-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdqTchBKHMq8cHy6dP2Bz0qS85X6IWeZiij7eclKIE1qJ9dlSjsAV9vn0gE1TpY3 sFn9CAAr0zFINn1yjAZk7g== 0000950159-07-000998.txt : 20070813 0000950159-07-000998.hdr.sgml : 20070813 20070813092033 ACCESSION NUMBER: 0000950159-07-000998 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 EFFECTIVENESS DATE: 20070813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 071047261 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deerfield Management Company, LP Address: 780 Third Avenue, 37th Floor New York, NY 10017 Form 13F File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Flynn Management LLC, its general partner Name: James E. Flynn Title: Managing Member Phone: 212-551-1600 Signature, Place, and Date of Signing: /s/ James E. Flynn New York, NY 08/13/07 - ------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ----------------------------- -------- --------- -------- ------- -------- -------- -------- ---- ------ ---- ABBOTT LABORATORIES COM STK COM 002824100 2,678 50,000 SH DEFINED 01 50,000 AETNA INC NEW COM STK COM 00817Y108 14,079 285,000 SH DEFINED 01 285,000 ALLION HEALTHCARE INC COM COM 019615103 1,448 245,474 SH DEFINED 01 245,474 AMERICAN MEDICAL SYSTEMS HOL COM 02744M108 38,347 2,125,678 SH DEFINED 01 2,125,678 AMICAS INC COM 001712108 4,956 1,400,000 SH DEFINED 01 1,400,000 AMYLIN PHARMACEUTICALS INC COM 032346108 5,022 122,000 SH DEFINED 01 122,000 ANADYS PHARMACEUTICALS INC COM 03252Q408 9,280 2,494,610 SH DEFINED 01 2,494,610 ANGIOTECH PHARMACEUTICALS IN COM 034918102 1,424 200,000 CALL DEFINED 01 200,000 ANIMAL HEALTH INTL INC COM COM 03525N109 3,316 228,861 SH DEFINED 01 228,861 AP PHARMA INC COM STK COM 00202J203 5,001 2,283,712 SH DEFINED 01 2,283,712 APRIA HEALTHCARE GROUP INC COM 037933108 14,385 500,000 PUT DEFINED 01 500,000 ARADIGM CORP COM STK COM 038505301 4,124 3,010,000 SH DEFINED 01 3,010,000 ARENA PHARMACEUTICALS INC CO COM 040047102 48,831 4,443,215 SH DEFINED 01 4,443,215 ARRAY BIOPHARMA INC COM STK COM 04269X105 33,711 2,888,674 SH DEFINED 01 2,888,674 ATS MED INC COM STK COM 002083103 3,907 1,934,200 SH DEFINED 01 1,934,200 BIOGEN IDEC INC COM 09062X103 5,350 100,000 SH DEFINED 01 100,000 BIOVAIL CORP COM STK COM 09067J109 71,697 2,820,500 SH DEFINED 01 2,820,500 BIOVAIL CORP COM STK COM 09067J109 19,065 750,000 CALL DEFINED 01 750,000 BIOVAIL CORP COM STK COM 09067J109 9,533 375,000 CALL DEFINED 01 375,000 CAPITAL SR LIVING CORP COM COM 140475104 7,549 801,400 SH DEFINED 01 801,400 CARACO PHARMACEUTICAL LABS L COM 14075T107 2,388 157,284 SH DEFINED 01 157,284 CARDINAL HEALTH INC COM COM 14149Y108 35,320 500,000 SH DEFINED 01 500,000 CAS MEDICAL SYSTEMS INC COM S COM 124769209 972 124,663 SH DEFINED 01 124,663 CELGENE CORP COM STK COM 151020104 59,182 1,032,302 SH DEFINED 01 1,032,302 CEPHALON INC COM STK COM 156708109 30,376 377,858 SH DEFINED 01 377,858 CIGNA CORP COM STK COM 125509109 35,345 676,848 SH DEFINED 01 676,848 COLLAGENEX PHARMACEUTICALS I COM 19419B100 21,080 1,700,000 SH DEFINED 01 1,700,000 COMBINATORX INC COM COM 20010A103 157 25,402 SH DEFINED 01 25,402 COUGAR BIOTECHNOLOGY INC COM COM 222083107 4,302 