-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8mqxyAROWKMnsXjsvxE+r0VGeCOVpvVUXyuAoBVdd3LIlDZ2lgWA5H4Za2hcq+P tVT3GkiWQxLOlhGj3l1O7Q== 0000728672-01-500148.txt : 20020410 0000728672-01-500148.hdr.sgml : 20020410 ACCESSION NUMBER: 0000728672-01-500148 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010928 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 1785435 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE STREET 2: SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE SUITE 1930 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 28, 2001 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine October 19, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 70 Form 13F Information Table Value Total: 1147268 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 7117 413800 SH SOLE 413800 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 22700 1000000 SH SOLE 1000000 0 0 D AFFYMETRIX INC OC-CAP STK COMMON STOCK 00826T108 16076 1001600 SH SOLE 1001600 0 0 D ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 1093 260300 SH SOLE 260300 0 0 D AMER HOME PRODS CORP COM COMMON STOCK 026609107 28251 485000 SH SOLE 485000 0 0 D AMERISOURCEBERGEN CORP COM COMMON STOCK 03073E105 42570 600000 SH SOLE 600000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 16949 3065000 SH SOLE 3065000 0 0 D ARROW INTERNATIONAL INC COM COMMON STOCK 042764100 14920 400000 SH SOLE 400000 0 0 D ASTRAZENECA PLC SPONS ADR ADRS STOCKS 046353108 2335 50000 SH SOLE 50000 0 0 D BAXTER INTERNATIONAL INC USD1 COMMON STOCK 071813109 44040 800000 SH SOLE 800000 0 0 D BIORELIANCE CORP COM COMMON STOCK 090951104 4305 384400 SH SOLE 384400 0 0 D CERUS CORP COM COMMON STOCK 157085101 20918 442700 SH SOLE 442700 0 0 D CLOSURE MEDICAL CORP COMMON STOCK 189093107 2695 140000 SH SOLE 140000 0 0 D COLLAGENEX PHARMACEUTICALS INC COMMON STOCK 19419B100 2740 342500 SH SOLE 342500 0 0 D CORIXA CORP COM COMMON STOCK 21887F100 5197 495000 SH SOLE 495000 0 0 D COVANCE INC COM COMMON STOCK 222816100 16119 900000 SH SOLE 900000 0 0 D CRYOLIFE INC COM COMMON STOCK 228903100 11351 301800 SH SOLE 301800 0 0 D DENTSPLY INTL INC NEW COM COMMON STOCK 249030107 36752 800000 SH SOLE 800000 0 0 D ENZON INC COM COMMON STOCK 293904108 15300 300000 SH SOLE 300000 0 0 D FISHER IMAGING CORP COMMON STOCK 337719108 22026 1675000 SH SOLE 1675000 0 0 D GENTIVA HEALTH SERV INC COM COMMON STOCK 37247A102 4083 226700 SH SOLE 226700 0 0 D HCA INC COMMON STOCK 404119109 44310 1000000 SH SOLE 1000000 0 0 D HEALTH CARE PPTY INVS INC COMMON STOCK 421915109 38450 1000000 SH SOLE 1000000 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 15455 500000 SH SOLE 500000 0 0 D ILLUMINA INC COM COMMON STOCK 452327109 1279 196700 SH SOLE 196700 0 0 D INCARA PHARAMACEUTICALS COMMON STOCK 45324E103 957 617200 SH SOLE 617200 0 0 D INFORMAX INC COM STK COMMON STOCK 45677N205 3691 1168000 SH SOLE 1168000 0 0 D INTUITIVE SURG COM STK COMMON STOCK 46120E107 5928 950000 SH SOLE 950000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 58170 1050000 SH SOLE 1050000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 4421 1086200 SH SOLE 1086200 0 0 D LABORATORY CRP OF AMER HLDGS COMMON STOCK 50540R409 44468 550000 SH SOLE 550000 0 0 D LEXICON