-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqStZyuF3R7annUG1UgCQzTK6HVu8vnmIhLTQlnEs19qPZWz2//efdSLqTa38VZL +D83+Qxet+g6JQ7qxLibRg== 0001193125-07-105364.txt : 20070508 0001193125-07-105364.hdr.sgml : 20070508 20070508092733 ACCESSION NUMBER: 0001193125-07-105364 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070508 DATE AS OF CHANGE: 20070508 EFFECTIVENESS DATE: 20070508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 07826330 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2007 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29TH FLOOR, BOSTON MA 02110 Form 13F File Number: 028-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ Michael S. McCarthy Boston, MA 05/07/2007 ----------------------------- --------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: 28-04975 Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 516 Form 13F Information Table Value Total: $2,828,028,212.36 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: - -- ---------------------------------- ----------------------------- 1 28-04975 Affiliated Managers Group [Repeat as necessary.] 13 F Summary 3/31/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- 24/7 REAL MEDIA INC COMMON 901314203 $ 626,428.33 78,011 78,011 78,011 3M CO COMMON 88579Y101 $ 243,811.70 3,190 3,190 2,710 480 ABAXIS INC COMMON 002567105 $ 895,353.80 36,740 36,740 26,790 9,950 ABBOTT LABS COMMON 002824100 $33,953,518.80 608,486 608,486 548,043 60,443 ACCESS INTEGRATED TECHNLGS I COMMON 004329108 $ 2,406,586.86 443,202 443,202 406,434 36,768 ACME PACKET INC COMMON 004764106 $ 95,478.80 6,460 6,460 6,460 ACTIVISION INC NEW COMMON 004930202 $ 432,400.20 22,830 22,830 22,830 ADOBE SYS INC COMMON 00724F101 $ 43,951.80 1,054 1,054 1,054 AEROVIRONMENT INC COMMON 008073108 $ 117,500.40 5,140 5,140 3,760 1,380 AFFILIATED MANAGERS GROUP COMMON 008252108 $ 305,547.00 2,820 2,820 2,820 AFFYMETRIX INC COMMON 00826T108 $ 15,035.00 500 500 500 AIRTRAN HLDGS INC COMMON 00949P108 $ 2,451,294.95 238,685 238,685 215,674 23,011 ALCON INC COMMON H01301102 $27,129,874.20 205,810 205,810 188,683 17,127 ALEXANDER & BALDWIN INC COMMON 014482103 $ 597,714.00 11,850 11,850 5,550 6,300 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 $ 6,021,814.50 97,725 97,725 86,979 10,746 ALTRIA GROUP INC COMMON 02209S103 $ 25,464.90 290 290 290 AMDOCS LTD COMMON G02602103 $ 364,800.00 10,000 10,000 10,000 AMERICA MOVIL SAB DE CV COMMON 02364W105 $ 39,713.49 831 831 831 AMERICAN ELEC PWR INC COMMON 025537101 $ 48,750.00 1,000 1,000 1,000 AMERICAN EXPRESS CO COMMON 025816109 $ 146,640.00 2,600 2,600 2,600 AMERICAN INTL GROUP INC COMMON 026874107 $ 1,224,008.98 18,209 18,209 10,796 7,413 AMERICAN REPROGRAPHICS CO COMMON 029263100 $ 450,149.80 14,620 14,620 11,570 3,050 AMERICAN TOWER CORP COMMON 029912201 $15,163,507.65 389,307 389,307 356,515 32,792 AMERICANWEST BANCORPORATION COMMON 03058P109 $ 3,591,601.14 166,741 166,741 153,130 13,611 AMERIPRISE FINL INC COMMON 03076C106 $ 18,284.80 320 320 320 AMERON INTL INC COMMON 030710107 $ 4,655,182.38 70,683 70,683 64,904 5,779 AMGEN INC COMMON 031162100 $21,235,797.00 380,025 380,025 298,690 81,335 AMPHENOL CORP NEW COMMON 032095101 $ 9,398,744.63 145,559 145,559 139,923 5,636 AMR CORP COMMON 001765106 $23,594,152.05 774,849 774,849 713,979 60,870 ANADARKO PETE CORP COMMON 032511107 $ 429,370.20 9,990 9,990 8,040 1,950 ANADIGICS INC COMMON 032515108 $14,011,794.42 1,185,431 1,185,431 1,109,876 75,555 APACHE CORP COMMON 037411105 $ 926,947.70 13,111 13,111 10,797 2,314 APPLE INC COMMON 037833100 $ 1,393,650.00 15,000 15,000 15,000 APPLIX INC COMMON 038316105 $ 5,709,307.50 425,750 425,750 390,526 35,224 AQUANTIVE INC COMMON 03839G105 $21,844,263.88 782,668 782,668 722,712 59,956 ARCH COAL INC COMMON 039380100 $ 8,286.30 270 270 270 ARENA PHARMACEUTICALS INC COMMON 040047102 $ 4,364,503.68 401,888 401,888 368,389 33,499 ARGONAUT GROUP INC COMMON 040157109 $ 8,442,044.44 260,879 260,879 238,492 22,387 ASA LIMITED COMMON G3156P103 $ 1,062,209.80 16,420 16,420 10,620 5,800 ASPEN TECHNOLOGY INC COMMON 045327103 $ 1,484,184.00 114,168 114,168 106,668 7,500 AT&T INC COMMON 00206R102 $ 2,557,784.67 64,869 64,869 64,869 ATWOOD OCEANICS INC COMMON 050095108 $ 52,821.00 900 900 900 AUTODESK INC COMMON 052769106 $ 3,924,048.80 104,363 104,363 18,884 85,479
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- AUTOMATIC DATA PROCESSING IN COMMON 053015103 $ 96,558.00 1,995 1,995 195 1,800 AVON PRODS INC COMMON 054303102 $ 3,222,990.00 86,500 86,500 15,630 70,870 AXIS CAPITAL HOLDINGS COMMON G0692U109 $ 1,179,750.12 34,842 34,842 34,842 AXT INC COMMON 00246W103 $ 4,821,288.28 1,006,532 1,006,532 923,494 83,038 BAIDU COM INC COMMON 056752108 $20,680,141.05 214,191 214,191 196,646 17,545 BANK OF AMERICA CORPORATION COMMON 060505104 $ 22,959.00 450 450 450 BARD C R INC COMMON 067383109 $ 59,632.50 750 750 750 BARE ESCENTUALS INC COMMON 067511105 $ 7,568,785.22 211,006 211,006 184,321 26,685 BARNES GROUP INC COMMON 067806109 $ 5,244,163.08 227,908 227,908 209,275 18,633 BARRETT BILL CORP COMMON 06846N104 $ 114,115.61 3,521 3,521 2,675 846 BARRICK GOLD CORP COMMON 067901108 $ 