-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKsFvRLQBB42nV0jHkp5mlSjB7SlMibQfezxnxprPqwYozAVTc5DAFDpSE8syIbT I+/HPrOqmtGQU1apKQMueg== 0001188112-07-003319.txt : 20071113 0001188112-07-003319.hdr.sgml : 20071112 20071113125733 ACCESSION NUMBER: 0001188112-07-003319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 EFFECTIVENESS DATE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERCAP INVESTMENT COUNSEL INC CENTRAL INDEX KEY: 0001062938 IRS NUMBER: 621417686 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07208 FILM NUMBER: 071236418 BUSINESS ADDRESS: STREET 1: 1355 PEACH TREE STREET STREET 2: SUITE 1700 NE CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 4048700700 MAIL ADDRESS: STREET 1: PEACHTREE SUITE 1700 STREET 2: 1355 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30309 13F-HR 1 t60981_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ------------------------- Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CornerCap Investment Counsel, Inc. Address: The Peachtree, Suite 1700 1355 Peachtree Street, N.E. Atlanta, Georgia 30309 Form 13F File Number: 28- 7208 ------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas E. Quinn Title: Chief Executive Officer Phone: (404) 870-0100 Signature, Place, and Date of Signing: /s/ Thomas E. Quinn Atlanta, Georgia 11/13/2007 -------------------------- ----------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------------- Form 13F Information Table Entry Total: 128 ------------------------- Form 13F Information Table Value Total: $ 435,303 ------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE -2- FORM 13F INFORMATION TABLE --------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER SHRS OR NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS PRN AMT SHARED NONE -------------- -------------- ----- --------- -------- --- ---- ---------- -------- ------- ------ ---- ABM Industries Inc COM 000957 10 0 1798 90035 SH SOLE 90035 Alcoa Inc COM 013817 10 1 8354 213549 SH SOLE 213549 Allied Capital Inc COM 01903Q 10 8 246 8377 SH SOLE 8377 American Axle & Mfg COM 024061 10 3 3777 149610 SH SOLE 149610 Amgen Inc COM 031162 10 0 4176 73832 SH SOLE 73832 Anheuser-Busch Cos Inc COM 035229 10 3 4650 93028 SH SOLE 93028 Apogee Enterprises COM 037598 10 9 2909 112149 SH SOLE 112149 Arkansas Best Corp COM 040790 10 7 2507 76770 SH SOLE 76770 Arrow Electrs Inc COM 042735 10 0 6344 149215 SH SOLE 149215 Arvinmeritor Inc COM 043353 10 1 3782 224863 SH SOLE 224863 AT&T Inc COM 00206R 10 2 8515 201270 SH SOLE 201270 Bank of America COM 060505 10 4 7478 148775 SH SOLE 148775 Basic Energy Svcs Inc New COM 06985P 10 0 3299 156975 SH SOLE 156975 BB&T Corp COM 054937 10 7 1572 38927 SH SOLE 38927 Bear Stearns COM 073902 10 8 6000 48863 SH SOLE 48863 BP PLC SPONSORED ADR 055622 10 4 238 3438 SH SOLE 3438 Briggs & Stratton Corp COM 109043 10 9 3967 157570 SH SOLE 157570 Building Matls Hldg Corp COM 120113 10 5 1696 160365 SH SOLE 160365 Cabelas Inc COM 126804 30 1 1314 55600 SOLE 55600 Cascade Corp COM 147195 10 1 2054 31530 SH SOLE 31530 Central Garden & Pet Co CL A NON-VTG 153527 20 5 532 59262 SOLE 59262 Chart Inds Inc COM PAR $0.01 16115Q 30 8 4992 155241 SH SOLE 155241 Chevron Corp New COM 