-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUVhiX+RkimAUWbCXXvh29rf2wpYW6AI+WE1yS9lcJjcXkFX2m8fYeEuxRKJaPiN gRU/a7+DHNa6oQFbPV4a8A== 0000950136-04-003741.txt : 20041105 0000950136-04-003741.hdr.sgml : 20041105 20041105111437 ACCESSION NUMBER: 0000950136-04-003741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041105 DATE AS OF CHANGE: 20041105 EFFECTIVENESS DATE: 20041105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 041121512 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt PETER B. CANNELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 ------------------ Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell ---------------- Address: 645 Madison Avenue, 8th Floor ----------------------------- New York, NY 10022 ------------------ Form 13F File Number: 28-01221 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman -------------- Title: Compliance Officer ------------------ Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 11/02/04 -------------------------------------- ---------------------- -------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----------------------- Form 13F Information Table Entry Total: 125 ----------------------- Form 13F Information Table Value Total: 1,038,170 ---------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ------------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ------------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ------------------- -------------------------------- 13 F REPORT AS OF SEPTEMBER 30, 2004
TITLE OF VALUE SHARES/ SH/ PUT INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MANA SOLE SHARED NONE - -------------------------- ----------- ----------- ------- ------- ---- ---- -------- ------- -------- --------- ---- 1-800-FLOWERS COM CL A 68243Q106 3132 377300 SH DEFINED 1,2,3 377300 ABBOTT LABS COM 002824100 965 22788 SH DEFINED 1,2,3 22788 AFLAC INC COM 001055102 5907 150650 SH DEFINED 1,2,3 150650 AGILENT TECHNOLOGIES INC COM 00846U101 1670 77400 SH DEFINED 1,2,3 77400 ALEXANDER & BALDWIN INC COM 014482103 2756 81200 SH DEFINED 1,2,3 81200 ALICO INC COM 016230104 823 19310 SH DEFINED 1,2,3 19310 ALLERGAN INC COM 018490102 9736 134200 SH DEFINED 1,2,3 134200 AMB PROPERTY CORP COM 00163T109 10122 273425 SH DEFINED 1,2,3 273425 AMERICAN FINL RLTY TR COM 02607P305 256 18150 SH DEFINED 1,2,3 18150 AMERICAN INTL GROUP INC COM 026874107 2888 42484 SH DEFINED 1,2,3 42484 AMGEN INC COM 031162100 710 12500 SH DEFINED 1,2,3 12500 ANADARKO PETE CORP COM 032511107 2425 36540 SH DEFINED 1,2,3 36540 ANALOG DEVICES INC COM 032654105 46543 1200190 SH DEFINED 1,2,3 1200190 APACHE CORP COM 037411105 4009 80000 SH DEFINED 1,2,3 80000 APPLERA CORP COM AP BIO GRP 038020103 941 49850 SH DEFINED 1,2,3 49850 AUTOMATIC DATA PROCESSING IN COM 053015103 587 14210 SH DEFINED 1,2,3 14210 BANK MUTUAL CORP NEW COM 063750103 170 14134 SH DEFINED 1,2,3 14134 BANK HAWAII CORP COM 062540109 1016 21500 SH DEFINED 1,2,3 21500 BAXTER INTL INC COM 071813109 2845 88475 SH DEFINED 1,2,3 88475 BERKSHIRE HATHAWAY INC DEL CL A 084670108 520 6 SH DEFINED 1,2,3 6 BERKSHIRE HATHAWAY INC DEL CL B 084670207 1636 570 SH DEFINED 1,2,3 570 BRASCAN CORP CL A LTD VT SH 10549P606 48663 1611350 SH DEFINED 1,2,3 1611350 BRISTOL MYERS SQUIBB CO COM 110122108 1013 42800 SH DEFINED 1,2,3 42800 BROOKFIELD HOMES CORP COM 112723101 31522 1196275 SH DEFINED 1,2,3 1196275 CAPITOL FED FINL COM 14057C106 5190 161275 SH DEFINED 1,2,3 161275 CASCADE NAT GAS CORP COM 147339105 1687 79460 SH DEFINED 1,2,3 79460 CELGENE CORP COM 