-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TfgETose3IVr2EeenDIZ+P4EZt1Y3hvERRcSBmDoo1f6etZw8EM4pMxvD5ZHOmde ykV+Zz4Sq31au+qkQ6s8iA== 0001193125-07-175103.txt : 20070808 0001193125-07-175103.hdr.sgml : 20070808 20070808121420 ACCESSION NUMBER: 0001193125-07-175103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 EFFECTIVENESS DATE: 20070808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 071034435 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2007 Check here if Amendment [_]; Amendment Number: __________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29/TH/ FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ Michael S. McCarthy Boston, MA 08/07/2007 ------------------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ------------------------------- 28- 04975 Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 502 Form 13F Information Table Value Total: $2,834,292,788 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: - --- --------------------- ------------------------- 1 28- 04975 Affiliated Managers Group [Repeat as necessary.] 13 F Summary 6/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- 1 800 FLOWERS COM.......... COMMON 68243Q106 3,017,242 319,962 319,962 296,290 23,672 3M CO.......... COMMON 88579Y101 275,211 3,171 3,171 2,691 480 ABAXIS INC..... COMMON 002567105 720,713 34,550 34,550 24,600 9,950 ABBOTT LABS.... COMMON 002824100 25,269,924 471,894 471,894 423,674 48,220 ACCESS INTEGRATED TECHNLGS I... COMMON 004329108 3,721,756 460,044 460,044 426,123 33,921 ACORN INTL INC.......... COMMON 004854105 2,211,740 91,432 91,432 77,542 13,890 ACTIVISION INC NEW.......... COMMON 004930202 426,236 22,830 22,830 22,830 0 ADOBE SYS INC.......... COMMON 00724F101 13,552,231 337,540 337,540 308,590 28,950 AEROVIRONMENT INC.......... COMMON 008073108 85,532 4,150 4,150 2,830 1,320 AFFILIATED MANAGERS GROUP........ COMMON 008252108 363,103 2,820 2,820 2,820 0 AFFYMETRIX INC.......... COMMON 00826T108 12,445 500 500 500 0 AIRTRAN HLDGS INC.......... COMMON 00949P108 3,251,627 297,768 297,768 271,742 26,026 AKAMAI TECHNOLOGIES INC.......... COMMON 00971T101 8,418,903 173,086 173,086 173,086 0 ALBANY MOLECULAR RESH INC..... COMMON 012423109 7,644,943 514,811 514,811 477,356 37,455 ALCON INC...... COMMON H01301102 13,255,177 98,252 98,252 89,117 9,135 ALEXANDER & BALDWIN INC.......... COMMON 014482103 716,985 13,500 13,500 7,200 6,300 ALTRIA GROUP INC.......... COMMON 02209S103 20,341 290 290 290 0 ALVARION LTD... COMMON M0861T100 119,265 12,783 12,783 12,783 0 AMERICAN DENTAL PARTNERS..... COMMON 025353103 116,761 4,496 4,496 4,496 0 AMERICAN ELEC PWR INC...... COMMON 025537101 45,040 1,000 1,000 1,000 0 AMERICAN EXPRESS CO... COMMON 025816109 159,068 2,600 2,600 2,600 0 AMERICAN INTL GROUP INC.... COMMON 026874107 1,128,744 16,118 16,118 9,305 6,813 AMERICAN RAILCAR INDS INC.......... COMMON 02916P103 5,215,665 133,735 133,735 124,005 9,730 AMERICAN TOWER CORP... COMMON 029912201 13,418,454 319,487 319,487 290,624 28,863 AMERIPRISE FINL INC.......... COMMON 03076C106 13,985 220 220 220 0 AMERON INTL INC.......... COMMON 030710107 6,604,974 73,234 73,234 67,902 5,332 AMGEN INC...... COMMON 031162100 2,099,361 37,970 37,970 7,465 30,505 AMICAS INC..... COMMON 001712108 6,033,349 1,704,336 1,704,336 1,579,161 125,175 AMPHENOL CORP NEW.......... COMMON 032095101 8,528,229 239,221 239,221 230,709 8,512 AMR CORP....... COMMON 001765106 18,749,053 711,539 711,539 649,745 61,794 ANADARKO PETE CORP......... COMMON 032511107 275,027 5,290 5,290 5,290 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- --------------------- --------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- --------------------- --------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ---- ------ ------ --------- ------ ------- ANADIGICS INC.... COMMON 032515108 17,861,994 1,295,286 1,295,286 1,214,159 81,127 APACHE CORP...... COMMON 037411105 7,991,985 97,953 97,953 90,169 7,784 APPLE INC........ COMMON 037833100 1,937,019 15,872 15,872 15,872 0 APPLIX INC....... COMMON 038316105 7,268,498 441,854 441,854 409,358 32,496 ARCH COAL INC.... COMMON 039380100 9,396 270 270 270 0 ARENA PHARMACEUTICALS INC............ COMMON 040047102 3,265,492 297,133 297,133 275,243 21,890 ARGON ST INC..... COMMON 040149106 4,518,616 194,684 194,684 180,504 14,180 ARGONAUT GROUP INC............ COMMON 040157109 8,273,958 265,106 265,106 245,173 19,933 ASA LIMITED...... COMMON G3156P103 1,051,682 22,090 22,090 16,290 5,800 ASIAINFO HLDGS INC............ COMMON 04518A104 6,680,710 688,733 688,733 641,302 47,431 ASPEN TECHNOLOGY INC............ COMMON 045327103 1,633,352 116,668 116,668 106,668 10,000 AT&T INC......... COMMON 00206R102 1,049,950 25,300 25,300 25,300 0 ATWOOD OCEANICS INC............ COMMON 050095108 61,758 900 900 900 0 AUTODESK INC..... COMMON 052769106 2,128,911 45,219 45,219 0 45,219 AUTOMATIC DATA PROCESSING IN.. COMMON 053015103 96,698 1,995 1,995 195 1,800 AVON PRODS INC... COMMON 054303102 1,725,670 46,957 46,957 0 46,957 AXIS CAPITAL HOLDINGS....... COMMON G0692U109 1,416,327 34,842 34,842 34,842 0 AXT INC.......... COMMON 00246W103 4,511,089 1,041,822 1,041,822 965,216 76,606 BAIDU COM INC.... COMMON 056752108 30,515,415 181,661 181,661 169,426 12,235 BANK OF AMERICA CORPORATION.... COMMON 060505104 22,001 450 450 450 0 BARD C R INC..... COMMON 067383109 45,033 545 545 545 0 BARE ESCENTUALS INC............ COMMON 067511105 670,535 19,635 19,635 17,705 1,930 BARNES GROUP INC............ COMMON 067806109 7,481,454 236,157 236,157 218,967 17,190 BARRETT BILL CORP........... COMMON 06846N104 123,417 3,351 3,351 2,505 846 BARRICK GOLD CORP........... COMMON 067901108 876,867 30,164 30,164 19,263 10,901 BARRIER THERAPEUTICS INC............ COMMON 06850R108 37,011 5,694 5,694 5,694 0 BAXTER INTL INC.. COMMON 071813109 14,305,458 253,913 253,913 230,116 23,797 BE AEROSPACE INC............ COMMON 073302101 22,091,164 534,895 534,895 510,446 24,449 BEA SYS INC...... COMMON 073325102 31,645,982 2,311,613 2,311,613 2,107,622 203,991 BENIHANA INC..... COMMON 082047200 5,418,580 270,929 270,929 249,860 21,069 BENIHANA INC..... COMMON 082047101 2,724,101 135,460 135,460 124,926 10,534 BERKLEY W R CORP........... COMMON 084423102 4,853,406 149,152 149,152 93,179 55,973 BHP BILLITON LTD............ COMMON 088606108 597,500 10,000 10,000 10,000 0 BIGBAND NETWORKS INC............ COMMON 089750509 15,221 1,161 1,161 766 395 BIOLASE TECHNOLOGY INC............ COMMON 090911108 5,176,199 852,751 852,751 790,035 62,716 BJ SVCS CO....... COMMON 055482103 7,110 250 250 250 0 BLACKBAUD INC.... COMMON 09227Q100 3,945,100 178,673 178,673 165,665 13,008 BLACKBOARD INC............ COMMON 091935502 18,882,480 448,302 448,302 421,208 27,094 BOEING CO........ COMMON 097023105 13,892,235 144,470 144,470 131,625 12,845 BOTTOMLINE TECH DEL INC........ COMMON 101388106 7,593,138 614,829 614,829 570,112 44,717
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- BP PLC.......... COMMON 055622104 72,140 1,000 1,000 0 1,000 BRISTOW GROUP INC........... COMMON 110394103 659,015 13,300 13,300 3,500 9,800 BROADCOM CORP.......... COMMON 111320107 15,326,708 523,990 523,990 487,550 36,440 BROADRIDGE FINL SOLUTIONS IN.. COMMON 11133T103 9,522 498 498 48 450 BROCADE COMMUNICATIONS SYS I......... COMMON 111621306 27,192,361 3,477,284 3,477,284 3,176,812 300,472 BRUKER BIOSCIENCES CORP.......... COMMON 116794108 8,965,824 995,097 995,097 921,557 73,540 BTU INTL INC.... COMMON 056032105 4,287,490 310,913 310,913 288,051 22,862 BUCYRUS INTL INC NEW........... COMMON 118759109 16,052,196 226,790 226,790 210,299 16,491 C D W CORP...... COMMON 12512N105 3,505,692 41,258 41,258 20,432 20,826 CABOT CORP...... COMMON 127055101 45,296 950 950 950 0 CABOT OIL & GAS CORP.......... COMMON 127097103 82,611 2,240 2,240 2,240 0 CALLIDUS SOFTWARE INC........... COMMON 13123E500 7,578,838 935,659 935,659 882,972 52,687 CAMECO CORP..... COMMON 13321L108 11,302,944 222,762 222,762 204,821 17,941 CAMERON INTERNATIONAL CORP.......... COMMON 13342B105 9,025,732 126,287 126,287 111,765 14,522 CAPELLA EDUCATION COMPANY....... COMMON 139594105 23,936 520 520 220 300 CARDINAL HEALTH INC.... COMMON 14149Y108 54,534 772 772 772 0 CATALYST PHARM PARTNERS INC........... COMMON 14888U101 4,488 1,100 1,100 1,100 0 CATERPILLAR INC DEL........... COMMON 149123101 700,785 8,950 8,950 8,200 750 CB RICHARD ELLIS GROUP INC..... COMMON 12497T101 16,052,189 439,786 439,786 405,170 34,616 CBEYOND INC..... COMMON 149847105 4,245,882 110,254 110,254 99,881 10,373 CBOT HLDGS INC........... COMMON 14984K106 1,599,291 7,741 7,741 4,991 2,750 CBS CORP NEW.... COMMON 124857202 336,599 10,102 10,102 7,477 2,625 CELGENE CORP.... COMMON 151020104 8,390,246 146,350 146,350 133,845 12,505 CENTENNIAL COMMUNCTNS CORP N........ COMMON 15133V208 7,417,185 781,579 781,579 723,624 57,955 CENTRAL EUROPEAN MEDIA ENTRP... COMMON G20045202 22,544,590 231,037 231,037 201,482 29,555 CEPHALON INC.... COMMON 156708109 34,970 435 435 435 0 CHARLES RIV LABS INTL INC........... COMMON 159864107 4,557,994 88,299 88,299 47,298 41,001 CHESAPEAKE ENERGY CORP... COMMON 165167107 17,015,934 491,790 491,790 446,094 45,696 CHEVRON CORP NEW........... COMMON 166764100 450,684 5,350 5,350 5,350 0 CHINA MED TECHNOLOGIES INC........... COMMON 169483104 781,022 24,545 24,545 15,470 9,075 CHINA MOBILE LIMITED....... COMMON 16941M109 1,617,000 30,000 30,000 30,000 0 CHINA NETCOM GROUP CORP HK L............. COMMON 16940Q101 1,165,900 20,913 20,913 20,913 0 CHINA SUNERGY CO LTD........ COMMON 16942X104 304,003 22,190 22,190 16,890 5,300 CHIPOTLE MEXICAN GRILL INC........... COMMON 169656105 2,593,109 30,407 30,407 30,327 80 CHRISTOPHER & BANKS CORP.... COMMON 171046105 4,361,039 254,288 254,288 235,779 18,509 CHUBB CORP...... COMMON 171232101 124,522 2,300 2,300 0 2,300 CISCO SYS INC... COMMON 17275R102 35,109,520 1,260,665 1,260,665 1,145,139 115,526 CITADEL BROADCASTING CORP.......... COMMON 17285T106 36,733 5,695 5,695 5,226 469 CITIGROUP INC... COMMON 172967101 297,226 5,795 5,795 4,065 1,730 CITRIX SYS INC.. COMMON 177376100 1,872,086 55,601 55,601 51,408 4,193
