-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RI2XZfSwc6zaqaFBorPJVlHxe6DCefATM+2aItWIA0+2mfG8Ws22TPECODaARc1i BOP9TTClw5wTKF/lemSmCw== 0000950136-05-006973.txt : 20051107 0000950136-05-006973.hdr.sgml : 20051107 20051107121359 ACCESSION NUMBER: 0000950136-05-006973 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051107 DATE AS OF CHANGE: 20051107 EFFECTIVENESS DATE: 20051107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 051182613 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 file001.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 ----------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8th Floor New York, NY 10022 Form 13F File Number: 28-01221 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Mittelman -------------- Title: Chief Compliance Officer ------------------------ Phone: 212-752-5255 ------------ Signature, Place, and Date of Signing: /s/ Paul Mittelman New York, NY 11/01/05 -------------------- --------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 -------------------- Form 13F Information Table Entry Total: 110 --------------- Form 13F Information Table Value Total: 1,231,679 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. ----- ---------------- -------------------------- 2 28 - 10207 New York Community Bank ----- ---------------- ----------------------- 3 28 - 10200 New York Community Bancorp, Inc. ----- ---------------- -------------------------------- Peter B. Cannell & Co., Inc. 13 F REPORT AS OF SEPTEMBER 30, 2005
Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- ------- --- ---- ------- --------- ---- ------ ---- ABBOTT LABORATORIES COM 002824100 954 22490 SH Defined 1, 2, 3 22490 AFLAC CORPORATION COM 001055102 6303 139136 SH Defined 1, 2, 3 139136 AGILENT TECHNOLOGIES COM 00846U101 3267 99750 SH Defined 1, 2, 3 99750 ALEXANDER & BALDWIN INC COM 014482103 6127 115075 SH Defined 1, 2, 3 115075 ALLERGAN INC COM 018490102 2455 26800 SH Defined 1, 2, 3 26800 AMB PROPERTY CORP COM 00163T109 5297 117980 SH Defined 1, 2, 3 117980 AMERICAN FINANCIAL RLTY TR COM 02607P305 258 18150 SH Defined 1, 2, 3 18150 AMERICAN INTL GROUP INC COM COM 026874107 4083 65897 SH Defined 1, 2, 3 65897 AMGEN INC COM 031162100 976 12250 SH Defined 1, 2, 3 12250 ANALOG DEVICES COM 032654105 28503 767454 SH Defined 1, 2, 3 767454 APACHE CORPORATION COM 037411105 5641 75000 SH Defined 1, 2, 3 75000 APPLERA CORP-APPLIED BIOSYSTEM COM AP BIO GRP 038020103 1414 60850 SH Defined 1, 2, 3 60850 AUTOMATIC DATA PROCESSING COM 053015103 504 11710 SH Defined 1, 2, 3 11710 BAXTER INTERNATIONAL INC COM 071813109 3531 88575 SH Defined 1, 2, 3 88575 BILL BARRETT CORP COM 06846N104 12515 339900 SH Defined 1, 2, 3 339900 BP AMOCO P L C SPONSORED ADR COM 055622104 229 3234 SH Defined 1, 2, 3 3234 BRASCAN CORP CL A COM CLA LTD VT SH 10549P606 59887 1285125 SH Defined 1, 2, 3 1285125 BRISTOL-MYERS SQUIBB CO. COM 110122108 917 38100 SH Defined 1, 2, 3 38100 BROOKFIELD HOMES COM 112723101 50479 909035 SH Defined 1, 2, 3 909035 CAPITOL FEDERAL FNL COM 14057c106 4519 132050 SH Defined 1, 2, 3 132050 CARDIAC SCIENCE CORP COM 14141A108 10300 960856 SH Defined 1, 2, 3 960856 CASCADE NATL GAS CORP COM 147339105 1565 71875 SH Defined 1, 2, 3 71875 CELGENE CORP COM 151020104 50739 