151020104 1051 18050 SH DEFINED 1,2,3 18050 CENTENE CORP DEL COM 15135B101 25638 602125 SH DEFINED 1,2,3 602125 CHARTER FINL CORP WEST PT GA COM 16122M100 6242 183975 SH DEFINED 1,2,3 183975 CHEESECAKE FACTORY INC COM 163072101 12035 277300 SH DEFINED 1,2,3 277300 CHEVRONTEXACO CORP COM 166764100 742 13828 SH DEFINED 1,2,3 13828 CIMAREX ENERGY CO COM 171798101 22196 635250 SH DEFINED 1,2,3 635250 CISCO SYS INC COM 17275R102 819 45240 SH DEFINED 1,2,3 45240 COLGATE PALMOLIVE CO COM 194162103 549 12155 SH DEFINED 1,2,3 12155 COMPASS MINERALS INTL INC COM 20451N101 11151 502300 SH DEFINED 1,2,3 502300 COUNTRYWIDE FINANCIAL CORP COM 222372104 40955 1039737 SH DEFINED 1,2,3 1039737 CREE INC COM 225447101 1199 39300 SH DEFINED 1,2,3 39300 DIEBOLD INC COM 253651103 1646 35250 SH DEFINED 1,2,3 35250 DISNEY WALT CO COM DISNEY 254687106 851 37746 SH DEFINED 1,2,3 37746 DOMINION RES INC VA NEW COM 25746U109 816 12511 SH DEFINED 1,2,3 12511 DUKE ENERGY CORP COM 264399106 1387 60600 SH DEFINED 1,2,3 60600 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 18051 580045 SH DEFINED 1,2,3 580045 EXXON MOBIL CORP COM 30231G102 1706 35308 SH DEFINED 1,2,3 35308 FIRST DATA CORP COM 319963104 6507 149584 SH DEFINED 1,2,3 149584 FORDING CDN COAL TR TR UNIT 345425102 308 5500 SH DEFINED 1,2,3 5500 GENERAL ELEC CO COM 369604103 522 15555 SH DEFINED 1,2,3 15555 GOVERNMENT PPTYS TR INC COM 38374W107 1833 192900 SH DEFINED 1,2,3 192900 HARLEY DAVIDSON INC COM 412822108 357 6000 SH DEFINED 1,2,3 6000 HEINZ H J CO COM 423074103 443 12300 SH DEFINED 1,2,3 12300 HOUSTON EXPL CO COM 442120101 28407 478640 SH DEFINED 1,2,3 478640 HUDSON CITY BANCORP COM 443683107 45540 1274215 SH DEFINED 1,2,3 1274215 INTERNATIONAL BUSINESS MACHS COM 459200101 249 2900 SH DEFINED 1,2,3 2900 INTERNATIONAL RECTIFIER CORP COM 460254105 1593 46450 SH DEFINED 1,2,3 46450 JOHNSON & JOHNSON COM 478160104 3052 54178 SH DEFINED 1,2,3 54178 KERR MCGEE CORP COM 492386107 26337 460042 SH DEFINED 1,2,3 460042 KIMCO REALTY CORP COM 49446R109 3219 62750 SH DEFINED 1,2,3 62750 KINDER MORGAN INC KANS COM 49455P101 17232 274300 SH DEFINED 1,2,3 274300 KYPHON INC COM 501577100 14602 589275 SH DEFINED 1,2,3 589275 LENNAR CORP CL A 526057104 3956 83100 SH DEFINED 1,2,3 83100 M&T BK CORP COM 55261F104 2613 27307 SH DEFINED 1,2,3 27307
13 F REPORT AS OF SEPTEMBER 30, 2004
TITLE OF VALUE SHARES/ SH/ PUT INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MANA SOLE SHARED NONE - -------------------------- ----------- ----------- ------- ------- ---- ---- -------- ------- -------- --------- ---- MASSEY ENERGY CORP COM 576206106 48241 1667515 SH DEFINED 1,2,3 1667515 MERCK & CO INC COM 589331107 398 12050 SH DEFINED 1,2,3 12050 MERCURY COMPUTER SYS COM 589378108 15127 564400 SH DEFINED 1,2,3 564400 MFA MTG INVTS INC COM 55272X102 5974 648600 SH DEFINED 1,2,3 648600 MICROSOFT CORP COM 594918104 1404 50780 SH DEFINED 1,2,3 50780 MILLIPORE CORP COM 601073109 1046 21850 SH DEFINED 1,2,3 21850 MONTPELIER RE HOLDINGS LTD SHS G62185106 39377 1073525 SH DEFINED 1,2,3 1073525 MURPHY OIL CORP COM 626717102 4981 57400 SH DEFINED 1,2,3 57400 NEW YORK COMNTY BANCORP INC COM 649445103 11525 561076 SH DEFINED 1,2,3 561076 NEWALLIANCE BANCSHARES INC COM 650203102 215 15000 SH DEFINED 1,2,3 15000 NEWFIELD EXPL CO COM 651290108 7798 127340 SH DEFINED 1,2,3 127340 NEWMONT MINING CORP COM 651639106 683 15000 SH DEFINED 1,2,3 15000 NORANDA INC COM 655422103 14588 835975 SH DEFINED 1,2,3 835975 NORTHROP GRUMMAN CORP COM 666807102 14349 269062 SH DEFINED 1,2,3 269062 NORTHWEST