861,182.20 30,164 30,164 19,263 10,901 BAXTER INTL INC COMMON 071813109 $15,014,636.90 285,070 285,070 261,273 23,797 BE AEROSPACE INC COMMON 073302101 $19,883,793.30 627,249 627,249 596,503 30,746 BEA SYS INC COMMON 073325102 $21,463,219.66 1,851,874 1,851,874 1,700,403 151,471 BENIHANA INC COMMON 082047200 $ 8,176,277.67 289,221 289,221 266,528 22,693 BERKLEY W R CORP COMMON 084423102 $ 7,086,388.32 213,961 213,961 114,042 99,919 BERKSHIRE HATHAWAY INC DEL COMMON 084670207 $ 3,210,480.00 882 882 882 BHP BILLITON LTD COMMON 088606108 $ 308,626.50 6,370 6,370 6,370 BIGBAND NETWORKS INC COMMON 089750509 $ 25,051.91 1,391 1,391 996 395 BIOLASE TECHNOLOGY INC COMMON 090911108 $ 7,992,455.52 821,424 821,424 753,442 67,982 BJ SVCS CO COMMON 055482103 $ 13,950.00 500 500 500 BLACKBAUD INC COMMON 09227Q100 $ 4,210,594.08 172,424 172,424 158,324 14,100 BLACKBOARD INC COMMON 091935502 $16,415,441.97 488,119 488,119 455,211 32,908 BOEING CO COMMON 097023105 $22,802,036.42 256,462 256,462 235,009 21,453 BOTTOMLINE TECH DEL INC COMMON 101388106 $ 6,462,217.60 592,864 592,864 544,393 48,471 BP PLC COMMON 055622104 $ 64,750.00 1,000 1,000 1,000 BRISTOW GROUP INC COMMON 110394103 $ 484,785.00 13,300 13,300 3,500 9,800 BROADCOM CORP COMMON 111320107 $23,987,782.74 747,982 747,982 703,158 44,824 BROCADE COMMUNICATIONS SYS I COMMON 111621108 $33,527,050.48 3,521,749 3,521,749 3,247,152 274,597 BRUKER BIOSCIENCES CORP COMMON 116794108 $ 9,540,051.48 906,849 906,849 830,163 76,686 BTU INTL INC COMMON 056032105 $ 2,995,600.00 299,560 299,560 274,779 24,781 BUCYRUS INTL INC NEW COMMON 118759109 $11,270,929.50 218,853 218,853 200,977 17,876 CABOT CORP COMMON 127055101 $ 45,343.50 950 950 950 CABOT OIL & GAS CORP COMMON 127097103 $ 75,398.40 1,120 1,120 1,120 CALLIDUS SOFTWARE INC COMMON 13123E500 $ 5,168,940.00 689,192 689,192 632,081 57,111 CAMECO CORP COMMON 13321L108 $ 384,836.00 9,400 9,400 9,400 CAMERON INTERNATIONAL CORP COMMON 13342B105 $ 8,085,217.14 128,766 128,766 113,697 15,069 CANADIAN SOLAR INC COMMON 136635109 $ 139,025.25 14,259 14,259 14,139 120 CAPELLA EDUCATION COMPANY COMMON 139594105 $ 18,447.00 550 550 250 300 CARDINAL HEALTH INC COMMON 14149Y108 $ 69,302.50 950 950 950 CATALYST PHARM PARTNERS INC COMMON 14888U101 $ 1,053,336.00 263,334 263,334 263,334 CATERPILLAR INC DEL COMMON 149123101 $ 708,507.10 10,570 10,570 9,420 1,150 CB RICHARD ELLIS GROUP INC COMMON 12497T101 $26,106,889.08 763,806 763,806 706,194 57,612 CBEYOND INC COMMON 149847105 $ 1,325,598.68 45,196 45,196 40,986 4,210 CBOT HLDGS INC COMMON 14984K106 $ 1,500,279.00 8,266 8,266 5,516 2,750 CBS CORP NEW COMMON 124857202 $ 332,543.89 10,871 10,871 8,246 2,625 CELGENE CORP COMMON 151020104 $ 64,001.20 1,220 1,220 1,220 CENTRAL EUROPEAN MEDIA ENTRP COMMON G20045202 $25,811,832.80 291,824 291,824 242,842 48,982
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- CEPHALON INC COMMON 156708109 $ 30,976.35 435 435 435 CHEVRON CORP NEW COMMON 166764100 $ 395,686.00 5,350 5,350 5,350 CHINA MED TECHNOLOGIES INC COMMON 169483104 $ 613,085.25 26,575 26,575 17,500 9,075 CHINA MOBILE LIMITED COMMON 16941M109 $ 1,345,500.00 30,000 30,000 30,000 CHINA NETCOM GROUP CORP HK L COMMON 16940Q101 $ 1,480,787.10 28,335 28,335 28,335 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 $ 2,029,117.50 32,675 32,675 32,595 80 CHRISTOPHER & BANKS CORP COMMON 171046105 $ 6,470,912.91 332,353 332,353 299,096 33,257 CHUBB CORP COMMON 171232101 $ 118,841.00 2,300 2,300 2,300 CISCO SYS INC COMMON 17275R102 $30,000,456.18 1,175,106 1,175,106 1,073,080 102,026 CITIGROUP INC COMMON 172967101 $ 297,515.30 5,795 5,795 4,065 1,730 CITRIX SYS INC COMMON 177376100 $ 2,427,361.52 75,784 75,784 69,225 6,559 CMGI INC COMMON 125750109 $ 3,367,176.92 1,588,291 1,588,291 1,393,434 194,857 COACH INC COMMON 189754104 $ 119,619.50 2,390 2,390 2,390 COCA COLA CO COMMON 191216100 $ 1,198,080.00 24,960 24,960 19,390 5,570 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 $14,341,844.79 162,477 162,477 152,493 9,984 COLDWATER CREEK INC COMMON 193068103 $ 2,044,447.08 100,811 100,811 93,674 7,137 COLONIAL BANCGROUP INC COMMON 195493309 $ 309,375.00 12,500 12,500 12,500 COLOR KINETICS INC COMMON 19624P100 $ 5,327,919.73 274,211 274,211 251,811 22,400 COMCAST CORP NEW COMMON 20030N101 $ 853,417.65 32,887 32,887 32,887 COMMSCOPE INC COMMON 203372107 $ 4,123,805.40 96,126 96,126 85,726 10,400 COMPANHIA VALE DO RIO DOCE COMMON 204412209 $ 291,111.30 7,870 7,870 7,870 COMPLETE PRODUCTION SERVICES COMMON 20453E109 $ 13,937.00 700 700 400 300 CONCEPTUS INC COMMON 206016107 $ 4,623,300.00 231,165 231,165 212,253 18,912 CONCUR TECHNOLOGIES INC COMMON 206708109 $ 5,464,281.60 312,960 312,960 278,748 34,212 CONOCOPHILLIPS COMMON 20825C104 $ 1,202,413.20 17,592 17,592 16,752 840 CONSOL ENERGY INC COMMON 20854P109 $ 66,912.30 1,710 1,710 1,710 COPART INC COMMON 217204106 $ 92,433.00 3,300 3,300 3,300 CORE LABORATORIES N V COMMON N22717107 $21,554,201.94 257,118 257,118 234,178 22,940 CORN PRODS INTL INC COMMON 219023108 $ 4,493,379.86 126,254 126,254 68,634 57,620 CORNING INC COMMON 219350105 $23,194,663.56 1,019,994 1,019,994 941,324 78,670 COSTAR GROUP INC