOR CORP NEW COMMON 343412102 $ 122,475.00 1,500 1,500 1,000 500 FOCUS MEDIA HLDG LTD COMMON 34415V109 $13,252,771.80 199,620 199,620 181,705 17,915 FORCE PROTECTION INC COMMON 345203202 $ 5,750,958.25 330,325 330,325 267,110 63,215 FORD MTR CO DEL COMMON 345370860 $ 3,109.14 414 414 414 FOREST LABS INC COMMON 345838106 $ 581,647.00 11,495 11,495 7,945 3,550 FPL GROUP INC COMMON 302571104 $ 217,680.00 4,000 4,000 4,000 FUEL SYS SOLUTIONS INC COMMON 35952W103 $ 220,800.00 10,000 10,000 10,000 FUELCELL ENERGY INC COMMON 35952H106 $ 251,294.00 38,900 38,900 38,900 GARMIN LTD COMMON G37260109 $ 2,299,314.60 41,310 41,310 41,310
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ----------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------- GATX CORP COMMON 361448103 $ 20,798.40 480 480 480 GENENTECH INC COMMON 368710406 $50,261,495.34 619,518 619,518 558,889 60,629 GENERAL ELECTRIC CO COMMON 369604103 $52,435,959.90 1,409,190 1,409,190 1,303,410 105,780 GENERAL GROWTH PPTYS INC COMMON 370021107 $ 26,115.00 500 500 500 GENERAL MTRS CORP COMMON 370442105 $ 1,872,506.88 60,954 60,954 11,734 49,220 GENOMIC HEALTH INC COMMON 37244C101 $ 5,039,651.40 270,949 270,949 259,899 11,050 GEN-PROBE INC NEW COMMON 36866T103 $ 5,847,267.61 111,653 111,653 100,227 11,426 GENZYME CORP COMMON 372917104 $26,308,700.24 427,228 427,228 372,453 54,775 GERBER SCIENTIFIC INC COMMON 373730100 $ 3,847,730.88 306,348 306,348 278,016 28,332 GFI GROUP INC COMMON 361652209 $12,588,847.48 202,198 202,198 190,382 11,816 GILEAD SCIENCES INC COMMON 375558103 $58,249,157.51 897,107 897,107 814,535 82,572 GLAXOSMITHKLINE PLC COMMON 37733W105 $ 3,693,200.00 70,000 70,000 70,000 GMARKET INC COMMON 38012G100 $ 477,283.20 19,920 19,920 6,580 13,340 GOLDCORP INC NEW COMMON 380956409 $ 581,029.20 20,430 20,430 20,430 GOLDMAN SACHS GROUP INC COMMON 38141G104 $12,786,309.00 64,140 64,140 59,751 4,389 GOOGLE INC COMMON 38259P508 $55,914,244.48 121,426 121,426 109,560 11,866 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 $15,293,791.80 310,660 310,660 282,660 28,000 GRUPO AEROPORTUARIO CTR NORT COMMON 400501102 $ 16,027.20 720 720 370 350 GSI COMMERCE INC COMMON 36238G102 $ 1,782,000.00 95,040 95,040 73,680 21,360 GUESS INC COMMON 401617105 $ 9,205,215.32 145,124 145,124 130,865 14,259 GUIDANCE SOFTWARE INC COMMON 401692108 $ 18,216.90 1,170 1,170 850 320 HALLIBURTON CO COMMON 406216101 $ 3,105.00 100 100 100 HARRIS & HARRIS GROUP INC COMMON 413833104 $11,048,313.51 913,839 913,839 846,463 67,376 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 $ 54,300.00 2,000 2,000 2,000 HCC INS HLDGS INC COMMON 404132102 $ 2,119,865.40 66,060 66,060 66,060 HEADWATERS INC COMMON 42210P102 $ 4,085,060.20 170,495 170,495 70,197 100,298 HEALTHCARE SVCS GRP INC COMMON 421906108 $ 2,201,886.72 76,032 76,032 62,722 13,310 HEARTLAND PMT SYS INC COMMON 42235N108 $ 4,081,588.25 144,481 144,481 137,950 6,531 HECLA MNG CO COMMON 422704106 $ 175,797.00 22,950 22,950 6,000 16,950 HEELYS INC COMMON 42279M107 $ 21,834.80 680 680 370 310 HERBALIFE LTD COMMON G4412G101 $ 933,840.48 23,253 23,253 22,103 1,150 HEXCEL CORP NEW COMMON 428291108 $ 5,986,950.80 343,880 343,880 160,030 183,850 HMS HLDGS CORP COMMON 40425J101 $ 6,838,528.20 451,388 451,388 409,752 41,636 HOLOGIC INC COMMON 436440101 $ 81,179.76 1,717 1,717 1,717 HOME DEPOT INC COMMON 437076102 $ 2,536,907.20 63,170 63,170 63,170 HYDRIL COMMON 448774109 $ 4,426,435.30 58,870 58,870 58,870 ICAD INC COMMON 44934S107 $ 544,614.25 184,615 184,615 166,155 18,460 ICICI BK LTD COMMON 45104G104 $ 