-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ImWuF8JCKVsjyh17rpdyRunEvCJkrRlhKKk4viuiezfKuKwEyiteWj9zKCi88WAy TgbT+9saGfbTPRExO5qf8g== 0000846797-09-000001.txt : 20090213 0000846797-09-000001.hdr.sgml : 20090213 20090213094035 ACCESSION NUMBER: 0000846797-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN C H & ASSOCIATES INC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 09598432 BUSINESS ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 2480 KETTERING TOWER CITY: DAYTON STATE: OH ZIP: 45423 13F-HR 1 frm13f123108.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 2480 Kettering Tower Dayton, OH 45423 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: February 12, 2009 Debra E. Rindler Dayton, OH February 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: 171570 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM CS 88579Y101 1335 23196 SH Defined 02 19973 3223 ABBOTT LABS COM CS 002824100 2191 41051 SH Defined 02 30002 11049 ALEXANDER & BALDWIN INC COM CS 014482103 242 9653 SH Defined 02 9653 ALLIANCEBERNSTEIN HOLDING LP U CS 01881G106 524 25220 SH Defined 02 25220 ALLSTATE CORP COM CS 020002101 4486 136942 SH Defined 02 107744 29198 AMERICAN REPROGRAPHICS CO COM CS 029263100 195 28244 SH Defined 02 28244 AMGEN INC COM CS 031162100 220 3802 SH Defined 02 3802 APACHE CORP COM CS 037411105 4319 57956 SH Defined 02 45432 12524 APPLIED MATLS INC COM CS 038222105 519 51243 SH Defined 02 42541 8702 AT&T INC COM CS 00206R102 1829 64164 SH Defined 02 48022 16142 AUTOMATIC DATA PROCESSING INC CS 053015103 924 23499 SH Defined 02 17027 6472 BANK OF AMERICA CORPORATION CO CS 060505104 2781 197514 SH Defined 02 155739 41775 BANK OF NEW YORK MELLON CORP C CS 064058100 1446 51036 SH Defined 02 37141 13895 BENCHMARK ELECTRS INC COM CS 08160H101 962 75294 SH Defined 02 62760 12534 BERRY PETE CO CL A CS 085789105 168 22187 SH Defined 02 22187 BEST BUY INC COM CS 086516101 395 14068 SH Defined 02 12928 1140 BIOVAIL CORP COM CS 09067J109 327 34567 SH Defined 02 34567 BLACK BOX CORP DEL COM CS 091826107 1062 40674 SH Defined 02 34039 6635 CAPITAL ONE FINL CORP COM CS 14040H105 3400 106607 SH Defined 02 83726 22881 CENTURYTEL INC COM CS 156700106 606 22158 SH Defined 02 18639 3519 CHEVRON CORP NEW COM CS 166764100 6491 87748 SH Defined 02 69746 18002 CHINA FIRE & SEC GROUP INC COM CS 16938R103 277 40613 SH Defined 02 40613 CITIGROUP INC COM CS 172967101 91 13546 SH Defined 02 13491 55 CITY NATL CORP COM CS 178566105 275 5647 SH Defined 02 5647 COCA COLA ENTERPRISES INC COM CS 191219104 343 28511 SH Defined 02 25705 2806 COMCAST CORP NEW CL A CS 20030N101 691 40939 SH Defined 02 33976 6963 COMMERCE BANCSHARES INC COM CS 200525103 214 4859 SH Defined 02 3668 1191 COMPUTER SCIENCES CORP COM CS 205363104 2151 61211 SH Defined 02 49796 11415 CONMED CORP COM CS 207410101 313 13065 SH