COMMON 22160N109 $ 11,170.00 250 250 250 COSTCO WHSL CORP NEW COMMON 22160K105 $ 1,262,494.16 23,449 23,449 18,359 5,090 COVANCE INC COMMON 222816100 $ 9,990,482.40 168,360 168,360 84,878 83,482 CROCS INC COMMON 227046109 $ 7,043,935.50 149,078 149,078 135,329 13,749 CTC MEDIA INC COMMON 12642X106 $10,058,470.80 391,685 391,685 370,635 21,050 CTRIP COM INTL LTD COMMON 22943F100 $15,829,426.31 236,313 236,313 221,461 14,852 CUMMINS INC COMMON 231021106 $ 28,944.00 200 200 200 CV THERAPEUTICS INC COMMON 126667104 $ 40,443.93 5,139 5,139 5,139 CVS CAREMARK CORPORATION COMMON 126650100 $18,530,236.08 542,772 542,772 501,376 41,396 CYBERSOURCE CORP COMMON 23251J106 $ 6,539,602.50 522,750 522,750 479,510 43,240 DAIMLERCHRYSLER AG COMMON D1668R123 $ 29,860.65 365 365 365 DAVITA INC COMMON 23918K108 $ 84,618.84 1,587 1,587 1,587 DAWSON GEOPHYSICAL CO COMMON 239359102 $ 256,317.75 5,175 5,175 5,175 DEAN FOODS CO NEW COMMON 242370104 $ 4,468,858.14 95,611 95,611 50,196 45,415 DEERE & CO COMMON 244199105 $25,360,161.12 233,433 233,433 214,670 18,763 DENBURY RES INC COMMON 247916208 $ 5,344,623.90 179,410 179,410 179,410 DEVON ENERGY CORP NEW COMMON 25179M103 $ 283,455.90 4,095 4,095 4,095 DIAMOND OFFSHORE DRILLING IN COMMON 25271C102 $ 185,375.50 2,290 2,290 2,290
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- DISNEY WALT CO COMMON 254687106 $ 3,079,419.20 89,440 89,440 80,435 9,005 DOLLAR TREE STORES INC COMMON 256747106 $ 9,377,480.48 245,227 245,227 141,501 103,726 DOMINION RES INC VA NEW COMMON 25746U109 $ 88,770.00 1,000 1,000 1,000 DOW CHEM CO COMMON 260543103 $ 364,128.40 7,940 7,940 2,640 5,300 DREAMWORKS ANIMATION SKG INC COMMON 26153C103 $ 764,500.00 25,000 25,000 25,000 DU PONT E I DE NEMOURS & CO COMMON 263534109 $15,572,229.48 315,036 315,036 234,766 80,270 DUKE ENERGY CORP NEW COMMON 26441C105 $ 77,102.00 3,800 3,800 3,800 DXP ENTERPRISES INC NEW COMMON 233377407 $ 5,199,554.80 136,114 136,114 124,854 11,260 DYAX CORP COMMON 26746E103 $ 37,698.00 9,150 9,150 9,150 EAGLE TEST SYS INC COMMON 270006109 $ 171,392.00 10,300 10,300 9,660 640 ECI TELECOM LTD COMMON 268258100 $ 205,000.00 25,000 25,000 25,000 EDISON INTL COMMON 281020107 $ 24,565.00 500 500 500 EFUNDS CORP COMMON 28224R101 $ 2,940,891.26 110,311 110,311 99,954 10,357 ELAN PLC COMMON 284131208 $ 2,398,632.36 180,484 180,484 180,484 EMBRAER-EMPRESA BRASILEIRA D COMMON 29081M102 $ 193,070.60 4,210 4,210 3,960 250 EMISPHERE TECHNOLOGIES INC COMMON 291345106 $ 3,200.00 1,000 1,000 1,000 ENCANA CORP COMMON 292505104 $ 116,449.00 2,300 2,300 2,300 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 $ 20,973.60 360 360 360 ENSCO INTL INC COMMON 26874Q100 $10,016,617.60 184,129 184,129 167,205 16,924 ENTRAVISION COMMUNICATIONS C COMMON 29382R107 $ 6,066,442.08 649,512 649,512 280,334 369,178 ENTRUST INC COMMON 293848107 $ 5,493,591.22 1,363,174 1,363,174 1,251,683 111,491 EOG RES INC COMMON 26875P101 $ 304,621.80 4,270 4,270 4,270 EQUIFAX INC COMMON 294429105 $ 54,675.00 1,500 1,500 1,500 EQUINIX INC COMMON 29444U502 $ 7,795,926.46 91,042 91,042 86,339 4,703 ERICSSON L M TEL CO COMMON 294821608 $14,485,425.32 390,548 390,548 361,925 28,623 ESCHELON TELECOM INC COMMON 296290109 $ 395,034.10 13,669 13,669 13,669 ETELECARE GLOBAL SOLUTIONS I COMMON 29759R102 $ 37,723.50 2,490 2,490 2,050 440 EXELIXIS INC COMMON 30161Q104 $ 3,330,734.96 335,084 335,084 299,445 35,639 EXELON CORP COMMON 30161N101 $ 89,323.00 1,300 1,300 1,300 EXLSERVICE HOLDINGS INC COMMON 302081104 $ 80,663.30 3,910 3,910 2,940 970 EXPEDITORS INTL WASH INC COMMON 302130109 $ 16,528.00 400 400 400 EXPLORATION CO COMMON 302133202 $ 434,249.55 40,023 40,023 40,023 EXXON MOBIL CORP COMMON 30231G102 $ 3,778,536.00 50,080 50,080 38,579 11,501 F5 NETWORKS INC COMMON 315616102 $ 3,704,740.80 55,560 55,560 55,560 FALCONSTOR SOFTWARE INC COMMON 306137100 $ 5,036,517.42 483,351 483,351 443,907 39,444 FCSTONE GROUP INC COMMON 31308T100 $ 25,937.40 695 695 526 169 FEDERATED DEPT STORES INC DE COMMON 31410H101 $ 9,325.35 207 207 207 FEI CO COMMON 30241L109 $28,606,686.48 793,308 793,308 727,585 65,723 FIRST SOLAR INC COMMON 336433107 $ 4,155,703.02 79,902 79,902 72,797 7,105 FLIR SYS INC COMMON 302445101 $ 44,587.50 1,250 1,250 1,250 FLORIDA PUB UTILS CO COMMON 341135101 $ 46,500.00 3,750 3,750 3,750 FLUOR CORP NEW COMMON 343412102 $ 134,580.00 1,500 1,500 1,000 500 FOCUS MEDIA HLDG LTD COMMON 34415V109 $19,000,108.98 242,163 242,163 218,546 23,617 FORCE PROTECTION INC COMMON 345203202 $ 4,772,637.80 254,405 254,405 238,710 15,695 FORD MTR CO DEL COMMON 345370860 $ 3,266.46 414 414 414 FOREST LABS INC COMMON 345838106 $ 41,666.40 810 810 810 FPL GROUP INC COMMON 302571104 $ 244,680.00 4,000 4,000 4,000 FREEPORT-MCMORAN COPPER & GO COMMON 35671D857 $ 406,406.60 6,140 6,140 6,140
