-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Re7ZSks+LIswWn04xj59upvZfemBr6mrDqHGkV7ZIq8HIH7Efta3mNp6pWTKo5Mr w1lOObZv8uKiQBo+1ncy5g== 0001193125-07-241472.txt : 20071109 0001193125-07-241472.hdr.sgml : 20071109 20071109084149 ACCESSION NUMBER: 0001193125-07-241472 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 EFFECTIVENESS DATE: 20071109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 071228391 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt FORM 13F ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response . . . .22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2007 Check here if Amendment [ ]; Amendment Number:______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29/TH/ FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ Michael S. McCarthy Boston, MA 11/08/2007 - ------------------------- ------------------------ ------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: -------------------- ----- 28-04975 Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 503 Form 13F Information Table Value Total: $2,774,376,815 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: --- --------------------- ----- 1 28-04975 Affiliated Managers Group [Repeat as necessary.] 13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- ----------------------- -------- ----------------------- INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ----------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- --------- ------ ------ -------- --------- ------ ------ 1 800 FLOWERS COM COMMON 68243Q106 8849335.88 763532 763532 709886 53646 3M CO COMMON 88579Y101 296742.18 3171 3171 2691 480 ABAXIS INC COMMON 002567105 775647.5 34550 34550 24600 9950 ABBOTT LABS COMMON 002824100 24169965.68 450764 450764 392048 58716 ACCESS INTEGRATED TECHNLGS I COMMON 004329108 2897798.4 517464 517464 481485 35979 ACTIVISION INC NEW COMMON 004930202 492899.7 22830 22830 22830 0 ADAMS RESPIRATORY THERAPEUTI COMMON 00635P107 34223.52 888 888 888 0 ADOBE SYS INC COMMON 00724F101 19098543.08 437438 437438 387520 49918 AEROVIRONMENT INC COMMON 008073108 88358.4 3840 3840 2520 1320 AFFILIATED MANAGERS GROUP COMMON 008252108 359578.2 2820 2820 2820 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 944872.24 32888 32888 32888 0 ALBANY MOLECULAR RESH INC COMMON 012423109 8710465.2 576852 576852 537124 39728 ALCON INC COMMON H01301102 13644911.28 94809 94809 82383 12426 ALEXANDER & BALDWIN INC COMMON 014482103 676755 13500 13500 7200 6300 ALTRIA GROUP INC COMMON 02209S103 20163.7 290 290 290 0 ALVARION LTD COMMON M0861T100 185609.16 12783 12783 12783 0 AMAG PHARMACEUTICALS INC COMMON 00163U106 25568.4 447 447 447 0 AMERICAN ELEC PWR INC COMMON 025537101 46080 1000 1000 1000 0 AMERICAN EXPRESS CO COMMON 025816109 103897.5 1750 1750 1750 0 AMERICAN INTL GROUP INC COMMON 026874107 791707.95 11703 11703 5660 6043 AMERICAN RAILCAR INDS INC COMMON 02916P103 3299719.02 149851 149851 139530 10321 AMERICAN SCIENCE & ENGR INC COMMON 029429107 6436685.84 102724 102724 95718 7006 AMERICAN TOWER CORP COMMON 029912201 13391641.34 307571 307571 267960 39611 AMERIPRISE FINL INC COMMON 03076C106 6311 100 100 100 0 AMERON INTL INC COMMON 030710107 7114936.36 67268 67268 62643 4625 AMGEN INC COMMON 031162100 45256 800 800 800 0 AMICAS INC COMMON 001712108 5624458.14 1913081 1913081 1780309 132772 AMPHENOL CORP NEW COMMON 032095101 10000793.04 251529 251529 195804 55725 AMR CORP COMMON 001765106 17377239.42 779598 779598 686852 92746 AMYLIN PHARMACEUTICALS INC COMMON 032346108 51200 1024 1024 1024 0 ANADARKO PETE CORP COMMON 032511107 284337.5 5290 5290 5290 0 ANADIGICS INC COMMON 032515108 16810440.48 929781 929781 875864 53917 ANGLO AMERN PLC COMMON 03485P201 254119.65 7597 7597 7597 0 APACHE CORP COMMON 037411105 9728191.14 108019 108019 100468 7551 APPLE INC COMMON 037833100 8183020.4 53320 53320 49848 3472 APPLIED MATLS INC COMMON 038222105 2342494.8 113164 113164 102231 10933 AQUACELL TECHNOLOGIES INC COMMON 03840N107 137044.98 253787 253787 0 253787 ARENA PHARMACEUTICALS INC COMMON 040047102 3455272.5 315550 315550 279954 35596 ARGO GROUP INTL HLDGS LTD COMMON G0464B107 8071902.31 185518.33 185518.33 172829.33 12689 ASA LIMITED COMMON G3156P103 1218492 16290 16290 10490 5800 ASIAINFO HLDGS INC COMMON 04518A104 6931987.2 765120 765120 715300 49820 AT&T INC COMMON 00206R102 12693 300 300 300 0 ATHENAHEALTH INC COMMON 04685W103 941714.61 27771 27771 22651 5120 ATWOOD OCEANICS INC COMMON 050095108 68904 900 900 900 0 AUDIBLE INC COMMON 05069A302 848302 65254 65254 65254 0 AUTOMATIC DATA PROCESSING IN COMMON 053015103 91630.35 1995 1995 195 1800 AVON PRODS INC COMMON 054303102 1762296.21 46957 46957 0 46957 AXIS CAPITAL HOLDINGS COMMON G0692U109 2285651.22 58742 58742 49792 8950
