-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEjYgEbOocd4NZd9x+J/RC5AGBYTWv2RXJ9AkXA5ViqouFt2gWyyON9GRGen3aAQ YOlUdCmaARkP2AC0WGgwQg== 0001193125-09-026783.txt : 20090212 0001193125-09-026783.hdr.sgml : 20090212 20090212124434 ACCESSION NUMBER: 0001193125-09-026783 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 EFFECTIVENESS DATE: 20090212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 09593273 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [_]; Amendment Number: ---------- This amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management Address: 780 3rd Ave, 5th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: PRESIDENT Phone: (212) 486-7300 Signature, Place and Date of Signing: TERRY MALTESE February 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: 508122
FORM 13F INFORMATION TABLE VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------- NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------------------------- ---------------- --------- -------- -------- --- ---- -------- -------- ------- ------ ---- D AMCORE FINL INC COM COMMON STOCK 023912108 2280 629700 SH SOLE 629700 0 0 D AMERICAN PHYSICIANS SVC GRP COMMON STOCK 028882108 5550 258000 SH SOLE 258000 0 0 D AON CORP COM STK COMMON STOCK 037389103 14389 315000 SH SOLE 315000 0 0 D ARROW FINANCIAL CORP COMMON STOCK 042744102 1911 76000 SH SOLE 76000 0 0 D ASTORIA FINL CORP COM STK COMMON STOCK 046265104 5356 325000 SH SOLE 325000 0 0 D BANCORPSOUTH INC COM STK COMMON STOCK 059692103 4672 200000 SH SOLE 200000 0 0 D BANK FLA CORP NAPLES COM COMMON STOCK 062128103 418 99300 SH SOLE 99300 0 0 D BANK HAWAII CORP COM COMMON STOCK 062540109 2164 47900 SH SOLE 47900 0 0 D BANK NEW YORK MELLON CORP COM COMMON STOCK 064058100 5666 200000 SH SOLE 200000 0 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 17600 1250000 SH SOLE 1250000 0 0 D BAR HBR BANKSHARES COM COMMON STOCK 066849100 2526 98100 SH SOLE 98100 0 0 D BEACH FIRST NATL BANCSHARES COMMON STOCK 073334104 46 17000 SH SOLE 17000 0 0 D BLACKROCK INC COM NEW COMMON STOCK 09247X101 510 3800 SH SOLE 3800 0 0 D BOK FINANCIAL CORP COM STK COMMON STOCK 05561Q201 18180 450000 SH SOLE 450000 0 0 D BOSTON PRIVATE FINL HLDGS INC COMMON STOCK 101119105 5794 847100 SH SOLE 847100 0 0 D CADENCE FINL CORP COM STK COMMON STOCK 12738A101 431 92400 SH SOLE 92400 0 0 D CAPE FEAR BANK COMMON STOCK 139380109 605 287963 SH SOLE 287963 0 0 D CAPITAL BANK CORP COM STK COMMON STOCK 139793103 1545 251600 SH SOLE 251600 0 0 D CARDINAL FINL CORP COM STK COMMON STOCK 14149F109 854 150000 SH SOLE 150000 0 0 D CENTURY BANCORP INC MASS COM S COMMON STOCK 156432106 5795 367950 SH SOLE 367950 0 0 D CHICOPEE BANCORP INC COM COMMON STOCK 168565109 1166 98000 SH SOLE 98000 0 0 D CITY NATIONAL CORP CA COM STK COMMON STOCK 178566105 28490 585000 SH SOLE 585000 0 0 D COLONIAL BANCGROUP I NC COM ST COMMON STOCK 195493309 414 200000 SH SOLE 200000 0 0 D COLUMBIA BKG SYS INC COM STK COMMON STOCK 197236102 639 53600 SH SOLE 53600 0 0 D COMERICA INC COM STK COMMON STOCK 200340107 4466 225000 SH SOLE 225000 0 0 D COMMERCE BANCSHARES INC COM ST COMMON STOCK 