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- FUEL SYS SOLUTIONS INC COMMON 35952W103 $ 198,627.00 10,725 10,725 10,725 GARMIN LTD COMMON G37260109 $ 883,186.50 16,310 16,310 16,310 GATX CORP COMMON 361448103 $ 22,944.00 480 480 480 GENENTECH INC COMMON 368710406 $43,750,497.56 532,763 532,763 478,019 54,744 GENERAL ELECTRIC CO COMMON 369604103 $36,683,701.60 1,037,435 1,037,435 952,591 84,844 GENERAL GROWTH PPTYS INC COMMON 370021107 $ 16,142.50 250 250 250 GENERAL MTRS CORP COMMON 370442105 $ 1,867,630.56 60,954 60,954 11,734 49,220 GENOMIC HEALTH INC COMMON 37244C101 $ 5,506,351.68 317,552 317,552 306,502 11,050 GEN-PROBE INC NEW COMMON 36866T103 $ 4,843,072.52 102,869 102,869 93,335 9,534 GENZYME CORP COMMON 372917104 $22,023,438.70 366,935 366,935 335,026 31,909 GFI GROUP INC COMMON 361652209 $13,071,378.67 192,311 192,311 182,995 9,316 GILEAD SCIENCES INC COMMON 375558103 $61,313,178.15 799,911 799,911 723,182 76,729 GLAXOSMITHKLINE PLC COMMON 37733W105 $ 3,868,200.00 70,000 70,000 70,000 GOLDCORP INC NEW COMMON 380956409 $ 490,728.60 20,430 20,430 20,430 GOLDMAN SACHS GROUP INC COMMON 38141G104 $11,390,065.49 55,123 55,123 50,866 4,257 GOOGLE INC COMMON 38259P508 $68,617,706.88 149,768 149,768 137,608 12,160 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 $18,318,105.65 290,533 290,533 266,056 24,477 GRUPO AEROPORTUARIO CTR NORT COMMON 400501102 $ 8,675.20 320 320 320 GSI COMMERCE INC COMMON 36238G102 $ 1,663,527.60 73,640 73,640 66,550 7,090 GUESS INC COMMON 401617105 $11,838,344.73 292,377 292,377 267,480 24,897 GUIDANCE SOFTWARE INC COMMON 401692108 $ 8,668.80 720 720 690 30 HAIN CELESTIAL GROUP INC COMMON 405217100 $ 8,732,598.63 290,409 290,409 265,446 24,963 HALLIBURTON CO COMMON 406216101 $ 3,174.00 100 100 100 HANSEN MEDICAL INC COMMON 411307101 $ 1,653,561.00 87,490 87,490 87,490 HARRIS & HARRIS GROUP INC COMMON 413833104 $11,507,753.56 890,693 890,693 822,517 68,176 HARRIS STRATEX NTWRKS INC COMMON 41457P106 $ 5,015,632.73 261,367 261,367 239,994 21,373 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 $ 51,980.00 2,000 2,000 2,000 HEADWATERS INC COMMON 42210P102 $ 4,071,529.00 186,340 186,340 86,433 99,907 HEALTHCARE SVCS GRP INC COMMON 421906108 $ 1,976,420.25 68,985 68,985 55,675 13,310 HEARTLAND PMT SYS INC COMMON 42235N108 $ 2,999,230.44 126,871 126,871 121,020 5,851 HECLA MNG CO COMMON 422704106 $ 421,579.92 46,532 46,532 29,582 16,950 HEXCEL CORP NEW COMMON 428291108 $ 6,183,989.60 311,536 311,536 137,922 173,614 HMS HLDGS CORP COMMON 40425J101 $13,213,408.80 603,352 603,352 552,398 50,954 HOLOGIC INC COMMON 436440101 $ 4,902,339.64 85,051 85,051 85,051 HOUSTON WIRE & CABLE CO COMMON 44244K109 $ 233,490.66 8,333 8,333 8,333 HURCO COMPANIES INC COMMON 447324104 $ 4,993,524.75 116,535 116,535 106,999 9,536 HYDRIL COMMON 448774109 $ 160,720.80 1,670 1,670 1,670 ICAD INC COMMON 44934S107 $ 4,534,731.49 1,184,003 1,184,003 1,085,894 98,109 ICICI BK LTD COMMON 45104G104 $ 2,478,530.25 67,443 67,443 63,590 3,853 ICON PUB LTD CO COMMON 45103T107 $ 46,987.80 1,103 1,103 1,103 IDACORP INC COMMON 451107106 $ 33,840.00 1,000 1,000 1,000 IDEARC INC COMMON 451663108 $ 39,698.10 1,131 1,131 1,131 IDEXX LABS INC COMMON 45168D104 $ 2,055,098.76 23,452 23,452 19,712 3,740 IGATE CORP COMMON 45169U105 $ 4,732,322.64 574,311 574,311 527,778 46,533 ILLUMINA INC COMMON 452327109 $13,275,185.40 453,078 453,078 426,550 26,528 INFORMATICA CORP COMMON 45666Q102 $ 2,509,073.18 186,826 186,826 169,353 17,473 INFOSYS TECHNOLOGIES LTD COMMON 456788108 $ 804,904.50 16,018 16,018 15,638 380 INPUT/OUTPUT INC COMMON 457652105 $ 99,078.20 7,190 7,190 7,190
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- INTEL CORP COMMON 458140100 $ 172,170.00 9,000 9,000 9,000 INTER TEL INC COMMON 458372109 $ 5,067,423.12 214,358 214,358 196,965 17,393 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 $14,934,773.28 979,972 979,972 899,307 80,665 INTERCONTINENTALEXCHANGE INC COMMON 45865V100 $ 3,495,083.79 28,599 28,599 24,649 3,950 INTERNATIONAL GAME TECHNOLOG COMMON 459902102 $ 8,846,208.12 219,074 219,074 202,402 16,672 INTERNATIONAL SPEEDWAY CORP COMMON 460335201 $ 5,376.80 104 104 104 INTERPUBLIC GROUP COS INC COMMON 460690100 $ 1,265,541.86 102,806 102,806 91,015 11,791 INTERSIL CORP COMMON 46069S109 $ 6,973,810.38 263,262 263,262 121,428 141,834 INTERWOVEN INC COMMON 46114T508 $ 6,952,305.10 411,379 411,379 377,650 33,729 INTEVAC INC COMMON 461148108 $ 4,990,047.84 189,232 189,232 173,752 15,480 INTUITIVE SURGICAL INC COMMON 46120E602 $17,996,250.24 148,032 148,032 142,357 5,675 IPG PHOTONICS CORP COMMON 44980X109 $ 18,432.00 960 960 580 380 J CREW GROUP INC COMMON 46612H402 $ 7,135,316.76 177,628 177,628 171,238 6,390 JA SOLAR HOLDINGS CO LTD COMMON 466090107 $ 1,418,256.00 78,400 78,400 65,040 13,360 JANUS CAP GROUP INC COMMON 47102X105 $ 7,938,648.78 379,658 379,658 161,058 218,600 JETBLUE AWYS CORP COMMON 477143101 $ 4,426,135.97 384,547 384,547 384,547 JOHNSON & JOHNSON COMMON 478160104 $ 577,592.10 9,585 9,585 5,975 3,610 JONES SODA CO COMMON 48023P106 $ 101,100.00 5,000 5,000 5,000 JOS A BANK CLOTHIERS INC COMMON 480838101 $ 3,909,992.80 110,608 110,608 110,608 JOY GLOBAL INC COMMON 481165108 $34,839,047.10 812,099 812,099 639,956 172,143 JP MORGAN CHASE & CO COMMON 46625H100 $ 102,081.80 2,110 2,110 1,000 1,110 KAYDON CORP COMMON 486587108 $ 2,485,248.64 58,394 58,394 53,052 5,342 KENDLE INTERNATIONAL INC COMMON 48880L107 $ 8,587,883.52 241,776 241,776 221,962 19,814 KENEXA CORP COMMON 488879107 $ 6,451,256.68 