-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELEpZyeQ0WOmn5p2LtMxydR0uTFHUap/owYOe4yx9snzSVOwy6eFBsX/t4Fts7oJ 3ys4PFe622iF8ThJbHE9/A== 0000728672-04-000286.txt : 20041104 0000728672-04-000286.hdr.sgml : 20041104 20041104125232 ACCESSION NUMBER: 0000728672-04-000286 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 EFFECTIVENESS DATE: 20041104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 041118789 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DEERFIELD MANAGEMENT Address: 450 Lexington Avenue, Suite 1450 New York, NY 10017 13 File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Darren Levine Title: Phone: Signature, Place and Date of Signing: Darren Levine October 13, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: 1646378 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AAIPHARMA INC COM STK COMMON STOCK 00252W104 2725 1758057 SH SOLE 1758057 0 0 D ABBOTT LABS USD COM NPV COMMON STOCK 002824100 42360 1000000 SH SOLE 1000000 0 0 D ABGENIX INC COM STK COMMON STOCK 00339B107 19720 2000000 SH SOLE 2000000 0 0 D ALKERMES INC COM COMMON STOCK 01642T108 23080 2000000 SH SOLE 2000000 0 0 D ALPHARMA INC CL A COMMON STOCK 020813101 12803 700000 SH SOLE 700000 0 0 D AMERICAN MEDICAL SYS HLDGS COMMON STOCK 02744M108 18135 500000 SH SOLE 500000 0 0 D AMYLIN PHARMACEUTICALS INC COMMON STOCK 032346108 61560 3000000 SH SOLE 3000000 0 0 D ANADYS PHARMACEUTICA LS INC CO COMMON STOCK 03252Q408 5913 1115600 SH SOLE 1115600 0 0 D ANIMAS COMMON STOCK 03525Y105 8050 500000 SH SOLE 500000 0 0 D ARRAY BIOPHARMA COMMON STOCK 04269X105 10468 1497500 SH SOLE 1497500 0 0 D ATHEROGENICS COM STK COMMON STOCK 047439104 72638 2204500 SH SOLE 2204500 0 0 D ATS MEDICAL INC COM COMMON STOCK 002083103 5512 1510000 SH SOLE 1510000 0 0 D BARRIER THERAPEUTICS INC COM COMMON STOCK 06850R108 17519 1440690 SH SOLE 1440690 0 0 D BECKMAN COULTER INC COM COMMON STOCK 075811109 56120 1000000 SH SOLE 1000000 0 0 D BIOSITE INC COM COMMON STOCK 090945106 12967 264852 SH SOLE 264852 0 0 D BIOVAIL CORP COM STK COMMON STOCK 09067J109 54339 3141000 SH SOLE 3141000 0 0 D BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 90386 2275000 SH SOLE 2275000 0 0 D BRUKER BIOSCIENCES CORP COMMON STOCK 116794108 3460 1000000 SH SOLE 1000000 0 0 D CAREMARK RX COMMON STOCK COMMON STOCK 141705103 43295 1350000 SH SOLE 1350000 0 0 D CIPHERGEN BIOSY COM STK COMMON STOCK 17252Y104 5464 1401017 SH SOLE 1401017 0 0 D CONCEPTUS INC COM COMMON STOCK 206016107 9270 1000000 SH SOLE 1000000 0 0 D CTI MOLECULAR COMMON STOCK 22943D105 14284 1770000 SH SOLE 1770000 0 0 D CUBIST PHARMACEUTICALS INC COMMON STOCK 229678107 16983 1718900 SH SOLE 1718900 0 0 D CURAGEN CORP COM COMMON STOCK 23126R101 4400 800000 SH SOLE 800000 0 0 D CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 4668 400000 SH SOLE 400000 0 0 D CYTOGEN CORP COMMON STOCK 232824300 10856 1030000 SH SOLE 1030000 0 0 D CYTOKINETICS COMMON STOCK 23282W100 7104 534100 SH SOLE 534100 0 0 D DYNAVAX TECHS COMMON STOCK 268158102 8160 1500000 SH SOLE 1500000 0 0 D EMERITUS CORP COM COMMON STOCK 291005106 2052 241700 SH SOLE 241700 0 0 D EPIX PHARMACEUTICALS INC COM COMMON STOCK 26881Q101 12799 662800 SH SOLE 662800 0 0 D EXELIXIS INC COM