2,919,420.82 69,943 69,943 63,590 6,353 IDACORP INC COMMON 451107106 $ 38,650.00 1,000 1,000 1,000 IDEARC INC COMMON 451663108 $ 32,403.15 1,131 1,131 1,131 IDEXX LABS INC COMMON 45168D104 $ 2,830,692.80 35,696 35,696 31,226 4,470 I-FLOW CORP COMMON 449520303 $ 11,003.20 736 736 736 IGATE CORP COMMON 45169U105 $ 1,909,048.64 277,478 277,478 248,888 28,590 ILLUMINA INC COMMON 452327109 $24,970,183.72 635,212 635,212 589,343 45,869 INDEPENDENT BANK CORP MASS COMMON 453836108 $ 27,274.71 757 757 757 INFORMATICA CORP COMMON 45666Q102 $ 5,318,627.16 435,596 435,596 387,292 48,304 INFOSYS TECHNOLOGIES LTD COMMON 456788108 $ 1,360,726.40 24,940 24,940 24,420 520 INNERWORKINGS INC COMMON 45773Y105 $ 12,448.80 780 780 590 190 INPUT/OUTPUT INC COMMON 457652105 $ 97,999.70 7,190 7,190 7,190
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - -------------------------------------------------------------------------------------------------------------------------- INTEL CORP COMMON 458140100 $ 861,030.00 42,520 42,520 41,380 1,140 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 $20,334,783.06 906,993 906,993 822,159 84,834 INTERCONTINENTAL EXCHANGE INC COMMON 45865V100 $ 3,373,817.20 31,268 31,268 27,318 3,950 INTERNATIONAL SPEEDWAY CORP COMMON 460335201 $ 5,308.16 104 104 104 INTERSIL CORP COMMON 46069S109 $ 6,467,513.52 270,381 270,381 127,457 142,924 INTERWOVEN INC COMMON 46114T508 $ 5,786,112.06 394,418 394,418 357,953 36,465 INTEVAC INC COMMON 461148108 $ 6,306,758.25 243,035 243,035 220,634 22,401 INTUITIVE SURGICAL INC COMMON 46120E602 $14,616,119.00 152,410 152,410 145,610 6,800 IPG PHOTONICS CORP COMMON 44980X109 $ 29,280.00 1,220 1,220 840 380 IRON MTN INC COMMON 462846106 $ 124,020.00 3,000 3,000 3,000 ISHARES TR COMMON 464287655 $ 2,283,079.77 29,259 29,259 29,259 ISILON SYS INC COMMON 46432L104 $ 79,920.40 2,920 2,920 2,500 420 ITURAN LOCATION AND CONTROL COMMON M6158M104 $12,816,534.85 851,597 851,597 798,900 52,697 J CREW GROUP INC COMMON 46612H402 $ 7,263,668.10 188,422 188,422 175,942 12,480 J2 GLOBAL COMMUNICATIONS INC COMMON 46626E205 $ 861,645.00 31,620 31,620 31,620 JANUS CAP GROUP INC COMMON 47102X105 $ 8,408,160.73 389,447 389,447 169,284 220,163 JOHNSON & JOHNSON COMMON 478160104 $ 904,870.12 13,706 13,706 9,796 3,910 JOS A BANK CLOTHIERS INC COMMON 480838101 $ 4,786,603.45 163,087 163,087 157,017 6,070 JOY GLOBAL INC COMMON 481165108 $48,735,517.88 1,008,182 1,008,182 821,757 186,425 JP MORGAN CHASE & CO COMMON 46625H100 $ 101,913.00 2,110 2,110 1,000 1,110 KAYDON CORP COMMON 486587108 $ 2,527,503.74 63,601 63,601 57,560 6,041 KENDLE INTERNATIONAL INC COMMON 48880L107 $ 5,150,975.35 163,783 163,783 148,712 15,071 KENEXA CORP COMMON 488879107 $ 6,608,695.48 198,698 198,698 180,385 18,313 KERYX BIOPHARMACEUTICALS INC COMMON 492515101 $ 253,365.00 19,050 19,050 14,150 4,900 KLA-TENCOR CORP COMMON 482480100 $ 24,875.00 500 500 500 KNOT INC COMMON 499184109 $ 4,220,625.28 160,847 160,847 146,035 14,812 KOHLS CORP COMMON 500255104 $ 4,735,971.87 69,209 69,209 12,363 56,846 KYPHON INC COMMON 501577100 $20,849,793.60 516,084 516,084 396,485 119,599 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 $ 5,575,510.91 368,507 368,507 363,002 5,505 LABORATORY CORP AMER HLDGS COMMON 50540R409 $ 36,735.00 500 500 500 LAMSON & SESSIONS CO COMMON 513696104 $ 4,066,097.30 167,605 167,605 151,910 15,695 LANDEC CORP COMMON 514766104 $ 8,188,930.28 761,053 761,053 714,893 46,160 LAUDER ESTEE COS INC COMMON 518439104 $ 12,246.00 300 300 300 LAUREATE EDUCATION INC COMMON 518613104 $24,916,164.06 512,362 512,362 410,621 101,741 LAYNE CHRISTENSEN CO COMMON 521050104 $ 5,911,566.78 180,066 180,066 163,525 16,541 LEAP WIRELESS INTL INC COMMON 521863308 $ 1,118,036.00 18,800 18,800 18,800 LEHMAN BROS HLDGS INC COMMON 524908100 $ 203,112.00 2,600 2,600 2,600 LEUCADIA NATL CORP COMMON 527288104 $ 56,400.00 2,000 2,000 2,000 LEVEL 3 COMMUNICATIONS INC COMMON 52729N100 $ 956,984.00 170,890 170,890 170,890 LIBERTY GLOBAL INC COMMON 530555101 $ 607,835.80 20,852 20,852 20,852 LIBERTY GLOBAL INC COMMON 530555309 $ 583,856.00 20,852 20,852 20,852 LIBERTY PPTY TR COMMON 531172104 $ 19,656.00 400 400 400 LIFE TIME FITNESS INC COMMON 53217R207 $ 1,690,573.50 34,850 34,850 26,775 8,075 LIFECORE BIOMEDICAL INC COMMON 532187101 $ 8,915.00 500 500 500 LIFETIME BRANDS INC COMMON 53222Q103 $ 3,071,572.07 186,949 186,949 169,444 17,505 LINEAR TECHNOLOGY CORP COMMON 535678106 $ 480,572.00 15,850 15,850 15,850 LIVEPERSON INC COMMON 538146101 $ 7,136,627.88 1,364,556 1,364,556 1,237,330 127,226 LTX CORP COMMON 502392103 $ 3,567,541.60 637,061 637,061 578,329 58,732 LUMINEX CORP DEL COMMON 55027E102 $ 6,889,013.40 542,442 542,442 487,974 54,468
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ----------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------- MARCHEX INC COMMON 56624R108 $ 3,636,148.80 271,760 271,760 267,390 4,370 MARVELL TECHNOLOGY GROUP LTD COMMON G5876H105 $20,978,834.23 1,093,217 1,093,217 1,004,721 88,496 MASSEY ENERGY CORP COMMON 576206106 $ 38,794.10 1,670 1,670 1,670 MCGRAW HILL COS INC COMMON 580645109 $12,481,533.96 183,498 183,498 170,835 12,663 MCKESSON CORP COMMON 58155Q103 $25,434,060.60 501,658 501,658 466,558 35,100 MEASUREMENT SPECIALTIES INC COMMON 583421102 $ 3,466,966.04 160,211 160,211 145,668 14,543 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 $ 117,033.60 2,190 2,190 2,190 MEDICINES CO COMMON 584688105 $ 37,112.40 1,170 1,170 1,170 MEDIMMUNE INC COMMON 584699102 $ 7,526,672.40 232,520 232,520 106,680 125,840 MEDTRONIC INC COMMON 585055106 $ 857,230.20 16,020 16,020 12,429 3,591 MELCO PBL ENTMNT LTD COMMON 585464100 $ 3,456,238.20 162,570 162,570 138,630 23,940 MERCK & CO INC COMMON 589331107 $ 65,400.00 1,500 1,500 1,500 MERIDIAN BIOSCIENCE INC COMMON 589584101 $ 6,371,986.39 259,763 259,763 236,182 23,581 MERIDIAN GOLD INC COMMON 589975101 $ 374,609.20 13,480 13,480 13,480 MERIX CORP COMMON 590049102 $ 4,107,248.35 442,115 442,115 400,700 41,415 MERRILL LYNCH & CO INC COMMON 590188108 $32,403,641.20 348,052 348,052 325,024 23,028 METABOLIX INC COMMON 591018809 $ 774,646.00 40,900 40,900 34,110 6,790 METTLER TOLEDO INTERNATIONAL COMMON 592688105 $ 63,947.35 811 811 811 MGI PHARMA INC COMMON 552880106 $ 53,389.00 2,900 2,900 2,900 MICROS SYS INC COMMON 594901100 $19,169,045.30 363,739 363,739 342,867 20,872 MICROSOFT CORP COMMON 594918104 $22,281,681.30 746,205 746,205 642,329 103,876 MIDCAP SPDR TR COMMON 595635103 $ 121,909.55 833 833 833 MILLENNIUM PHARMACEUTICALS I COMMON 599902103 $ 23,609.40 2,166 2,166 2,166 MILLER HERMAN INC COMMON 600544100 $ 3,303,778.68 90,863 90,863 80,991 9,872 MILLIPORE CORP COMMON 601073109 $ 6,924,402.00 103,970 103,970 90,618 13,352 MINDRAY MEDICAL INTL LTD COMMON 602675100 $10,539,152.00 440,600 440,600 413,980 26,620 MOBILE TELESYSTEMS OJSC COMMON 607409109 $ 1,189,001.10 23,690 23,690 23,690 MUELLER WTR PRODS INC COMMON 624758108 $ 71,599.05 4,815 4,815 3,975 840 MWI VETERINARY SUPPLY INC COMMON 55402X105 $12,672,743.50 392,345 392,345 368,393 23,952 NARROWSTEP INC COMMON 631082203 $ 11,875.00 12,500 12,500 