207,236 207,236 190,297 16,939 KERYX BIOPHARMACEUTICALS INC COMMON 492515101 $ 95,732.00 9,100 9,100 8,300 800 KNOT INC COMMON 499184109 $ 3,606,275.00 167,500 167,500 153,799 13,701 KOHLS CORP COMMON 500255104 $24,461,036.73 319,293 319,293 242,664 76,629 KYPHON INC COMMON 501577100 $12,445,368.84 275,706 275,706 193,476 82,230 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 $ 5,372,172.39 325,389 325,389 324,764 625 LANDEC CORP COMMON 514766104 $11,095,679.84 782,488 782,488 739,791 42,697 LAUDER ESTEE COS INC COMMON 518439104 $ 14,655.00 300 300 300 LAUREATE EDUCATION INC COMMON 518613104 $ 2,181.89 37 37 37 LAYNE CHRISTENSEN CO COMMON 521050104 $ 6,831,736.44 187,582 187,582 172,282 15,300 LEAP WIRELESS INTL INC COMMON 521863308 $ 1,240,424.00 18,800 18,800 18,800 LEUCADIA NATL CORP COMMON 527288104 $ 58,840.00 2,000 2,000 2,000 LEVEL 3 COMMUNICATIONS INC COMMON 52729N100 $ 1,042,429.00 170,890 170,890 170,890 LIBERTY GLOBAL INC COMMON 530555101 $ 686,656.36 20,852 20,852 20,852 LIBERTY GLOBAL INC COMMON 530555309 $ 638,905.28 20,852 20,852 20,852 LIBERTY PPTY TR COMMON 531172104 $ 19,488.00 400 400 400 LIFECORE BIOMEDICAL INC COMMON 532187101 $ 9,385.00 500 500 500 LIFETIME BRANDS INC COMMON 53222Q103 $ 4,089,509.96 195,764 195,764 179,572 16,192 LILLY ELI & CO COMMON 532457108 $10,966,239.25 204,175 204,175 188,638 15,537 LINEAR TECHNOLOGY CORP COMMON 535678106 $ 232,186.50 7,350 7,350 7,350 LIVEPERSON INC COMMON 538146101 $12,314,777.32 1,562,789 1,562,789 1,453,354 109,435 LTX CORP COMMON 502392103 $ 4,065,962.76 664,373 664,373 610,047 54,326 LUMINEX CORP DEL COMMON 55027E102 $ 7,552,448.40 550,470 550,470 500,218 50,252 LYDALL INC DEL COMMON 550819106 $ 7,344,103.76 462,184 462,184 423,931 38,253 MAMMA COM INC COMMON 56150Q102 $ 167,586.00 36,040 36,040 36,040
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ----------------- SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ----------------- SOLE (A) SOLE (A) NONE (C) ---------- -------- -------- MARCHEX INC COMMON 56624R108 $ 4,075,886.00 266,050 266,050 261,680 4,370 MASSEY ENERGY CORP COMMON 576206106 $ 40,063.30 1,670 1,670 1,670 MCDONALDS CORP COMMON 580135101 $ 9,550.60 212 212 212 MCGRAW HILL COS INC COMMON 580645109 $ 9,878,825.28 157,106 157,106 144,647 12,459 MCKESSON CORP COMMON 58155Q103 $25,579,111.54 436,951 436,951 402,885 34,066 MEASUREMENT SPECIALTIES INC COMMON 583421102 $ 3,754,344.96 166,416 166,416 152,964 13,452 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 $19,764,425.00 272,500 272,500 251,838 20,662 MEDICINES CO COMMON 584688105 $ 29,343.60 1,170 1,170 1,170 MEDIMMUNE INC COMMON 584699102 $ 8,167,080.48 224,432 224,432 100,598 123,834 MEDTRONIC INC COMMON 585055106 $ 217,826.40 4,440 4,440 3,670 770 MELCO PBL ENTMNT LTD COMMON 585464100 $ 2,200,850.40 136,360 136,360 113,260 23,100 MELLANOX TECHNOLOGIES LTD COMMON M51363113 $ 84,826.00 5,810 5,810 4,410 1,400 MEMC ELECTR MATLS INC COMMON 552715104 $24,383,692.32 402,504 402,504 369,609 32,895 MERCK & CO INC COMMON 589331107 $ 66,255.00 1,500 1,500 1,500 MERIDIAN BIOSCIENCE INC COMMON 589584101 $ 7,452,838.24 268,474 268,474 246,662 21,812 MERIDIAN GOLD INC COMMON 589975101 $ 344,144.40 13,480 13,480 13,480 MERIX CORP COMMON 590049102 $ 3,806,106.60 463,030 463,030 424,722 38,308 MERRILL LYNCH & CO INC COMMON 590188108 $15,391,283.19 188,457 188,457 174,023 14,434 METABOLIX INC COMMON 591018809 $ 462,480.30 27,810 27,810 26,050 1,760 MGI PHARMA INC COMMON 552880106 $ 65,163.00 2,900 2,900 2,900 MICROS SYS INC COMMON 594901100 $19,268,491.10 356,890 356,890 338,118 18,772 MICROSOFT CORP COMMON 594918104 $13,825,164.33 496,059 496,059 440,889 55,170 MILLENNIUM PHARMACEUTICALS I COMMON 599902103 $ 17,040.00 1,500 1,500 1,500 MILLER HERMAN INC COMMON 600544100 $ 2,810,179.39 83,911 83,911 75,855 8,056 MILLIPORE CORP COMMON 601073109 $ 6,724,128.95 92,785 92,785 82,772 10,013 MINDRAY MEDICAL INTL LTD COMMON 602675100 $13,750,560.72 577,512 577,512 543,653 33,859 MOBILE TELESYSTEMS OJSC COMMON 607409109 $ 839,400.00 15,000 15,000 15,000 MUELLER WTR PRODS INC COMMON 624758108 $ 13,533.80 980 980 410 570 MWI VETERINARY SUPPLY INC COMMON 55402X105 $11,232,276.00 340,372 340,372 322,245 18,127 NABORS INDUSTRIES LTD COMMON G6359F103 $ 220,388.76 7,428 7,428 7,428 NARROWSTEP INC COMMON 631082203 $ 8,250.00 12,500 12,500 12,500 NATUS MEDICAL INC DEL COMMON 639050103 $ 7,144,890.52 402,076 402,076 369,199 32,877 NCR CORP NEW COMMON 62886E108 $ 5,021,439.09 105,117 105,117 19,191 85,926 NEOGEN CORP COMMON 640491106 $ 5,596,760.00 238,160 238,160 218,730 19,430 NEOWARE INC COMMON 64065P102 $ 4,294,029.26 426,418 426,418 391,543 34,875 NESS TECHNOLOGIES INC COMMON 64104X108 $ 436,756.50 34,175 34,175 30,175 4,000 NETEASE COM INC COMMON 64110W102 $ 209,332.00 11,800 11,800 11,550 250 NETGEAR INC COMMON 64111Q104 $ 8,197,753.14 287,338 287,338 263,721 23,617 NETWORK APPLIANCE INC COMMON 64120L104 $11,573,845.36 316,918 316,918 240,031 76,887 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 $15,296,832.60 377,420 377,420 350,825 26,595 NEWCASTLE INVT CORP COMMON 65105M108 $ 120,625.50 4,350 4,350 2,850 1,500 NEWMONT MINING CORP COMMON 651639106 $ 763,504.17 18,183 18,183 11,213 6,970 NEWS CORP COMMON 65248E104 $22,840,895.36 987,928 987,928 910,352 77,576 NEWS CORP COMMON 65248E203 $ 1,227,659.90 50,170 50,170 50,170 NICE SYS LTD COMMON 653656108 $33,603,220.98 987,749 987,749 801,269 186,480 NII HLDGS INC COMMON 62913F201 $44,146,446.68 595,126 595,126 478,724 116,402 NOBLE CORPORATION COMMON G65422100 $ 189,225.40 2,405 2,405 2,405