182,300 SH DEFINED 01 182,300 CUBIST PHARMACEUTICALS INC COM 229678107 41,391 2,100,000 SH DEFINED 01 2,100,000 CVS CAREMARK CORP COM STK COM 126650100 21,870 600,000 SH DEFINED 01 600,000 CYCLACEL PHARMACEUTICALS INC COM 23254L108 6,663 1,025,115 SH DEFINED 01 1,025,115 CYTOKINETICS INC COM STK COM 23282W100 6,586 1,165,700 SH DEFINED 01 1,165,700 CYTYC CORP COM STK COM 232946103 9,269 215,000 SH DEFINED 01 215,000 DENDREON CORP COM STK COM 24823Q107 1,763 250,000 PUT DEFINED 01 250,000 DENDREON CORP COM STK COM 24823Q107 4,935 700,000 PUT DEFINED 01 700,000 DENDREON CORP COM STK COM 24823Q107 1,413 200,400 PUT DEFINED 01 200,400 DENDREON CORP COM STK COM 24823Q107 1,622 230,000 PUT DEFINED 01 230,000 DENDREON CORP COM STK COM 24823Q107 705 100,000 PUT DEFINED 01 100,000 DENDREON CORP COM STK COM 24823Q107 4,230 600,000 PUT DEFINED 01 600,000 DIALYSIS CORP OF AMERICA COM 252529102 4,125 400,480 SH DEFINED 01 400,480 DYNAVAX TECHS COM 268158102 20,134 4,851,538 SH DEFINED 01 4,851,538 EMAGEON INC COM COM 29076V109 18,744 2,078,000 SH DEFINED 01 2,078,000 EXELIXIS INC COM STK COM 30161Q104 27,739 2,292,462 SH DEFINED 01 2,292,462 EXPRESS SCRIPTS INC COM STK COM 302182100 23,005 460,000 SH DEFINED 01 460,000 FIVE STAR QUALITY CARE INC COM 33832D106 9,116 1,142,300 SH DEFINED 01 1,142,300 FOX HOLLOW TECHNOLOGIES INC COM 35166A103 25,376 1,194,724 SH DEFINED 01 1,194,724 GENZYME CORP COM STK COM 372917104 16,105 250,076 SH DEFINED 01 250,076 HANA BIOSCIENCES INC COM STK COM 40963P105 2,711 1,643,188 SH DEFINED 01 1,643,188 HEALTH MGMT ASSOC INC NEW CL COM 421933102 8,520 750,000 SH DEFINED 01 750,000 HEALTH NET INC COM STK COM 42222G108 7,197 136,300 SH DEFINED 01 136,300 HEALTHWAYS INC COM 422245100 8,290 175,000 SH DEFINED 01 175,000 HOLOGIC INC COM STK COM 436440101 4,873 88,108 SH DEFINED 01 88,108 IDENIX PHARMACEUTICALS INC COM 45166R204 590 100,000 PUT DEFINED 01 100,000 INFINITY PHARMACEUTICALS INC COM 45665G303 3,148 289,361 SH DEFINED 01 289,361 INSPIRE PHARMACEUTICALS INC COM 457733103 33,218 5,255,955 SH DEFINED 01 5,255,955 INSULET CORP COM 45784P101 2,840 200,000 SH DEFINED 01 200,000 INTERMUNE INC COM STK COM 45884X103 42,801 1,650,000 SH DEFINED 01 1,650,000 ISTA PHARMACEUTICALS INC COM COM 45031X204 22,750 3,082,620 SH DEFINED 01 3,082,620 KERYX BIOPHARMA COM STK COM 492515101 13,678 1,400,000 SH DEFINED 01 1,400,000 KOSAN BIOSCIENCES INC CA CO COM 50064W107 4,621 885,200 SH DEFINED 01 885,200 LIFEPOINT HOSPITALS INC COM COM 53219L109 3,868 100,000 SH DEFINED 01 100,000 MAGELLAN HEALTH SERV ICES INC COM 559079207 22,306 480,000 SH DEFINED 01 480,000 MANNKIND CORP COM STK COM 56400P201 10,569 857,143 SH DEFINED 01 857,143 MANNKIND CORP NOTE 3.750% 12/1 NOTE 56400PAA0 1,395 1,500,000 PRN DEFINED 01 1,500,000 MCKESSON CORP COM STK COM 58155Q103 48,971 821,111 SH DEFINED 01 821,111 MEDCO HEALTH SOLUTIONS INC COM 58405U102 15,403 197,500 SH DEFINED 01 197,500 MEDICINES CO COM STK COM 584688105 40,478 2,297,279 SH DEFINED 01 2,297,279 MEDTRONIC INC COM STK COM 585055106 51,860 1,000,000 SH DEFINED 01 1,000,000 MERCK & CO INC COM STK COM 589331107 44,820 900,000 SH DEFINED 01 900,000 METABASIS THRPTC