200525103 7252 165000 SH SOLE 165000 0 0 D CONNECTICUT BK&TR CO HART NEW COMMON STOCK 207546102 1282 258900 SH SOLE 258900 0 0 D DANVERS BANCORP COMMON STOCK 236442109 2298 171900 SH SOLE 171900 0 0 D ENCORE BNCSHRS COMMON STOCK 29255V201 1936 176000 SH SOLE 176000 0 0 D EUROBANCSHARES INC COM COMMON STOCK 298716101 1331 826900 SH SOLE 826900 0 0 D FIFTH THIRD BANCORP COM STK COMMON STOCK 316773100 12597 1525000 SH SOLE 1525000 0 0 D FINANCIAL SELECT SECTOR SPDR MUTUAL FUNDS 81369Y605 3130 250000 SH SOLE 250000 0 0 D FIRST DEFIANCE FINL CORP COM COMMON STOCK 32006W106 1306 169000 SH SOLE 169000 0 0 D FIRST FINANCIAL NORTHWEST INC COMMON STOCK 32022K102 753 80600 SH SOLE 80600 0 0 D FIRST FINL BANCORP OH COM STK COMMON STOCK 320209109 3541 285800 SH SOLE 285800 0 0 D FIRST HORIZON NATL CORP COMMON STOCK 320517105 5919 560000 SH SOLE 560000 0 0 D FIRST M & F CORP COM COMMON STOCK 320744105 2040 241100 SH SOLE 241100 0 0 D FIRST MIDWEST BANCOR P INC DEL COMMON STOCK 320867104 23465 1175000 SH SOLE 1175000 0 0 D FIRST PACTRUST BANCORP INC COM COMMON STOCK 33589V101 965 100000 SH SOLE 100000 0 0 D FIRST SECURITYGROUP INC COMMON STOCK 336312103 5085 1100600 SH SOLE 1100600 0 0 D FIRSTFED FINANCIAL CORP COM COMMON STOCK 337907109 306 175000 SH SOLE 175000 0 0 D FIRSTMERIT CORP COM STK COMMON STOCK 337915102 10810 525000 SH SOLE 525000 0 0 D GATEWAY FINANCIAL HO LDINGS IN COMMON STOCK 368140109 123 21000 SH SOLE 21000 0 0 D GOLDMAN SACHS GROUP INC COM ST COMMON STOCK 38141G104 3122 37000 SH SOLE 37000 0 0 D GUARANTY BANCORP DEL COM COMMON STOCK 40075T102 351 175600 SH SOLE 175600 0 0 D HAMPDEN BANCORP INC COM COMMON STOCK 40867E107 1610 176200 SH SOLE 176200 0 0 D HANCOCK HLDG CO COM STK COMMON STOCK 410120109 1818 40000 SH SOLE 40000 0 0 D HAWTHORN BANCSHARES INC COM COMMON STOCK 420476103 1415 82100 SH SOLE 82100 0 0 D HERITAGE OAKS BANCOR P COM STK COMMON STOCK 42724R107 1581 315000 SH SOLE 315000 0 0 D HINGHAM INSTN SVNGS MASS COM COMMON STOCK 433323102 2661 106100 SH SOLE 106100 0 0 D HOME BANCORP INC COMMON STOCK 43689E107 1796 184200 SH SOLE 184200 0 0 D HUNTINGTON BANCSHARE INC PFC PRFD STK (CONVRT 446150401 15929 20800 SH SOLE 20800 0 0 D INDIANA COMMUNITY BANCORP COM COMMON STOCK 454674102 1794 149500 SH SOLE 149500 0 0 D INTEGRA BK CORP COM COMMON STOCK 45814P105 274 200000 SH SOLE 200000 0 0 D INTERNATIONAL BANCSHARES CORP COMMON STOCK 459044103 2729 125000 SH SOLE 125000 0 0 D INVESCO LTD COM STK COMMON STOCK G491BT108 578 40000 SH SOLE 40000 0 0 D ISB FINL CORP IOWA COM STK COMMON STOCK 598511103 2970 300000 SH SOLE 300000 0 0 D JPMORGAN CHASE & CO COM COMMON STOCK 46625H100 9459 300000 SH SOLE 300000 0 0 D KEYCORP NY COM STK COMMON STOCK 493267108 12567 1475000 SH SOLE 1475000 0 0 D LEGACY BANCORP INC COM STK COMMON STOCK 52463G105 1342 125700 SH SOLE 125700 0 0 D LOUISIANA BANCORP INC COM COMMON STOCK 54619P104 5032 393100 SH SOLE 393100 0 0 D MARSH & MCLENNAN COS INC COM COMMON STOCK 571748102 15290 630000 SH SOLE 630000 0 0 D MERCHANTS BANCSHARES INC COM COMMON STOCK 588448100 3563 189600 SH SOLE 189600 0 0 D MORGAN STANLEY COM STK COMMON STOCK 617446448 2005 125000 