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ----------------- SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ----------------- SOLE (A) SOLE (A) NONE (C) ---------- -------- -------- NOKIA CORP COMMON 654902204 $ 1,438,573.80 62,765 62,765 50,665 12,100 NORTHERN TR CORP COMMON 665859104 $ 4,607,325.40 76,610 76,610 14,003 62,607 NOVAMED INC DEL COMMON 66986W108 $ 6,480.00 1,000 1,000 1,000 NOVARTIS A G COMMON 66987V109 $17,048,438.73 312,071 312,071 282,771 29,300 NOVATEL WIRELESS INC COMMON 66987M604 $ 970,580.40 60,510 60,510 50,510 10,000 NOVELLUS SYS INC COMMON 670008101 $ 98,909.78 3,089 3,089 3,089 NTELOS HLDGS CORP COMMON 67020Q107 $ 192,200.00 10,000 10,000 10,000 NUANCE COMMUNICATIONS INC COMMON 67020Y100 $11,132,666.50 727,150 727,150 676,878 50,272 NUVEEN INVTS INC COMMON 67090F106 $ 31,880.20 674 674 674 NVIDIA CORP COMMON 67066G104 $ 315,860.50 10,975 10,975 10,975 NYMEX HOLDINGS INC COMMON 62948N104 $ 81,456.00 600 600 410 190 OCEANEERING INTL INC COMMON 675232102 $ 2,396,628.00 56,900 56,900 51,656 5,244 OMNICELL INC COMMON 68213N109 $ 4,849,318.76 231,803 231,803 212,846 18,957 ONSTREAM MEDIA CORP COMMON 682875109 $ 831,376.40 361,468 361,468 361,468 OPEN JT STK CO-VIMPEL COMMUN COMMON 68370R109 $ 948,400.00 10,000 10,000 10,000 OPENWAVE SYS INC COMMON 683718308 $ 88,346.00 10,840 10,840 10,840 OPNET TECHNOLOGIES INC COMMON 683757108 $ 7,109,461.87 526,237 526,237 487,301 38,936 OPNEXT INC COMMON 68375V105 $ 509,190.12 34,428 34,428 30,769 3,659 OPSWARE INC COMMON 68383A101 $ 2,852,766.25 393,485 393,485 357,856 35,629 OPTIUM CORP COMMON 68402T107 $ 11,646.00 600 600 260 340 ORACLE CORP COMMON 68389X105 $ 450,983.75 24,875 24,875 22,185 2,690 OSIRIS THERAPEUTICS INC COMMON 68827R108 $ 534,544.70 28,570 28,570 19,810 8,760 P F CHANGS CHINA BISTRO INC COMMON 69333Y108 $ 6,573,945.48 156,971 156,971 73,084 83,887 PACER INTL INC TENN COMMON 69373H106 $ 5,206,747.68 193,272 193,272 105,397 87,875 PACIFIC ETHANOL INC COMMON 69423U107 $ 85,150.00 5,000 5,000 5,000 PALOMAR MED TECHNOLOGIES INC COMMON 697529303 $ 1,326,419.90 33,202 33,202 30,151 3,051 PAN AMERICAN SILVER CORP COMMON 697900108 $ 94,037.02 3,178 3,178 3,178 PANACOS PHARMACEUTICALS INC COMMON 69811Q106 $ 26,437.30 5,710 5,710 5,710 PARAMETRIC TECHNOLOGY CORP COMMON 699173209 $ 2,329,818.00 122,622 122,622 110,969 11,653 PAREXEL INTL CORP COMMON 699462107 $ 9,995,595.39 277,887 277,887 253,957 23,930 PEABODY ENERGY CORP COMMON 704549104 $ 48,288.00 1,200 1,200 1,200 PEETS COFFEE & TEA INC COMMON 705560100 $ 4,545,147.20 164,560 164,560 151,103 13,457 PEOPLESUPPORT INC COMMON 712714302 $ 2,552,903.45 222,961 222,961 204,726 18,235 PEPSICO INC COMMON 713448108 $16,220,766.24 255,204 255,204 232,214 22,990 PERFICIENT INC COMMON 71375U101 $11,267,182.50 569,625 569,625 542,153 27,472 PFIZER INC COMMON 717081103 $ 1,568,140.80 62,080 62,080 57,210 4,870 PINNACLE ENTMT INC COMMON 723456109 $ 1,158,642.99 39,857 39,857 35,290 4,567 PITNEY BOWES INC COMMON 724479100 $ 54,468.00 1,200 1,200 1,200 POGO PRODUCING CO COMMON 730448107 $ 136,123.00 2,830 2,830 2,830 PORTFOLIO RECOVERY ASSOCS IN COMMON 73640Q105 $ 7,655,331.80 171,452 171,452 156,860 14,592 PPL CORP COMMON 69351T106 $ 81,800.00 2,000 2,000 2,000 PRAXAIR INC COMMON 74005P104 $ 174,399.20 2,770 2,770 2,770 PRECISION CASTPARTS CORP COMMON 740189105 $ 263,246.50 2,530 2,530 2,530 PRESSTEK INC COMMON 741113104 $ 4,800,003.45 793,389 793,389 728,521 64,868 PRICELINE COM INC COMMON 741503403 $ 532,600.00 10,000 10,000 10,000 PROCTER & GAMBLE CO COMMON 742718109 $25,606,958.80 405,430 405,430 366,136 39,294 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 $13,997,163.78 347,238 347,238 333,325 13,913
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ----------------- SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ----------------- SOLE (A) SOLE (A) NONE (C) ---------- -------- -------- PUBLIC SVC ENTERPRISE GROUP COMMON 744573106 $ 59,788.80 720 720 720 QIAO XING UNIVERSAL TELEPHON COMMON G7303A109 $ 488,598.84 28,877 28,877 28,877 QUALCOMM INC COMMON 747525103 $27,183,378.60 637,210 637,210 586,962 50,248 QUANTA SVCS INC COMMON 74762E102 $ 3,764,841.60 149,280 149,280 131,037 18,243 QUANTUM FUEL SYS TECH WORLDW COMMON 74765E109 $ 102,316.52 83,866 83,866 83,866 RACKABLE SYS INC COMMON 750077109 $ 3,694,827.19 217,727 217,727 209,658 8,069 RAINMAKER SYSTEMS COMMON 750875304 $ 5,164,773.60 614,854 614,854 564,066 50,788 RANDGOLD RES LTD COMMON 752344309 $ 1,065,907.80 44,580 44,580 26,980 17,600 REDIFF COM INDIA LTD COMMON 757479100 $ 4,942,254.92 296,476 296,476 295,085 1,391 RESEARCH IN MOTION LTD COMMON 760975102 $ 1,935,564.69 14,181 14,181 13,846 335 RESMED INC COMMON 761152107 $ 13,096.20 260 260 