-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNm9h9sDTpCwayrweynMnHO+Ovindb+QWY+R8K2siTYDkbxlJvqCiZtzLtjFlTLG aIQO+MyTF2NpDUGtn19PEw== 0000898431-07-000021.txt : 20070213 0000898431-07-000021.hdr.sgml : 20070213 20070213150857 ACCESSION NUMBER: 0000898431-07-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 EFFECTIVENESS DATE: 20070213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAUSEWAY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001165797 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11728 FILM NUMBER: 07609072 BUSINESS ADDRESS: STREET 1: 11111 SANTA MONICA BOULEVARD STREET 2: SUITE 1550 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3102316100 13F-HR 1 form_13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 -------------------------- Check here if Amendment [ ]; Amendment Number: -------------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Causeway Capital Management LLC ------------------------------------------------------ Address: 11111 Santa Monica Blvd ------------------------------------------------------ Suite 1500 ------------------------------------------------------ Los Angeles, CA 90025 ------------------------------------------------------ Form 13F File Number: 28- 11728 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jean Kim ------------------------------------------------- Title: Compliance Manager ------------------------------------------------- Phone: 310-231-6138 ------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jean Kim Los Angeles, CA 2/2/07 [Signature] [City, State] [Date] - -------------------------------------------------------------------------------- X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by ther reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 56 ------------------------ Form 13F Information Table Value Total: $245,239 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
FORM 13-F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------------------------------------------------------------------------------------------------------ TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE 020002101 1,205 18,503 18,503 CORP/THE COM SH SOLE NONE BAUSCH & 071707103 1,260 24,200 24,200 LOMB INC COM SH SOLE NONE BRISTOL- 110122108 1,269 48,200 48,200 MYERS SQUIBB CO COM SH SOLE NONE CA INC 12673P105 1,352 59,700 59,700 COM SH SOLE NONE CITIGROUP INC 172967101 1,370 24,600 24,600 COM SH SOLE NONE LEAR CORP 521865105 1,849 62,622 62,622 COM SH SOLE NONE METLIFE INC 59156R108 1,522 25,800 25,800 COM SH SOLE NONE MICROSOFT 594918104 794 26,600 26,600 CORP COM SH SOLE NONE PFIZER INC 717081103 1,039 40,100 40,100 COM SH SOLE NONE RADIOSHACK 750438103 582 34,700 34,700 CORP COM SH SOLE NONE RENT-A-CENTER INC 76009N100 980 33,200 33,200 COM SH SOLE NONE WAL-MART 931142103 822 17,800 17,800 STORES INC COM SH SOLE NONE - ------------------------------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORP 963320106 1,478 17,800 17,800 COM SH SOLE NONE XL CAPITAL LTD G98255105 1,289 17,900 17,900 CL A SH SOLE NONE ABN AMRO SPONSORED 000937102 5,622 175,429 175,429 HOLDING NV ADR SH SOLE NONE ALLIED IRISH SPON ADR 019228402 4,940 81,272 81,272 BANKS PLC ORD SH SOLE NONE AXA SA SPONSORED 054536107 6,009 148,987 148,987 ADR SH SOLE NONE BAYER AG SPONSORED 072730302 2,966 55,590 55,590 ADR SH SOLE NONE BP PLC SPONSORED 055622104 7,247 108,001 108,001 ADR SH SOLE NONE BRITISH AMERICAN SPONSORED 110448107 8,246 145,530 145,530 TOBACCO PLC ADR SH SOLE NONE BT GROUP PLC ADR 05577E101 5 80 80 SH SOLE NONE CANON INC 138006309 2 37 37 ADR SH SOLE NONE CREDIT SUISSE SPONSORED 225401108 7,503 107,417 107,417 GROUP ADR SH SOLE NONE CRH PLC 12626K203 6,342 149,220 149,220 ADR SH SOLE NONE E.ON AG SPONSORED 268780103 5,617 124,307 124,307 ADR SH SOL NONE - ------------------------------------------------------------------------------------------------------------------------------------ FRANCE TELECOM SA SPONSORED 35177Q105 7,093 256,053 256,053 ADR SH SOLE NONE FRONTLINE LTD SHS G3682E127 4,691 147,283 147,283 SH SOLE NONE GLAXOSMITHKLINE SPONSORED 37733W105 6,656 126,155 126,155 PLC ADR SH SOLE NONE HONDA MOTOR CO AMERN SHS 438128308 8,484 214,565 214,565 LTD SH SOLE NONE HSBC HOLDINGS PLC SPON ADR 404280406 4,246 46,329 46,329 NEW SH SOLE NONE ING GROEP NV SPONSORED 456837103 5,898 133,540 133,540 ADR SH SOLE NONE KONINKLIJKE NY REG 500472303 4,203 111,842 111,842 PHILIPS SH NEW SH SOLE NONE ELECTRONICS NV MANULIFE COM 56501R106 6,280 185,868 185,868 FINANCIAL CORP SH SOLE NONE NOVARTIS AG SPONSORED 66987V109 5,920 103,068 103,068 ADR SH SOLE NONE PETROCHINA CO SPONSORED 71646E100 5,521 39,219 39,219 ADR SH SOLE NONE POSCO ADR SPONSORED 693483109 4,491 54,323 54,323 ADR SH SOLE NONE PUBLICIS GROUPE SPONSORED 74463M106 6,263 148,302 148,302 ADR SH SOLE NONE REUTERS GROUP SPONSORED 76132M102 3,343 64,000 64,000 PLC ADR SH SOLE NONE RIO TINTO PLC SPONSORED 767204100 4,373 20,579 20,579 ADR SH SOLE NONE ROGERS CL B 775109200 7 240 240 COMMUNICATIONS SH SOLE NONE INC ROYAL DUTCH SPON 780259107 8,901 125,098 125,098 SHELL PLC ADR B SH SOLE NONE - ------------------------------------------------------------------------------------------------------------------------------------ SANOFI-AVENTIS SPONSORED 80105N105 10,400 225,261 225,261 ADR SH SOLE NONE SHINHAN FINANCIAL SPN ADR 824596100 8,928 86,390 86,390 GROUP CO LTD RESTRD SH SOLE NONE SIEMENS AG SPONSORED 826197501 5,858 59,446 59,446 ADR SH SOLE NONE SK TELECOM ADR SPONSORED 78440P108 5,052 190,785 190,785 ADR SH SOLE NONE STOLT-NIELSEN SA SP ADR REG 861565109 5,293 173,596 173,596 COM SH SOLE NONE SUEZ SA SPONSORED 864686100 3,598 69,253 69,253 ADR SH SOLE NONE SYNGENTA AG SPONSORED 87160A100 5,832 157,017 157,017 ADR SH SOLE NONE TECHNIP SA SPONSORED 878546209 5,375 78,342 78,342 ADR SH SOLE NONE TELECOM CORP OF SPONSORED 879278208 1 25 25 NEW ZEALAND LTD ADR SH SOLE NONE TELEFONICA SA SPONSORED 879382208 6,058 95,033 95,033 ADR SH SOLE NONE TELENOR ASA SPONSORED 87944W105 4,336 76,842 76,842 ADR SH SOLE NONE TNT NV SPONSORED 87260W101 5,033 116,822 116,822 ADR SH SOLE NONE TOTAL SA SPONSORED 89151E109 5,345 74,325 74,325 ADR SH SOLE NONE UNILEVER PLC SPON ADR 904767704 6,987 251,140 251,140 NEW SH SOLE NONE VODAFONE GROUP PLC SPONSORED 92857W209 9,462 340,612 340,612 ADR SH SOLE NONE - ------------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----