12,500 NATIONAL FINL PARTNERS CORP COMMON 63607P208 $ 13,410.85 305 305 305 NATUS MEDICAL INC DEL COMMON 639050103 $ 6,403,586.86 385,526 385,526 349,982 35,544 NCI BUILDING SYS INC COMMON 628852105 $ 5,043,037.50 97,450 97,450 87,572 9,878 NCR CORP NEW COMMON 62886E108 $ 4,494,802.92 105,117 105,117 19,191 85,926 NEKTAR THERAPEUTICS COMMON 640268108 $ 22,815.00 1,500 1,500 1,500 NEOGEN CORP COMMON 640491106 $ 5,074,875.60 228,598 228,598 207,592 21,006 NEOWARE INC COMMON 64065P102 $ 5,401,040.60 408,860 408,860 371,156 37,704 NESS TECHNOLOGIES INC COMMON 64104X108 $ 696,601.00 48,850 48,850 44,850 4,000 NETEASE COM INC COMMON 64110W102 $ 220,542.00 11,800 11,800 11,550 250 NETWORK APPLIANCE INC COMMON 64120L104 $32,899,710.32 837,569 837,569 726,603 110,966 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 $10,347,257.70 308,505 308,505 291,555 16,950 NEWCASTLE INVT CORP COMMON 65105M108 $ 136,242.00 4,350 4,350 2,850 1,500 NEWMONT MINING CORP COMMON 651639106 $ 546,315.00 12,100 12,100 5,130 6,970 NEWS CORP COMMON 65248E203 $ 1,116,784.20 50,170 50,170 50,170 NEWSTAR FINANCIAL INC COMMON 65251F105 $ 202,396.50 10,970 10,970 8,830 2,140 NICE SYS LTD COMMON 653656108 $31,948,932.06 1,037,977 1,037,977 842,247 195,730 NIGHTHAWK RADIOLOGY HLDGS IN COMMON 65411N105 $ 275,400.00 10,800 10,800 10,800 NII HLDGS INC COMMON 62913F201 $38,236,247.28 593,362 593,362 479,420 113,942 NOBLE CORPORATION COMMON G65422100 $ 183,140.75 2,405 2,405 2,405
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY ---------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------ NOKIA CORP COMMON 654902204 $ 1,289,608.80 63,465 63,465 51,365 12,100 NORFOLK SOUTHERN CORP COMMON 655844108 $ 20,116.00 400 400 400 NORTHERN TR CORP COMMON 665859104 $ 4,649,460.90 76,610 76,610 14,003 62,607 NOVAMED INC DEL COMMON 66986W108 $ 7,570.00 1,000 1,000 1,000 NOVARTIS A G COMMON 66987V109 $27,421,741.12 477,398 477,398 435,689 41,709 NOVELLUS SYS INC COMMON 670008101 $ 189,447.68 5,504 5,504 5,444 60 NTELOS HLDGS CORP COMMON 67020Q107 $ 178,800.00 10,000 10,000 10,000 NTL INC DEL COMMON 62941W101 $ 264,262.80 10,470 10,470 10,470 NUANCE COMMUNICATIONS INC COMMON 67020Y100 $ 3,858,788.28 336,718 336,718 299,376 37,342 NUTRI SYS INC NEW COMMON 67069D108 $11,797,956.63 186,117 186,117 172,438 13,679 NUVEEN INVTS INC COMMON 67090F106 $ 34,967.12 674 674 674 NYMEX HOLDINGS INC COMMON 62948N104 $ 80,606.50 650 650 460 190 OCEANEERING INTL INC COMMON 675232102 $ 2,422,097.00 61,010 61,010 55,040 5,970 OMNICELL INC COMMON 68213N109 $ 4,150,056.06 222,762 222,762 202,267 20,495 OMNITURE INC COMMON 68212S109 $ 120,102.40 8,530 8,530 8,530 ONLINE RES CORP COMMON 68273G101 $ 4,976,486.73 487,413 487,413 442,481 44,932 ONSTREAM MEDIA CORP COMMON 682875109 $ 65,214.60 26,510 26,510 26,510 OPEN JT STK CO-VIMPEL COMMUN COMMON 68370R109 $ 1,152,670.00 14,600 14,600 14,600 OPENWAVE SYS INC COMMON 683718308 $ 100,053.20 10,840 10,840 10,840 OPNET TECHNOLOGIES INC COMMON 683757108 $ 6,996,559.95 484,191 484,191 439,598 44,593 OPSWARE INC COMMON 68383A101 $ 3,131,117.64 355,002 355,002 320,876 34,126 OPTIUM CORP COMMON 68402T107 $ 17,714.50 710 710 360 350 ORACLE CORP COMMON 68389X105 $ 665,717.60 38,840 38,840 34,890 3,950 OSIRIS THERAPEUTICS INC COMMON 68827R108 $ 965,958.00 38,150 38,150 29,390 8,760 OVERSEAS SHIPHOLDING GROUP I COMMON 690368105 $ 11,260.00 200 200 200 PACER INTL INC TENN COMMON 69373H106 $ 5,999,220.63 201,519 201,519 112,380 89,139 PALOMAR MED TECHNOLOGIES INC COMMON 697529303 $ 8,196,885.90 161,770 161,770 160,480 