166764 10 0 237 2537 SH SOLE 2537 Cigna Corp COM 125509 10 9 9827 184408 SH SOLE 184408 Cisco Sys Inc COM 17275R 10 2 541 16334 SH SOLE 16334 Citigroup Inc COM 172967 10 1 455 9751 SH SOLE 9751 Comerica Inc COM 200340 10 7 4720 92045 SH SOLE 92045 Computer Sciences Corp COM 205363 10 4 2725 48750 SOLE 48750 ConocoPhillips COM 20825C 10 4 448 5115 SH SOLE 5115 Convergys Corp COM 212485 10 6 4536 261327 SH SOLE 261327 Countrywide Financial Corp COM 222372 10 4 3222 169500 SH SOLE 169500 Crane Co COM 224399 10 5 3375 70364 SH SOLE 70364 Credence Sys Corp COM 225302 10 8 47 15270 SOLE 15270 CTS Corp COM 126501 10 5 3503 271605 SH SOLE 271605 Curtiss Wright COM 231561 10 1 1919 40415 SH SOLE 40415 Diebold Inc COM 253651 10 3 5190 114271 SH SOLE 114271 Donnelley & Sons Co COM 257867 10 1 7690 210361 SH SOLE 210361 Duke Energy Corp COM 26441C 10 5 211 11310 SH SOLE 11310 Eaton Corp COM 278058 10 2 9864 99602 SH SOLE 99602 Enpro Inds Inc COM 29355X 10 7 3269 80525 SH SOLE 80525 Esterline Technologies Corp COM 297425 10 0 3695 64770 SH SOLE 64770 Everest RE Group LTD COM G3223R 10 8 7859 71294 SH SOLE 71294 Exxon Mobile Corp COM 30231G 10 2 1518 16405 SH SOLE 16405 FirstEnergy Corp COM 337932 10 7 7932 125236 SH SOLE 125236 FirstMerit Corp COM 337915 10 2 3214 162685 SH SOLE 162685 F M C Corp COM NEW 302491 30 3 7384 141960 SH SOLE 141960 Freds Inc COM 356108 10 0 1573 149463 SH SOLE 149463 Friedman Billings COM 358434 10 8 1507 326943 SH SOLE 326943 G B & T Bancshares Inc COM 361462 10 4 153 11615 SH SOLE 11615 Gannett Inc COM 364730 10 1 4489 102728 SH SOLE 102728 General Electric Co COM 369604 10 3 4731 114287 SH SOLE 114287 Goodrich Corp COM 382388 10 6 10168 149039 SH SOLE 149039 Gruma S A De CV SPON ADR CL B 400131 30 6 2377 181350 SH SOLE 181350 HCC Ins Hldgs Inc COM 404132 10 2 4507 157376 SH SOLE 157376 Helen of Troy Ltd COM G4388N 10 6 2720 140910 SH SOLE 140910 Helmerich & Payne Inc COM 423452 10 1 4362 132870 SH SOLE 132870 Home Depot COM 437076 10 2 2168 66854 SH SOLE 66854 International Business Machs COM 459200 10 1 308 2615 SH SOLE 2615 Intel Corp COM 458140 10 0 5180 200341 SH SOLE 200341 Intl Paper Co COM 460146 10 3 4186 116725 SH SOLE 116725 ISHARES TR MSCI EAFE IDX 464287 46 5 450 5460 SH SOLE 5460 ISHARES INC MSCI EMU IDX 464286 60 8 865 7160 SH SOLE 7160 ISHARES INC MSCI JAPAN 464286 84 8 540 37681 SH SOLE 37681 ISHARES INC MSCI PAC J IDX 464286 66 5 419 2520 SH SOLE 2520 ISHARES TR RSSL MCRCP IDX 464288 86 9 313 5437 SH SOLE 5437 ISHARES TR S&P500 GRW 464287 30 9 1277 17951 SH SOLE 17951 ISHARES TR S&P 500 VALUE 464287 40 8 1678 20610 SH SOLE 20610 ISHARES TR S&P MC 400 GRW 464287 60 6 886 9807 SH SOLE 9807 ISHARES TR S&P MIDCP VALU 464287 70 5 1086 12924 SH SOLE 12924 ISHARES TR S&P SMLCP VALU 464287 87 9 630 8362 SH SOLE 8362 ISHARES TR S&P SMLCP GROW 464287 88 7 437 3052 SH SOLE 3052 Johnson & Johnson COM 478160 10 4 566 8615 SH SOLE 8615 Johnson Controls Inc COM 478366 10 7 10965 92839 SH SOLE 92839 Joy Global Inc COM 481165 10 8 3116 61267 SH SOLE 61267 Kemet Corp COM 488360 10 8 3258 443330 SH SOLE 443330 Lauder Estee Cos Inc CL A 518439 10 4 3124 73577 SH SOLE 73577 Lincare Hldgs Inc COM 532791 10 0 5487 149735 SH SOLE 149735 Lincoln Natl Corp Ind