-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DgW7nLeiNJndKZMuNontNaqVa2rF5M0M/tC6DVF+R7HT+5FCH1twT91jwmlAOuHY HPRR/YRTZQkPP9miKs512Q== 0001026710-01-500006.txt : 20010717 0001026710-01-500006.hdr.sgml : 20010717 ACCESSION NUMBER: 0001026710-01-500006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05876 FILM NUMBER: 1682049 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0106.txt JUNE 30, 2001 13F FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending June 30, 2001 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 16th day of July, 2001. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABGENIX, INC COM 00339B107 16762 372500 SH SOLE 3500 369000 ACTIVE POWER COM 00504W100 417 25000 SH SOLE 25000 ACXIOM COM 005125109 3678 281000 SH SOLE 281000 ADTRAN COM 00738A106 2614 127500 SH SOLE 127500 AFFYMETRIX COM 00826T108 7784 353000 SH SOLE 5000 348000 AG SERVICES OF AMERICA COM 001250109 3266 242800 SH SOLE 10800 232000 AGILE SOFTWARE COM 00846X105 2635 155000 SH SOLE 155000 ALKERMES COM 01642T108 5967 170000 SH SOLE 170000 APPLERA/CELERA GENOMICS COM 038020202 7040 177500 SH SOLE 3600 173900 ARROW INT'L COM 042764100 17829 464300 SH SOLE 7600 456700 ASPECT MEDICAL SYSTEMS COM 045235108 3735 241000 SH SOLE 11000 230000 AVALON BAY COM 053484101 17017 364000 SH SOLE 364000 AVANT COM 053487104 9593 721300 SH SOLE 9400 711900 AVIALL COM 05366B102 2742 250000 SH SOLE 250000 AXCAN PHARMA COM 054923107 4220 367000 SH SOLE 17500 349500 BALLY TOTAL FITNESS COM 05873K108 20540 693700 SH SOLE 12200 681500 BAUSCH & LOMB COM 071707103 21003 579550 SH SOLE 6550 573000 BEVERLY ENTERPRISE COM 087851309 27916 2609000 SH SOLE 28500 2580500 BIOGEN COM 090597105 18211 335000 SH SOLE 335000 BJ'S WHOLESALE COM 05548J106 666 12500 SH SOLE 12500 BRITESMILE COM 110415106 725 69000 SH SOLE 69000 BSQUARE CORPORATION COM 11776U102 7045 670300 SH SOLE 670300 CALLAWAY GOLF COM 131193104 11543 730600 SH SOLE 8100 722500 CAMBRIDGE TECH COM 132524109 4513 1275000 SH SOLE 1275000 CAMINUS CORP COM 133766105 4045 150000 SH SOLE 150000 CAPSTONE TURBINE COM 14067D102 420 19000 SH SOLE 19000 CARBO CERAMICS COM 140781105 5483 148000 SH SOLE 148000 CARDIAC SCIENCES COM 141410209 1080 400000 SH SOLE 400000 CELL GENESYS INC COM 150921104 15567 759350 SH SOLE 9200 750150 CH ROBINSON COM 12541W100 20084 720100 SH SOLE 5800 714300 CHIRON COM 170040109 24041 471400 SH SOLE 5400 466000 CLAYTON HOMES COM 184190106 41795 2658700 SH SOLE 29200 2629500 CONCORD EFS COM 206197105 26893 517073 SH SOLE 6000 511073 CORE LABS COM n22717107 9771 521100 SH SOLE 5500 515600 CORPORATE EXEC BOARD COM 21988R102 25112 597900 SH SOLE 6900 591000 COVENTRY HEALTHCARE COM 222862104 16812 832300 SH SOLE 8300 824000 COX RADIO COM 224051102 863 31000 SH SOLE 31000 CUBIST PHARMACEUTICALS COM 229678107 21926 577000 SH SOLE 6000 571000 DELTAGEN COM 24783R103 3623 403500 SH SOLE 19500 384000 DENTSPLY COM 249030107 46931 1058200 SH SOLE 12700 1045500 DIAMONDCLUSTER INT'L COM 25278P106 1273 100000 SH SOLE 100000 DIGITAS COM 25388K104 2992 680000 SH SOLE 680000 DIVERSINET COM 25536K204 1965 1123000 SH SOLE 1123000 DMC STRATEX NETWORKS COM 23322L106 7100 710000 SH SOLE 710000 DONALDSON COM 257651109 9065 291000 SH SOLE 291000 DOVER DOWNS COM 260086103 11130 722700 SH SOLE 722700 DRS TECHNOLOGIES COM 23330X100 3102 135000 SH SOLE 