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- --------------------- -------- --------------------- INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------- ------ ------ -------- ------- ------ ------ AXT INC COMMON 00246W103 7247227.24 1170796 1170796 1089541 81255 BAIDU COM INC COMMON 056752108 26075741.25 90025 90025 80947 9078 BANK OF AMERICA CORPORATION COMMON 060505104 22621.5 450 450 450 0 BARNES GROUP INC COMMON 067806109 8454618.48 264869 264869 246636 18233 BARRETT BILL CORP COMMON 06846N104 132062.91 3351 3351 2505 846 BARRICK GOLD CORP COMMON 067901108 1215005.92 30164 30164 19263 10901 BARRIER THERAPEUTICS INC COMMON 06850R108 34391.76 5694 5694 5694 0 BAXTER INTL INC COMMON 071813109 13775205.36 244762 244762 212332 32430 BE AEROSPACE INC COMMON 073302101 12552317.91 302247 302247 270017 32230 BEA SYS INC COMMON 073325102 35223253.36 2539528 2539528 2239394 300134 BELDEN INC COMMON 077454106 2252665.11 48021 48021 44919 3102 BENIHANA INC COMMON 082047200 1839758.73 106283 106283 99023 7260 BENIHANA INC COMMON 082047101 534870.75 31007 31007 27377 3630 BERKSHIRE HATHAWAY INC DEL COMMON 084670207 2240784 567 567 567 0 BHP BILLITON LTD COMMON 088606108 589500 7500 7500 7500 0 BIGBAND NETWORKS INC COMMON 089750509 7302.4 1141 1141 746 395 BIOLASE TECHNOLOGY INC COMMON 090911108 6556057.92 958488 958488 891966 66522 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 44869.8 1802 1802 1802 0 BIO-REFERENCE LABS INC COMMON 09057G602 8361575.52 247677 247677 230702 16975 BIOSCRIP INC COMMON 09069N108 6500564.58 1012549 1012549 942622 69927 BJ SVCS CO COMMON 055482103 6637.5 250 250 250 0 BLACKBAUD INC COMMON 09227Q100 5058373.64 200411 200411 186614 13797 BLACKBOARD INC COMMON 091935502 17193117.12 375068 375068 354029 21039 BLADELOGIC INC COMMON 09265M102 1324998.28 51677 51677 43522 8155 BLUE COAT SYSTEMS INC COMMON 09534T508 1750441 22225 22225 16507 5718 BLUEPHOENIX SOLUTIONS LTD COMMON M20157109 6832300.79 371119 371119 345668 25451 BOEING CO COMMON 097023105 14686526.15 139885 139885 122286 17599 BOTTOMLINE TECH DEL INC COMMON 101388106 8633683.73 689041 689041 641610 47431 BP PLC COMMON 055622104 69350 1000 1000 0 1000 BRASIL TELECOM PARTICIPACOES COMMON 105530109 590990.4 7920 7920 7920 0 BRASIL TELECOM SA COMMON 10553M101 613068 21740 21740 21740 0 BRISTOW GROUP INC COMMON 110394103 1910432.97 43707 43707 23457 20250 BROADCOM CORP COMMON 111320107 1930299.68 52972 52972 51032 1940 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 8868.6 468 468 18 450 BROCADE COMMUNICATIONS SYS I COMMON 111621306 27837881.84 3252089 3252089 2894842 357247 BRUKER BIOSCIENCES CORP COMMON 116794108 9436204.8 1072296 1072296 999767 72529 BTU INTL INC COMMON 056032105 4483263.88 349436 349436 325187 24249 BUCYRUS INTL INC NEW COMMON 118759109 18544713.33 254281 254281 236788 17493 C COR INC COMMON 125010108 507777.57 44193 44193 44193 0 CABELAS INC COMMON 126804301 687387.25 29065 29065 26258 2807 CABOT CORP COMMON 127055101 33753.5 950 950 950 0 CABOT OIL & GAS CORP COMMON 127097103 78758.4 2240 2240 2240 0 CALLIDUS SOFTWARE INC COMMON 13123E500 8012938.2 931737 931737 873045 58692 CAMECO CORP COMMON 13321L108 484364 10475 10475 10475 0 CAMERON INTERNATIONAL CORP COMMON 13342B105 9576564.14 103766 103766 92253 11513 CAPELLA EDUCATION COMPANY COMMON 139594105 9767700.64 174704 174704 162552 12152 CARDINAL HEALTH INC COMMON 14149Y108 48273.16 772 772 772 0 CATERPILLAR INC DEL COMMON 149123101 701948.5 8950 8950 8200 750 CAVIUM NETWORKS INC COMMON 14965A101 812500 25000 25000 25000 0 CB RICHARD ELLIS GROUP INC COMMON 12497T101 9463205.76 339914 339914 298271 41643 CBEYOND INC COMMON 149847105 4450189 109100 109100 98477 10623 CELGENE CORP COMMON 151020104 24185570.91 339161 339161 276644 62517 CENTENNIAL COMMUNCTNS CORP N COMMON 15133V208 11303169.68 1116914 1116914 869832 247082 CENTRAL EUROPEAN MEDIA ENTRP COMMON G20045202 12581694.9 137190 137190 112306 24884 CEPHALON INC COMMON 156708109 31781.1 435 435 435 0 CGG VERITAS COMMON 204386106 1417595.11 21779 21779 21779 0