COM 534187 10 9 5039 76395 SOLE 76395 Marathon Oil Corp COM 565849 10 6 8249 144677 SH SOLE 144677 Mattel Inc COM 577081 10 2 1713 73050 SOLE 73050 MCG Capital Corp COM 58047P 10 7 2473 171900 SH SOLE 171900 Mettler Toledo International COM 592688 10 5 1547 15175 SH SOLE 15175 Microsoft Corp COM 594918 10 4 571 19415 SH SOLE 19415 National Oilwell Varco Inc COM 637071 10 1 10542 72960 SH SOLE 72960 Nissan Motors SPONSORED ADR 654744 40 8 3632 181528 SH SOLE 181528 Norfolk Southern Corp COM 655844 10 8 3856 74300 SH SOLE 74300 Olin Corp COM 680665 20 5 5323 237890 SH SOLE 237890 OM Group Inc COM 670872 10 0 1668 31600 SOLE 31600 Oracle Corp COM 68389X 10 5 273 12641 SOLE 12641 Orbotech Ltd ADR M75253 10 0 3630 172617 SH SOLE 172617 Partnerre Ltd COM G6852T 10 5 3286 41610 SH SOLE 41610 Pepsico Inc COM 713448 10 8 522 7130 SH SOLE 7130 Perrigo Co COM 714290 10 3 1791 83900 SH SOLE 83900 Pfizer Inc COM 717081 10 3 7096 290493 SH SOLE 290493 Plantronics Inc COM 727493 10 8 2659 93155 SH SOLE 93155 PMI Group Inc COM 69344M 10 1 2321 70980 SH SOLE 70980 PPG Industries COM 693506 10 7 8589 113697 SH SOLE 113697 Regions Financial Corp New COM 7591EP 10 0 741 25137 SH SOLE 25137 Regis Corp COM 758932 10 7 2866 89818 SH SOLE 89818 Reinsurance Group Amer Inc COM 759351 10 9 3821 67415 SH SOLE 67415 Ruby Tuesday Inc COM 781182 10 0 1324 72230 SH SOLE 72230 Rydex ETF Trust S&P 500 EQ TRD 78355W 10 6 832 16646 SH SOLE 16646 Sanderson Farms Inc COM 800013 10 4 2714 65135 SH SOLE 65135 Schlumberger Ltd COM 806857 10 8 236 2248 SH SOLE 2248 Scotts Miracle Gro Co CL A 810186 10 6 1854 43375 SH SOLE 43375 Seabright Insurance Hldgs IN COM 811656 10 7 2316 135700 SH SOLE 135700 Silicon Storage Technology I COM 827057 10 0 40 12635 SOLE 12635 Standex International Corp COM 854231 10 7 2282 110369 SH SOLE 110369 Suntrust Banks Inc COM 867914 10 3 222 2940 SH SOLE 2940 Syniverse Hldgs Inc COM 87163F 10 6 1617 101700 SH SOLE 101700 Technitrol Inc COM 878555 10 1 4605 170895 SH SOLE 170895 Telefonos de Mexico S A B SPON ADR ORD L 879403 78 0 9763 297047 SH SOLE 297047 Travelers Companies Inc COM 89417E 10 9 7873 156404 SH SOLE 156404 Triquint Semiconductor Inc COM 89674K 10 3 51 10440 SH SOLE 10440 Unitedhealth Group Inc COM 91324P 10 2 7484 154542 SH SOLE 154542 US Bancorp COM 902973 30 4 7487 230181 SH SOLE 230181 Vanguard Intl Equity Index F EMR MKT ETF 922042 85 8 1447 13946 SH SOLE 13946 Vanguard Index FDS MID CAP ETF 922908 62 9 430 5405 SH SOLE 5405 Vanguard Intl Equity Index F ALLWRLD EX US 922042 77 5 207 3470 SOLE 3470 Verso Technologies Inc COM NEW 925317 20 8 18 28000 SH SOLE 28000 VF Corp COM 918204 10 8 8078 100048 SH SOLE 100048 Wachovia Corp 2nd New COM 929903 10 2 13301 265225 SH SOLE 265225 Washington Federal Inc COM 938824 10 9 3884 147923 SH SOLE 147923 Webster Financial Corp COM 947890 10 9 2095 49760 SH SOLE 49760 Western Digital Corp COM 958102 10 5 6961 274933 SH SOLE 274933 WABTEC Corp COM 929740 10 8 3153 84190 SH SOLE 84190 Westwood One Inc COM 961815 10 7 41 14975 SOLE 14975 Wyeth COM 983024 10 0 5673 127343 SH SOLE 127343 REPORT SUMMARY 128 DATA RECORDS $435309 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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