-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DbC7v+pzjdqfRas/W11RYcZYMXyiolSLUxeLALCBAJIxmbWFL1MpnYcKNviRWx78 +dJqVW2KSNxOH131pWiymw== 0001011438-07-000098.txt : 20070209 0001011438-07-000098.hdr.sgml : 20070209 20070209165034 ACCESSION NUMBER: 0001011438-07-000098 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 EFFECTIVENESS DATE: 20070209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTOR AB CENTRAL INDEX KEY: 0000889232 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03431 FILM NUMBER: 07598620 BUSINESS ADDRESS: STREET 1: ARAENALSGATAN SC STREET 2: S-103 32 CITY: STOCKHOLM SWEDEN STATE: V7 ZIP: 00000 BUSINESS PHONE: 2125159000 MAIL ADDRESS: STREET 1: KIRKPATRICK & LOCKHART LLP STREET 2: 1500 OLIVER BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 form_13f-investorab.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Investor AB Address: Arsenalsgatan 8C, S-103, 23 Stockholm, Sweden Form 13F File Number: 028-03431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Michael Oporto Mr. Henry Gooss Title: Attorney-in-Fact Attorney-in-Fact Phone: 212.515.9000 212.515.9000 Signature, Place, and Date of Signing:
/s/ Henry Gooss New York, New York February 9, 2007 - --------------------------- -------------------------- ------------------- [Signature] [City, State] [Date] /s/ Michael Oporto New York, New York February 9, 2007 - --------------------------- -------------------------- ------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ---------- Form 13F Information Table Entry Total: 19 ---------- Form 13F Information Table Value Total: $82,187 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------------ ------------------------ ---------------------------- 1. Not known Investor Trading AB 2. Not known Investor Growth Capital Limited 3. Not known Investor Group L.P. 4. Not known Investor Group Asia, L.P.
Investor AB Form 13F Information Table Quarter ended December 31, 2006 INVESTMENT DISCRETION VOTING AUTHORITY TITLE OF FAIR MARKET SHARES/ SH/ CLASS CUSIP VALUE PRN PRN PUT/ SHARED SHARED OTHER ISSUER NUMBER (X 1000S) AMOUNT CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Amkor Technology Inc COM 031652100 $11,768 1,260,000 SH Defined 2, 4 1,260,000 - ------------------------------------------------------------------------------------------------------------------------------------ Anadarko Pete Corporation COM 032511107 $5,658 130,000 SH Defined 1 130,000 - ------------------------------------------------------------------------------------------------------------------------------------ Citigroup Inc. COM 172967101 $1,393 25,000 SH Defined 1 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Diamond Offshore Drilling Inc. COM 25271C102 $1,999 25,000 SH Defined 1 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Devon Energy Corporation COM 25179M103 $3,354 50,000 SH Defined 1 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ EPIX Pharmaceuticals COM 26881Q309 $1,228 178,015 SH Defined 2, 3 178,015 - ------------------------------------------------------------------------------------------------------------------------------------ Halliburton Company COM 406216101 $16 500 SH Defined 1 500 - ------------------------------------------------------------------------------------------------------------------------------------ ISTA Pharmaceuticals Inc. COM NEW 45031X204 $19,587 2,754,851 SH Defined 2, 3 2,754,851 - ------------------------------------------------------------------------------------------------------------------------------------ Kyphon, Inc. COM 501577100 $7,274 180,048 SH Defined 2, 3 180,048 - ------------------------------------------------------------------------------------------------------------------------------------ LifeCell Corporation COM 531927101 $1,094 45,334 SH Defined 2, 3 45,334 - ------------------------------------------------------------------------------------------------------------------------------------ Medtronic, Inc. COM 585055106 $856 16,000 SH Defined 1 16,000 - ------------------------------------------------------------------------------------------------------------------------------------ Mobile TeleSytems COM 607409109 $10 200 SH Defined 1 200 - ------------------------------------------------------------------------------------------------------------------------------------ Motorola Inc. COM 620076109 $3,084 150,000 SH Defined 1 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ North American Energy COM 655419109 $4,856 298,300 SH Defined 1 298,300 - ------------------------------------------------------------------------------------------------------------------------------------ Oracle Corporation COM 68389X105 $3,857 225,000 SH Defined 1 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Santarus, Inc. COM 802817304 $11,048 1,410,952 SH Defined 2, 3 1,410,952 - ------------------------------------------------------------------------------------------------------------------------------------ Thomas Weisel Group LLC COM 884481102 $795 37,661 SH Sole 37,661 - ------------------------------------------------------------------------------------------------------------------------------------ Toll Brothers, Inc. COM 889478103 $2,095 65,000 SH Defined 1 65,000 - ------------------------------------------------------------------------------------------------------------------------------------ Wyeth Inc COM 983024100 $2,215 43,500 SH Defined 1 43,500 - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $82,187 (in thousands)
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