1,290 PANACOS PHARMACEUTICALS INC COMMON 69811Q106 $ 22,897.10 5,710 5,710 5,710 PARAMETRIC TECHNOLOGY CORP COMMON 699173209 $ 3,264,953.70 181,185 181,185 168,045 13,140 PAREXEL INTL CORP COMMON 699462107 $ 7,922,310.02 273,466 273,466 247,389 26,077 PEABODY ENERGY CORP COMMON 704549104 $ 48,492.00 1,200 1,200 1,200 PEAPACK- GLADSTONE FINL CORP COMMON 704699107 $ 136,004.00 4,840 4,840 4,840 PEETS COFFEE & TEA INC COMMON 705560100 $ 4,140,383.36 157,789 157,789 143,241 14,548 PEOPLESUPPORT INC COMMON 712714302 $ 4,504,973.65 214,013 214,013 194,299 19,714 PEPSICO INC COMMON 713448108 $27,124,056.90 433,638 433,638 400,764 32,874 PERFICIENT INC COMMON 71375U101 $ 9,120,989.79 555,819 555,819 526,119 29,700 PFIZER INC COMMON 717081103 $ 1,722,350.00 66,500 66,500 61,630 4,870 PITNEY BOWES INC COMMON 724479100 $ 55,428.00 1,200 1,200 1,200 PLUG POWER INC COMMON 72919P103 $ 230,404.70 59,230 59,230 59,230 POGO PRODUCING CO COMMON 730448107 $ 137,085.20 2,830 2,830 2,830 POLYCOM INC COMMON 73172K104 $ 636,127.80 20,580 20,580 20,580 PORTFOLIO RECOVERY ASSOCS IN COMMON 73640Q105 $ 7,927,868.62 169,798 169,798 153,781 16,017 PPL CORP COMMON 69351T106 $ 71,680.00 2,000 2,000 2,000 PRAXAIR INC COMMON 74005P104 $ 164,344.10 2,770 2,770 2,770 PRECISION CASTPARTS CORP COMMON 740189105 $ 273,980.00 3,500 3,500 3,500 PRESSTEK INC COMMON 741113104 $ 4,838,350.92 760,747 760,747 690,618 70,129 PROCTER & GAMBLE CO COMMON 742718109 $33,080,797.32 514,716 514,716 471,439 43,277 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 $13,525,247.12 360,481 360,481 346,194 14,287
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY ------------------------------------------------------ SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ------------------------------------------------------------------------------------------------------------------- PUBLIC SVC ENTERPRISE GROUP COMMON 744573106 $ 47,793.60 720 720 720 QUALCOMM INC COMMON 747525103 $22,420,618.05 593,295 593,295 546,870 46,425 QUANTUM FUEL SYS TECH WORLDW COMMON 74765E109 $ 144,656.00 90,410 90,410 90,410 RACKABLE SYS INC COMMON 750077109 $ 7,504,774.28 242,324 242,324 233,625 8,699 RAMBUS INC DEL COMMON 750917106 $ 444,476.40 23,480 23,480 23,480 RANDGOLD RES LTD COMMON 752344309 $ 1,045,846.80 44,580 44,580 26,980 17,600 REDIFF COM INDIA LTD COMMON 757479100 $ 7,415,310.40 403,006 403,006 383,235 19,771 RENAISSANCERE HOLDINGS LTD COMMON G7496G103 $20,156,400.00 335,940 335,940 311,490 24,450 RESEARCH IN MOTION LTD COMMON 760975102 $ 2,628,434.60 20,570 20,570 20,220 350 RESMED INC COMMON 761152107 $ 12,797.20 260 260 260 RESPIRONICS INC COMMON 761230101 $ 45,300.00 1,200 1,200 1,200 RIO TINTO PLC COMMON 767204100 $ 142,368.30 670 670 670 RIVERBED TECHNOLOGY INC COMMON 768573107 $ 1,365,628.10 44,483 44,483 38,063 6,420 ROCHE HLDG LTD COMMON 771195104 $ 143,912.78 1,608 1,608 1,608 ROCKWELL AUTOMATION INC COMMON 773903109 $ 3,053,755.68 49,996 49,996 44,724 5,272 ROGERS CORP COMMON 775133101 $ 4,174,097.20 70,568 70,568 64,061 6,507 ROO GROUP INC COMMON 776349201 $ 79,138.35 25,947 25,947 25,947 ROPER INDS INC NEW COMMON 776696106 $ 113,492.16 2,259 2,259 2,259 ROSTELECOM OPEN JT STK LNG D COMMON 778529107 $ 460,915.00 10,130 10,130 10,130 ROYAL DUTCH SHELL PLC COMMON 780259206 $ 383,681.80 5,420 5,420 300 5,120 ROYAL GOLD INC COMMON 780287108 $ 913,892.00 25,400 25,400 16,600 8,800 SABA SOFTWARE INC COMMON 784932600 $ 4,204,639.46 674,902 674,902 610,294 64,608 SAIFUN SEMICONDUCTORS LTD COMMON M8233P102 $ 360,468.00 19,380 19,380 19,380 