-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFgl4HeW2m59BgGFNcn0w2xJ1Ypq7WPc0ze5Q9cprp0eFJCBLNQjgrp6cI+ToKii JT1bdS491ZSp3L4le5PwpA== 0000950159-08-000301.txt : 20080214 0000950159-08-000301.hdr.sgml : 20080214 20080214134054 ACCESSION NUMBER: 0000950159-08-000301 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEERFIELD MANAGEMENT CO /NY CENTRAL INDEX KEY: 0001009258 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05366 FILM NUMBER: 08612523 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125511600 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 deerfield13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Deerfield Management Company, LP Address: 780 Third Avenue, 37th Floor New York, NY 10017 Form 13F File Number: 28-5366 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Flynn Management LLC, its general partner Name: James E. Flynn Title: Managing Member Phone: 212-551-1600 Signature, Place, and Date of Signing: /s/ James E. Flynn New York, NY 02/14/08 - -------------------- ------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COM 00817Y108 17,319 300,000 SH DEFINED 01 300,000 ALIGN TECHNOLOGY INC COM 016255101 808 48,414 SH DEFINED 01 48,414 ALKERMES INC COM 01642T108 462 29,631 SH DEFINED 01 29,631 AMERICAN MEDICAL SYSTEMS COM 02744M108 24,498 1,694,194 SH DEFINED 01 1,694,194 AMICAS INC COM 001712108 4,655 1,750,000 SH DEFINED 01 1,750,000 AMYLIN PHARMACEUTICA LS INC COM 032346108 4,514 122,000 SH DEFINED 01 122,000 AMYLIN PHARMACEUTICA LS INC COM 032346108 18,500 500,000 PUT DEFINED 01 500,000 ANADYS PHARMACEUTICA LS INC COM 03252Q408 5,789 3,595,492 SH DEFINED 01 3,595,492 AP PHARMA INC COM 00202J203 3,766 2,383,712 SH DEFINED 01 2,383,712 ARADIGM CORP COM 038505301 5,031 3,310,000 SH DEFINED 01 3,310,000 ARENA PHARMACEUTICALS INC COM 040047102 46,594 5,950,643 SH DEFINED 01 5,950,643 ARENA PHARMACEUTICALS INC COM 040047102 7,830 1,000,000 CALL DEFINED 01 1,000,000 ARRAY BIOPHARMA INC COM 04269X105 39,574 4,700,000 SH DEFINED 01 4,700,000 ATS MED INC COM 002083103 2,551 1,154,100 SH DEFINED 01 1,154,100 BIOSPHERE MED INC COM 09066V103 1,172 228,433 SH DEFINED 01 228,433 BIOVAIL CORP COM 09067J109 50,470 3,749,600 SH DEFINED 01 3,749,600 BIOVAIL CORP COM 09067J109 3,473 258,000 CALL DEFINED 01 258,000 BOSTON SCIENTIFIC CORP COM 101137107 22,877 1,967,100 SH DEFINED 01 1,967,100 BROOKDALE SR LIVING INC COM 112463104 14,915 525,000 SH DEFINED 01 525,000 CAPITAL SR LIVING CORP COM 140475104 10,686 1,076,100 SH DEFINED 01 1,076,100 CARDINAL HEALTH INC COM 14149Y108 44,170 764,845 SH DEFINED 01 764,845 CELGENE CORP COM 151020104 65,068 1,408,092 SH DEFINED 01 1,408,092 CENTENE CORP COM 15135B101 18,007 656,242 SH DEFINED 01 656,242 CIGNA CORP COM 125509109 7,522 140,000 SH DEFINED 01 140,000 COLLAGENEX PHARMACEUTICALS COM 19419B100 16,948 1,774,702 SH DEFINED 01 1,774,702 COMBINATORX INC COM 20010A103 1,371 308,800 SH DEFINED 01 308,800 CUBIST PHARMACEUTICALS INC COM 229678107 25,624 1,249,331 SH DEFINED 01 1,249,331 CVS CAREMARK CORP COM 126650100 23,850 600,000 SH DEFINED 01 600,000 CYCLACEL