STK COMMON STOCK 30161Q104 24180 3000000 SH SOLE 3000000 0 0 D FISHER IMAGING CORP COM COMMON STOCK 337719108 3559 1675000 SH SOLE 1675000 0 0 D FOREST LABS INC COM COMMON STOCK 345838106 8992 200000 SH SOLE 200000 0 0 D GUILFORD PHARMACEUTICALS INC COMMON STOCK 401829106 16763 3352547 SH SOLE 3352547 0 0 D HEALTHSOUTH CORP COM COMMON STOCK 421924101 14222 5200000 SH SOLE 5200000 0 0 D HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 21820 2000000 SH SOLE 2000000 0 0 D INCYTE CORP COM COMMON STOCK 45337C102 57780 6000000 SH SOLE 6000000 0 0 D INVERESK RSCH COMMON STOCK 461238107 75379 2043333 SH SOLE 2043333 0 0 D INVITROGEN CORP COMMON STOCK 46185R100 38493 700001 SH SOLE 700001 0 0 D K V PHARMACEUTICAL CL A COMMON STOCK 482740206 17667 987000 SH SOLE 987000 0 0 D KERYX BIOPHARMA COM STK COMMON STOCK 492515101 17579 1570914 SH SOLE 1570914 0 0 D KYPHON INC Com COMMON STOCK 501577100 24780 1000000 SH SOLE 1000000 0 0 D LA JOLLA PHARMACEUTICAL CO COMMON STOCK 503459109 9150 3000000 SH SOLE 3000000 0 0 D LEXICON GENETIC COMMON STOCK 528872104 2557 388000 SH SOLE 388000 0 0 D MACROCHEM CORP DEL COM COMMON STOCK 555903103 2679 2880608 SH SOLE 2880608 0 0 D MENTOR CORP MINN COM COMMON STOCK 587188103 10104 300000 SH SOLE 300000 0 0 D MERCK & CO INC COM COMMON STOCK 589331107 19800 600000 SH SOLE 600000 0 0 D NABI BIOPHARMACEUTIC ALS COMMON STOCK 629519109 58738 4390000 SH SOLE 4390000 0 0 D NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 33017 700100 SH SOLE 700100 0 0 D ODYSSEY HLTHCR COMMON STOCK 67611V101 27885 1571002 SH SOLE 1571002 0 0 D OMNICARE INC COM COMMON STOCK 681904108 28360 1000000 SH SOLE 1000000 0 0 D ONYX PHARMACEUTICAL INC COM COMMON STOCK 683399109 111202 2585495 SH SOLE 2585495 0 0 D OSI PHARMACEUTICALS INC COMMON STOCK 671040103 24584 400000 SH SOLE 400000 0 0 D PHARMACEUTICAL PROD DEV INC CO COMMON STOCK 717124101 46638 1295500 SH SOLE 1295500 0 0 D PROGENICS PHARMACEUTICALS INC COMMON STOCK 743187106 16939 1156277 SH SOLE 1156277 0 0 D REGENERON PHARMACEUTICALS INC COMMON STOCK 75886F107 12605 1452200 SH SOLE 1452200 0 0 D SEPRACOR INC COM COMMON STOCK 817315104 19024 390000 SH SOLE 390000 0 0 D SIRNA THERAPEUTICS INC COMMON STOCK 829669100 2690 881952 SH SOLE 881952 0 0 D ST JUDE MED INC COM COMMON STOCK 790849103 67743 900000 SH SOLE 900000 0 0 D SUPERGEN UNC COM COMMON STOCK 868059106 11455 1853579 SH SOLE 1853579 0 0 D THIRD WAVE TECH COMMON STOCK 88428W108 11008 1600000 SH SOLE 1600000 0 0 D TRIPATH IMAGING INC COM STK COMMON STOCK 896942109 8243 1007716 SH SOLE 1007716 0 0 D VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 10500 1000000 SH SOLE 1000000 0 0 D VICURON PHARMACEUTIC ALS INC C COMMON STOCK 926471103 33558 2286000 SH SOLE 2286000 0 0 D VION PHARMACEUTICALS INC COM COMMON STOCK 927624106 10642 2527766 SH SOLE 2527766 0 0 D WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 47136 1600000 SH SOLE 1600000 0 0 D WILSON GREATBTCH COMMON STOCK 972232102 15207 850000 SH SOLE 850000 0 0 D ZYMOGENETICS INC Com COMMON STOCK 98985T109 26610 1525813 SH SOLE 1525813 0 0 S REPORT SUMMARY 68 DATA RECORDS 1646378 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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