-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0zhv0P7ZgkyVVqCArgfsJkkZEnZKWduk+PbAD44agsUHrTRe2QxJ4Eg0Uj8/v4u LYVpDuxZHluz456JG4rIjw== 0000950136-02-003031.txt : 20021029 0000950136-02-003031.hdr.sgml : 20021029 20021029142632 ACCESSION NUMBER: 0000950136-02-003031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021029 EFFECTIVENESS DATE: 20021029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 02801213 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 --------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John D. Hogan ------------- Title: Treasurer --------- Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ John D. Hogan New York, NY 10/29/02 ----------------------- ------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 -------------------- Form 13F Information Table Entry Total: 110 ---------------- Form 13F Information Table Value Total: 586,730 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- --------------------- -------------------------- 2 28 - 10207 New York Community Bank ----- --------------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- --------------------- -------------------------------- 13F FORM AS OF SEPTEMBER 30, 2002
VALUE SHARES/ SH/ PUT/ INVST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCR MANA SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- ----- ------ ------ ---- ABBOTT LABS COM 002824100 1218 30142 SH DEFINED 1,2,3 30142 AFLAC INC COM 001055102 5253 171160 SH DEFINED 1,2,3 171160 AGILENT TECHNOLOGIES INC COM 00846U101 182 13900 SH DEFINED 1,2,3 13900 ALEXANDER & BALDWIN INC COM 014482103 229 10300 SH DEFINED 1,2,3 10300 ALLERGAN INC COM 018490102 1881 34585 SH DEFINED 1,2,3 34585 AMB PROPERTY CORP COM 00163T109 18785 650000 SH DEFINED 1,2,3 650000 AMERICAN INTL GROUP INC COM 026874107 1996 36489 SH DEFINED 1,2,3 36489 AMGEN INC COM 031162100 400 9600 SH DEFINED 1,2,3 9600 ANADARKO PETE CORP COM 032511107 2946 66140 SH DEFINED 1,2,3 66140 ANALOG DEVICES INC COM 032654105 5500 279187 SH DEFINED 1,2,3 279187 APPLERA CORP COM AP BIO GRP 038020103 631 34500 SH DEFINED 1,2,3 34500 AUTOMATIC DATA PROCESSING IN COM 053015103 683 19656 SH DEFINED 1,2,3 19656 BANK MUT CORP COM 063748107 2454 121256 SH DEFINED 1,2,3 121256 BANK HAWAII CORP COM 062540109 711 25500 SH DEFINED 1,2,3 25500 BAXTER INTL INC COM 071813109 10803 353625 SH DEFINED 1,2,3 353625 BERKSHIRE HATHAWAY INC DEL CL A 084670108 517 7 SH DEFINED 1,2,3 7 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1666 676 SH DEFINED 1,2,3 676 BIO RAD LABS INC CL A 090572207 17021 451975 SH DEFINED 1,2,3 451975 BRISTOL MYERS SQUIBB CO COM 110122108 294 12350 SH DEFINED 1,2,3 12350 CAPITOL FED FINL COM 14057C106 4095 184800 SH DEFINED 1,2,3 184800 CASCADE CORP COM 147195101 599 42600 SH DEFINED 1,2,3 42600 CASCADE NAT GAS CORP COM 147339105 3612 183355 SH DEFINED 1,2,3 183355 CELGENE CORP COM 151020104 546 32400 SH DEFINED 1,2,3 32400 CHARTER FINL CORP WEST PT GA COM 16122M100 3703 131950 SH DEFINED 1,2,3 131950 CHEVRONTEXACO CORP COM 166764100 493 7114 