260 RESPIRONICS INC COMMON 761230101 $ 50,388.00 1,200 1,200 1,200 RIO TINTO PLC COMMON 767204100 $ 241,478.60 1,060 1,060 1,060 RIVERBED TECHNOLOGY INC COMMON 768573107 $14,370,340.04 519,911 519,911 482,706 37,205 ROCHE HLDG LTD COMMON 771195104 $ 17,611.40 200 200 200 ROCKWELL AUTOMATION INC COMMON 773903109 $ 23,948.00 400 400 400 ROO GROUP INC COMMON 776349201 $ 565,477.63 195,667 195,667 195,667 ROPER INDS INC NEW COMMON 776696106 $ 128,638.72 2,344 2,344 2,344 ROSTELECOM OPEN JT STK LNG D COMMON 778529107 $ 752,405.00 14,500 14,500 14,500 ROYAL DUTCH SHELL PLC COMMON 780259206 $ 359,346.00 5,420 5,420 300 5,120 ROYAL GOLD INC COMMON 780287108 $ 764,540.00 25,400 25,400 16,600 8,800 SABA SOFTWARE INC COMMON 784932600 $ 4,728,428.71 722,449 722,449 662,688 59,761 SANOFI AVENTIS COMMON 80105N105 $ 43,510.00 1,000 1,000 1,000 SAPIENT CORP COMMON 803062108 $ 497,898.80 72,580 72,580 70,860 1,720 SBA COMMUNICATIONS CORP COMMON 78388J106 $ 1,079,904.75 36,545 36,545 36,545 SCHERING PLOUGH CORP COMMON 806605101 $ 75,254.50 2,950 2,950 2,950 SCHLUMBERGER LTD COMMON 806857108 $55,022,533.40 796,274 796,274 724,333 71,941 SEAGATE TECHNOLOGY COMMON G7945J104 $10,239,091.80 439,446 439,446 403,759 35,687 SEI INVESTMENTS CO COMMON 784117103 $ 1,984,096.66 32,942 32,942 29,852 3,090 SERACARE LIFE SCIENCES INC COMMON 81747Q100 $ 10,409.00 1,487 1,487 1,487 SHANDA INTERACTIVE ENTMT LTD COMMON 81941Q203 $22,084,796.25 822,525 822,525 752,814 69,711 SHIRE PLC COMMON 82481R106 $13,582,036.10 219,419 219,419 199,121 20,298 SIERRA WIRELESS INC COMMON 826516106 $ 6,554,324.91 417,739 417,739 383,586 34,153 SIFY LTD COMMON 82655M107 $ 995,625.84 115,368 115,368 112,960 2,408 SILVER STD RES INC COMMON 82823L106 $ 94,052.28 2,698 2,698 2,698 SINA CORP COMMON G81477104 $ 5,224,674.50 155,450 155,450 142,034 13,416 SIRENZA MICRODEVICES INC COMMON 82966T106 $ 5,346,348.12 620,226 620,226 569,518 50,708 SKILLSOFT PLC COMMON 830928107 $ 7,653,605.08 915,503 915,503 840,790 74,713 SMITH MICRO SOFTWARE INC COMMON 832154108 $ 815,025.24 43,748 43,748 43,171 577 SOHU COM INC COMMON 83408W103 $13,076,886.02 610,214 610,214 558,453 51,761 SONIC FDRY INC COMMON 83545R108 $ 318,880.00 79,720 79,720 79,720 SONIC INNOVATIONS INC COMMON 83545M109 $ 2,881,906.30 341,054 341,054 313,068 27,986 SONOCO PRODS CO COMMON 835495102 $ 9,395.00 250 250 250 SOUTHERN CO COMMON 842587107 $ 36,650.00 1,000 1,000 1,000 SOUTHWESTERN ENERGY CO COMMON 845467109 $28,468,109.34 694,683 694,683 648,212 46,471 SPECTRA ENERGY CORP COMMON 847560109 $ 49,913.00 1,900 1,900 1,900 SPECTRUM CTL INC COMMON 847615101 $ 5,748,577.20 467,364 467,364 428,702 38,662 STAPLES INC COMMON 855030102 $17,535,179.04 678,606 678,606 623,653 54,953
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- -------------- --------- ---------- ------------------ SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- -------------- --------- ---------- ------------------ SOLE (A) SOLE (A) NONE (C) ---------- --------- -------- STARBUCKS CORP COMMON 855244109 $ 5,393,857.28 171,998 171,998 40,308 131,690 STATE STR CORP COMMON 857477103 $ 32,698.75 505 505 505 STERICYCLE INC COMMON 858912108 $15,896,575.00 195,050 195,050 183,880 11,170 STREETTRACKS GOLD TR COMMON 863307104 $ 4,930,500.00 75,000 75,000 75,000 STRYKER CORP COMMON 863667101 $ 63,667.20 960 960 960 SUN HEALTHCARE GROUP INC COMMON 866933401 $ 43,138.55 3,493 3,493 3,493 SUN MICROSYSTEMS INC COMMON 866810104 $ 3,177,697.35 528,735 528,735 95,330 433,405 SUNCOR ENERGY INC COMMON 867229106 $ 19,087.50 250 250 250 SUNPOWER CORP COMMON 867652109 $ 6,631,761.50 145,753 145,753 131,518 14,235 SUNTECH PWR HLDGS CO LTD COMMON 86800C104 $ 4,028,569.39 116,399 116,399 111,569 4,830 SUPERIOR ENERGY SVCS INC COMMON 868157108 $ 145,463.40 4,220 4,220 4,220 SWITCH & DATA FACILITIES COM COMMON 871043105 $ 3,261.60 180 180 180 SYMMETRY MED INC COMMON 871546206 $ 7,539,773.29 461,713 461,713 422,602 39,111 SYNCHRONOSS TECHNOLOGIES INC COMMON 87157B103 $25,666,357.20 1,475,078 1,475,078 1,350,512 124,566 TALEO CORP COMMON 87424N104 $ 5,450,990.02 328,769 328,769 301,865 26,904 TECHNITROL INC COMMON 878555101 $ 2,955,908.16 112,864 112,864 102,223 10,641 TECO ENERGY INC COMMON 872375100 $ 34,420.00 2,000 2,000 2,000 TEKTRONIX INC COMMON 879131100 $ 1,458,603.52 51,797 51,797 48,253 3,544 TELEFONOS DE MEXICO S A B COMMON 879403780 $ 380,726.60 11,399 11,399 11,399 TENARIS S A COMMON 88031M109 $ 215,730.00 4,700 4,700 4,700 TESSERA TECHNOLOGIES INC COMMON 88164L100 $ 3,716,842.46 93,529 93,529 93,529 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 $ 5,241,472.62 140,034 140,034 120,374 19,660 TEXAS INSTRS INC COMMON 882508104 $ 3,267,716.20 108,562 108,562 19,936 88,626 TEXAS ROADHOUSE INC COMMON 882681109 $ 4,235,741.25 297,245 297,245 271,720 25,525 THERMO FISHER SCIENTIFIC INC COMMON 883556102 $ 43,010.00 920 920 920 THQ INC COMMON 872443403 $17,835,213.50 521,650 521,650 480,448 41,202 TIBCO SOFTWARE INC COMMON 88632Q103 $ 7,119,141.60 835,580 835,580 395,139 440,441 TIDEWATER INC COMMON 886423102 $ 65,902.50 1,125 1,125 1,125 TIME WARNER INC COMMON 887317105 $ 388,878.40 19,720 19,720 19,720 