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- --------------------- -------- --------------------- INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------- ------ ------ -------- ------- ------ ------ CHARLES RIV LABS INTL INC COMMON 159864107 5553852.65 98911 98911 47044 51867 CHESAPEAKE ENERGY CORP COMMON 165167107 17275213.88 489938 489938 400215 89723 CHEVRON CORP NEW COMMON 166764100 500653 5350 5350 5350 0 CHINA FIN ONLINE CO LTD COMMON 169379104 1427087.9 44114 44114 36303 7811 CHINA FIRE & SEC GROUP INC COMMON 16938R103 2931053.85 241239 241239 224591 16648 CHINA MED TECHNOLOGIES INC COMMON 169483104 1050280.55 24545 24545 15470 9075 CHINA MOBILE LIMITED COMMON 16941M109 1230600 15000 15000 15000 0 CHINA NETCOM GROUP CORP HK L COMMON 16940Q101 1097932.5 20913 20913 20913 0 CHINA SUNERGY CO LTD COMMON 16942X104 202425.45 22123 22123 16823 5300 CHINA TELECOM CORP LTD COMMON 169426103 1042099.76 13624 13624 13624 0 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 1389445.06 11762 11762 11682 80 CHUBB CORP COMMON 171232101 123372 2300 2300 0 2300 CISCO SYS INC COMMON 17275R102 49240374.03 1486282 1486282 1281162 205120 CITADEL BROADCASTING CORP COMMON 17285T106 9522.24 2289 2289 1999 290 CITIGROUP INC COMMON 172967101 248984.45 5335 5335 3605 1730 CITRIX SYS INC COMMON 177376100 3190924.8 79140 79140 74947 4193 CME GROUP INC COMMON 12572Q105 13262950.35 22581 22581 19628 2953 COACH INC COMMON 189754104 12441653.08 263204 263204 229746 33458 COCA COLA CO COMMON 191216100 2680975.5 46650 46650 36573 10077 COLONIAL BANCGROUP INC COMMON 195493309 270250 12500 12500 12500 0 COMMSCOPE INC COMMON 203372107 4673726.72 93028 93028 84412 8616 COMPANHIA VALE DO RIO DOCE COMMON 204412209 373230 11000 11000 11000 0 COMPLETE PRODUCTION SERVICES COMMON 20453E109 12492.8 610 610 320 290 COMPOSITE TECHNOLOGY CORP COMMON 20461S108 308134.4 162176 162176 124636 37540 COMSCORE INC COMMON 20564W105 367254 13602 13602 13184 418 CONCUR TECHNOLOGIES INC COMMON 206708109 15430458.4 489545 489545 452576 36969 CONOCOPHILLIPS COMMON 20825C104 1544049.84 17592 17592 16752 840 CONSOL ENERGY INC COMMON 20854P109 79686 1710 1710 1710 0 COPART INC COMMON 217204106 113487 3300 3300 3300 0 CORE LABORATORIES N V COMMON N22717107 9099340.31 71429 71429 63995 7434 CORN PRODS INTL INC COMMON 219023108 4009267.35 87405 87405 56037 31368 CORNING INC COMMON 219350105 23593698.2 957148 957148 848078 109070 COSTAR GROUP INC COMMON 22160N109 13362.5 250 250 0 250 COSTCO WHSL CORP NEW COMMON 22160K105 1119941.13 18249 18249 14459 3790 COVANCE INC COMMON 222816100 31879328.6 409234 409234 328426 80808 CREE INC COMMON 225447101 5516829 177390 177390 156728 20662 CROCS INC COMMON 227046109 16242220 241520 241520 214138 27382 CTC MEDIA INC COMMON 12642X106 3759046.92 171177 171177 169047 2130 CVS CAREMARK CORPORATION COMMON 126650100 24608089.98 620946 620946 546662 74284 CYBERSOURCE CORP COMMON 23251J106 5976442.36 511244 511244 475948 35296 CYNOSURE INC COMMON 232577205 1609430.4 43616 43616 43116 500 DAIMLERCHRYSLER AG COMMON D1668R123 36573 365 365 365 0 DARLING INTL INC COMMON 237266101 7653000.68 773812 773812 720521 53291 DATA DOMAIN INC COMMON 23767P109 24233.85 783 783 545 238 DAWSON GEOPHYSICAL CO COMMON 239359102 310040 4000 4000 4000 0 DEAN FOODS CO NEW COMMON 242370104 1648656.58 64451 64451 39835 24616 DEERE & CO COMMON 244199105 32772323.36 220808 220808 195133 25675 DELL INC COMMON 24702R101 23069349.6 835846 835846 692870 142976 DEMANDTEC INC COMMON 24802R506 426371.4 31236 31236 23347 7889 DENBURY RES INC COMMON 247916208 1764048.37 39473 39473 39473 0 DEVON ENERGY CORP NEW COMMON 25179M103 340704 4095 4095 4095 0 DIAMOND OFFSHORE DRILLING IN COMMON 25271C102 259434.1 2290 2290 2290 0 DICE HLDGS INC COMMON 253017107 30017.6 2920 2920 2165 755 DISNEY WALT CO COMMON 254687106 3172133.6 92240 92240 86540 5700 DOLLAR TREE STORES INC COMMON 256747106 5953582.78 146857 146857 94656 52201 DOMINION RES INC VA NEW COMMON 25746U109 84300 1000 1000 1000 0
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- -------------------- -------- -------------------- INVESTMENT DISCRETION VOTING AUTHORITY -------------------- -------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------ ------ ------ -------- ------ ------ ------ DOW CHEM CO COMMON 260543103 341896.4 7940 7940 2640 5300 DRYSHIPS INC COMMON Y2109Q101 10817239.12 119080 119080 106851 12229 DU PONT E I DE NEMOURS & CO COMMON 263534109 3154890.48 63658 63658 26080 37578 DUKE ENERGY CORP NEW COMMON 26441C105 71022 3800 3800 3800 0 DXP ENTERPRISES INC NEW COMMON 233377407 5638100.25 158775 158775 147757 11018 DYCOM INDS INC COMMON 267475101 12164980.17 397159 397159 310908 86251 E HOUSE CHINA HLDGS LTD COMMON 26852W103 71837.3 3137 3137 2319 818 E M C CORP MASS COMMON 268648102 18807380.8 904201 904201 800027 104174 EAGLE TEST SYS INC COMMON 270006109 98842.2 7710 7710 7070 640 EDISON INTL COMMON 281020107 27725 500 500 500 0 ELAN PLC COMMON 284131208 7462277.84 354671 354671 322917 31754 ENCANA CORP COMMON 292505104 142255 2300 2300 2300 0 ENER1 INC COMMON 29267A104 127425.13 310793 310793 0 310793 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 17586 360 360 360 0 EOG RES INC COMMON 26875P101 308849.1 4270 4270 4270 0 EPIQ SYS INC COMMON 26882D109 86741.38 4609 4609 3750 859 EQUINIX INC COMMON 29444U502 4174194.85 47065 47065 47065 0 ERICSSON L M TEL CO COMMON 294821608 11940 300 300 300 0 ETELECARE GLOBAL SOLUTIONS I