SANOFI AVENTIS COMMON 80105N105 $ 46,170.00 1,000 1,000 1,000 SATYAM COMPUTER SERVICES LTD COMMON 804098101 $ 1,260,573.02 52,502 52,502 51,460 1,042 SBA COMMUNICATIONS CORP COMMON 78388J106 $ 27,500.00 1,000 1,000 1,000 SCHERING PLOUGH CORP COMMON 806605101 $ 99,855.36 4,224 4,224 4,224 SCHLUMBERGER LTD COMMON 806857108 $47,434,549.52 751,022 751,022 685,059 65,963 SEAGATE TECHNOLOGY COMMON G7945J104 $28,165,233.50 1,062,839 1,062,839 986,915 75,924 SEI INVESTMENTS CO COMMON 784117103 $ 2,143,147.48 35,983 35,983 32,465 3,518 SEPRACOR INC COMMON 817315104 $15,307,186.92 248,574 248,574 230,031 18,543 SHANDA INTERACTIVE ENTMT LTD COMMON 81941Q203 $15,859,861.27 731,881 731,881 670,748 61,133 SHIRE PLC COMMON 82481R106 $15,245,270.72 246,847 246,847 224,269 22,578 SHUFFLE MASTER INC COMMON 825549108 $ 11,790.00 450 450 450 SIERRA WIRELESS INC COMMON 826516106 $ 5,632,365.70 400,595 400,595 363,672 36,923 SIFY LTD COMMON 82655M107 $ 2,158,525.94 226,498 226,498 224,090 2,408 SIRENZA MICRODEVICES INC COMMON 82966T106 $ 4,674,907.92 594,772 594,772 539,951 54,821 SIRF TECHNOLOGY HLDGS INC COMMON 82967H101 $ 2,197,782.40 86,120 86,120 86,120 SIRIUS SATELLITE RADIO INC COMMON 82966U103 $ 357,433.80 100,970 100,970 100,970 SKILLSOFT PLC COMMON 830928107 $ 5,455,367.01 878,481 878,481 797,709 80,772 SOHU COM INC COMMON 83408W103 $14,883,336.00 620,139 620,139 567,453 52,686 SOMANETICS CORP COMMON 834445405 $ 9,337,775.26 408,298 408,298 370,659 37,639 SONIC FDRY INC COMMON 83545R108 $ 374,684.00 79,720 79,720 79,720 SONOCO PRODS CO COMMON 835495102 $ 9,515.00 250 250 250 SOUTHERN CO COMMON 842587107 $ 55,290.00 1,500 1,500 1,500 SOUTHWEST AIRLS CO COMMON 844741108 $ 177,099.20 11,560 11,560 11,560 SOUTHWESTERN ENERGY CO COMMON 845467109 $27,258,770.55 777,711 777,711 726,251 51,460 SPECTRUM CTL INC COMMON 847615101 $ 4,311,747.97 446,323 446,323 404,526 41,797
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------- INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY --------------------------------------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) (A) (B) (C) - ---------------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORP COMMON 852061100 $ 3,943,986.43 208,787 208,787 36,053 172,734 STAPLES INC COMMON 855030102 $21,111,369.60 790,688 790,688 732,078 58,610 STARBUCKS CORP COMMON 855244109 $ 6,158,227.46 173,863 173,863 42,173 131,690 STATE STR CORP COMMON 857477103 $ 34,057.20 505 505 505 STEREOTAXIS INC COMMON 85916J102 $ 3,066,598.32 297,151 297,151 269,326 27,825 STERICYCLE INC COMMON 858912108 $15,101,132.50 200,015 200,015 188,155 11,860 STRATEX NETWORKS INC COMMON 86279T109 $ 4,864,133.61 1,007,067 1,007,067 914,628 92,439 STREETTRACKS GOLD TR COMMON 863307104 $ 2,414,622.00 38,200 38,200 38,200 STRYKER CORP COMMON 863667101 $ 52,905.60 960 960 960 SUNCOR ENERGY INC COMMON 867229106 $ 19,727.50 250 250 250 SUNPOWER CORP COMMON 867652109 $ 4,342,013.55 116,815 116,815 100,270 16,545 SUNTECH PWR HLDGS CO LTD COMMON 86800C104 $ 1,611,733.90 47,390 47,390 47,390 SUPERIOR ENERGY SVCS INC COMMON 868157108 $ 137,909.60 4,220 4,220 4,220 SYNCHRONOSS TECHNOLOGIES INC COMMON 87157B103 $10,562,561.52 769,866 769,866 688,329 81,537 TECHNITROL INC COMMON 878555101 $ 2,919,692.46 122,214 122,214 110,236 11,978 TECO ENERGY INC COMMON 872375100 $ 34,460.00 2,000 2,000 2,000 TEKTRONIX INC COMMON 879131100 $ 3,352,741.46 114,938 114,938 106,202 8,736 TENARIS S A COMMON 88031M109 $ 234,483.00 4,700 4,700 4,700 TESSERA TECHNOLOGIES INC COMMON 88164L100 $ 463,506.60 11,490 11,490 