SH SOLE 125000 0 0 D NATL CITY CORP COM STK COMMON STOCK 635405103 362 200000 SH SOLE 200000 0 0 D NATL CITY CORP SR UNS CONV 4% CONVRT BONDS 635405AW3 910 1000000 PR SOLE 1000000 0 0 D NEWPORT BANCORP INC COM STK COMMON STOCK 651754103 2987 260000 SH SOLE 260000 0 0 D PACIFIC ST BANCORP COM STK COMMON STOCK 694864109 241 126700 SH SOLE 126700 0 0 D PNC FINANCIAL SERVIC ES GROUP COMMON STOCK 693475105 22050 450000 SH SOLE 450000 0 0 D PREFERRED BANK COM STK COMMON STOCK 740367107 2957 492900 SH SOLE 492900 0 0 D PROSPERITY BANCSHARE S INC COM COMMON STOCK 743606105 2219 75000 SH SOLE 75000 0 0 D PROVIDENT FINL SVS INC COM COMMON STOCK 74386T105 1148 75000 SH SOLE 75000 0 0 D RENASANT CORP COM STK COMMON STOCK 75970E107 852 50000 SH SOLE 50000 0 0 D RODMAN & RENSHAW CAP GROUP INC COMMON STOCK 77487R100 833 969100 SH SOLE 969100 0 0 D SAVANNAH BANCORP INC COM STK COMMON STOCK 804748101 2760 311900 SH SOLE 311900 0 0 D SMITHTOWN BANCORP COMMON STOCK 832449102 4008 250000 SH SOLE 250000 0 0 D SOMERSET HILLS BANCO RP BERNA COMMON STOCK 834728107 1186 187400 SH SOLE 187400 0 0 D SOUTH FINL GROUP INC COM STK COMMON STOCK 837841105 432 100000 SH SOLE 100000 0 0 D SOUTHCOAST FINANCIAL CORP COM COMMON STOCK 84129R100 663 158500 SH SOLE 158500 0 0 D SOUTHERN NATL BANCOR OF VA COMMON STOCK 843395104 1580 266000 SH SOLE 266000 0 0 D STATE BANCORP INC N Y COM STK COMMON STOCK 855716106 4340 445600 SH SOLE 445600 0 0 D STERLING BANCSHARES INC COM ST COMMON STOCK 858907108 8816 1450000 SH SOLE 1450000 0 0 D SUNTRUST BKS INC COM STK COMMON STOCK 867914103 1477 50000 SH SOLE 50000 0 0 D SUPERIOR BANCORP COM STK COMMON STOCK 86806M205 1228 387250 SH SOLE 387250 0 0 D SVB FINANCIAL GROUP COM STK COMMON STOCK 78486Q101 4509 171900 SH SOLE 171900 0 0 D SYNOVUS FINL CORP COM COMMON STOCK 87161C105 2075 250000 SH SOLE 250000 0 0 D TCF FINL CORP COM STK COMMON STOCK 872275102 24588 1800000 SH SOLE 1800000 0 0 D TEXAS CAP BANCSHARES INC COM COMMON STOCK 88224Q107 21109 1580000 SH SOLE 1580000 0 0 D UNITED COMMUNITY BAN KS INC CO COMMON STOCK 90984P105 1642 120948 SH SOLE 120948 0 0 D UNITED WESTN BANCORP COM STK COMMON STOCK 913201109 2153 230000 SH SOLE 230000 0 0 D US BANCORP COM COMMON STOCK 902973304 24010 960000 SH SOLE 960000 0 0 D WACHOVIA CORP COM STK COMMON STOCK 929903102 9695 1750000 SH SOLE 1750000 0 0 D WACHOVIA CORP SER-L 7.5% PRFD STK (CONVRT 929903219 750 1000 SH SOLE 1000 0 0 D WEBSTER FINL CORP CONN COM COMMON STOCK 947890109 1171 85000 SH SOLE 85000 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 21373 725000 SH SOLE 725000 0 0 D WHITE RIVER CAPT COMMON STOCK 96445P105 2038 313600 SH SOLE 313600 0 0 D WILLIS GROUP HOLDING S LTD BE COMMON STOCK G96655108 9734 391227 SH SOLE 391227 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 1539 166000 SH SOLE 166000 0 0 D WILMINGTON TRUST COR P COM STK COMMON STOCK 971807102 2780 125000 SH SOLE 125000 0 0 D WINTRUST FINL CORP COM STK COMMON STOCK 97650W108 14418 700900 SH SOLE 700900 0 0 S REPORT SUMMARY 99 DATA RECORDS 588102 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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