-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HtmJAwuCuosCfBGYLWSjCfRkBty76uietbFG2BaddNRmo9gleOmFVWHM1WReR0Mo fFrsZq2a/lb8qxQYX6Kyyg== 0001388279-08-000012.txt : 20081118 0001388279-08-000012.hdr.sgml : 20081118 20081118082344 ACCESSION NUMBER: 0001388279-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081118 DATE AS OF CHANGE: 20081118 EFFECTIVENESS DATE: 20081118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stieven Capital Advisors, L.P. CENTRAL INDEX KEY: 0001388279 IRS NUMBER: 134300309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12969 FILM NUMBER: 081197012 BUSINESS ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-779-2450 MAIL ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 13F-HR/A 1 sca093008amd.txt 3Q 2008 - 13F HR/A REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stieven Capital Advisors, L.P. Address: 12412 Powerscourt Drive, Suite 250 St. Louis, MO 63131 13F File Number: 028-12969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel M. Ellefson Title: Officer - Managing Director Phone: 314-779-2450 Signature, Place, and Date of Signing: /s/ Daniel M. Ellefson St. Louis, MO November 18, 2008 Report Type (Check only one): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 56 Form 13F Information Table Value Total: 71,588 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE AS OF DATE: 09-30-2008
TITLE OF VALUE SHRS/ SHR/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRTN MGRS SOLE SHARED NONE ______________ _______ _____ _______ _______ ___ ___ _______ _____ _____ ______ ____ ABINGTON BANCORP INC COM 00350L109 202 20000 SH SOLE 20000 ANNALY CAPITAL MGT INC COM 035710409 4534 337100 SH SOLE 337100 BANK OF FLORIDA CORP COM 062128103 464 56286 SH SOLE 56286 BANK OF MARIN BANCORP COM 063425102 2871 91155 SH SOLE 91155 BANK OF THE OZARKS INC COM 063904106 1307 48400 SH SOLE 48400 BOSTON PRIVATE BANCORP INC COM 101119105 1518 173700 SH SOLE 173700 CAPSTEAD MORTGAGE CORP COM 14067E506 2279 208100 SH SOLE 208100 CAROLINA BANK HOLDINGS INC COM 143785103 537 72540 SH SOLE 72540 CITY NATIONAL CORP COM 178566105 1457 26833 SH SOLE 26833 COLONIAL BANCGROUP INC COM 195493309 1843 234450 SH SOLE 234450 COMMERCE BANCSHARES INC COM 200525103 464 10000 SH SOLE 10000 DANVERS BANCORP INC COM 236442109 1547 121300 SH SOLE 121300 DYNEX CAPITAL 9.5% PFD D 26817Q605 393 40549 SH SOLE 40549 FIFTH THIRD BANCORP COM 316773100 298 25000 SH SOLE 25000 FIRST HORIZON NATL CORP COM 320517105 1109 118507 SH SOLE 118507 FIRST KEYSTONE FINL INC COM 320655103 438 48673 SH SOLE 48673 FIRST MIDWEST BANCORP INC DEL COM 320867104 1631 67299 SH SOLE 67299 FIRST REGIONAL BANCORP COM 33615C101 2602 416300 SH SOLE 416300 FIRST STATE BANCORPORATION COM 336453105 1383 259059 SH SOLE 259059 FIRSTFED FINANCIAL CORP COM 337907109 456 58200 SH SOLE 58200 FOX CHASE BANCORP INC COM 35137P106 2694 230234 SH SOLE 230234 GREAT SOUTHERN BANCORP COM 390905107 329 25800 SH SOLE 25800 HAMPDEN BANCORP INC COM 40867E107 422 43200 SH SOLE 43200 HATTERAS FINANCIAL CORP COM 41902R103 4062 175100 SH SOLE 175100 HERITAGE FINANCIAL CORP COM 42722X106 499 40039 SH SOLE 40039 HMN FINANCIAL INC COM 40424G108 1480 119555 SH SOLE 119555 IBERIABANK CORP COM 450828108 840 15889 SH SOLE 15889 INDIANA COMMUNITY BANCORP COM 454674102 335 22476 SH SOLE 22476 LINCOLN BANCORP COM 532879103 3347 246072 SH SOLE 246072 MERCANTILE BANK CORP COM 587376104 1697 212389 SH SOLE 212389 MERIDIAN INTERSTATE BANCORP COM 58964Q104 1381 135300 SH SOLE 135300 MFA MORTGAGE INVTMTS INC COM 55272X102 1632 251000 SH SOLE 251000 NATIONAL CITY CORP COM 635405103 415 236900 SH SOLE 236900 NORTHERN TRUST CORP COM 665859104 722 10000 SH SOLE 10000 PACWEST BANCORP COM 695263103 1290 45122 SH SOLE 45122 PROSPERITY BANCSHARES INC COM 743606105 724 21301 SH SOLE 21301 PULASKI FINL CORP COM 745548107 222 25390 SH SOLE 25390 REGIONS FINANCIAL CORP COM 7591EP100 1296 135000 SH SOLE 135000 RENASANT CORP COM 75970E107 504 23200 SH SOLE 23200 SIERRA BANCORP COM 82620P102 366 17552 SH SOLE 17552 SMITHTOWN BANCORP COM 832449102 2520 180000 SH SOLE 180000 SOUTH FINL GROUP INC COM 837841105 879 119898 SH SOLE 119898 SOUTHSIDE BANCSHARES INC COM 84470P109 490 19446 SH SOLE 19446 SOUTHWEST BANCORP INC/OKLA COM 844767103 3179 179937 SH SOLE 179937 STERLING BANCSHARES INC COM 858907108 1067 102120 SH SOLE 102120 STERLING FINANCIAL CORP COM 859319105 291 20100 SH SOLE 20100 SYNOVUS FINANCIAL CORP COM 87161C105 1002 96768 SH SOLE 96768 TAYLOR CAP GROUP INC COM 876851106 490 40827 SH SOLE 40827 TCF FINANCIAL CORP MINN COM 872275102 1133 62933 SH SOLE 62933 TFS FINANCIAL CORP COM 87240R107 2191 175000 SH SOLE 175000 TOTAL SYS SVC INC COM 891906109 1186 72307 SH SOLE 72307 TOWER FINANCIAL CORP COM 891769101 1445 199317 SH SOLE 199317 UNITED COMMUNITY BANKS INC CAP STK 90984P105 397 29916 SH SOLE 29916 WEST COAST BANCORP ORE COM 952145100 519 35400 SH SOLE 35400 WINTRUST FINANCIAL CORP COM 97650W108 1942 66182 SH SOLE 66182 ZIONS BANCORP COM 989701107 1267 32733 SH SOLE 32733
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