SH DEFINED 1,2,3 7114 COLGATE PALMOLIVE CO COM 194162103 871 16140 SH DEFINED 1,2,3 16140 CONCORD EFS INC COM 206197105 1656 104310 SH DEFINED 1,2,3 104310 COUNTRYWIDE CR INDS INC DEL COM 222372104 9247 196125 SH DEFINED 1,2,3 196125 CREE INC COM 225447101 683 54650 SH DEFINED 1,2,3 54650 D R HORTON INC COM 23331A109 20072 1077974 SH DEFINED 1,2,3 1077974 DIEBOLD INC COM 253651103 19406 589500 SH DEFINED 1,2,3 589500 DISNEY WALT CO COM DISNEY 254687106 501 33096 SH DEFINED 1,2,3 33096 DOMINION RES INC VA NEW COM 25746U109 650 12811 SH DEFINED 1,2,3 12811 DUCOMMUN INC DEL COM 264147109 261 14800 SH DEFINED 1,2,3 14800 DUKE ENERGY CORP COM 264399106 1304 66700 SH DEFINED 1,2,3 66700 ECHOSTAR COMMUNICATIONS NEW CLA 278762109 673 38900 SH DEFINED 1,2,3 38900 ETHAN ALLEN INTERIORS INC COM 297602104 10112 312500 SH DEFINED 1,2,3 312500 EXXON MOBIL CORP COM 30231G102 1893 59346 SH DEFINED 1,2,3 59346 FIDELITY NATL FINL INC COM 316326107 5252 182727 SH DEFINED 1,2,3 182727 GETTY IMAGES INC COM 374276103 5270 262700 SH DEFINED 1,2,3 262700 GLOBALSANTAFE CORP SHS G3930E101 1958 87595 SH DEFINED 1,2,3 87595 HARLEY DAVIDSON INC COM 412822108 279 6000 SH DEFINED 1,2,3 6000 HUDSON CITY BANCORP COM 443683107 31910 1966100 SH DEFINED 1,2,3 1966100 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11175 350850 SH DEFINED 1,2,3 350850 INTERNATIONAL RECTIFIER CORP COM 460254105 861 55100 SH DEFINED 1,2,3 55100 INVITROGEN CORP COM 46185R100 375 11000 SH DEFINED 1,2,3 11000 JOHNSON & JOHNSON COM 478160104 4645 85897 SH DEFINED 1,2,3 85897 KEYNOTE SYS INC COM 493308100 131 20000 SH DEFINED 1,2,3 20000 KIMBERLY CLARK CORP COM 494368103 11707 206700 SH DEFINED 1,2,3 206700 KIMCO REALTY CORP COM 49446R109 4954 159300 SH DEFINED 1,2,3 159300 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 271 8500 SH DEFINED 1,2,3 8500 KYPHON INC COM 501577100 3239 245350 SH DEFINED 1,2,3 245350 LENNAR CORP COM 526057104 561 10050 SH DEFINED 1,2,3 10050 LIFECORE BIOMEDICAL INC COM 532187101 104 16800 SH DEFINED 1,2,3 16800 M & T BK CORP COM 55261F104 2655 33691 SH DEFINED 1,2,3 33691 13F FORM AS OF SEPTEMBER 30, 2002 MERCK & CO INC COM 589331107 567 12400 SH DEFINED 1,2,3 12400 MERCURY COMPUTER SYS COM 589378108 26478 1121955 SH DEFINED 1,2,3 1121955 MFA MTG INVTS INC COM 55272X102 14331 1769200 SH DEFINED 1,2,3 1769200 MILLIPORE CORP COM 601073109 541 17025 SH DEFINED 1,2,3 17025 MRV COMMUNICATIONS INC COM 553477100 14 17000 SH DEFINED 1,2,3 17000 NEW YORK COMNTY BANCORP INC COM 649445103 14372 510201 SH DEFINED 1,2,3 510201 NORTHWEST NAT GAS CO COM 667655104 1919 65350 SH DEFINED 1,2,3 65350 NUI CORP COM 629431107 6323 292735 SH DEFINED 1,2,3 292735 ORACLE CORP COM 68389X105 94 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1178 74600 SH DEFINED 1,2,3 74600 PARK ELECTROCHEMICAL CORP COM 700416209 1698 101700 SH DEFINED 1,2,3 101700 PATRIOT BANK CORP PA COM 70335P103 149 11000 SH DEFINED 1,2,3 11000 PEPSICO INC COM 713448108 1549 41908 SH DEFINED 1,2,3 41908 PFIZER INC COM 717081103 297 10240 SH DEFINED 1,2,3 