-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EawyOE4W4otTd0lRBbB7A550Cr+jC4hZUSSnSdx3mjDJxA0dLyod9BC35Jnw/9sJ 0ZS6jhlPPkvsIY6crq7YOA== 0001107049-03-000536.txt : 20031114 0001107049-03-000536.hdr.sgml : 20031114 20031114134716 ACCESSION NUMBER: 0001107049-03-000536 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERCAP INVESTMENT COUNSEL INC CENTRAL INDEX KEY: 0001062938 IRS NUMBER: 621417686 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07208 FILM NUMBER: 031002784 BUSINESS ADDRESS: STREET 1: 1355 PEACH TREE STREET STREET 2: SUITE 1700 NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 4048700700 MAIL ADDRESS: STREET 1: PEACHTREE SUITE 1700 STREET 2: 1355 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 13F-HR 1 corner930_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ------------------------- Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CornerCap Investment Counsel, Inc. Address: The Peachtree, Suite 1700 1355 Peachtree Street, N.E. Atlanta, Georgia 30309 Form 13F File Number: 28- 7208 ------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas E. Quinn Title: Chief Executive Officer Phone: (404) 870-0100 Signature, Place, and Date of Signing: /s/ Thomas E. Quinn Atlanta, Georgia 11/14/03 -------------------------- ----------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------------- Form 13F Information Table Entry Total: 112 ------------------------- Form 13F Information Table Value Total: $ 277,139 ------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE -2- FORM 13F INFORMATION TABLE --------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- NAME OF ISSUER TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------- CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------- ----- --------- -------- --- ---- ---------- -------- ---- ------ ---- Equity Growth Corp. Wt. Exp. 1 COM 294694120 0 12000 SH SOLE 12000 Wachovia Corp. 2nd New Pref PRF 929903201 0 15920 SH SOLE 15920 Metris Cos Inc. Com COM 591598107 43 10400 SH SOLE 10400 Warrantech Corp. Par $0.007 COM 934648304 44 36800 SH SOLE 36800 Xeta Technology COM 983909102 57 12100 SH SOLE 12100 Meadowbrook Ins. Group COM 58319P108 69 16700 SH SOLE 16700 Altria COM 718154107 203 4628 SH SOLE 4628 Royal Bank of Canada COM 780087102 209 4755 SH SOLE 4755 EI Dupont COM 263534109 211 5270 SH SOLE 5270 General Electric Co. COM 369604103 223 7469 SH SOLE 7469 Citigroup, Inc. COM 172967101 223 4911 SH SOLE 4911 Salton, Inc. COM 795757103 272 27300 SH SOLE 27300 Bank of America COM 060505104 307 3933 SH SOLE 3933 Amgen, Inc. COM 031162100 316 4900 SH SOLE 4900 Oakley Inc. COM 673662102 382 38200 SH SOLE 38200 Nat'l Commerce Financial Co COM 63545P104 418 15791 SH SOLE 15791 Exxon Mobile Corp. COM 30231g102 522 14256 SH SOLE 14256 CVS Corp. COM 126650100 659 21230 SH SOLE 21230 BB&T Corp. COM 054937107 684 19038 SH SOLE 19038 Owens & Minor COM 690732102 846 35100 SH SOLE 35100 Curtiss Wright COM 231561101 959 13580 SH SOLE 13580 Barnes & Noble COM 067774109 1053 41445 SH SOLE 41445 HCC Ins Hldgs Inc. Com COM 404132102 1188 40845 SH SOLE 40845 GenCorp, Inc. COM 368682100 1235 137950 SH SOLE 137950 John H. Harland Co. COM 412693103 1362 51440 SH SOLE 51440 Cabot Corp. COM 127055101 1363 47820 SH SOLE 47820 Franklin Electric Co. COM 353514102 1377 24730 SH SOLE 24730 Clark/Bardes Inc. COM 181457102 1388 104025 SH SOLE 104025 ABM Industries, Inc. COM 000957100 1434 101310 SH SOLE 101310 Allete, Inc. COM 018522102 1436 52450 SH SOLE 52450 Apogee Enterprises COM 037598109 1465 141675 SH SOLE 141675 Crane Co. COM 224399105 1489 63605 SH SOLE 63605 Beazer Homes USA, Inc. COM 07556Q105 1539 18235 SH SOLE 18235 Webster Financial Corp. COM 947890109 1540 38620 SH SOLE 38620 Superior Industries Intl COM 868168105 1549 38205 SH SOLE 38205 Laboratory Amer. Hldgs. COM 50540R409 1552 54085 SH SOLE 54085 Haemonetics Corp Com COM 405024100 1578 66840 SH SOLE 66840 Plantronics, Inc. COM 727493108 1601 67060 SH SOLE 67060 Moog, Inc. COM 615394202 1619 41305 SH SOLE 41305 TBC Corp. COM 872180104 1663 66369 SH SOLE 66369 Universal Corp. COM 913456109 1725 40935 SH SOLE 40935 Cooper Cos COM 216648402 1749 42925 SH SOLE 42925 Lafarge Corp. COM 505862102 1752 50335 SH SOLE 50335 Right