934085 SH Defined 1, 2, 3 934085 CENTENE CORP COM 15135B101 32264 1289010 SH Defined 1, 2, 3 1289010 CHARTER FINANCIAL CORP COM 16122M100 6561 192450 SH Defined 1, 2, 3 192450 CHEESECAKE FACTORY INC COM 163072101 28207 902900 SH Defined 1, 2, 3 902900 CHEVRON CORP COM 166764100 882 13628 SH Defined 1, 2, 3 13628 CHUBB CORP COM 171232101 215 2400 SH Defined 1, 2, 3 2400 CIMAREX ENERGY COM 171798101 54172 1195055 SH Defined 1, 2, 3 1195055 CISCO SYS INC COM COM 17275r102 3220 179690 SH Defined 1, 2, 3 179690 COLGATE-PALMOLIVE CO COM 194162103 605 11455 SH Defined 1, 2, 3 11455 COMPASS MINERALS INTL INC COM 20451N101 15320 666105 SH Defined 1, 2, 3 666105 COUNTRYWIDE FINANCIAL COM 222372104 22222 673815 SH Defined 1, 2, 3 673815 CREE, INC COM 225447101 343 13700 SH Defined 1, 2, 3 13700 CUTERA INC COM 232109108 10172 392150 SH Defined 1, 2, 3 392150 DISNEY WALT CO. COM DISNEY 254687106 1164 48246 SH Defined 1, 2, 3 48246 DOMINION RESOURCES INC. COM 25746u109 1078 12511 SH Defined 1, 2, 3 12511 DOVER CORPORATION COM 260003108 7040 172600 SH Defined 1, 2, 3 172600 DRESS BARN INC COM 261570105 13853 608650 SH Defined 1, 2, 3 608650 DUKE ENERGY CORP COM 264399106 1768 60600 SH Defined 1, 2, 3 60600 ECHOSTAR COMMUNICATIONS COM CL A 278762109 1942 65675 SH Defined 1, 2, 3 65675 EXXON MOBIL CORP COM 30231g102 2688 42311 SH Defined 1, 2, 3 42311 FIRST DATA CORP COM 319963104 3619 90471 SH Defined 1, 2, 3 90471 GENERAL ELECTRIC COMPANY COM 369604103 701 20805 SH Defined 1, 2, 3 20805 GOVERNMENT PROPERTIES TRUST IN COM 38374W107 252 25700 SH Defined 1, 2, 3 25700 HARLEY DAVIDSON INC. COM 412822108 291 6000 SH Defined 1, 2, 3 6000 HOME DEPOT COM 437076102 251 6572 SH Defined 1, 2, 3 6572 HORMEL FOODS CORP COM 440452100 4948 150000 SH Defined 1, 2, 3 150000 HUDSON CITY BANCORP INC COM 443683107 87837 7381273 SH Defined 1, 2, 3 7381273 IDACORP INC COM 451107106 4559 151325 SH Defined 1, 2, 3 151325 INTERNATIONAL BUSINESS MACHINE COM 459200101 201 2501 SH Defined 1, 2, 3 2501 INTERNATIONAL RECTIFIER COM 460254105 2754 61100 SH Defined 1, 2, 3 61100 JOHNSON & JOHNSON CO COM 478160104 3179 50230 SH Defined 1, 2, 3 50230 KERR-MCGEE CORP COM 492386107 1686 17358 SH Defined 1, 2, 3 17358 KIMCO REALTY CORP COM 49446r109 825 26250 SH Defined 1, 2, 3 26250 KINDER MORGAN INC COM 49455P101 14008 145675 SH Defined 1, 2, 3 145675 LONGVIEW FIBRE CO COM 543213102 23852 1223795 SH Defined 1, 2, 3 1223795 M&T BANK CORP. COM 55261f104 2881 27257 SH Defined 1, 2, 3 27257 MASSEY ENERGY CO COM 576206106 48863 956790 SH Defined 1, 2, 3 956790 MENTOR CORP COM 587188103 4855 88250 SH Defined 1, 2, 3 88250 MERCK & CO INC COM 589331107 2580 94800 SH Defined 1, 2, 3 94800 MERCURY COMPUTER SYSTEMS COM 589378108 2464 93850 SH Defined 1, 2, 3 93850 MFA MORTGAGE COM 55272X102 1299 211900 SH Defined 1, 2, 3 211900 MICROSOFT CORP. COM 594918104 1742 67685 SH Defined 1, 2, 3 67685 MILLIPORE CORP COM 601073109 1324 21050 SH Defined 1, 2, 3 21050 NATIONAL FINANCIAL PARTNR COM 63607P208 46765 1036000 SH Defined 1, 2, 3 1036000 NEW YORK COMMUNITY BANCORP INC COM 649445103 2141 130542 SH Defined 1, 2, 3 130542 NEWFIELD EXPLORATION CO COM 651290108 51902 1057075 SH Defined 1, 2, 3 1057075 NISOURCE, INC. COM 65473p105 218 9000 SH Defined 1, 2, 3 9000 