COMMON 29759R102 11508 1050 1050 690 360 EVERGREEN SOLAR INC COMMON 30033R108 1006884.29 112753 112753 100257 12496 EXELIXIS INC COMMON 30161Q104 9820551.78 927342 927342 845759 81583 EXELON CORP COMMON 30161N101 97968 1300 1300 1300 0 EXLSERVICE HOLDINGS INC COMMON 302081104 62929.6 2960 2960 2090 870 EXPEDITORS INTL WASH INC COMMON 302130109 18920 400 400 400 0 EXXON MOBIL CORP COMMON 30231G102 4613190.4 49840 49840 38339 11501 F5 NETWORKS INC COMMON 315616102 1439476.14 38706 38706 38706 0 FALCONSTOR SOFTWARE INC COMMON 306137100 6754470.85 560537 560537 521940 38597 FCSTONE GROUP INC COMMON 31308T100 25364.22 786 786 533 253 FEI CO COMMON 30241L109 9634615.06 306542 306542 284770 21772 FIRST SOLAR INC COMMON 336433107 2296399.01 19504 19504 17442 2062 FLORIDA PUB UTILS CO COMMON 341135101 44999.63 3750 3750 3750 0 FLOTEK INDS INC DEL COMMON 343389102 4106568.1 93014 93014 87025 5989 FLUOR CORP NEW COMMON 343412102 316180.08 2196 2196 2196 0 FOCUS MEDIA HLDG LTD COMMON 34415V109 25380210.78 437439 437439 398849 38590 FORCE PROTECTION INC COMMON 345203202 3512407.26 162161 162161 150896 11265 FORD MTR CO DEL COMMON 345370860 3514.86 414 414 414 0 FOSTER WHEELER LTD COMMON G36535139 15674044.32 119394 119394 105804 13590 FPL GROUP INC COMMON 302571104 243520 4000 4000 4000 0 FREEPORT- MCMORAN COPPER & GO COMMON 35671D857 524450 5000 5000 5000 0 FUEL SYS SOLUTIONS INC COMMON 35952W103 191548.5 10725 10725 10725 0 FUELCELL ENERGY INC COMMON 35952H106 8168054.97 918781 918781 863028 55753 GARMIN LTD COMMON G37260109 7414740 62100 62100 56159 5941 GATX CORP COMMON 361448103 20520 480 480 480 0 GENENTECH INC COMMON 368710406 43437713.02 556751 556751 485779 70972 GENERAL CABLE CORP DEL NEW COMMON 369300108 18125554.64 270047 270047 237151 32896 GENERAL ELECTRIC CO COMMON 369604103 33632821.8 812387 812387 709306 103081 GENERAL GROWTH PPTYS INC COMMON 370021107 13405 250 250 250 0 GENERAL MTRS CORP COMMON 370442105 977321 26630 26630 592 26038 GENOMIC HEALTH INC COMMON 37244C101 3299068.04 171916 171916 160866 11050 GENPACT LIMITED COMMON G3922B107 2733119.7 161246 161246 151217 10029 GEN-PROBE INC NEW COMMON 36866T103 8008042.66 120277 120277 112969 7308 GENZYME CORP COMMON 372917104 1987986.6 32085 32085 27965 4120 GEOEYE INC COMMON 37250W108 598996.5 23262 23262 18262 5000 GFI GROUP INC COMMON 361652209 9440905 109625 109625 100309 9316 GIGAMEDIA LTD COMMON Y2711Y104 1082380.64 66979 66979 66979 0 GILEAD SCIENCES INC COMMON 375558103 36499770.9 893070 893070 780038 113032
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- --------------------- -------- --------------------- INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------- ------ ------ -------- ------- ------ ------ GLOBAL SOURCES LTD COMMON G39300101 4460315.79 201187 201187 176351 24836 GLOBECOMM SYSTEMS INC COMMON 37956X103 7166168.1 540435 540435 505867 34568 GOLDCORP INC NEW COMMON 380956409 624340.8 20430 20430 20430 0 GOLDEN MEDITECH (HONG KONG) COMMON 999900GM1 72000 160000 160000 160000 GOLDEN TELECOM INC COMMON 38122G107 233260.02 2898 2898 2898 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 89730.36 414 414 414 0 GOOGLE INC COMMON 38259P508 69733933.83 122929 122929 107398 15531 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 3932749.48 118492 118492 105618 12874 GRUPO AEROPORTUARIO CTR NORT COMMON 400501102 6336 220 220 220 0 GSI COMMERCE INC COMMON 36238G102 3116456 117160 117160 109009 8151 GUESS INC COMMON 401617105 9435529.32 192444 192444 179105 13339 GUIDANCE SOFTWARE INC COMMON 401692108 6081.6 480 480 460 20 HAIN CELESTIAL GROUP INC COMMON 405217100 10080755.37 313749 313749 292532 21217 HALLIBURTON CO COMMON 406216101 810470.4 21106 21106 0 21106 HANSEN MEDICAL INC COMMON 411307101 2156573.39 79549 79549 71499 8050 HANSEN NAT CORP COMMON 411310105 523553.16 9237 9237 9237 0 HARRIS & HARRIS GROUP INC COMMON 413833104 6063427.44 569871 569871 507820 62051 HAWAIIAN ELEC INDUSTRIES COMMON 419870100 43420 2000 2000 2000 0 HEADWATERS INC COMMON 42210P102 10411774.08 699716 699716 572397 127319 HEALTHCARE SVCS GRP INC COMMON 421906108 1980034.41 97683 97683 78588 19095 HEARTLAND PMT SYS INC COMMON 42235N108 470181.5 18295 18295 16664 1631 HECLA MNG CO COMMON 422704106 473902.5 52950 52950 36000 16950 HMS HLDGS CORP COMMON 40425J101 17299254.96 702936 702936 655119 47817 HOLOGIC INC COMMON 436440101 3497252 57332 57332 57162 170 HURCO COMPANIES INC COMMON 447324104 7325778.72 135512 135512 126181 9331 ICAD INC COMMON 44934S107 4177514.66 1383283 1383283 1287280 96003 ICON PUB LTD CO COMMON 45103T107 1218698.46 23882 23882 23882 0 ICONIX BRAND GROUP INC COMMON 451055107 9661547.22 406118 406118 378537 27581 IDACORP INC COMMON 451107106 32740 1000 1000 1000 0 IDEARC INC COMMON 451663108 