Defined 02 13065 CONOCOPHILLIPS COM CS 20825C104 4388 84715 SH Defined 02 67555 17160 CONSTELLATION BRANDS INC CL A CS 21036P108 1289 81706 SH Defined 02 67966 13740 CURTISS WRIGHT CORP COM CS 231561101 327 9793 SH Defined 02 9793 DAWSON GEOPHYSICAL CO COM CS 239359102 494 27750 SH Defined 02 27750 DELL INC COM CS 24702R101 871 85062 SH Defined 02 67924 17138 DEVON ENERGY CORP NEW COM CS 25179M103 3101 47198 SH Defined 02 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CO COM CS 369604103 2419 149328 SH Defined 02 119357 29971 GENUINE PARTS CO COM CS 372460105 1560 41200 SH Defined 02 34007 7193 GREAT PLAINS ENERGY INC COM CS 391164100 390 20178 SH Defined 02 20128 50 HAMPTON ROADS BANKSHARES INC C CS 409321106 314 35999 SH Defined 02 35999 HOME DEPOT INC COM CS 437076102 1577 68487 SH Defined 02 51437 17050 HUDSON HIGHLAND GROUP INC COM CS 443792106 660 196895 SH Defined 02 196895 ILLINOIS TOOL WKS INC COM CS 452308109 203 5788 SH Defined 02 5788 INNOPHOS HOLDINGS INC COM CS 45774N108 287 14484 SH Defined 02 14484 INTEL CORP COM CS 458140100 230 15677 SH Defined 02 15677 ITT CORP NEW COM CS 450911102 1673 36383 SH Defined 02 31064 5319 JABIL CIRCUIT INC COM CS 466313103 403 59776 SH Defined 02 51560 8216 JOHNSON & JOHNSON COM CS 478160104 3702 61868 SH Defined 02 48230 13638 JPMORGAN & CHASE & CO COM CS 46625H100 4897 155326 SH Defined 02 122446 32880 KAYDON CORP COM CS 486587108 348 10137 SH Defined 02 10137 KIMBERLY CLARK CORP COM CS 494368103 1365 25880 SH Defined 02 19411 6469 KOHLS CORP COM CS 500255104 3459 95546 SH Defined 02 75869 19677 LEGG MASON INC COM CS 524901105 807 36838 SH Defined 02 30510 6328 LEXMARK INTL NEW CL A CS 529771107 918 34127 SH Defined 02 28553 5574 LILLY ELI & CO COM CS 532457108 4488 111445 SH Defined 02 87747 23698 LOWES COS INC COM CS 548661107 1567 72818 SH Defined 02 60570 12248 MANHATTAN ASSOCS INC COM CS 562750109 332 20997 SH Defined 02 20997 MASCO CORP COM CS 574599106 1809 162564 SH Defined 02 126912 35652 MCGRAW HILL COS INC COM CS 580645109 209 8997 SH Defined 02 7777 1220 MEDTRONIC INC COM CS 585055106 2044 65057 SH Defined 02 53534 11523 METLIFE INC COM CS 59156R108 2548 73081 SH Defined 02 58406 14675 MICROSOFT CORP COM CS 594918104 4240 218088 SH Defined 02 173973 44115 MILLER HERMAN INC COM CS 600544100 208 15998 SH Defined 02 15998 MUELLER INDS INC COM CS 624756102 1606 64039 SH Defined 02 53427 10612 MURPHY OIL CORP COM CS 626717102 219 4937 SH Defined 02 4122 815 NEW YORK CMNTY BANCORP INC COM CS 649445103 130 10910 SH Defined 02 8240 2670 OLD REP INTL CORP COM CS 680223104 969 81314 SH Defined 02 78029 3285 OMNICARE INC COM CS 681904108 1782 64188 SH Defined 02 53241 10947 PACER INTL INC TENN COM CS 69373H106 297 28455 SH Defined 02 28455 PANERA BREAD CO CL A CS 69840W108 315 6037 SH Defined 02 5587 450 PARAMETRIC TECHNOLOGY CORP COM CS 