Mgmnt. Consultants COM 766573109 1799 99490 SH SOLE 99490 Fleetboston Financial Corp. COM 339030108 1849 61325 SH SOLE 61325 Regis Corp. COM 758932107 1868 58185 SH SOLE 58185 Arvinmeritor, Inc. COM 043353101 1959 109990 SH SOLE 109990 Nicor, Inc. COM 654086107 2093 59565 SH SOLE 59565 Donaldson, Inc. Com COM 257651109 2094 38855 SH SOLE 38855 Blyth, Inc. COM 09643P108 2114 78360 SH SOLE 78360 American Axle & Manufacturing COM 024061103 2180 73695 SH SOLE 73695 Haverty Furniture Co., Inc. COM 419596101 2288 125146 SH SOLE 125146 AMN Healthcare Services COM 001744101 2309 142160 SH SOLE 142160 Manitowoc, Inc. COM 563571108 2369 109207 SH SOLE 109207 Kellwood Co. COM 488044108 2407 71970 SH SOLE 71970 FirstMerit Corp. Com COM 337915102 2420 97827 SH SOLE 97827 Sungard Data Systems Inc. COM 867363103 2424 92150 SH SOLE 92150 CTS Corp. COM 126501105 2471 200695 SH SOLE 200695 Quaker Chemical Corp. COM 747316107 2533 108885 SH SOLE 108885 Smithfield Foods, Inc. COM 832248108 2556 133105 SH SOLE 133105 May Department Stores Co. COM 577778103 2610 105970 SH SOLE 105970 HJ Heinz Co. COM 423074103 2622 76500 SH SOLE 76500 Reinsurance Group Amer Inc COM 759351109 2625 64420 SH SOLE 64420 Orthodontic Ctrs. of America COM 68750P103 2704 343192 SH SOLE 343192 Wyeth COM 983024100 2737 59363 SH SOLE 59363 Vintage Petroleum, Inc. COM 927460105 2776 255130 SH SOLE 255130 Bank of New York COM 064057102 2784 95639 SH SOLE 95639 Centex Construction Products COM 15231R109 2796 62585 SH SOLE 62585 Standex International Corp. COM 854231107 2805 115444 SH SOLE 115444 Abercrombie & Fitch Co. COM 002896207 2839 102450 SH SOLE 102450 Apria Healthcare Group Com COM 037933108 2896 105768 SH SOLE 105768 Toll Brothers, Inc. COM 889478103 2928 96261 SH SOLE 96261 Safeway, Inc. COM 786514208 2983 130035 SH SOLE 130035 St. Paul Co., Inc. COM 792860108 3116 84155 SH SOLE 84155 Norsk Hydro COM 656531605 3260 63474 SH SOLE 63474 Washington Federal, Inc. COM 938824109 3261 129413 SH SOLE 129413 Constellation Brands, Inc. COM 21036P108 3270 107257 SH SOLE 107257 Bear Stearns COM 073902108 3313 44294 SH SOLE 44294 McKesson, Inc. COM 58155Q103 3454 103745 SH SOLE 103745 Telefonos de Mexico SA COM 879403780 3477 113809 SH SOLE 113809 Jones Apparel Group, Inc. COM 480074103 3580 119628 SH SOLE 119628 Polaris Industries, Inc. COM 731068102 3640 49090 SH SOLE 49090 Boeing Co Com COM 097023105 3645 106178 SH SOLE 106178 Charter One Financial Inc. COM 160903100 3812 124574 SH SOLE 124574 Pfizer, Inc. COM 717081103 3916 128912 SH SOLE 128912 Goodrich Corp. COM 382388106 3947 162810 SH SOLE 162810 Comerica, Inc. COM 200340107 3948 84716 SH SOLE 84716 Washington Mutual, Inc. COM 939322103 3979 101060 SH SOLE 101060 Cigna Corp. COM 125509109 4026 90168 SH SOLE 90168 Alcoa, Inc. COM 013817101 4067 155453 SH SOLE 155453 Electronic Data Systems COM 285661104 4149 205375 SH SOLE 205375 US Bancorp COM 902973304 4157 173289 SH SOLE 173289 VF Corp. COM 918204108 4186 107569 SH SOLE 107569 Convergys Corp COM 212485106 4239 231110 SH SOLE 231110 DTE Energy Co. COM 233331107 4241 114955 SH SOLE 114955 Tyco International, Ltd. COM 902124106 4263 208668 SH SOLE 208668 Briggs & Stratton Corp. COM 109043109 4331 73700 SH SOLE 73700 Countrywide Financial Corp. COM 222372104 4352 55589 SH SOLE 55589 Sara Lee Corp. COM 803111103 4430 241295 SH SOLE 241295 PPG Industries COM 693506107 4445 85128 SH SOLE 85128 Ashland, Inc. COM 044204105 4504 137110 SH SOLE 137110 Allied Capital, Inc. COM 01903Q108 4519 183789 SH SOLE 183789 United Technologies COM 913017109 4544 58793 SH SOLE 58793 MBNA Corp. COM 55262L100 4564 200188 SH SOLE 200188 Donnelley & Sons Co COM 257867101 4601 185005 SH SOLE 185005 Everest Re Group LTD Com COM G3223R108 4788 63700 SH SOLE 63700 Oxford Health Plans Com COM 691471106 4797 116125 SH SOLE 116125 Diebold, Inc. COM 253651103 4924 97221 SH SOLE 97221 Johnson Controls, Inc. COM 478366107 4961 52440 SH SOLE 52440 FirstEnergy Corp. COM 337932107 5023 157469 SH SOLE 157469 LSI Logic Corp. COM 502161102 5100 567290 SH SOLE 567290 Wachovia Corp. New COM 929903102 7172 174126 SH SOLE 174126 REPORT SUMMARY 112 DATA RECORDS $277,139 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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