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- CLEARWIRE CORP.......... COMMON 185385309 402,973 16,495 16,495 16,495 0 CMGI INC........ COMMON 125750109 3,031,109 1,554,415 1,554,415 1,363,339 191,076 COACH INC....... COMMON 189754104 113,262 2,390 2,390 2,390 0 COCA COLA CO.... COMMON 191216100 2,451,717 46,869 46,869 36,573 10,296 COLDWATER CREEK INC..... COMMON 193068103 55,148 2,374 2,374 2,374 0 COLONIAL BANCGROUP INC........... COMMON 195493309 312,125 12,500 12,500 12,500 0 COLOR KINETICS INC........... COMMON 19624P100 19,250,174 576,180 576,180 529,753 46,427 COMCAST CORP NEW........... COMMON 20030N101 924,782 32,887 32,887 32,887 0 COMCAST CORP NEW........... COMMON 20030N200 1,177,479 42,113 42,113 42,113 0 COMMSCOPE INC... COMMON 203372107 5,775,950 98,988 98,988 88,848 10,140 COMPANHIA VALE DO RIO DOCE... COMMON 204412209 467,775 10,500 10,500 10,500 0 COMPLETE PRODUCTION SERVICES...... COMMON 20453E109 16,027 620 620 330 290 COMPOSITE TECHNOLOGY CORP.......... COMMON 20461S108 163,273 124,636 124,636 124,636 0 COMSCORE INC.... COMMON 20564W105 57,875 2,500 2,500 2,029 471 CONCUR TECHNOLOGIES INC........... COMMON 206708109 7,298,793 319,422 319,422 287,010 32,412 CONOCOPHILLIPS.. COMMON 20825C104 1,380,972 17,592 17,592 16,752 840 CONSOL ENERGY INC........... COMMON 20854P109 78,848 1,710 1,710 1,710 0 COPART INC...... COMMON 217204106 100,947 3,300 3,300 3,300 0 COPERNIC INC.... COMMON 21727W107 100,548 36,040 36,040 36,040 0 CORE LABORATORIES N V............. COMMON N22717107 20,638,799 202,958 202,958 186,274 16,684 CORN PRODS INTL INC........... COMMON 219023108 4,030,233 88,674 88,674 56,407 32,267 CORNING INC..... COMMON 219350105 26,866,413 1,051,523 1,051,523 961,457 90,066 COSTAR GROUP INC........... COMMON 22160N109 13,220 250 250 0 250 COSTCO WHSL CORP NEW...... COMMON 22160K105 1,149,859 19,649 19,649 15,159 4,490 COVANCE INC..... COMMON 222816100 30,555,272 445,672 445,672 369,101 76,571 CROCS INC....... COMMON 227046109 11,863,270 275,890 275,890 249,812 26,078 CTC MEDIA INC... COMMON 12642X106 9,457,883 348,485 348,485 326,895 21,590 CTRIP COM INTL LTD........... COMMON 22943F100 16,970,084 215,822 215,822 201,856 13,966 CV THERAPEUTICS INC........... COMMON 126667104 67,886 5,139 5,139 5,139 0 CVS CAREMARK CORPORATION... COMMON 126650100 23,280,943 638,709 638,709 583,464 55,245 CYBERSOURCE CORP.......... COMMON 23251J106 6,542,984 542,536 542,536 502,645 39,891 CYNOSURE INC.... COMMON 232577205 4,066,717 111,631 111,631 111,131 500 DAIMLERCHRYSLER AG............ COMMON D1668R123 33,562 365 365 365 0 DARLING INTL INC........... COMMON 237266101 6,307,487 690,097 690,097 639,855 50,242 DATA DOMAIN INC........... COMMON 23767P109 34,454 1,498 1,498 1,230 268 DAVITA INC...... COMMON 23918K108 240,413 4,462 4,462 4,462 0 DAWSON GEOPHYSICAL CO............ COMMON 239359102 317,849 5,175 5,175 5,175 0 DEAN FOODS CO NEW........... COMMON 242370104 2,097,779 65,823 65,823 40,565 25,258 DEERE & CO...... COMMON 244199105 30,965,584 256,465 256,465 234,141 22,324 DENBURY RES INC........... COMMON 247916208 5,846,850 155,916 155,916 155,916 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- DEVON ENERGY CORP NEW......... COMMON 25179M103 320,598 4,095 4,095 4,095 0 DIAMOND OFFSHORE DRILLING IN.......... COMMON 25271C102 232,572 2,290 2,290 2,290 0 DISNEY WALT CO.......... COMMON 254687106 3,164,607 92,695 92,695 86,540 6,155 DOLLAR TREE STORES INC......... COMMON 256747106 7,906,764 181,556 181,556 122,461 59,095 DOMINION RES INC VA NEW......... COMMON 25746U109 86,310 1,000 1,000 1,000 0 DOW CHEM CO.......... COMMON 260543103 351,107 7,940 7,940 2,640 5,300 DRYSHIPS INC......... COMMON Y2109Q101 2,433,358 56,094 56,094 50,254 5,840 DU PONT E I DE NEMOURS & CO.......... COMMON 263534109 3,236,373 63,658 63,658 26,080 37,578 DUKE ENERGY CORP NEW......... COMMON 26441C105 69,540 3,800 3,800 3,800 0 DXP ENTERPRISES INC NEW..... COMMON 233377407 6,039,335 141,271 141,271 130,883 10,388 DYCOM INDS INC......... COMMON 267475101 12,072,856 402,697 402,697 328,560 74,137 EAGLE TEST SYS INC..... COMMON 270006109 123,823 7,710 7,710 7,070 640 ECI TELECOM LTD......... COMMON 268258100 228,750 25,000 25,000 25,000 0 EDISON INTL........ COMMON 281020107 28,060 500 500 500 0 EFUNDS CORP........ COMMON 28224R101 3,748,327 106,215 106,215 97,611 8,604 ELAN PLC...... COMMON 284131208 5,959,170 271,736 271,736 253,902 17,834 EMBRAER- EMPRESA BRASILEIRA D........... COMMON 29081M102 171,146 3,550 3,550 3,300 250 ENCANA CORP........ COMMON 292505104 141,335 2,300 2,300 2,300 0 ENERGY CONVERSION DEVICES IN.......... COMMON 292659109 1,115,222 36,185 36,185 32,498 3,687 ENERGY TRANSFER PRTNRS L P........... COMMON 29273R109 22,223 360 360 360 0 ENTRUST INC......... COMMON 293848107 5,735,197 1,412,610 1,412,610 1,309,754 102,856 EOG RES INC......... COMMON 26875P101 311,966 4,270 4,270 4,270 0 EPIQ SYS INC......... COMMON 26882D109 195,681 12,109 12,109 3,750 8,359 EQUINIX INC......... COMMON 29444U502 6,718,563 73,451 73,451 70,533 2,918 ERICSSON L M TEL CO.......... COMMON 294821608 789,543 19,793 19,793 19,793 0 ETELECARE GLOBAL SOLUTIONS I........... COMMON 29759R102 19,889 1,230 1,230 870 360 EVERGREEN SOLAR INC......... COMMON 30033R108 52,294 5,623 5,623 5,623 0 EXELIXIS INC......... COMMON 30161Q104 3,874,190 320,181 320,181 288,974 31,207 EXELON CORP........ COMMON 30161N101 94,380 1,300 1,300 1,300 0 EXLSERVICE HOLDINGS INC......... COMMON 302081104 57,532 3,070 3,070 2,140 930 EXPEDITORS INTL WASH INC......... COMMON 302130109 16,520 400 400 400 0 EXXON MOBIL CORP........ COMMON 30231G102 4,180,579 49,840 49,840 38,339 11,501 F5 NETWORKS INC......... COMMON 315616102 4,085,856 50,693 50,693 50,693 0 FALCONSTOR SOFTWARE INC......... COMMON 306137100 5,272,795 499,791 499,791 463,402 36,389 FCSTONE GROUP INC......... COMMON 31308T100 34,832 608 608 439 169 FEI CO........ COMMON 30241L109 24,978,002 769,501 769,501 704,121 65,380 FIRST SOLAR INC......... COMMON 336433107 6,851,579 76,734 76,734 69,458 7,276 FLORIDA PUB UTILS CO.......... COMMON 341135101 46,500 3,750 3,750 3,750 0 FLUOR CORP NEW......... COMMON 343412102 244,569 2,196 2,196 2,196 0 FOCUS MEDIA HLDG LTD......... COMMON 34415V109 36,350,008 720,016 720,016 664,347 55,669