GENETIC COMMON STOCK 528872104 3443 453000 SH SOLE 453000 0 0 D LIFEPOINT HOSPITALS INC COM COMMON STOCK 53219L109 15400 350000 SH SOLE 350000 0 0 D MAGELLAN HEALTH SVCS INC COM COMMON STOCK 559079108 4588 400000 SH SOLE 400000 0 0 D MANOR CARE INC COM STK COMMON STOCK 564055101 25290 900000 SH SOLE 900000 0 0 D MEDAREX INC COM COMMON STOCK 583916101 9815 650000 SH SOLE 650000 0 0 D MEDIMMUNE INC COM COMMON STOCK 584699102 7126 200000 SH SOLE 200000 0 0 D MEDTRONIC INC COM COMMON STOCK 585055106 43500 1000000 SH SOLE 1000000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 26640 400000 SH SOLE 400000 0 0 D MGI PHARMACEUTICALS INC COMMON STOCK 552880106 8447 631800 SH SOLE 631800 0 0 D MYLAN LABS INC COM COMMON STOCK 628530107 42406 1300000 SH SOLE 1300000 0 0 D NABI INC COM COMMON STOCK 628716102 17914 2898700 SH SOLE 2898700 0 0 D OMNICARE INC COM COMMON STOCK 681904108 18010 825000 SH SOLE 825000 0 0 D ONYX PHARMACEUTICAL INC, COM COMMON STOCK 683399109 404 115000 SH SOLE 115000 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 40625 1250000 SH SOLE 1250000 0 0 D PAREXEL INTL CORP COM COMMON STOCK 699462107 12259 1081000 SH SOLE 1081000 0 0 D PHARMACEUTICAL RESOURCES INC COMMON STOCK 717125108 8938 250000 SH SOLE 250000 0 0 D PHARMACOPEIA INC COM COMMON STOCK 71713B104 13945 1076000 SH SOLE 1076000 0 0 D PRIORITY HEALTHCARE CORP COMMON STOCK 74264T102 21000 875000 SH SOLE 875000 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 10353 744800 SH SOLE 744800 0 0 D QLT INC COMMON STOCK 746927102 9258 600000 SH SOLE 600000 0 0 D QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 37020 600000 SH SOLE 600000 0 0 D RIBOZYME PHARMACEUTICALS INC COMMON STOCK 762567105 2796 400000 SH SOLE 400000 0 0 D SCHERING PLOUGH CORP USD1 COM COMMON STOCK 806605101 18550 500000 SH SOLE 500000 0 0 D SCIQUEST INC COM STK COMMON STOCK 80908Q107 175 190000 SH SOLE 190000 0 0 D SHIRE PHARMACEUTICAL GROUP PLC ADRS STOCKS 82481R106 6045 150000 SH SOLE 150000 0 0 D STARR SURGICAL CO COM NEW PAR COMMON STOCK 852312305 752 358200 SH SOLE 358200 0 0 D SURMODICS INC COM COMMON STOCK 868873100 10507 263000 SH SOLE 263000 0 0 D TANOX INC COM STK COMMON STOCK 87588Q109 326 22100 SH SOLE 22100 0 0 D TARGETED GENETICS CORP COMMON STOCK 87612M108 902 480000 SH SOLE 480000 0 0 D TENET HEALTHCARE CORP COM COMMON STOCK 88033G100 29825 500000 SH SOLE 500000 0 0 D TRANSKARYOTIC THERAPIES INC COMMON STOCK 893735100 7056 260000 SH SOLE 260000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 2310 537100 SH SOLE 537100 0 0 D VARIAN MED SYSTEMS INC COMMON STOCK 92220P105 19245 300000 SH SOLE 300000 0 0 D VENTAS INC COM COMMON STOCK 92276F100 10850 1000000 SH SOLE 1000000 0 0 D VERSICOR INC COM STK COMMON STOCK 925314106 10901 813500 SH SOLE 813500 0 0 D VIROPHARMA INC COM COMMON STOCK 928241108 34127 1350500 SH SOLE 1350500 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 38899 711000 SH SOLE 711000 0 0 D XCARE.NET INC SEE 74913K106 COMMON STOCK 98388Y101 8715 700000 SH SOLE 700000 0 0 D ZOLL MEDICAL CORP COM COMMON STOCK 989922109 14240 400000 SH SOLE 400000 0 0 S REPORT SUMMARY 70 DATA RECORDS 1147268 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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