-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+9x0k0eER7tvO80ZcrQja80Loo0/tHzUwIRwNAYP9F1fxs2taEZ9H8DbePzgufe Ej20xDt5hznMzE2I9EniKQ== 0000950123-08-005448.txt : 20080512 0000950123-08-005448.hdr.sgml : 20080512 20080509174749 ACCESSION NUMBER: 0000950123-08-005448 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080512 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: River Oaks Capital LLC CENTRAL INDEX KEY: 0001343119 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12119 FILM NUMBER: 08819993 BUSINESS ADDRESS: STREET 1: 1905 EAST WAYZATA BOULEVARD STREET 2: SUITE 140 CITY: WAYZATA STATE: MN ZIP: 55391 BUSINESS PHONE: (952) 404-7026 MAIL ADDRESS: STREET 1: 1905 EAST WAYZATA BOULEVARD STREET 2: SUITE 140 CITY: WAYZATA STATE: MN ZIP: 55391 13F-HR 1 y58029e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended 3/31/08 ----------------- Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: River Oaks Capital LLC ------------------------------------------------------------------------- Address: 1905 East Wayzata Blvd. ----------------------------------------------------------------------- Suite 140 ----------------------------------------------------------------------- Wayzata, MN 55391 ----------------------------------------------------------------------- Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Welch ------------------------------------------------------------------------- Title: Principal ------------------------------------------------------------------------- Phone: 952-404-7025 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ David Welch Wayzata, MN May 9, 2008 - ------------------------------- -------------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ------------- Form 13F Information Table Entry Total: 34 ------------- Form 13F Information Table Value Total: $ 52,237,631 ------------- (in actual dollars) List of Other Included Managers: NONE ____________ [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ___ 28 - _______________ ____________________ 3/31/2008
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVEST. DISC. VOTING AUTHORITY SHARES OF ------------------- ------------------ TITLE OF FAIR MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP # VALUE AMOUNT A B C MANAGERS A B C -------------- -------- --------- ----------- --------- ------ ------ ----- -------- ------ ------ ---- ANNAPOLIS BANCORP INC OTC EQ 35848100 $ 652,202 88,735 N X RIVO 88735 0 0 APPALACHIAN BANCSHARES INC OTC EQ 37675105 $ 2,384,242 237,238 N X RIVO 237238 0 0 BANK OF THE CAROLINAS CORP OTC EQ 06425J102 $ 405,689 44,887 N X RIVO 44887 0 0 BEACH FIRST NATIONAL OTC EQ 73334104 $ 3,372,190 254,313 N X RIVO 254313 0 0 BERKSHIRE HILLS BANCORP IN OTC EQ 84680107 $ 229,834 9,124 N X RIVO 9124 0 0 OAK RIDGE FINANCIAL SVCS I OTC EQ 671768109 $ 548,735 54,196 N X RIVO 54196 0 0 CAPE FEAR BANK CORP OTC EQ 139380109 $ 2,817,550 281,755 N X RIVO 281755 0 0 COMMUNITY BANCORP OTC EQ 20343T100 $ 2,553,985 188,347 N X RIVO 188347 0 0 CCF HOLDING CO OTC EQ 12487X104 $ 786,341 121,162 N X RIVO 121162 0 0 COOPERATIVE BANKSHARES INC OTC EQ 216844100 $ 1,906,731 175,251 N X RIVO 175251 0 0 CARDINAL STATE BANK COMMON 141546101 $ 1,983,960 132,264 N X RIVO 132264 0 0 COMMONWEALTH BANKSHARES IN OTC EQ 202736104 $ 2,870,450 168,850 N X RIVO 168850 0 0 EPIC BANCORP OTC EQ 294250105 $ 306,020 26,000 N X RIVO 26000 0 0 FIRST CAPITAL BANCORP INC OTC EQ 319438107 $ 781,822 58,454 N X RIVO 58454 0 0 FIRST REGIONAL BANCORF-CAL OTC EQ 33615C101 $ 2,672,626 162,965 N X RIVO 162965 0 0 INTEGRA BANK CORPORATION OTC EQ 45814P105 $ 1,994,852 123,139 N X RIVO 123139 0 0 INTERNATIONAL BANCSHARES C OTC EQ 459044103 $ 3,428,254 151,827 N X RIVO 151827 0 0 JACKSONVILLE BANCORP INC F OTC EQ 469249106 $ 670,902 31,424 N X RIVO 31424 0 0 MONARCH FINANCIAL HLDG INC OTC EQ 60907Q100 $ 2,840,059 284,293 N X RIVO 284293 0 0 NEWBRIDGE BANCORP OTC EQ 65080T102 $ 650,759 74,381 N X RIVO 74381 0 0 NATIONAL PENN BANCSHARES I OTC EQ 637138108 $ 238,944 13,136 N X RIVO 13136 0 0 OLD LINE BANCSHARES INC OTC EQ 67984M100 $ 295,844 36,524 N X RIVO 36524 0 0 PORTER BANCORP INC OTC EQ 736233107 $ 4,694,502 257,374 N X RIVO 257374 0 0 PEOPLES BANCORP OF N C INC OTC EQ 710577107 $ 553,067 41,584 N X RIVO 41584 0 0 PROSPERITY BANCSHARES INC OTC EQ 743606105 $ 812,740 28,358 N X RIVO 28358 0 0 SOUTHERN FIRST BANCSHARES OTC EQ 842873101 $ 2,028,958 134,369 N X RIVO 134369 0 0 SUMMIT FINANCIAL GROUP INC OTC EQ 86606G101 $ 1,605,452 113,060 N X RIVO 113060 0 0 SMITHTOWN BANCORP INC OTC EQ 832449102 $ 463,930 22,187 N X RIVO 22187 0 0 STERLING FINANCIAL CORP-WA OTC EQ 859319105 $ 1,992,632 127,651 N X RIVO 127651 0 0 TEMECULA VALLEY BANCORP IN OTC EQ 87972L104 $ 1,902,635 201,764 N X RIVO 201764 0 0 UCBH HOLDINGS INC OTC EQ 90262T308 $ 1,088,984 140,333 N X RIVO 140333 0 0 VIRGINIA COMM BANCORP INC OTC EQ 92778Q109 $ 1,022,328 89,053 N X RIVO 89053 0 0 VINEYARD NATIONAL BANCORP OTC EQ 927426106 $ 493,623 60,791 N X RIVO 60791 0 0 VALLEY FINANCIAL CORP VA OTC EQ 919629105 $ 1,186,789 135,633 N X RIVO 135633 0 0 $52,237,631
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