TITANIUM METALS CORP COMMON 888339207 $ 285,963.60 7,970 7,970 7,970 TONGJITANG CHINESE MED CO COMMON 89025E103 $ 1,786,052.40 177,540 177,540 146,510 31,030 TOREADOR RES CORP COMMON 891050106 $ 8,038,489.80 442,892 442,892 410,456 32,436 TRANSDIGM GROUP INC COMMON 893641100 $ 17,826.20 490 490 200 290 TRANSOCEAN INC COMMON G90078109 $ 1,868,560.70 22,871 22,871 7,085 15,786 TRIMBLE NAVIGATION LTD COMMON 896239100 $ 3,932,945.72 146,533 146,533 137,068 9,465 TRINA SOLAR LIMITED COMMON 89628E104 $ 683,240.00 15,500 15,500 15,140 360 TXU CORP COMMON 873168108 $ 64,100.00 1,000 1,000 1,000 U S AIRWAYS GROUP INC COMMON 90341W108 $ 5,004,573.72 110,039 110,039 99,853 10,186 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 $ 5,540,127.84 211,536 211,536 194,238 17,298 UNDER ARMOUR INC COMMON 904311107 $24,699,564.90 481,473 481,473 445,629 35,844 UNITED NAT FOODS INC COMMON 911163103 $11,739,777.28 383,152 383,152 245,457 137,695 UNITED TECHNOLOGIES CORP COMMON 913017109 $ 248,950.00 3,830 3,830 3,330 500 UNITEDHEALTH GROUP INC COMMON 91324P102 $ 4,177,214.20 78,860 78,860 68,410 10,450 UNIVERSAL STAINLESS & ALLOY COMMON 913837100 $ 6,804,871.97 143,351 143,351 131,628 11,723 URBAN OUTFITTERS INC COMMON 917047102 $ 710,971.69 26,819 26,819 26,819 URS CORP NEW COMMON 903236107 $ 5,621,113.38 131,982 131,982 63,226 68,756 UTI WORLDWIDE INC COMMON G87210103 $15,855,771.44 645,068 645,068 591,359 53,709 VA SOFTWARE CORP COMMON 91819B105 $ 5,719,331.67 1,419,189 1,419,189 1,303,159 116,030
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 8 ------ -------- --------- ----------------- ----------- ----------- --------------------- SHARES OR TITLE OF CUSIP FAIR MARKET PRINCIPAL INVESTMENT NAME OF ISSUER CLASS NUMBER VALUE AMOUNT DISCRETION VOTING AUTHORITY - -------------- -------- --------- ----------------- ----------- ----------- --------------------- SOLE (A) SOLE (A) NONE (C) ----------- ---------- ---------- VALUECLICK INC COMMON 92046N102 $ 65,325.00 2,500 2,500 2,500 VARIAN MED SYS INC COMMON 92220P105 $ 10,103,460.33 211,857 211,857 105,899 105,958 VASCO DATA SEC INTL INC COMMON 92230Y104 $ 7,780,490.78 435,394 435,394 417,874 17,520 VELOCITY EXPRESS CORP COMMON 92257T608 $ 1,042.80 948 948 948 VERIFONE HLDGS INC COMMON 92342Y109 $ 5,739,944.02 156,274 156,274 82,652 73,622 VERIZON COMMUNICATIONS COMMON 92343V104 $ 930,898.08 24,549 24,549 24,549 VERSANT CORP COMMON 925284309 $ 285,268.50 16,830 16,830 16,830 VERTEX PHARMACEUTICALS INC COMMON 92532F100 $ 19,086,323.28 680,682 680,682 622,878 57,804 VIACOM INC NEW COMMON 92553P201 $ 955,437.51 23,241 23,241 23,241 VIGNETTE CORP COMMON 926734401 $ 5,148,699.63 277,259 277,259 254,590 22,669 VIRGIN MEDIA INC COMMON 92769L101 $ 264,367.50 10,470 10,470 10,470 VISTAPRINT LIMITED COMMON G93762204 $ 3,469,214.00 90,580 90,580 90,580 VITAL IMAGES INC COMMON 92846N104 $ 6,572,741.42 197,617 197,617 181,475 16,142 VOLTERRA SEMICONDUCTOR CORP COMMON 928708106 $ 2,220,108.58 169,993 169,993 156,252 13,741 WABTEC CORP COMMON 929740108 $ 3,289,207.83 95,367 95,367 86,091 9,276 WAL MART STORES INC COMMON 931142103 $ 1,971.90 42 42 42 WASTE CONNECTIONS INC COMMON 941053100 $ 1,131,043.38 37,777 37,777 15,750 22,027 WEATHERFORD INTERNATIONAL LT COMMON G95089101 $ 41,686,155.50 924,305 924,305 844,868 79,437 WEBEX COMMUNICATIONS INC COMMON 94767L109 $ 1,397,561.94 24,579 24,579 24,579 WEBMD HEALTH CORP COMMON 94770V102 $ 192,099.50 3,650 3,650 3,500 150 WEBSIDESTORY INC COMMON 947685103 $ 6,435,373.00 496,940 496,940 455,827 41,113 WELLPOINT INC COMMON 94973V107 $ 85,966.00 1,060 1,060 1,060 WELLS FARGO & CO NEW COMMON 949746101 $ 231,576.18 6,726 6,726 6,726 WESCO INTL INC COMMON 95082P105 $ 7,794,262.56 124,152 124,152 72,204 51,948 WESTERN DIGITAL CORP COMMON 958102105 $ 4,708,867.63 280,123 280,123 148,760 131,363 WHOLE FOODS MKT INC COMMON 966837106 $ 2,767,872.90 61,714 61,714 11,248 50,466 WILLIAMS COS INC DEL COMMON 969457100 $ 38,421.00 1,350 1,350 1,350 WINTRUST FINANCIAL CORP COMMON 97650W108 $ 165,057.00 3,700 3,700 3,700 WIRELESS RONIN TECHNOLOGIES COMMON 97652A203 $ 1,802,038.56 202,704 202,704 201,278 1,426 WISCONSIN ENERGY CORP COMMON 976657106 $ 24,260.00 500 500 500 WRIGHT MED GROUP INC COMMON 98235T107 $ 8,215,670.49 368,581 368,581 338,903 29,678 WYETH COMMON 983024100 $ 147,788.62 2,954 2,954 2,954 XATA CORP COMMON 983882309 $ 17,908.00 3,700 3,700 3,700 XCEL ENERGY INC COMMON 98389B100 $ 12,345.00 500 500 500 XEROX CORP COMMON 984121103 $ 860,883.30 50,970 50,970 47,020 3,950 XL CAP LTD COMMON G98255105 $ 41,976.00 600 600 600 XTO ENERGY INC COMMON 98385X106 $ 371,063.70 6,770 6,770 6,770 YAHOO INC COMMON 984332106 $ 33,021,838.92 1,055,348 1,055,348 969,329 86,019 YAMANA GOLD INC COMMON 98462Y100 $ 101,956.00 7,100 7,100 7,100 YUM BRANDS INC COMMON 988498101 $ 28,880.00 500 500 500 ZIMMER HLDGS INC COMMON 98956P102 $ 4,141,787.13 48,493 48,493 9,501 38,992 ZUMIEZ INC COMMON 989817101 $ 100,300.00 2,500 2,500 2,500 ZYMOGENETICS INC COMMON 98985T109 $ 157,545.00 10,125 10,125 9,625 500 $2,828,028,212.36 102,382,083 102,382,753 90,474,369 11,918,714
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