35277.87 1121 1121 1121 0 IDEXX LABS INC COMMON 45168D104 1319134.83 12037 12037 9067 2970 IGATE CORP COMMON 45169U105 5668317.98 661414 661414 615880 45534 IHS INC COMMON 451734107 4802440.86 85014 85014 50607 34407 ILLUMINA INC COMMON 452327109 33196715 639875 639875 560854 79021 IMMUCOR INC COMMON 452526106 5451017 152476 152476 73360 79116 INFORMATICA CORP COMMON 45666Q102 2765256.7 176131 176131 164206 11925 INTEL CORP COMMON 458140100 25396718.1 982085 982085 863542 118543 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 11808766 621514 621514 574287 47227 INTERNATIONAL GAME TECHNOLOG COMMON 459902102 12650496.5 293515 293515 256230 37285 INTERNATIONAL SPEEDWAY CORP COMMON 460335201 4769.44 104 104 104 0 INTERSIL CORP COMMON 46069S109 6547332.36 195852 195852 119388 76464 INTUITIVE SURGICAL INC COMMON 46120E602 13699720 59564 59564 54349 5215 INVERNESS MED INNOVATIONS IN COMMON 46126P106 11064 200 200 200 0 IONATRON INC COMMON 462070103 34300 10000 10000 10000 0 ISIS PHARMACEUTICALS INC COMMON 464330109 31152.57 2081 2081 2081 0 JANUS CAP GROUP INC COMMON 47102X105 5633460.84 199203 199203 112752 86451 JOHNSON & JOHNSON COMMON 478160104 425407.5 6475 6475 3825 2650 JOY GLOBAL INC COMMON 481165108 11440753.56 224946 224946 151160 73786 JP MORGAN CHASE & CO COMMON 46625H100 96680.2 2110 2110 1000 1110 JUNIPER NETWORKS INC COMMON 48203R104 1938755.77 52957 52957 52957 0 K V PHARMACEUTICAL CO COMMON 482740206 38467 1345 1345 1345 0 KAYDON CORP COMMON 486587108 12867784.95 247505 247505 193298 54207 KENDLE INTERNATIONAL INC COMMON 48880L107 10740820.84 258628 258628 243469 15159 KENEXA CORP COMMON 488879107 7412962.86 240837 240837 224261 16576 KERYX BIOPHARMACEUTICALS INC COMMON 492515101 45724 4600 4600 4100 500 KOHLS CORP COMMON 500255104 25187648.85 439345 439345 358031 81314
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- -------------------- -------- -------------------- INVESTMENT DISCRETION VOTING AUTHORITY -------------------- -------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------ ------ ------ -------- ------ ------ ------ KRAFT FOODS INC COMMON 50075N104 6902 200 200 200 0 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 12874644.25 683005 683005 555230 127775 LAMAR ADVERTISING CO COMMON 512815101 38833.21 793 793 793 0 LANDEC CORP COMMON 514766104 11497370.1 743685 743685 701904 41781 LAUDER ESTEE COS INC COMMON 518439104 12738 300 300 300 0 LAYNE CHRISTENSEN CO COMMON 521050104 10545361 190075 190075 176985 13090 LEAP WIRELESS INTL INC COMMON 521863308 464297.22 5706 5706 5706 0 LECROY CORP COMMON 52324W109 4802784.05 644669 644669 599560 45109 LEUCADIA NATL CORP COMMON 527288104 96440 2000 2000 2000 0 LIBERTY GLOBAL INC COMMON 530555101 855349.04 20852 20852 20852 0 LIBERTY GLOBAL INC COMMON 530555309 353661.68 9148 9148 9148 0 LIBERTY PPTY TR COMMON 531172104 6594.44 164 164 164 0 LIFECORE BIOMEDICAL INC COMMON 532187101 6450 500 500 0 500 LIFETIME BRANDS INC COMMON 53222Q103 4632815.7 228330 228330 212486 15844 LINEAR TECHNOLOGY CORP COMMON 535678106 173200.5 4950 4950 4950 0 LIZ CLAIBORNE INC COMMON 539320101 1705926.36 49692 49692 45900 3792 LTX CORP COMMON 502392103 2756643.33 772169 772169 719009 53160 LULULEMON ATHLETICA INC COMMON 550021109 7045867.17 167639 167639 147420 20219 LUMINEX CORP DEL COMMON 55027E102 10738890.24 712128 712128 663310 48818 LYDALL INC DEL COMMON 550819106 3805969.28 410126 410126 381664 28462 MACYS INC COMMON 55616P104 6690.24 207 207 207 0 MAGMA DESIGN AUTOMATION COMMON 559181102 8456238.84 601012 601012 560269 40743 MCAFEE INC COMMON 579064106 9206516.88 264024 264024 232073 31951 MCDERMOTT INTL INC COMMON 580037109 108160 2000 2000 2000 0 MCDONALDS CORP COMMON 580135101 41887.43 769 769 769 0 MCGRAW HILL COS INC COMMON 580645109 696194.25 13675 13675 12075 1600 MCKESSON CORP COMMON 58155Q103 50735.77 863 863 863 0 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 9563262 105800 105800 92540 13260 MEDTOX SCIENTIFIC INC COMMON 584977201 5131395.8 250924 250924 233510 17414 MEDTRONIC INC COMMON 585055106 57086.92 1012 1012 862 150 MELLANOX TECHNOLOGIES LTD COMMON M51363113 97454.7 4990 4990 3760 1230 MEMC ELECTR MATLS INC COMMON 552715104 4610739.24 78334 78334 70118 8216 MERCK & CO INC COMMON 589331107 154398.03 2987 2987 2987 0 MERIDIAN BIOSCIENCE INC COMMON 589584101 8660604.8 285640 285640 266110 19530 MERIDIAN GOLD INC COMMON 589975101 446188 13480 13480 13480 0 METROPCS COMMUNICATIONS INC COMMON 591708102 11008734.88 403546 403546 364044 39502 MGI PHARMA INC COMMON 552880106 80562 2900 2900 2900 0 MICROS SYS INC COMMON 594901100 15708028.14 241402 241402 229349 12053 MICROSOFT CORP COMMON 594918104 11566496.82 392617 392617 365567 27050 MILLENNIUM PHARMACEUTICALS I COMMON 599902103 15225 