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- FORCE PROTECTION INC.......... COMMON 345203202 5,233,210 253,547 253,547 237,852 15,695 FORD MTR CO DEL.......... COMMON 345370860 3,900 414 414 414 0 FOSTER WHEELER LTD.......... COMMON G36535139 106,990 1,000 1,000 1,000 0 FPL GROUP INC.......... COMMON 302571104 226,960 4,000 4,000 4,000 0 FREEPORT- MCMORAN COPPER & GO........... COMMON 35671D857 508,515 6,140 6,140 6,140 0 FUEL SYS SOLUTIONS INC.......... COMMON 35952W103 177,821 10,725 10,725 10,725 0 FUELCELL ENERGY INC... COMMON 35952H106 5,736,076 724,252 724,252 671,623 52,629 GARMIN LTD..... COMMON G37260109 1,206,451 16,310 16,310 16,310 0 GATX CORP...... COMMON 361448103 23,640 480 480 480 0 GENENTECH INC.......... COMMON 368710406 38,635,476 510,646 510,646 453,476 57,170 GENERAL CABLE CORP DEL NEW.......... COMMON 369300108 9,955,444 131,425 131,425 119,460 11,965 GENERAL ELECTRIC CO........... COMMON 369604103 32,624,436 852,258 852,258 766,605 85,653 GENERAL GROWTH PPTYS INC.... COMMON 370021107 13,238 250 250 250 0 GENERAL MTRS CORP......... COMMON 370442105 1,006,614 26,630 26,630 592 26,038 GENOMIC HEALTH INC... COMMON 37244C101 5,600,125 297,879 297,879 286,829 11,050 GEN-PROBE INC NEW.......... COMMON 36866T103 12,263,447 202,970 202,970 190,689 12,281 GENZYME CORP......... COMMON 372917104 14,209,989 220,652 220,652 199,789 20,863 GEOEYE INC..... COMMON 37250W108 108,650 5,000 5,000 0 5,000 GFI GROUP INC.......... COMMON 361652209 11,300,574 155,913 155,913 146,597 9,316 GILEAD SCIENCES INC.......... COMMON 375558103 43,876,518 1,130,841 1,130,841 1,008,555 122,286 GLOBAL SOURCES LTD.......... COMMON G39300101 4,428,701 195,269 195,269 170,833 24,436 GOLDCORP INC NEW.......... COMMON 380956409 483,987 20,430 20,430 20,430 0 GOLDMAN SACHS GROUP INC.......... COMMON 38141G104 10,703,115 49,380 49,380 45,280 4,100 GOOGLE INC..... COMMON 38259P508 74,726,252 142,962 142,962 127,798 15,164 GREEN MTN COFFEE ROASTERS IN........... COMMON 393122106 19,730,039 250,572 250,572 230,096 20,476 GRUPO AEROPORTUARIO CTR NORT..... COMMON 400501102 7,966 290 290 290 0 GSI COMMERCE INC.......... COMMON 36238G102 2,679,894 118,005 118,005 109,854 8,151 GUESS INC...... COMMON 401617105 9,953,312 207,188 207,188 191,501 15,687 GUIDANCE SOFTWARE INC.......... COMMON 401692108 8,742 620 620 600 20 HAIN CELESTIAL GROUP INC.... COMMON 405217100 7,972,104 293,740 293,740 271,708 22,032 HANSEN MEDICAL INC.......... COMMON 411307101 2,134,022 112,971 112,971 109,528 3,443 HARRIS & HARRIS GROUP INC.......... COMMON 413833104 9,699,402 866,018 866,018 798,867 67,151 HAWAIIAN ELEC INDUSTRIES... COMMON 419870100 47,380 2,000 2,000 2,000 0 HEADWATERS INC.......... COMMON 42210P102 2,060,950 119,337 119,337 64,498 54,839 HEALTHCARE SVCS GRP INC.......... COMMON 421906108 1,921,129 65,123 65,123 52,393 12,730 HEARTLAND PMT SYS INC...... COMMON 42235N108 539,408 18,391 18,391 16,760 1,631 HECLA MNG CO........... COMMON 422704106 452,193 52,950 52,950 36,000 16,950 HMS HLDGS CORP......... COMMON 40425J101 12,377,532 646,684 646,684 598,683 48,001 HOLOGIC INC.... COMMON 436440101 6,187,198 111,864 111,864 108,475 3,389 HOUSTON WIRE & CABLE CO........... COMMON 44244K109 8,892 313 313 313 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- HURCO COMPANIES INC....... COMMON 447324104 6,038,334 120,815 120,815 112,018 8,797 ICAD INC.................. COMMON 44934S107 5,095,520 1,230,802 1,230,802 1,140,292 90,510 ICICI BK LTD.............. COMMON 45104G104 3,290,248 66,943 66,943 63,590 3,353 ICON PUB LTD CO........... COMMON 45103T107 1,343,080 30,706 30,706 27,687 3,019 ICONIX BRAND GROUP INC.... COMMON 451055107 8,165,161 367,469 367,469 340,199 27,270 IDACORP INC............... COMMON 451107106 32,040 1,000 1,000 1,000 0 IDEARC INC................ COMMON 451663108 39,605 1,121 1,121 1,121 0 IDEXX LABS INC............ COMMON 45168D104 1,139,061 12,037 12,037 9,067 2,970 IGATE CORP................ COMMON 45169U105 4,729,169 589,672 589,672 546,743 42,929 ILLUMINA INC.............. COMMON 452327109 23,865,702 587,970 587,970 543,728 44,242 IMMUCOR INC............... COMMON 452526106 3,178,371 113,635 113,635 52,070 61,565 INFINERA CORPORATION...... COMMON 45667G103 249,200 10,000 10,000 8,245 1,755 INFORMATICA CORP.......... COMMON 45666Q102 2,678,229 181,329 181,329 166,781 14,548 INFOSYS TECHNOLOGIES LTD.. COMMON 456788108 806,987 16,018 16,018 15,638 380 INPUT/OUTPUT INC.......... COMMON 457652105 112,236 7,190 7,190 7,190 0 INTEL CORP................ COMMON 458140100 26,611,692 1,120,969 1,120,969 1,023,805 97,164 INTERACTIVE INTELLIGENCE INC..................... COMMON 45839M103 11,924,495 578,859 578,859 530,075 48,784 INTERCONTINENTALEXCHANGE INC..................... COMMON 45865V100 1,983,408 13,415 13,415 9,465 3,950 INTERNATIONAL GAME TECHNOLOG............... COMMON 459902102 13,854,109 348,970 348,970 318,024 30,946 INTERNATIONAL SPEEDWAY CORP.................... COMMON 460335201 5,482 104 104 104 0 INTERSIL CORP............. COMMON 46069S109 6,557,963 208,454 208,454 126,490 81,964 INTUITIVE SURGICAL INC.... COMMON 46120E602 16,201,259 116,749 116,749 111,074 5,675 INVERNESS MED INNOVATIONS IN...................... COMMON 46126P106 10,204 200 200 200 0 IONATRON INC.............. COMMON 462070103 39,000 10,000 10,000 10,000 0 J CREW GROUP INC.......... COMMON 46612H402 9,154,192 169,240 169,240 163,250 5,990 JA SOLAR HOLDINGS CO LTD.. COMMON 466090107 3,336,483 98,947 98,947 91,895 7,052 JANUS CAP GROUP INC....... COMMON 47102X105 6,486,609 232,996 232,996 113,738 119,258 JOHNSON & JOHNSON......... COMMON 478160104 465,539 7,555 7,555 4,225 3,330 JONES SODA CO............. COMMON 48023P106 105,150 7,500 7,500 0 7,500 JOS A BANK CLOTHIERS INC.. COMMON 480838101 4,157,368 100,250 100,250 100,250 0 JOY GLOBAL INC............ COMMON 481165108 36,078,388 618,522 618,522 513,426 105,096 JP MORGAN CHASE & CO...... COMMON 46625H100 102,230 2,110 2,110 1,000 1,110 KAYDON CORP............... COMMON 486587108 6,563,003 125,921 125,921 79,010 46,911 KENDLE INTERNATIONAL INC..................... COMMON 48880L107 9,231,587 251,063 251,063 232,784 18,279 KENEXA CORP............... COMMON 488879107 8,097,468 214,730 214,730 199,103 15,627 KERYX BIOPHARMACEUTICALS INC..................... COMMON 492515101 53,735 5,500 5,500 5,000 500 KOHLS CORP................ COMMON 500255104 23,780,631 334,797 334,797 277,787 57,010 KRAFT FOODS INC........... COMMON 50075N104 7,050 200 200 200 0 KYPHON INC................ COMMON 501577100 14,732,070 305,962 305,962 256,429 49,533 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 15,261,385 746,278 746,278 641,602 104,676
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- LAMAR ADVERTISING CO............. COMMON 512815101 1,680,022 26,769 26,769 23,676 3,093 LANDEC CORP...... COMMON 514766104 10,520,447 785,108 785,108 745,718 39,390 LAS VEGAS SANDS CORP........... COMMON 517834107 21,160 277 277 277 0 LAUDER ESTEE COS INC............ COMMON 518439104 13,653 300 300 300 0 LAYNE CHRISTENSEN CO............. COMMON 521050104 6,941,721 169,517 169,517 157,176 12,341 LECROY CORP...... COMMON 52324W109 4,989,043 513,276 513,276 475,029 38,247 LEUCADIA NATL CORP........... COMMON 527288104 70,500 2,000 2,000 2,000 0 LIBERTY GLOBAL INC............ COMMON 530555101 855,766 20,852 20,852 20,852 0 LIBERTY GLOBAL INC............ COMMON 530555309 819,484 20,852 20,852 20,852 0 LIBERTY PPTY TR.. COMMON 531172104 7,205 164 164 164 0 LIFECORE BIOMEDICAL INC............ COMMON 532187101 7,935 500 500 0 500 LIFETIME BRANDS INC............ COMMON 53222Q103 4,154,786 203,168 203,168 188,230 14,938 LINEAR TECHNOLOGY CORP........... COMMON 535678106 179,091 4,950 4,950 4,950 0 LIVEPERSON INC... COMMON 538146101 8,362,114 1,563,012 1,563,012 1,460,462 102,550 LTX CORP......... COMMON 502392103 3,827,665 688,429 688,429 638,311 50,118 LUMINEX CORP DEL............ COMMON 55027E102 6,851,549 556,584 556,584 509,682 46,902 LYDALL INC DEL... COMMON 550819106 5,333,906 365,086 365,086 338,253 26,833 MACYS INC........ COMMON 55616P104 8,234 207 207 207 0 MARCHEX INC...... COMMON 56624R108 5,563,472 340,899 340,899 330,759 10,140 MARTEN TRANS LTD............ COMMON 573075108 5,210,851 289,331 289,331 267,978 21,353 MASSEY ENERGY CORP........... COMMON 576206106 44,506 1,670 1,670 1,670 0 MCDERMOTT INTL INC............ COMMON 580037109 83,120 1,000 1,000 1,000 0 MCDONALDS CORP........... COMMON 580135101 44,313 873 873 873 0 MCGRAW HILL COS INC............ COMMON 580645109 9,631,005 141,466 141,466 129,007 12,459 MCKESSON CORP.... COMMON 58155Q103 18,481,541 309,885 309,885 282,815 27,070 MEDCO HEALTH SOLUTIONS INC............ COMMON 58405U102 8,569,853 109,884 109,884 100,623 9,261 MEDTOX SCIENTIFIC INC. COMMON 584977201 6,549,781 223,542 223,542 207,124 16,418 MEDTRONIC INC.... COMMON 585055106 220,612 4,254 4,254 3,484 770 MELLANOX TECHNOLOGIES LTD............ COMMON M51363113 107,330 5,180 5,180 3,850 1,330 MEMC ELECTR MATLS INC...... COMMON 552715104 15,491,353 253,458 253,458 229,786 23,672 MERCK & CO INC... COMMON 589331107 74,700 1,500 1,500 1,500 0 MERIDIAN BIOSCIENCE INC............ COMMON 589584101 9,036,855 417,214 417,214 387,030 30,184 MERIDIAN GOLD INC............ COMMON 589975101 371,778 13,480 13,480 13,480 0 MERRILL LYNCH & CO INC......... COMMON 590188108 14,371,832 171,953 171,953 156,409 15,544 METROPCS COMMUNICATIONS INC............ COMMON 591708102 15,263,918 461,983 461,983 424,132 37,851 MGI PHARMA INC... COMMON 552880106 64,873 2,900 2,900 2,900 0 MICROS SYS INC... COMMON 594901100 17,652,909 324,502 324,502 309,176 15,326 MICROSOFT CORP........... COMMON 594918104 14,440,565 490,009 490,009 437,654 52,355 MILLENNIUM PHARMACEUTICALS I.............. COMMON 599902103 15,855 1,500 1,500 1,500 0 MILLER HERMAN INC............ COMMON 600544100 2,603,840 82,400 82,400 75,672 6,728