11,490 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 $ 5,490,126.60 176,645 176,645 154,875 21,770 TEXAS INSTRS INC COMMON 882508104 $ 3,130,329.60 108,692 108,692 19,936 88,756 TEXAS ROADHOUSE INC COMMON 882681109 $ 8,730,556.38 658,413 658,413 628,112 30,301 THE9 LTD COMMON 88337K104 $ 683,064.00 21,200 21,200 12,320 8,880 THERMO FISHER SCIENTIFIC INC COMMON 883556102 $ 70,652.40 1,560 1,560 1,560 THQ INC COMMON 872443403 $19,382,017.56 596,003 596,003 553,266 42,737 TIBCO SOFTWARE INC COMMON 88632Q103 $ 8,111,291.68 859,247 859,247 415,164 444,083 TIDEWATER INC COMMON 886423102 $ 54,405.00 1,125 1,125 1,125 TIME WARNER INC COMMON 887317105 $ 1,506,304.80 69,160 69,160 69,160 TOM ONLINE INC COMMON 889728200 $ 337,773.60 21,820 21,820 21,820 TOREADOR RES CORP COMMON 891050106 $11,185,906.59 434,067 434,067 399,670 34,397 TRANSDIGM GROUP INC COMMON 893641100 $ 13,785.20 520 520 230 290 TRANSOCEAN INC COMMON G90078109 $ 1,876,081.77 23,193 23,193 7,407 15,786 TRIMBLE NAVIGATION LTD COMMON 896239100 $ 2,092,105.20 41,240 41,240 40,740 500 TXU CORP COMMON 873168108 $ 54,210.00 1,000 1,000 1,000 U S AIRWAYS GROUP INC COMMON 90341W108 $ 9,913,623.45 184,097 184,097 163,541 20,556 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 $ 4,717,965.36 202,836 202,836 184,135 18,701 UNDER ARMOUR INC COMMON 904311107 $26,007,277.70 515,506 515,506 473,654 41,852 UNITED NAT FOODS INC COMMON 911163103 $13,051,172.80 363,340 363,340 241,680 121,660 UNITED TECHNOLOGIES CORP COMMON 913017109 $ 239,451.60 3,830 3,830 3,330 500 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 $ 67,418.80 1,240 1,240 1,240 UNITEDHEALTH GROUP INC COMMON 91324P102 $ 4,469,368.86 83,182 83,182 72,732 10,450 UNIVERSAL STAINLESS & ALLOY COMMON 913837100 $ 4,622,817.96 138,077 138,077 125,403 12,674 UNIVISION COMMUNICATIONS INC COMMON 914906102 $ 954,923.20 26,960 26,960 26,960 URS CORP NEW COMMON 903236107 $ 5,858,666.25 136,725 136,725 67,280 69,445 US BANCORP DEL COMMON 902973304 $ 26,056.80 720 720 720 US BIOENERGY CORP COMMON 90342V109 $ 1,700,000.00 100,000 100,000 95,140 4,860 USI HLDGS CORP COMMON 90333H101 $ 35,650.56 2,321 2,321 2,321 UTI WORLDWIDE INC COMMON G87210103 $20,263,080.50 677,695 677,695 621,676 56,019 VA SOFTWARE CORP COMMON 91819B105 $ 6,845,095.62 1,360,854 1,360,854 1,235,414 125,440
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 - ------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION MANAGERS --------------------------------------- TITLE SHARES OR SHARED OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) - ------------------------------------------------------------------------------------------------------------ VALENCE TECHNOLOGY INC COMMON 918914102 $ 30,195.00 18,300 18,300 VALUECLICK INC COMMON 92046N102 $ 118,150.00 5,000 5,000 VARIAN MED SYS INC COMMON 92220P105 $ 10,435,383.33 219,369 219,369 VARIAN SEMICONDUCTOR EQUIPMN COMMON 922207105 $ 4,691,154.64 103,057 103,057 VASCO DATA SEC INTL INC COMMON 92230Y104 $ 2,508,882.00 211,720 211,720 VELOCITY EXPRESS CORP COMMON 92257T608 $ 1,219.92 884 884 VERIZON COMMUNICATIONS COMMON 92343V104 $ 932,824.76 25,049 25,049 VERSANT CORP COMMON 925284309 $ 229,224.60 16,830 16,830 VERTEX PHARMACEUTICALS INC COMMON 92532F100 $ 33,518,665.64 895,742 895,742 VIACOM INC NEW COMMON 92553P201 $ 280,399.02 6,834 6,834 VIGNETTE CORP COMMON 926734401 $ 4,539,237.33 265,919 265,919 VISTAPRINT LIMITED COMMON G93762204 $ 2,999,103.80 90,580 90,580 VITAL IMAGES INC COMMON 92846N104 $ 6,596,548.80 189,556 189,556 VOLTERRA SEMICONDUCTOR CORP