1500 1500 1500 0 MILLER HERMAN INC COMMON 600544100 2186696.94 80571 80571 75063 5508 MILLICOM INTL CELLULAR S A COMMON L6388F110 386191.7 4603 4603 4603 0 MILLIPORE CORP COMMON 601073109 4261627.6 56222 56222 50890 5332 MINDRAY MEDICAL INTL LTD COMMON 602675100 18434827.2 429216 429216 392120 37096 MITCHAM INDS INC COMMON 606501104 6842221.36 354887 354887 332296 22591 MOSAIC CO COMMON 61945A107 18102604.8 338240 338240 299533 38707 MUELLER WTR PRODS INC COMMON 624758108 7805.7 630 630 60 570 MWI VETERINARY SUPPLY INC COMMON 55402X105 8620514.5 228358 228358 211670 16688 NAVISITE INC COMMON 63935M208 7008469.17 797323 797323 741995 55328 NCR CORP NEW COMMON 62886E108 2263659 45455 45455 0 45455 NEOGEN CORP COMMON 640491106 7767819.01 328727 328727 306086 22641 NETEZZA CORP COMMON 64111N101 2597814.09 207659 207659 176672 30987 NETGEAR INC COMMON 64111Q104 9567698.4 314520 314520 293915 20605 NETWORK APPLIANCE INC COMMON 64120L104 1466837.19 54509 54509 0 54509 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 21662617.6 325460 325460 295228 30232 NEWCASTLE INVT CORP COMMON 65105M108 44050 2500 2500 1500 1000
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- -------------------- -------- -------------------- INVESTMENT DISCRETION VOTING AUTHORITY -------------------- -------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------ ------ ------ -------- ------ ------ ------ NEWMONT MINING CORP COMMON 651639106 3772841.31 84347 84347 73702 10645 NEWS CORP COMMON 65248E104 16660767.48 757652 757652 661286 96366 NIC INC COMMON 62914B100 6866602.56 989424 989424 893424 96000 NICE SYS LTD COMMON 653656108 21710617.6 605765 605765 499130 106635 NIGHTHAWK RADIOLOGY HLDGS IN COMMON 65411N105 1474521.6 60160 60160 58799 1361 NII HLDGS INC COMMON 62913F201 39051481.2 475368 475368 386445 88923 NOBLE CORPORATION COMMON G65422100 235930.5 4810 4810 4810 0 NOKIA CORP COMMON 654902204 9508785.49 250693 250693 222752 27941 NORTEL INVERSORA S A COMMON 656567401 92679.3 4382 4382 4382 0 NORTHERN TR CORP COMMON 665859104 2194862.4 33120 33120 0 33120 NORTHWEST AIRLS CORP COMMON 667280408 898063.4 50453 50453 50453 0 NOVARTIS A G COMMON 66987V109 1068422.4 19440 19440 16315 3125 NOVELLUS SYS INC COMMON 670008101 84206.14 3089 3089 3089 0 NTELOS HLDGS CORP COMMON 67020Q107 294600 10000 10000 10000 0 NUANCE COMMUNICATIONS INC COMMON 67020Y100 12262564.47 635037 635037 582671 52366 NUTRI SYS INC NEW COMMON 67069D108 21381.84 456 456 0 456 NUVASIVE INC COMMON 670704105 10530256.61 293077 293077 273025 20052 NUVEEN INVTS INC COMMON 67090F106 41747.56 674 674 674 0 NVIDIA CORP COMMON 67066G104 18510159.84 510766 510766 454046 56720 NYMEX HOLDINGS INC COMMON 62948N104 61184.6 470 470 280 190 OCEANEERING INTL INC COMMON 675232102 3556536 46920 46920 43949 2971 OCULUS INNOVATIVE SCIENCES I COMMON 67575P108 374987.5 49999 49999 49999 0 OMNICELL INC COMMON 68213N109 10649643.92 373148 373148 347697 25451 OMNITURE INC COMMON 68212S109 12566942.64 414477 414477 348890 65587 OMNIVISION TECHNOLOGIES INC COMMON 682128103 2891210.54 127198 127198 118339 8859 ONSTREAM MEDIA CORP COMMON 682875109 928310.88 533512 533512 533512 0 OPEN JT STK CO-VIMPEL COMMUN COMMON 68370R109 1292701.28 47807 47807 47807 0 OPTIUM CORP COMMON 68402T107 5501.4 530 530 190 340 ORACLE CORP COMMON 68389X105 519989.7 24018 24018 21798 2220 OSIRIS THERAPEUTICS INC COMMON 68827R108 335781.6 26070 26070 17310 8760 P T TELEKOMUNIKASI INDONESIA COMMON 715684106 395002.62 8091 8091 8091 0 PAETEC HOLDING CORP COMMON 695459107 9602386.33 770039 770039 733056 36983 PAN AMERICAN SILVER CORP COMMON 697900108 91844.2 3178 3178 3178 0 PANACOS PHARMACEUTICALS INC COMMON 69811Q106 15052.8 9408 9408 9408 0 PARAGON SHIPPING INC COMMON 69913R309 10520152.32 620292 620292 553357 66935 PAREXEL INTL CORP COMMON 699462107 12516035.44 303272 303272 282536 20736 PEABODY ENERGY CORP COMMON 704549104 57444 1200 1200 1200 0 PEOPLESUPPORT INC COMMON 712714302 3099936.32 259192 259192 241349 17843 PEPSICO INC COMMON 713448108 14105480.4 192540 192540 166237 26303 PERFICIENT INC COMMON 71375U101 11592521.55 530065 530065 503184 26881 PFIZER INC COMMON 717081103 1061385.78 43446 43446 39416 4030 PINNACLE ENTMT INC COMMON 723456109 753154.57 27659 27659 27659 0 PITNEY BOWES INC COMMON 724479100 54504 1200 1200 1200 0 PORTFOLIO RECOVERY ASSOCS IN COMMON 73640Q105 10057561.05 189515 189515 176546 12969 PORTUGAL TELECOM SGPS S A COMMON 737273102 195324.48 13912 13912 13912 0 POTASH CORP SASK INC COMMON 73755L107 14399616.7 136231 136231 120720 15511 PPL CORP COMMON 69351T106 92600 2000 2000 2000 0 PRAXAIR INC COMMON 74005P104 232015.2 2770 2770 2770 0 PRESSTEK INC COMMON 741113104 5781592.08 922104 922104 858629 63475 PRICELINE COM INC COMMON 741503403 443750 5000 5000 5000 0 PROCTER & GAMBLE CO COMMON 742718109 24315693.92 345688 345688 299214 46474 PROGENICS PHARMACEUTICALS IN COMMON 743187106 52643.91 2381 2381 2381 0 PSYCHIATRIC SOLUTIONS INC COMMON 74439H108 163561.92 4164 4164 4164 0 PUBLIC SVC ENTERPRISE GROUP COMMON 744573106 43995 500 500 500 0 QUALCOMM INC COMMON 747525103 29096897.46 688521 688521 602698 85823 QUANTA SVCS INC COMMON 74762E102 3363725.85 127173 127173 119913 7260