NAT GAS CO COM 667655104 289 9100 SH DEFINED 1,2,3 9100 ORACLE CORP COM 68389X105 135 12000 SH DEFINED 1,2,3 12000 PALL CORP COM 696429307 1862 76050 SH DEFINED 1,2,3 76050 PEP BOYS MANNY MOE & JACK COM 713278109 24735 1766775 SH DEFINED 1,2,3 1766775 PEPSICO INC COM 713448108 543 11155 SH DEFINED 1,2,3 11155 PFIZER INC COM 717081103 353 11550 SH DEFINED 1,2,3 11550 PIONEER NAT RES CO COM 723787107 9453 274150 SH DEFINED 1,2,3 274150 PLUM CREEK TIMBER CO INC COM 729251108 256 7300 SH DEFINED 1,2,3 7300 PMC COML TR SH BEN INT 693434102 6665 438500 SH DEFINED 1,2,3 438500 POGO PRODUCING CO COM 730448107 30392 640500 SH DEFINED 1,2,3 640500 POLARIS INDS INC COM 731068102 1183 21200 SH DEFINED 1,2,3 21200 POTLATCH CORP COM 737628107 4335 92600 SH DEFINED 1,2,3 92600 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8681 241350 SH DEFINED 1,2,3 241350 PROCTER & GAMBLE CO COM 742718109 657 12136 SH DEFINED 1,2,3 12136 PRUDENTIAL FINL INC COM 744320102 640 13600 SH DEFINED 1,2,3 13600 QUANTA SVCS INC COM 74762E102 1815 300000 SH DEFINED 1,2,3 300000 QUEST DIAGNOSTICS INC COM 74834L100 970 11000 SH DEFINED 1,2,3 11000 QUINTON CARDIOLOGY SYS INC COM 748773108 11500 1352975 SH DEFINED 1,2,3 1352975 RAINIER PAC FINL GROUP INC COM 75087U101 490 27543 SH DEFINED 1,2,3 27543 RAYONIER INC COM 754907103 30373 671378 SH DEFINED 1,2,3 671378 REGIS CORP MINN COM 758932107 3117 77500 SH DEFINED 1,2,3 77500 RESMED INC COM 761152107 9619 202045 SH DEFINED 1,2,3 202045 SAFECO CORP COM 786429100 15865 347525 SH DEFINED 1,2,3 347525 SCHERING PLOUGH CORP COM 806605101 2156 113100 SH DEFINED 1,2,3 113100 SCOTTS CO CL A 810186106 35929 560085 SH DEFINED 1,2,3 560085 SEALED AIR CORP NEW COM 81211K100 276 5950 SH DEFINED 1,2,3 5950 SHARPER IMAGE CORP COM 820013100 1076 50150 SH DEFINED 1,2,3 50150 SIGMA ALDRICH CORP COM 826552101 3109 53600 SH DEFINED 1,2,3 53600 SLM CORP COM 78442P106 8626 193411 SH DEFINED 1,2,3 193411 SOUTHWESTERN ENERGY CO COM 845467109 7411 176500 SH DEFINED 1,2,3 176500 ST JOE CO COM 790148100 2200 46050 SH DEFINED 1,2,3 46050 STANCORP FINL GROUP INC COM 852891100 2761 38775 SH DEFINED 1,2,3 38775 STANLEY WKS COM 854616109 40140 943805 SH DEFINED 1,2,3 943805 TEJON RANCH CO DEL COM 879080109 252 6700 SH DEFINED 1,2,3 6700 TELEFLEX INC COM 879369106 23503 553010 SH DEFINED 1,2,3 553010 TIERONE CORP COM 88650R108 30475 1321550 SH DEFINED 1,2,3 1321550 UNILEVER N V N Y SHS NEW 904784709 1558 26954 SH DEFINED 1,2,3 26954 VASOGEN INC COM 92232F103 2180 475900 SH DEFINED 1,2,3 475900 VERIZON COMMUNICATIONS COM 92343V104 467 11864 SH DEFINED 1,2,3 11864 W P CAREY & CO LLC COM 92930Y107 651 21800 SH DEFINED 1,2,3 21800 WASHINGTON FED INC COM 938824109 2201 87500 SH DEFINED 1,2,3 87500 WATTS WATER TECHNOLOGIES INC COM 942749102 1321 49200 SH DEFINED 1,2,3 49200 WEINGARTEN RLTY INVS SH BEN INT 948741103 388 11750 SH DEFINED 1,2,3 11750 WESTFIELD FINANCIAL INC COM 96008D101 11984 507800 SH DEFINED 1,2,3 507800 WILEY JOHN & SONS INC CL A 968223206 3026 94700 SH DEFINED 1,2,3 94700 WRIGHT MED GROUP INC COM 98235T107 11754 467900 SH DEFINED 1,2,3 467900 YANKEE CANDLE INC COM 984757104 4360 150550 SH DEFINED 1,2,3 150550 ZOLL MED CORP COM 989922109 8413 251950 SH DEFINED 1,2,3 251950 BAXTER INTL INC CORP UNITS 7% 071813406 1000 18600 SH DEFINED 1,2,3 18600 INTERNATIONAL RECTIFIER CORP NOTE 4.250% 7/1 460254AE5 6343 6445000 PRN DEFINED 1,2,3 6445000 PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 3440 3475000 PRN DEFINED 1,2,3 3475000
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