PHARMACEUTICALS INC COM 23254L108 6,165 1,124,915 SH DEFINED 01 1,124,915 CYTOKINETICS INC COM 23282W100 5,514 1,165,700 SH DEFINED 01 1,165,700 DENDREON CORP COM 24823Q107 1,431 230,000 PUT DEFINED 01 230,000 DENDREON CORP COM 24823Q107 622 100,000 PUT DEFINED 01 100,000 DENDREON CORP COM 24823Q107 3,732 600,000 PUT DEFINED 01 600,000 DIALYSIS CORP OF AMERICA COM 252529102 3,404 400,480 SH DEFINED 01 400,480 DUSA PHARMACEUTICALS INC COM 266898105 4,914 2,373,813 SH DEFINED 01 2,373,813 DYNAVAX TECHS COM 268158102 24,791 4,851,538 SH DEFINED 01 4,851,538 EMAGEON INC COM 29076V109 9,785 2,428,000 SH DEFINED 01 2,428,000 EMERGENCY MEDICAL SV CS CORP COM 29100P102 8,003 273,321 SH DEFINED 01 273,321 ENDO PHARMACEUTICALS HLDGS COM 29264F205 14,002 525,000 SH DEFINED 01 525,000 EV3 INC COM 26928A200 636 50,000 SH DEFINED 01 50,000 EXELIXIS INC COM 30161Q104 21,873 2,534,500 SH DEFINED 01 2,534,500 FIVE STAR QUALITY CARE INC COM 33832D106 10,668 1,285,328 SH DEFINED 01 1,285,328 FOREST LABORATORIES INC COM 345838106 29,218 801,580 SH DEFINED 01 801,580 GENELABS TECHNOLOGIES INC COM 368706206 890 700,774 SH DEFINED 01 700,774 GENENTECH INC COM 368710406 12,666 188,850 SH DEFINED 01 188,850 GENTIUM SPA ADR 37250B104 835 60,000 SH DEFINED 01 60,000 GENZYME CORP COM 372917104 16,010 215,076 SH DEFINED 01 215,076 GTX INC COM 40052B108 2,870 200,000 PUT DEFINED 01 200,000 HANA BIOSCIENCES INC COM 40963P105 1,848 1,743,188 SH DEFINED 01 1,743,188 HEALTH NET INC COM 42222G108 7,245 150,000 SH DEFINED 01 150,000 HUMANA INC COM 444859102 5,648 75,000 PUT DEFINED 01 75,000 HUMANA INC COM 444859102 5,648 75,000 PUT DEFINED 01 75,000 IDENIX PHARMACEUTICALS INC COM 99O96B700 270 100,000 PUT DEFINED 01 100,000 INFINITY PHARMACEUTI CALS INC COM 45665G303 2,763 289,361 SH DEFINED 01 289,361 INSPIRE PHARMACEUTIC ALS INC COM 457733103 31,490 5,265,955 SH DEFINED 01 5,265,955 INTERMUNE INC COM 45884X103 24,748 1,856,533 SH DEFINED 01 1,856,533 INTERMUNE INC COM 45884X103 8,425 632,000 CALL DEFINED 01 632,000 INTERMUNE INC COM 45884X103 6,665 500,000 CALL DEFINED 01 500,000 ISTA PHARMACEUTICALS INC COM 45031X204 15,105 3,082,620 SH DEFINED 01 3,082,620 KERYX BIOPHARMA COM 492515101 11,760 1,400,000 SH DEFINED 01 1,400,000 KERYX BIOPHARMA COM 492515101 3,150 375,000 CALL DEFINED 01 375,000 KINETIC CONCEPTS INC COM 49460W208 5,833 108,900 SH DEFINED 01 108,900 KOSAN BIOSCIENCES INC COM 50064W107 3,241 900,200 SH DEFINED 01 900,200 LABORATORY CORP AMER HLDGS COM 50540R409 11,360 150,400 SH DEFINED 01 150,400 LEXICON PHARMA COM 528872104 1,724 568,955 SH DEFINED 01 568,955 MANNKIND CORP COM 56400P201 11,113 1,396,143 SH DEFINED 01 1,396,143 MANNKIND CORP NOTE 3.750% 56400PAA0 1,241 1,500,000 PRN DEFINED 01 1,500,000 MCKESSON CORP COM 58155Q103 30,239 461,600 SH DEFINED 01 461,600 MEDAREX INC COM 583916101 2,431 233,312 SH DEFINED 01 233,312 MEDICINES CO COM 584688105 58,204 3,037,771 SH DEFINED 01 3,037,771 MEDTRONIC INC COM 585055106 47,757 950,000 SH DEFINED 01 950,000 MERCK & CO INC COM 589331107 34,866 600,000 SH DEFINED 01 600,000 MIDDLEBROOK PHARMA INC COM 596087106 3,943 