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- --------------------- -------- --------------------- INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------- ------ ------ -------- ------- ------ ------ QUIDEL CORP COMMON 74838J101 512374.2 26195 26195 26195 0 RANDGOLD RES LTD COMMON 752344309 1481839.2 44580 44580 26980 17600 RESEARCH IN MOTION LTD COMMON 760975102 51294388.05 520491 520491 463142 57349 RESMED INC COMMON 761152107 11146.2 260 260 260 0 RESPIRONICS INC COMMON 761230101 57636 1200 1200 0 1200 RIO TINTO PLC COMMON 767204100 343400 1000 1000 1000 0 RIVERBED TECHNOLOGY INC COMMON 768573107 16864198.26 417534 417534 378889 38645 ROCHE HLDG LTD COMMON 771195104 18070.6 200 200 200 0 ROCKWELL AUTOMATION INC COMMON 773903109 27804 400 400 400 0 ROPER INDS INC NEW COMMON 776696106 93665 1430 1430 1430 0 ROYAL DUTCH SHELL PLC COMMON 780259206 445415.6 5420 5420 300 5120 ROYAL GOLD INC COMMON 780287108 831850 25400 25400 16600 8800 RRSAT GLOBAL COMM NTWRK LTD COMMON M8183P102 4215396.5 172057 172057 157374 14683 SANDISK CORP COMMON 80004C101 409227.7 7427 7427 7427 0 SAPIENT CORP COMMON 803062108 14366.11 2141 2141 0 2141 SBA COMMUNICATIONS CORP COMMON 78388J106 1058400 30000 30000 30000 0 SCHERING PLOUGH CORP COMMON 806605101 63639.56 2012 2012 2012 0 SCHLUMBERGER LTD COMMON 806857108 44774205 426421 426421 381594 44827 SEI INVESTMENTS CO COMMON 784117103 2556490.64 93713 93713 87591 6122 SEMTECH CORP COMMON 816850101 2368143.36 115632 115632 108273 7359 SHANDA INTERACTIVE ENTMT LTD COMMON 81941Q203 19912769.26 535576 535576 494633 40943 SHIRE PLC COMMON 82481R106 1574960.22 21289 21289 17839 3450 SHORETEL INC COMMON 825211105 229649.84 16037 16037 12284 3753 SIERRA WIRELESS INC COMMON 826516106 10234044.88 485486 485486 452066 33420 SIGMA DESIGNS INC COMMON 826565103 943188.48 19552 19552 19552 0 SILVER STD RES INC COMMON 82823L106 100608.42 2698 2698 2698 0 SILVER WHEATON CORP COMMON 828336107 115440.68 8234 8234 8234 0 SINA CORP COMMON G81477104 7412730.6 154916 154916 140473 14443 SIRENZA MICRODEVICES INC COMMON 82966T106 3566373.72 206268 206268 177562 28706 SKILLSOFT PLC COMMON 830928107 9559696.3 1063370 1063370 990261 73109 SKYWORKS SOLUTIONS INC COMMON 83088M102 621445.76 68744 68744 68744 0 SOHU COM INC COMMON 83408W103 16101717.48 426988 426988 385993 40995 SONIC INNOVATIONS INC COMMON 83545M109 6997443.6 763080 763080 710126 52954 SONOCO PRODS CO COMMON 835495102 7545 250 250 250 0 SOURCEFORGE INC COMMON 83616W101 4040922.2 1649356 1649356 1535818 113538 SOUTHERN CO COMMON 842587107 36280 1000 1000 1000 0 SOUTHWESTERN ENERGY CO COMMON 845467109 30006198.9 716994 716994 640046 76948 SPECTRA ENERGY CORP COMMON 847560109 3672 150 150 150 0 SPREADTRUM COMMUNICATIONS IN COMMON 849415203 7369.8 519 519 348 171 STARBUCKS CORP COMMON 855244109 2100244.4 80162 80162 10497 69665 STARENT NETWORKS CORP COMMON 85528P108 14227063.39 673949 673949 629793 44156 STATE STR CORP COMMON 857477103 34420.8 505 505 505 0 STERICYCLE INC COMMON 858912108 10903841.6 190760 190760 168880 21880 STREETTRACKS GOLD TR COMMON 863307104 3932785 53500 53500 53500 0 STRYKER CORP COMMON 863667101 66009.6 960 960 960 0 SUN HEALTHCARE GROUP INC COMMON 866933401 1989927.06 119086 119086 116271 2815 SUN MICROSYSTEMS INC COMMON 866810104 1288519.88 229274 229274 0 229274 SUNCOR ENERGY INC COMMON 867229106 23702.5 250 250 250 0 SUNPOWER CORP COMMON 867652109 21972146 265300 265300 235181 30119 SUNTECH PWR HLDGS CO LTD COMMON 86800C104 2412992.4 60476 60476 59726 750 SUPERIOR ENERGY SVCS INC COMMON 868157108 149556.8 4220 4220 4220 0 SWITCH & DATA FACILITIES COM COMMON 871043105 2280.6 140 140 140 0 SYMMETRY MED INC COMMON 871546206 8505026.1 509283 509283 474702 34581 SYNAPTICS INC COMMON 87157D109 10803407.52 226202 226202 204253 21949 SYNCHRONOSS TECHNOLOGIES INC COMMON 87157B103 41132072.28 977938 977938 899786 78152 TALEO CORP COMMON 87424N104 9710787.24 382164 382164 355837 26327