10240 PIONEER NAT RES CO COM 723787107 18493 762600 SH DEFINED 1,2,3 762600 PLUM CREEK TIMBER CO INC COM 729251108 12950 572750 SH DEFINED 1,2,3 572750 PMC COML TR SH BEN INT 693434102 7002 518700 SH DEFINED 1,2,3 518700 POGO PRODUCING CO COM 730448107 14217 417425 SH DEFINED 1,2,3 417425 PORT FINL CORP COM 734119100 10155 253820 SH DEFINED 1,2,3 253820 PRESSTEK INC COM 741113104 28 11000 SH DEFINED 1,2,3 11000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 15434 589525 SH DEFINED 1,2,3 589525 PROBUSINESS SERVICES INC COM 742674104 831 131350 SH DEFINED 1,2,3 131350 PROCTER & GAMBLE CO COM 742718109 629 7037 SH DEFINED 1,2,3 7037 QUEST DIAGNOSTICS INC COM 74834L100 11031 179275 SH DEFINED 1,2,3 179275 QUINTON CARDIOLOGY SYS INC COM 748773108 1636 268200 SH DEFINED 1,2,3 268200 RPM INC OHIO COM 749685103 846 60200 SH DEFINED 1,2,3 60200 SEALED AIR CORP NEW COM 81211K100 716 42400 SH DEFINED 1,2,3 42400 SIGMA ALDRICH CORP COM 826552101 2656 53900 SH DEFINED 1,2,3 53900 SLM CORP COM 78442P106 21040 225899 SH DEFINED 1,2,3 225899 SOUTHWESTERN ENERGY CO COM 845467109 3548 295700 SH DEFINED 1,2,3 295700 ST JOE CO COM 790148100 5666 205300 SH DEFINED 1,2,3 205300 STANCORP FINL GROUP INC COM 852891100 17507 330950 SH DEFINED 1,2,3 330950 STANLEY WKS COM 854616109 22771 697015 SH DEFINED 1,2,3 697015 TELEFLEX INC COM 879369106 16869 370100 SH DEFINED 1,2,3 370100 TELEFONICA S A SPONSORED ADR 879382208 253 11327 SH DEFINED 1,2,3 11327 U S PHYSICAL THERAPY IN COM 90337L108 1892 179350 SH DEFINED 1,2,3 179350 UNILEVER N V N Y SHS NEW 904784709 777 13069 SH DEFINED 1,2,3 13069 VENTANA MED SYS INC COM 92276H106 1155 61670 SH DEFINED 1,2,3 61670 VERIZON COMMUNICATIONS COM 92343V104 465 16964 SH DEFINED 1,2,3 16964 W P CAREY & CO LLC COM 92930Y107 238 9600 SH DEFINED 1,2,3 9600 WEINGARTEN RLTY INVS SH BEN INT 948741103 346 9450 SH DEFINED 1,2,3 9450 WESTFIELD FINANCIAL INC COM 96008D101 3988 264300 SH DEFINED 1,2,3 264300 WESTPORT RES CORP NEW COM 961418100 19168 1047425 SH DEFINED 1,2,3 1047425 WESTWOOD ONE INC COM 961815107 9382 262425 SH DEFINED 1,2,3 262425 WILEY JOHN & SONS INC CL A 968223206 2245 102000 SH DEFINED 1,2,3 102000 YANKEE CANDLE INC COM 984757104 1862 108450 SH DEFINED 1,2,3 108450 SEALED AIR CORP NEW PFD CV A $2 81211K209 856 38900 SH DEFINED 1,2,3 38900 WESTPORT RES CORP NEW PFD CONV 961418209 4770 238500 SH DEFINED 1,2,3 238500 ANALOG DEVICES INC NOTE 4.750%10/0 032654AD7 868 890000 PRN DEFINED 1,2,3 890000 ECHOSTAR COMMUNICATIONS NEW NOTE 4.875% 1/0 278762AD1 17993 23871000 PRN DEFINED 1,2,3 23871000 GETTY IMAGES INC NOTE 5.000% 3/1 374276AE3 5412 6321000 PRN DEFINED 1,2,3 6321000 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 12130 15501000 PRN DEFINED 1,2,3 15501000 INVITROGEN CORP NOTE 5.500% 3/0 46185RAB6 6923 7660000 PRN DEFINED 1,2,3 7660000 LEVEL 3 COMMUNICATIONS INC NOTE 6.000% 9/1 52729NAG5 3 10000 PRN DEFINED 1,2,3 10000 POGO PRODUCING CO NOTE 5.500% 6/1 730448AE7 3575 3475000 PRN DEFINED 1,2,3 3475000
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