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- --------------------- -------- ---------------------- SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- --------------------- -------- ---------------------- SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ------- ------ ------ ------- ------ ------- MILLIPORE CORP.......... COMMON 601073109 6,953,184 92,598 92,598 83,602 8,996 MINDRAY MEDICAL INTL LTD........... COMMON 602675100 18,507,347 606,202 606,202 566,056 40,146 MITCHAM INDS INC........... COMMON 606501104 3,168,434 166,322 166,322 154,131 12,191 MUELLER WTR PRODS INC..... COMMON 624758108 10,748 630 630 60 570 MWI VETERINARY SUPPLY INC.... COMMON 55402X105 13,289,234 333,147 333,147 314,359 18,788 NABORS INDUSTRIES LTD........... COMMON G6359F103 247,947 7,428 7,428 7,428 0 NAVISITE INC.... COMMON 63935M208 5,430,109 714,488 714,488 662,570 51,918 NCR CORP NEW.... COMMON 62886E108 2,388,206 45,455 45,455 0 45,455 NEOGEN CORP..... COMMON 640491106 5,626,002 195,619 195,619 181,389 14,230 NETGEAR INC..... COMMON 64111Q104 10,617,988 292,910 292,910 271,897 21,013 NETWORK APPLIANCE INC........... COMMON 64120L104 1,133,564 38,834 38,834 7,540 31,294 NEW ORIENTAL ED & TECH GRP I............. COMMON 647581107 23,661,081 440,452 440,452 407,854 32,598 NEWCASTLE INVT CORP.......... COMMON 65105M108 109,055 4,350 4,350 2,850 1,500 NEWMONT MINING CORP.......... COMMON 651639106 710,228 18,183 18,183 11,213 6,970 NEWS CORP....... COMMON 65248E104 16,730,745 788,814 788,814 721,451 67,363 NIC INC......... COMMON 62914B100 5,175,383 756,635 756,635 682,366 74,269 NICE SYS LTD.... COMMON 653656108 28,937,621 832,977 832,977 716,946 116,031 NII HLDGS INC... COMMON 62913F201 38,855,398 481,241 481,241 405,307 75,934 NOBLE CORPORATION... COMMON G65422100 234,536 2,405 2,405 2,405 0 NOKIA CORP...... COMMON 654902204 3,005,381 106,915 106,915 94,815 12,100 NORTHERN TR CORP.......... COMMON 665859104 2,127,629 33,120 33,120 0 33,120 NOVARTIS A G.... COMMON 66987V109 1,740,693 31,045 31,045 25,245 5,800 NOVATEL WIRELESS INC.. COMMON 66987M604 1,574,470 60,510 60,510 50,510 10,000 NOVELLUS SYS INC........... COMMON 670008101 87,635 3,089 3,089 3,089 0 NTELOS HLDGS CORP.......... COMMON 67020Q107 276,400 10,000 10,000 10,000 0 NUANCE COMMUNICATIONS INC........... COMMON 67020Y100 13,142,134 785,543 785,543 730,605 54,938 NUTRI SYS INC NEW........... COMMON 67069D108 31,852 456 456 0 456 NUVEEN INVTS INC........... COMMON 67090F106 41,889 674 674 674 0 NVIDIA CORP..... COMMON 67066G104 19,735,687 477,746 477,746 435,354 42,392 NYMEX HOLDINGS INC........... COMMON 62948N104 67,840 540 540 350 190 OCEANEERING INTL INC...... COMMON 675232102 2,915,888 55,393 55,393 51,033 4,360 OMNICELL INC.... COMMON 68213N109 4,991,460 240,205 240,205 222,716 17,489 ONSTREAM MEDIA CORP.......... COMMON 682875109 1,712,385 774,835 774,835 774,835 0 OPSWARE INC..... COMMON 68383A101 5,892,339 619,594 619,594 565,906 53,688 OPTIUM CORP..... COMMON 68402T107 6,958 550 550 210 340 ORACLE CORP..... COMMON 68389X105 473,395 24,018 24,018 21,798 2,220 OSIRIS THERAPEUTICS INC........... COMMON 68827R108 352,206 26,070 26,070 17,310 8,760 P F CHANGS CHINA BISTRO INC.... COMMON 69333Y108 3,550,518 100,867 100,867 54,833 46,034 PAETEC HOLDING CORP.......... COMMON 695459107 5,433,324 481,251 481,251 446,384 34,867 PALOMAR MED TECHNOLOGIES INC........... COMMON 697529303 1,769,099 50,968 50,968 46,845 4,123
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- --------------------- -------- --------------------- SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- --------------------- -------- --------------------- SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) ------- ------ ------ ------- ------ ------ PAN AMERICAN SILVER CORP.... COMMON 697900108 83,677 3,178 3,178 3,178 0 PANACOS PHARMACEUTICALS INC............ COMMON 69811Q106 30,388 9,408 9,408 9,408 0 PARAMETRIC TECHNOLOGY CORP........... COMMON 699173209 2,583,000 119,528 119,528 109,841 9,687 PAREXEL INTL CORP........... COMMON 699462107 11,864,243 282,079 282,079 260,823 21,256 PEABODY ENERGY CORP........... COMMON 704549104 58,056 1,200 1,200 1,200 0 PEOPLESUPPORT INC............ COMMON 712714302 2,622,486 231,056 231,056 214,234 16,822 PEPSICO INC...... COMMON 713448108 12,942,439 199,575 199,575 180,242 19,333 PERFICIENT INC... COMMON 71375U101 11,644,909 562,556 562,556 537,212 25,344 PFIZER INC....... COMMON 717081103 1,267,914 49,586 49,586 45,556 4,030 PINNACLE ENTMT INC............ COMMON 723456109 1,050,558 37,320 37,320 33,602 3,718 PITNEY BOWES INC............ COMMON 724479100 56,184 1,200 1,200 1,200 0 POGO PRODUCING CO............. COMMON 730448107 143,736 2,830 2,830 2,830 0 POLYCOM INC...... COMMON 73172K104 2,017,982 60,059 60,059 60,059 0 PORTFOLIO RECOVERY ASSOCS IN...... COMMON 73640Q105 10,485,374 174,698 174,698 161,648 13,050 POTASH CORP SASK INC............ COMMON 73755L107 11,370,209 145,828 145,828 133,003 12,825 PPL CORP......... COMMON 69351T106 93,580 2,000 2,000 2,000 0 PRAXAIR INC...... COMMON 74005P104 199,412 2,770 2,770 2,770 0 PRECISION CASTPARTS CORP........... COMMON 740189105 307,041 2,530 2,530 0 2,530 PRESSTEK INC..... COMMON 741113104 6,568,883 822,138 822,138 762,294 59,844 PRICELINE COM INC............ COMMON 741503403 463,583 6,744 6,744 6,744 0 PROCTER & GAMBLE CO...... COMMON 742718109 22,368,555 365,559 365,559 326,903 38,656 PSYCHIATRIC SOLUTIONS INC............ COMMON 74439H108 10,044,999 277,027 277,027 267,877 9,150 PUBLIC SVC ENTERPRISE GROUP.......... COMMON 744573106 43,890 500 500 500 0 QUALCOMM INC..... COMMON 747525103 33,714,551 777,012 777,012 699,484 77,528 QUANTA SVCS INC............ COMMON 74762E102 4,538,363 147,974 147,974 132,209 15,765 RANDGOLD RES LTD............ COMMON 752344309 989,230 44,580 44,580 26,980 17,600 REALNETWORKS INC............ COMMON 75605L104 371,130 45,426 45,426 45,426 0 REDIFF COM INDIA LTD............ COMMON 757479100 1,046,098 58,376 58,376 56,985 1,391 RESEARCH IN MOTION LTD..... COMMON 760975102 37,365,732 186,838 186,838 171,908 14,930 RESMED INC....... COMMON 761152107 10,728 260 260 260 0 RESPIRONICS INC.. COMMON 761230101 51,108 1,200 1,200 0 1,200 RIO TINTO PLC.... COMMON 767204100 459,180 1,500 1,500 1,500 0 RIVERBED TECHNOLOGY INC............ COMMON 768573107 24,001,835 547,737 547,737 510,858 36,879 ROCHE HLDG LTD............ COMMON 771195104 17,738 200 200 200 0 ROCKWELL AUTOMATION INC............ COMMON 773903109 27,776 400 400 400 0 ROO GROUP INC.... COMMON 776349201 390,424 179,919 179,919 179,919 0 ROPER INDS INC NEW............ COMMON 776696106 126,762 2,220 2,220 2,220 0 ROYAL DUTCH SHELL PLC...... COMMON 780259206 440,104 5,420 5,420 300 5,120 ROYAL GOLD INC... COMMON 780287108 603,758 25,400 25,400 16,600 8,800 RRSAT GLOBAL COMM NTWRK LTD............ COMMON M8183P102 2,760,066 138,129 138,129 138,129 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- RURAL CELLULAR CORP.......... COMMON 781904107 668,541 15,260 15,260 15,260 0 SAPIENT CORP.... COMMON 803062108 1,058,531 136,938 136,938 124,295 12,643 SBA COMMUNICATIONS CORP.......... COMMON 78388J106 1,227,547 36,545 36,545 36,545 0 SCHERING PLOUGH CORP... COMMON 806605101 61,245 2,012 2,012 2,012 0 SCHLUMBERGER LTD........... COMMON 806857108 52,804,225 621,665 621,665 561,142 60,523 SEI INVESTMENTS CO............ COMMON 784117103 1,862,568 64,138 64,138 59,000 5,138 SHANDA INTERACTIVE ENTMT LTD..... COMMON 81941Q203 21,821,148 703,908 703,908 652,322 51,586 SHIRE PLC....... COMMON 82481R106 1,581,193 21,330 21,330 17,880 3,450 SIERRA WIRELESS INC........... COMMON 826516106 10,773,612 432,849 432,849 401,341 31,508 SIFY LTD........ COMMON 82655M107 1,017,546 115,368 115,368 112,960 2,408 SILVER STD RES INC........... COMMON 82823L106 92,730 2,698 2,698 2,698 0 SINA CORP....... COMMON G81477104 8,408,334 200,868 200,868 184,825 16,043 SIRENZA MICRODEVICES INC........... COMMON 82966T106 10,078,010 849,032 849,032 773,545 75,487 SIRIUS SATELLITE RADIO INC..... COMMON 82966U103 208,220 68,947 68,947 68,947 0 SKILLSOFT PLC... COMMON 830928107 8,810,422 948,377 948,377 879,451 68,926 SOHU COM INC.... COMMON 83408W103 18,344,953 573,459 573,459 523,488 49,971 SOLARFUN POWER HOLDINGS CO L............. COMMON 83415U108 50,950 5,000 5,000 5,000 0 SONIC INNOVATIONS INC........... COMMON 83545M109 5,943,044 679,205 679,205 629,280 49,925 SONOCO PRODS CO............ COMMON 835495102 10,703 250 250 250 0 SOURCEFORGE INC........... COMMON 83616W101 6,205,696 1,470,544 1,470,544 1,363,501 107,043 SOUTHERN CO..... COMMON 842587107 34,290 1,000 1,000 1,000 0 SOUTHWESTERN ENERGY CO..... COMMON 845467109 30,421,001 683,618 683,618 629,210 54,408 SPECTRA ENERGY CORP.......... COMMON 847560109 42,834 1,650 1,650 1,650 0 SPREADTRUM COMMUNICATIONS IN............ COMMON 849415203 14,515 999 999 800 199 STAPLES INC..... COMMON 855030102 474,363 19,990 19,990 15,330 4,660 STARBUCKS CORP.......... COMMON 855244109 2,103,451 80,162 80,162 10,497 69,665 STARENT NETWORKS CORP.......... COMMON 85528P108 147,000 10,000 10,000 8,244 1,756 STATE STR CORP.......... COMMON 857477103 34,542 505 505 505 0 STERICYCLE INC.. COMMON 858912108 16,691,484 375,427 375,427 353,547 21,880 STREETTRACKS GOLD TR....... COMMON 863307104 2,590,081 40,300 40,300 40,300 0 STRYKER CORP.... COMMON 863667101 60,566 960 960 960 0 SUN HEALTHCARE GROUP INC..... COMMON 866933401 3,201,232 220,927 220,927 199,784 21,143 SUN MICROSYSTEMS INC........... COMMON 866810104 1,205,981 229,274 229,274 0 229,274 SUNCOR ENERGY INC........... COMMON 867229106 22,480 250 250 250 0 SUNPOWER CORP.......... COMMON 867652109 11,095,161 175,974 175,974 156,971 19,003 SUNTECH PWR HLDGS CO LTD........... COMMON 86800C104 5,239,572 143,668 143,668 139,713 3,955 SUPERIOR ENERGY SVCS INC...... COMMON 868157108 168,462 4,220 4,220 4,220 0 SWITCH & DATA FACILITIES COM........... COMMON 871043105 2,687 140 140 140 0 SYMMETRY MED INC........... COMMON 871546206 7,527,278 470,161 470,161 435,229 34,932 SYNAPTICS INC... COMMON 87157D109 6,769,213 189,137 189,137 173,751 15,386
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARES FAIR OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ---------- --------- ----------------------- -------- ------------------------ SHARED SOLE SHARED OTHER SOLE SHARED NONE (A) (B) (C) (A) (B) (C) --------- ------ ------ --------- ------ ------- SYNCHRONOSS TECHNOLOGIES INC........... COMMON 87157B103 47,632,346 1,623,461 1,623,461 1,491,384 132,077 TALEO CORP...... COMMON 87424N104 7,676,782 340,736 340,736 315,916 24,820 TECHNITROL INC........... COMMON 878555101 3,141,974 109,591 109,591 100,751 8,840 TECO ENERGY INC........... COMMON 872375100 34,360 2,000 2,000 2,000 0 TELEFONOS DE MEXICO S A B.. COMMON 879403780 431,908 11,399 11,399 11,399 0 TENARIS S A..... COMMON 88031M109 230,112 4,700 4,700 4,700 0 TESSERA TECHNOLOGIES INC........... COMMON 88164L100 5,253,171 129,548 129,548 125,549 3,999 TEVA PHARMACEUTICAL INDS LTD...... COMMON 881624209 5,649,435 136,956 136,956 117,556 19,400 TEXAS INSTRS INC........... COMMON 882508104 15,684,372 416,805 416,805 340,563 76,242 TEXAS ROADHOUSE INC........... COMMON 882681109 867,405 67,819 67,819 60,644 7,175 THERMO FISHER SCIENTIFIC INC........... COMMON 883556102 47,582 920 920 920 0 THQ INC......... COMMON 872443403 14,261,019 467,268 467,268 425,886 41,382 TIBCO SOFTWARE INC........... COMMON 88632Q103 4,510,077 498,351 498,351 257,181 241,170 TIDEWATER INC... COMMON 886423102 79,740 1,125 1,125 1,125 0 TIME WARNER INC........... COMMON 887317105 414,909 19,720 19,720 19,720 0 TITANIUM METALS CORP.......... COMMON 888339207 319,000 10,000 10,000 10,000 0 TOMOTHERAPY INC........... COMMON 890088107 3,123,797 142,509 142,509 122,399 20,110 TONGJITANG CHINESE MED CO............ COMMON 89025E103 2,364,413 210,170 210,170 176,245 33,925 TOREADOR RES CORP.......... COMMON 891050106 3,900,795 260,053 260,053 242,894 17,159 TRANSCEND SERVICES INC.. COMMON 893929208 5,670,049 300,001 300,001 270,215 29,786 TRANSDIGM GROUP INC..... COMMON 893641100 18,612 460 460 170 290 TRANSOCEAN INC........... COMMON G90078109 1,261,268 11,901 11,901 3,550 8,351 TRIMBLE NAVIGATION LTD........... COMMON 896239100 4,338,950 134,750 134,750 127,909 6,841 TRINA SOLAR LIMITED....... COMMON 89628E104 910,768 17,702 17,702 17,342 360 TXCO RES INC.... COMMON 87311M102 192,472 18,723 18,723 18,723 0 TXU CORP........ COMMON 873168108 67,300 1,000 1,000 1,000 0 U S AIRWAYS GROUP INC..... COMMON 90341W108 18,798 621 621 621 0 ULTIMATE SOFTWARE GROUP INC..... COMMON 90385D107 6,341,572 219,204 219,204 203,246 15,958 UNITED TECHNOLOGIES CORP.......... COMMON 913017109 255,348 3,600 3,600 3,600 0 UNITEDHEALTH GROUP INC..... COMMON 91324P102 3,943,712 77,116 77,116 66,666 10,450 URBAN OUTFITTERS INC........... COMMON 917047102 2,377,889 98,955 98,955 91,158 7,797 URS CORP NEW.... COMMON 903236107 4,178,262 86,061 86,061 48,200 37,861 US BIOENERGY CORP.......... COMMON 90342V109 113,600 10,000 10,000 10,000 0 UTI WORLDWIDE INC........... COMMON G87210103 13,428,112 501,236 501,236 456,577 44,659 VALUE LINE INC.. COMMON 920437100 745,817 16,989 16,989 16,989 0 VASCO DATA SEC INTL INC...... COMMON 92230Y104 9,271,946 407,379 407,379 390,139 17,240 VELOCITY EXPRESS CORP.......... COMMON 92257T608 815 948 948 948 0 VEOLIA ENVIRONNEMENT. COMMON 92334N103 19,029 243 243 243 0 VERIFONE HLDGS INC........... COMMON 92342Y109 4,226,405 119,898 119,898 66,988 52,910 VERIZON COMMUNICATIONS COMMON 92343V104 972,477 23,621 23,621 23,621 0
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ------------- ----------- ------------------------- -------- --------------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL NAME OF ISSUER CLASS NUMBER VALUE AMOUNT INVESTMENT DISCRETION MANAGERS VOTING AUTHORITY - -------------- -------- --------- ------------- ----------- ------------------------- -------- --------------------------- SHARED SOLE SHARED OTHER SOLE SHARED (A) (B) (C) (A) (B) NONE (C) ----------- ------ ------ ---------- ------ --------- VERSANT CORP..... COMMON 925284309 405,771 16,830 16,830 16,830 0 VERTEX PHARMACEUTICALS INC............ COMMON 92532F100 22,668,272 793,707 793,707 720,535 73,172 VIACOM INC NEW............ COMMON 92553P201 955,783 22,959 22,959 22,959 0 VIGNETTE CORP.... COMMON 926734401 5,499,303 287,020 287,020 266,107 20,913 VISTAPRINT LIMITED........ COMMON G93762204 2,193,446 57,345 57,345 57,345 0 VISUAL SCIENCES INC............ COMMON 92845H108 11,022,360 712,499 712,499 661,480 51,019 VITAL IMAGES INC............ COMMON 92846N104 5,560,657 204,737 204,737 189,845 14,892 WABTEC CORP...... COMMON 929740108 3,387,792 92,740 92,740 84,968 7,772 WASTE CONNECTIONS INC............ COMMON 941053100 999,492 33,052 33,052 11,025 22,027 WEATHERFORD INTERNATIONAL LT............. COMMON G95089101 22,977,575 415,959 415,959 375,979 39,980 WEBMD HEALTH CORP........... COMMON 94770V102 156,978 3,335 3,335 3,185 150 WELLPOINT INC.... COMMON 94973V107 78,553 984 984 984 0 WELLS FARGO & CO NEW............ COMMON 949746101 216,858 6,166 6,166 6,166 0 WESCO INTL INC... COMMON 95082P105 5,503,308 91,039 91,039 61,495 29,544 WESTERN DIGITAL CORP........... COMMON 958102105 3,767,406 194,698 194,698 121,269 73,429 WHOLE FOODS MKT INC............ COMMON 966837106 1,022,495 26,697 26,697 0 26,697 WILLIAMS COS INC DEL............ COMMON 969457100 42,687 1,350 1,350 1,350 0 WINTRUST FINANCIAL CORP........... COMMON 97650W108 162,245 3,700 3,700 3,700 0 WIRELESS RONIN TECHNOLOGIES... COMMON 97652A203 2,981,632 372,704 372,704 371,278 1,426 WISCONSIN ENERGY CORP.... COMMON 976657106 22,115 500 500 500 0 WRIGHT MED GROUP INC...... COMMON 98235T107 10,080,833 417,945 417,945 386,838 31,107 WYETH............ COMMON 983024100 167,433 2,920 2,920 2,920 0 XCEL ENERGY INC............ COMMON 98389B100 10,235 500 500 500 0 XEROX CORP....... COMMON 984121103 935,642 50,630 50,630 46,680 3,950 XM SATELLITE RADIO HLDGS INC............ COMMON 983759101 215,297 18,292 18,292 18,292 0 XTO ENERGY INC... COMMON 98385X106 406,877 6,770 6,770 6,770 0 YAHOO INC........ COMMON 984332106 23,142 853 853 853 0 YAMANA GOLD INC............ COMMON 98462Y100 78,952 7,100 7,100 7,100 0 YUM BRANDS INC............ COMMON 988498101 32,720 1,000 1,000 1,000 0 ZIMMER HLDGS INC............ COMMON 98956P102 15,309,487 180,345 180,345 140,340 40,005 ZYMOGENETICS INC............ COMMON 98985T109 30,389 2,080 2,080 2,080 0 2,834,292,788 102,208,108 102,208,108 92,308,039 9,900,069
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