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- --------- -------------------- -------- ------------------- INVESTMENT DISCRETION VOTING AUTHORITY -------------------- ------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- --------- ------ ------ ------ -------- ------ ------ ----- TASER INTL INC COMMON 87651B104 121628.88 7752 7752 7752 0 TECHNITROL INC COMMON 878555101 2887962 107160 107160 99928 7232 TECO ENERGY INC COMMON 872375100 32860 2000 2000 2000 0 TELECOMUNICACOES BRASILEIRAS COMMON 879287308 403555.52 16864 16864 16864 0 TELECOMUNICACOES DE SAO PAUL COMMON 87929A102 384208 11840 11840 11840 0 TELEFONOS DE MEXICO S A B COMMON 879403780 374685.13 11399 11399 11399 0 TELKOM SA LTD COMMON 879603108 423147.95 4171 4171 4171 0 TENARIS S A COMMON 88031M109 247314 4700 4700 4700 0 TESSERA TECHNOLOGIES INC COMMON 88164L100 3753225 100086 100086 94575 5511 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 6084207.52 136816 136816 117416 19400 TEXAS INSTRS INC COMMON 882508104 12257.65 335 335 335 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 53102.4 920 920 920 0 TIDEWATER INC COMMON 886423102 70695 1125 1125 1125 0 TIME WARNER INC COMMON 887317105 183600 10000 10000 10000 0 TOMOTHERAPY INC COMMON 890088107 3249412.4 139880 139880 119570 20310 TONGJITANG CHINESE MED CO COMMON 89025E103 4000897.45 382861 382861 336845 46016 TRANSCEND SERVICES INC COMMON 893929208 7133289.06 462303 462303 430195 32108 TRANSDIGM GROUP INC COMMON 893641100 21026.6 460 460 170 290 TRANSOCEAN INC COMMON G90078109 339150 3000 3000 3000 0 TRIMBLE NAVIGATION LTD COMMON 896239100 4666146.84 119004 119004 118004 1000 TXCO RES INC COMMON 87311M102 167758.08 18723 18723 18723 0 U S AIRWAYS GROUP INC COMMON 90341W108 805875 30700 30700 28399 2301 UAL CORP COMMON 902549807 568410.48 12216 12216 12216 0 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 11321350.6 324394 324394 307467 16927 UNDER ARMOUR INC COMMON 904311107 4085945.28 68304 68304 61544 6760 UNITED TECHNOLOGIES CORP COMMON 913017109 329968 4100 4100 4100 0 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 55693.98 837 837 837 0 UNITEDHEALTH GROUP INC COMMON 91324P102 3678549.08 75956 75956 65506 10450 URBAN OUTFITTERS INC COMMON 917047102 2690861.2 123434 123434 115262 8172 URS CORP NEW COMMON 903236107 6094003.3 107954 107954 62289 45665 VARIAN SEMICONDUCTOR EQUIPMN COMMON 922207105 702503.52 13126 13126 13126 0 VASCO DATA SEC INTL INC COMMON 92230Y104 8515606.77 241167 241167 229367 11800 VELOCITY EXPRESS CORP COMMON 92257T608 502.44 948 948 948 0 VERIFONE HLDGS INC COMMON 92342Y109 5238387.44 118168 118168 66318 51850 VERIZON COMMUNICATIONS COMMON 92343V104 1045937.88 23621 23621 23621 0 VERSANT CORP COMMON 925284309 323304.3 16830 16830 16830 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 27018515.84 703424 703424 623075 80349 VIACOM INC NEW COMMON 92553P201 33592.14 862 862 862 0 VISTAPRINT LIMITED COMMON G93762204 820084.65 21945 21945 21945 0 VISUAL SCIENCES INC COMMON 92845H108 10378562.28 718737 718737 670227 48510 VITAL IMAGES INC COMMON 92846N104 4481792 229600 229600 213804 15796 VMWARE INC COMMON 928563402 18844755 221703 221703 196001 25702 WABTEC CORP COMMON 929740108 3393801.08 90598 90598 84185 6413 WASTE CONNECTIONS INC COMMON 941053100 1049731.52 33052 33052 11025 22027 WEATHERFORD INTERNATIONAL LT COMMON G95089101 17427566.88 259416 259416 230637 28779 WEBMD HEALTH CORP COMMON 94770V102 173753.5 3335 3335 3185 150 WELLPOINT INC COMMON 94973V107 49246.08 624 624 624 0 WELLS FARGO & CO NEW COMMON 949746101 219632.92 6166 6166 6166 0 WESCO INTL INC COMMON 95082P105 3111690.04 72466 72466 45434 27032 WESTERN DIGITAL CORP COMMON 958102105 4863845.4 192095 192095 120677 71418 WHOLE FOODS MKT INC COMMON 966837106 2243787.84 45829 45829 0 45829 WILLIAMS COS INC DEL COMMON 969457100 45981 1350 1350 1350 0 WINTRUST FINANCIAL CORP COMMON 97650W108 157953 3700 3700 3700 0 WIRELESS RONIN TECHNOLOGIES COMMON 97652A203 1838430 272360 272360 270934 1426 WISCONSIN ENERGY CORP COMMON 976657106 22515 500 500 500 0 WRIGHT MED GROUP INC COMMON 98235T107 12205165.14 455077 455077 424110 30967
13 F Summary 9/30/2007
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------ -------- --------- ----------- ----------- ------------------------- -------- ---------------------------- INVESTMENT DISCRETION VOTING AUTHORITY ------------------------- ---------------------------- SHARES OR SHARED TITLE OF CUSIP FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------- ----------- ----------- ------ ------ -------- ---------- ------ ---------- WUXI PHARMATECH CAYMAN INC COMMON 929352102 16514202 585610 585610 522247 63363 XCEL ENERGY INC COMMON 98389B100 10770 500 500 500 0 XEROX CORP COMMON 984121103 877924.2 50630 50630 46680 3950 XTO ENERGY INC COMMON 98385X106 309200 5000 5000 5000 0 YAMANA GOLD INC COMMON 98462Y100 83638 7100 7100 7100 0 YINGLI GREEN ENERGY HLDG CO COMMON 98584B103 204831.99 7857 7857 7857 0 YUM BRANDS INC COMMON 988498101 33830 1000 1000 1000 0 2774376815 98236462.33 98236462.33 87,257,982 10,978,480
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