NORFOLK SOUTHERN CORP COM 655844108 40149 989875 SH Defined 1, 2, 3 989875 NORTHROP GRUMMAN CORP COM 666807102 10005 184091 SH Defined 1, 2, 3 184091 NORTHWEST NATURAL GAS COM 667655104 339 9100 SH Defined 1, 2, 3 9100 ORACLE CORP. COM 68389X105 149 12000 SH Defined 1, 2, 3 12000 PALL CORP. COM 696429307 1959 71250 SH Defined 1, 2, 3 71250 PEABODY ENERGY COM 704549104 45611 540735 SH Defined 1, 2, 3 540735 PEPSICO INC COM COM 713448108 612 10795 SH Defined 1, 2, 3 10795 PFIZER INC. COM 717081103 276 11055 SH Defined 1, 2, 3 11055 PHELPS DODGE COM 717265102 26475 203760 SH Defined 1, 2, 3 203760 PLANTRONICS INC COM 727493108 1219 39553 SH Defined 1, 2, 3 39553 PMC COMMERCIAL TRUST SHS BEN INT 693434102 6599 491350 SH Defined 1, 2, 3 491350 PRINCIPAL FINL GROUP INC COM 74251V102 663 14000 SH Defined 1, 2, 3 14000 PROCTER & GAMBLE CO COM 742718109 722 12136 SH Defined 1, 2, 3 12136 PRUDENTIAL FINANCIAL INC COM 744320102 919 13600 SH Defined 1, 2, 3 13600 PSB HOLDINGS INC COM 69360w108 1471 140093 SH Defined 1, 2, 3 140093 RAYONIER INC COM 754907103 54913 953028 SH Defined 1, 2, 3 953028 RESMED INC COM 761152107 10131 127200 SH Defined 1, 2, 3 127200 SAFECO CORP COM 786429100 10501 196750 SH Defined 1, 2, 3 196750 SCHERING PLOUGH CORP COM 806605101 2859 135800 SH Defined 1, 2, 3 135800 SCOTTS MIRACLE-GRO CO COM CL A 810186106 37350 424765 SH Defined 1, 2, 3 424765 SEALED AIR CORP COM 81211k100 282 5950 SH Defined 1, 2, 3 5950 SHERWIN WILLIAMS CO. COM 824348106 4407 100000 SH Defined 1, 2, 3 100000 SIGMA ALDRICH CORP. COM 826552101 231 3600 SH Defined 1, 2, 3 3600 SLM CORPORATION COM 78442P106 4163 77611 SH Defined 1, 2, 3 77611 SOUTHWESTERN ENERGY CO. COM 845467109 4257 58000 SH Defined 1, 2, 3 58000 STANLEY WORKS COM 854616109 37697 807560 SH Defined 1, 2, 3 807560 STARBUCKS CORP. COM 855244109 351 7000 SH Defined 1, 2, 3 7000 TELEFLEX INC COM 879369106 51325 728019 SH Defined 1, 2, 3 728019 TEVA PHARMACEUTCL INDS ADR COM 881624209 504 15092 SH Defined 1, 2, 3 15092 TIERONE CORP COM 88650R108 29796 1132500 SH Defined 1, 2, 3 1132500 UNILEVER N V NY SHS NEW 904784709 1889 26440 SH Defined 1, 2, 3 26440 VENTANA MEDICAL SYSTEMS COM 92276h106 541 13000 SH Defined 1, 2, 3 13000 WATTS WATER TECHNOLOGIES INC C COM CL A 942749102 744 25800 SH Defined 1, 2, 3 25800 WEINGARTEN RLTY INVS SH BEN INT 948741103 232 6125 SH Defined 1, 2, 3 6125 WERNER ENTERPRISES INC COM 950755108 4800 277600 SH Defined 1, 2, 3 277600 WESTFIELD FINANCIAL INC COM 96008D101 9588 408015 SH Defined 1, 2, 3 408015 WILEY JOHN & SONS INC. COM CL A 968223206 703 16850 SH Defined 1, 2, 3 16850 XTO ENERGY INC COM 98385X106 39454 870570 SH Defined 1, 2, 3 870570 YAHOO INC. COM 984332106 338 10000 SH Defined 1, 2, 3 10000 BAXTER INTERNATIONAL UNITS CORP UNITS 7% 071813406 1063 18600 SH Defined 1, 2, 3 18600 INTERNATIONAL RECTIFIER NOTE 4.250% 7/1 460254ae5 6216 6310000 PRN Defined 1, 2, 3 6310000 REPORT SUMMARY 110 DATA RECORDS 1231679 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
Do not save this screen as a text file. This report automatically creates the text file inftable.txt, which meets all SEC filing requirements. For details on the location of this text file, see your 705 Report documentation. -----END PRIVACY-ENHANCED MESSAGE-----