699173209 375 29676 SH Defined 02 29676 PENN VA CORP COM CS 707882106 239 9196 SH Defined 02 9196 PENSKE AUTOMOTIVE GRP INC COM CS 70959W103 252 32776 SH Defined 02 32726 50 PEPSICO INC COM CS 713448108 2444 44614 SH Defined 02 32685 11929 PEROT SYS CORP CL A CS 714265105 174 12736 SH Defined 02 12736 PETSMART INC COM CS 716768106 1294 70144 SH Defined 02 58460 11684 PFIZER INC COM CS 717081103 3578 202009 SH Defined 02 159437 42572 PPG INDS INC COM CS 693506107 3580 84384 SH Defined 02 66477 17907 PROCTER & GAMBLE CO COM CS 742718109 3510 56785 SH Defined 02 45047 11738 PROGRESS ENERGY INC COM CS 743263105 221 5541 SH Defined 02 4191 1350 PROGRESSIVE CORP OHIO COM CS 743315103 1715 115811 SH Defined 02 89311 26500 PROSPECT CAPITAL CORPORATION C CS 74348T102 386 32271 SH Defined 02 32271 PULTE HOMES INC COM CS 745867101 170 15545 SH Defined 02 15545 PZENA INVESTMENT MGMT INC CLAS CS 74731Q103 1663 394011 SH Defined 02 365916 28095 QUALCOMM INC COM CS 747525103 1680 46881 SH Defined 02 33867 13014 RADISYS CORP COM CS 750459109 299 54146 SH Defined 02 54146 SCHNITZER STL INDS CL A CS 806882106 750 19929 SH Defined 02 19929 SIMPSON MANUFACTURING CO INC C CS 829073105 667 24031 SH Defined 02 24031 SOUTHERN CO COM CS 842587107 2198 59397 SH Defined 02 43426 15971 ST MARY LD & EXPL CO COM CS 792228108 290 14260 SH Defined 02 14230 30 STAPLES INC COM CS 855030102 3965 221244 SH Defined 02 172740 48504 STARBUCKS CORP COM CS 855244109 144 15230 SH Defined 02 11520 3710 STEAK N SHAKE CO COM CS 857873103 539 90529 SH Defined 02 90529 SYSCO CORP COM CS 871829107 3016 131459 SH Defined 02 104039 27420 UNITED PARCEL SERVICE INC CL B CS 911312106 2044 37055 SH Defined 02 27055 10000 UNITED TECHNOLOGIES CORP COM CS 913017109 4076 76049 SH Defined 02 60476 15573 UNITEDHEALTH GROUP INC COM CS 91324P102 1926 72415 SH Defined 02 56268 16147 US BANCORP DEL COM NEW CS 902973304 2832 113220 SH Defined 02 89963 23257 VAIL RESORTS INC COM CS 91879Q109 529 19877 SH Defined 02 19877 VERIZON COMMUNICATIONS INC COM CS 92343V104 3895 114886 SH Defined 02 91068 23818 WELLS FARGO & CO NEW COM CS 949746101 3800 128900 SH Defined 02 101715 27185 WOLVERINE WORLD WIDE INC COM CS 978097103 349 16594 SH Defined 02 16594 DHT MARITIME INC COM AD y2065g105 414 74721 SH Defined 02 74721 BLACKROCK GLOBAL FLG INC TR CO EF 091941104 278 35140.0000 SH Defined 02 35140.0000 ISHARES TR BARCLYS US AGG B EF 464287226 3128 30020.0000 SH Defined 02 28570.0000 1450.0000 ISHARES TR RUSL 3000 GROW EF 464287671 273 9100.0000 SH Sole 9100.0000 ISHARES TR RUSL 3000 VALU EF 464287663 328 5071.0000 SH Defined 02 5071.0000 ISHARES TR RUSSELL1000VAL EF 464287598 470 9489.0000 SH Defined 02 9382.0000 107.0000 SPDR TR UNIT SER 1 EF 78462F103 191 2120.5835 SH Sole 2120.5835 50 555.0000 SH Defined 02 555.0000
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