3,285,636 SH DEFINED 01 3,285,636 MYLAN INC COM 628530107 45,373 3,227,100 SH DEFINED 01 3,227,100 NEUROGESX INC COM 641252101 6,411 1,008,020 SH DEFINED 01 1,008,020 NIGHTHAWK RADIOLOGY HOLDINGS COM 65411N105 1,528 72,600 PUT DEFINED 01 72,600 NITROMED INC COM 654798503 1,667 1,650,000 SH DEFINED 01 1,650,000 NXSTAGE MEDICAL INC COM 67072V103 15,002 988,896 SH DEFINED 01 988,896 ODYSSEY HEALTHCARE INC COM 67611V101 1,950 176,343 SH DEFINED 01 176,343 OMNICARE INC COM 681904108 7,413 325,000 SH DEFINED 01 325,000 ONYX PHARMACEUTICALS INC COM 683399109 42,497 764,068 SH DEFINED 01 764,068 OPTIMER PHARMACEUTICALS INC COM 68401H104 4,200 600,000 SH DEFINED 01 600,000 PAIN THERAPEUTICS INC COM 69562K100 5,300 500,000 PUT DEFINED 01 500,000 PAR PHARMACEUTICAL C OS INC COM 69888P106 17,835 743,116 SH DEFINED 01 743,116 PONIARD PHARMACEUTICALS INC COM 732449301 11,637 2,638,687 SH DEFINED 01 2,638,687 QUEST DIAGNOSTICS INC COM 74834L100 15,870 300,000 SH DEFINED 01 300,000 RES-CARE INC COM 760943100 6,363 252,911 SH DEFINED 01 252,911 RESPIRONICS INC COM 761230101 64,614 986,775 SH DEFINED 01 986,775 RIGEL PHARMACEUTICALS INC COM 766559603 70,582 2,779,914 SH DEFINED 01 2,779,914 ROSETTA GENOMICS LTD COM M82183100 1,938 377,000 SH DEFINED 01 377,000 SANTARUS INC COM 802817304 225 81,649 SH DEFINED 01 81,649 SEPRACOR INC COM 817315104 24,310 926,112 SH DEFINED 01 926,112 SOMANETICS CORP COM 834445405 15,647 661,603 SH DEFINED 01 661,603 ST JUDE MED INC COM 790849103 24,790 610,000 SH DEFINED 01 610,000 SUNESIS PHARMACEUTICALS INC COM 867328502 3,313 1,665,010 SH DEFINED 01 1,665,010 SUPERGEN INC COM 868059106 365 100,000 SH DEFINED 01 100,000 THE TRIZETTO GROUP INC COM 896882107 9,885 569,064 SH DEFINED 01 569,064 THERAVANCE COM 88338T104 9,750 500,000 SH DEFINED 01 500,000 THIRD WAVE TECHNOLOGIES COM 88428W108 36,561 3,788,732 SH DEFINED 01 3,788,732 TLC VISION CORP COM 872549100 2,018 605,909 SH DEFINED 01 605,909 TUTOGEN MED INC COM 901107102 2,755 263,681 SH DEFINED 01 263,681 UNITED HEALTH GRP COM 91324P102 19,206 330,000 SH DEFINED 01 330,000 UNITED THERAPEUTICS CORP COM 91307C102 42,644 436,700 PUT DEFINED 01 436,700 UNIVERSAL AMERN FINL CORP COM 913377107 3,529 137,900 SH DEFINED 01 137,900 UNIVERSAL HEALTH SERVICES INC COM 913903100 18,176 355,000 SH DEFINED 01 355,000 VALEANT PHARMACEUTICALS INTL COM 91911X104 22,309 1,863,730 SH DEFINED 01 1,863,730 VERTEX PHARMACEUTICALS INC COM 92532F100 21,922 943,702 SH DEFINED 01 943,702 VIA PHARMACEUTICALS INC COM 92554T103 4,770 1,947,013 SH DEFINED 01 1,947,013 WELLCARE HEALTH PLANS INC COM 94946T106 23,493 553,951 SH DEFINED 01 553,951 WELLPOINT HEALTH NET WORKS INC COM 94973V107 29,828 340,000 SH DEFINED 01 340,000 ZIMMER HOLDINGS INC COM 98956P102 30,599 462,569 SH DEFINED 01 462,569 ZYMOGENETICS INC COM 98985T109 23,340 2,000,019 SH DEFINED 01 2,000,019 112 1,692,405
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 112 Form 13F Information Table Value Total: $1,692,405 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28-11827 Flynn Management LLC -----END PRIVACY-ENHANCED MESSAGE-----