COM 59101M105 978 139,743 SH DEFINED 01 139,743 MGI PHARMA INC COM 552880106 34,980 1,563,701 SH DEFINED 01 1,563,701 MIDDLEBROOK PHARMA INC COM S COM 596087106 4,377 1,729,955 SH DEFINED 01 1,729,955 NEUROCHEM INC COM (USD) COM 64125K101 3,325 500,000 CALL DEFINED 01 500,000 NEUROGESX INC COM 641252101 1,617 190,000 SH DEFINED 01 190,000 NITROMED INC COM 654798503 3,630 1,650,000 SH DEFINED 01 1,650,000 NXSTAGE MEDICAL INC COM STK COM 67072V103 16,585 1,282,696 SH DEFINED 01 1,282,696 ODYSSEY HEALTHCARE INC COM S COM 67611V101 2,372 200,000 SH DEFINED 01 200,000 ONYX PHARMACEUTICALS INC COM COM 683399109 43,556 1,619,166 SH DEFINED 01 1,619,166 OPTION CARE INC COM STK COM 683948103 15,400 1,000,026 SH DEFINED 01 1,000,026 OREXIGEN THERAPEUTICS INC CO COM 686164104 4,047 269,460 SH DEFINED 01 269,460 ORTHOFIX INTERNATION AL NV CO COM N6748L102 13,223 294,031 SH DEFINED 01 294,031 PAR PHARMACEUTICAL COS INC COM 69888P106 54,750 1,939,430 SH DEFINED 01 1,939,430 PONIARD PHARMACEUTICALS INC COM 732449301 14,294 2,102,021 SH DEFINED 01 2,102,021 POZEN INC COM STK COM 73941U102 4,518 250,000 PUT DEFINED 01 250,000 REGEN BIOLOGIES INC COM 75884M104 360 923,100 SH DEFINED 01 923,100 REPLIDYNE INC COM STK COM 76028W107 1,015 175,000 SH DEFINED 01 175,000 RES-CARE INC COM STK COM 760943100 11,498 543,900 SH DEFINED 01 543,900 RESPIRONICS INC COM STK COM 761230101 29,283 687,550 SH DEFINED 01 687,550 RIGEL PHARMACEUTICALS INC CO COM 766559603 26,730 3,000,000 SH DEFINED 01 3,000,000 ROSETTA GENOMICS LTD COM STK COM M82183100 2,967 463,654 SH DEFINED 01 463,654 SAVIENT PHARMACEUTICALS INC COM 80517Q100 633 51,000 PUT DEFINED 01 51,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 3,105 250,000 PUT DEFINED 01 250,000 SEPRACOR INC COM STK COM 817315104 24,612 600,000 SH DEFINED 01 600,000 SOMANETICS CORP COM STK COM 834445405 13,586 742,000 SH DEFINED 01 742,000 SPECTRANETICS CORP COM STK COM 84760C107 33,408 2,900,000 SH DEFINED 01 2,900,000 SUNESIS PHARMACEUTICALS INC COM 867328502 5,927 1,665,010 SH DEFINED 01 1,665,010 SUPERGEN INC COM STK COM 868059106 8,780 1,579,200 SH DEFINED 01 1,579,200 TELIK INC COM STK COM 87959M109 570 168,500 PUT DEFINED 01 168,500 TENET HEALTHCARE CORP COM ST COM 88033G100 6,510 1,000,000 SH DEFINED 01 1,000,000 THE TRIZETTO GROUP INC COM S COM 896882107 14,520 750,000 SH DEFINED 01 750,000 THIRD WAVE TECHNOLOGIES COM COM 88428W108 24,404 4,171,665 SH DEFINED 01 4,171,665 TUTOGEN MED INC COM STK COM 901107102 5,445 545,000 SH DEFINED 01 545,000 VERTEX PHARMACEUTICA LS INC COM 92532F100 11,284 395,100 SH DEFINED 01 395,100 VIA PHARMACEUTICALS INC COM COM 92554T103 9,424 2,057,613 SH DEFINED 01 2,057,613 VISICU INC COM STK COM 92831L204 2,745 300,000 SH DEFINED 01 300,000 WELLPOINT INC COM 94973V107 35,924 450,000 SH DEFINED 01 450,000 ZOLL MEDICAL CORP COM STK COM 989922109 7,557 338,710 SH DEFINED 01 338,710 ZYMOGENETICS INC COM STK COM 98985T109 24,266 1,660,906 SH DEFINED 01 1,660,906 109 1,654,728
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $1,654,728 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-11827 Flynn Management LLC -----END PRIVACY-ENHANCED MESSAGE-----