COMMON 928708106 $ 4,110,150.00 274,010 274,010 WABTEC CORP COMMON 929740108 $ 3,131,388.12 103,074 103,074 WAL MART STORES INC COMMON 931142103 $ 13,757,114.36 297,902 297,902 WASTE CONNECTIONS INC COMMON 941053100 $ 1,314,434.25 31,635 31,635 WEATHERFORD INTERNATIONAL LT COMMON G95089101 $ 37,755,133.71 903,449 903,449 WEBEX COMMUNICATIONS INC COMMON 94767L109 $ 8,082,931.41 231,669 231,669 WEBMD HEALTH CORP COMMON 94770V102 $ 168,084.00 4,200 4,200 WEBSENSE INC COMMON 947684106 $ 981,690.00 43,000 43,000 WEBSIDESTORY INC COMMON 947685103 $ 6,008,170.14 474,579 474,579 WELLPOINT INC COMMON 94973V107 $ 113,628.36 1,444 1,444 WELLS FARGO & CO NEW COMMON 949746101 $ 239,176.56 6,726 6,726 WESCO INTL INC COMMON 95082P105 $ 7,714,813.42 131,182 131,182 WESTERN DIGITAL CORP COMMON 958102105 $ 5,948,008.44 290,714 290,714 WHOLE FOODS MKT INC COMMON 966837106 $ 2,921,580.22 62,254 62,254 WILD OATS MARKETS INC COMMON 96808B107 $ 6,961,990.72 484,144 484,144 WILLIAMS COS INC DEL COMMON 969457100 $ 35,262.00 1,350 1,350 WINTRUST FINANCIAL CORP COMMON 97650W108 $ 177,674.00 3,700 3,700 WIRELESS RONIN TECHNOLOGIES COMMON 97652A203 $ 392,601.60 68,160 68,160 WISCONSIN ENERGY CORP COMMON 976657106 $ 23,730.00 500 500 WRIGHT MED GROUP INC COMMON 98235T107 $ 8,557,821.12 367,604 367,604 WYETH COMMON 983024100 $ 92,521.64 1,817 1,817 XCEL ENERGY INC COMMON 98389B100 $ 11,530.00 500 500 XEROX CORP COMMON 984121103 $ 863,941.50 50,970 50,970 XL CAP LTD COMMON G98255105 $ 43,212.00 600 600 XM SATELLITE RADIO HLDGS INC COMMON 983759101 $ 2,236,137.50 154,750 154,750 XTO ENERGY INC COMMON 98385X106 $ 318,528.50 6,770 6,770 YAHOO INC COMMON 984332106 $ 39,776,404.64 1,557,416 1,557,416 YUM BRANDS INC COMMON 988498101 $ 29,400.00 500 500 ZIMMER HLDGS INC COMMON 98956P102 $ 29,000.60 370 370 ZUMIEZ INC COMMON 989817101 $ 8,319,261.58 281,627 281,627 ZYMOGENETICS INC COMMON 98985T109 $ 718,804.62 46,166 46,166 $2,967,184,982.54 $104,853,976.00 $104,853,976.00
ITEM 1 ITEM 8 - ------------------------------------------------- VOTING AUTHORITY ------------------------------- SOLE SHARED NONE NAME OF ISSUER (A) (B) (C) - ------------------------------------------------- VALENCE TECHNOLOGY INC 7,000 11,300 VALUECLICK INC 5,000 VARIAN MED SYS INC 112,169 107,200 VARIAN SEMICONDUCTOR EQUIPMN 103,057 VASCO DATA SEC INTL INC 201,280 10,440 VELOCITY EXPRESS CORP 884 VERIZON COMMUNICATIONS 25,049 VERSANT CORP 16,830 VERTEX PHARMACEUTICALS INC 821,278 74,464 VIACOM INC NEW 6,834 VIGNETTE CORP 241,412 24,507 VISTAPRINT LIMITED 90,580 VITAL IMAGES INC 172,105 17,451 VOLTERRA SEMICONDUCTOR CORP 248,749 25,261 WABTEC CORP 92,559 10,515 WAL MART STORES INC 278,410 19,492 WASTE CONNECTIONS INC 16,950 14,685 WEATHERFORD INTERNATIONAL LT 817,014 86,435 WEBEX COMMUNICATIONS INC 134,702 96,967 WEBMD HEALTH CORP 4,050 150 WEBSENSE INC 43,000 WEBSIDESTORY INC 430,132 44,447 WELLPOINT INC 1,444 WELLS FARGO & CO NEW 6,726 WESCO INTL INC 78,392 52,790 WESTERN DIGITAL CORP 157,581 133,133 WHOLE FOODS MKT INC 11,788 50,466 WILD OATS MARKETS INC 435,114 49,030 WILLIAMS COS INC DEL 1,350 WINTRUST FINANCIAL CORP 3,700 WIRELESS RONIN TECHNOLOGIES 68,160 WISCONSIN ENERGY CORP 500 WRIGHT MED GROUP INC 334,928 32,676 WYETH 1,587 230 XCEL ENERGY INC 500 XEROX CORP 47,020 3,950 XL CAP LTD 600 XM SATELLITE RADIO HLDGS INC 154,750 XTO ENERGY INC 6,770 YAHOO INC 1,439,407 118,009 YUM BRANDS INC 500 ZIMMER HLDGS INC 370 ZUMIEZ INC 261,357 20,270 ZYMOGENETICS INC 39,752 6,414 92,607,579.00 12,246,397
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