135000 EMMIS COMM COM 291525103 707 23000 SH SOLE 23000 ENTERCOM COMM COM 293639100 697 13000 SH SOLE 13000 ENTRAVISION COMM COM 29382R107 467 38000 SH SOLE 38000 EPIQ SYSTEMS COM 26882D109 2736 106500 SH SOLE 4500 102000 EQUITY RESIDENTIAL COM 29476l107 35089 620500 SH SOLE 9300 611200 EXPEDIA COM 302125109 12698 272500 SH SOLE 272500 FEDERAL REALTY COM 313747206 4548 219300 SH SOLE 3400 215900 FLEMING COMPANIES COM 339130106 36175 1013300 SH SOLE 10800 1002500 FLIR COM 302445101 7314 292200 SH SOLE 13700 278500 FOSSIL INC COM 349882100 6432 310000 SH SOLE 310000 FYI INC COM 302712104 6765 165000 SH SOLE 165000 GARMIN LTD COM G37260109 10653 466200 SH SOLE 6200 460000 GATX CORP COM 361448103 4812 120000 SH SOLE 120000 GENERAL COMM COM 369385109 12318 1018000 SH SOLE 15000 1003000 GENESCO INC COM 371532102 10191 303300 SH SOLE 5500 297800 GENZYME COM 372917104 27621 452800 SH SOLE 7600 445200 GILDAN ACTIVEWEAR COM 375916103 2172 156000 SH SOLE 7900 148100 GILEAD SCIENCES COM 375558103 8728 150000 SH SOLE 150000 GUITAR CENTER COM 402040109 4728 223750 SH SOLE 9750 214000 HANOVER COMPRESSOR COM 410768105 16509 498900 SH SOLE 5500 493400 HEADWATERS COM 42210P102 5600 350000 SH SOLE 350000 HEARTLAND EXPR COM 422347104 23321 1022853 SH SOLE 15000 1007853 HELEN OF TROY COM G4388N106 884 100000 SH SOLE 100000 HENRY SCHEIN COM 806407102 32681 815800 SH SOLE 9300 806500 HOMESTORE.COM COM 437852106 9964 285000 SH SOLE 285000 HOTEL RESERVATIONS COM 441451101 4257 91500 SH SOLE 91500 HUMAN GENOME SCIENCES COM 444903108 11737 194800 SH SOLE 2800 192000 HUTCHINSON TECHNOLOGY COM 448407106 10731 563300 SH SOLE 6600 556700 IMMUNOGEN COM 45253H101 17610 880500 SH SOLE 10000 870500 INSIGHT COMM COM 45768V108 28592 1143700 SH SOLE 11700 1132000 INTERCEPT GROUP COM 45845L107 6916 182000 SH SOLE 182000 INTERNET.COM COM 460967102 1820 455000 SH SOLE 455000 INTRAWEST CORP COM 460915200 955 50000 SH SOLE 50000 INVESTMENT TECH GROUP COM 46145F105 16129 320714 SH SOLE 4100 316614 ISIS PHARMACEUTICALS COM 464330109 7062 570000 SH SOLE 570000 IVILLAGE COM 46588H105 1997 1377500 SH SOLE 1377500 JEFFERIES GROUP COM 472319102 28658 884500 SH SOLE 10800 873700 KEY3MEDIA GROUP COM 49326R104 3774 325100 SH SOLE 600 324500 LANDS' END COM 515086106 7628 190000 SH SOLE 190000 LEGG MASON COM 524901105 22671 455600 SH SOLE 4100 451500 LEXICON GENETICS COM 528872104 3362 269000 SH SOLE 13500 255500 LIBERATE TECHNOLOGIES COM 530129105 10183 930000 SH SOLE 930000 LINDSAY MFG COM 535555106 9935 522900 SH SOLE 522900 MANAGEMENT NETWORK GRP COM 561693102 1745 286000 SH SOLE 286000 MANUFACT HOME COM 564682102 25381 903250 SH SOLE 9000 894250 MARCUS COM 566330106 9397 673600 SH SOLE 673600 MATRIX ONE COM 57685P304 12778 551000 SH SOLE 5500 545500 MAXTOR COM 577729205 14616 2784048 SH SOLE 35748 2748300 MAXWELL TECHNOLOGIES COM 577767106 7863 352600 SH SOLE 352600 MEDAREX COM 583916101 12220 520000 SH SOLE 5000 515000 MEDIMMUNE COM 584699102 9440 200000 SH SOLE 200000 MENTOR COM 587188103 20551 721100 SH SOLE 8100 713000 METASOLV SOFTWARE COM 59139P104 1705 215000 SH SOLE 215000 METAWAVE COMM COM 591409107 2621 505000 SH SOLE 505000 METRO ONE COM 59163F105 973 15000 SH SOLE 15000 METTLER TOLEDO COM 592688105 47605 1100700 SH SOLE 12100 1088600 MICROTUNE COM 59514P109 11880 540000 SH SOLE 540000 MID ATLANTIC MEDICAL COM 59523C107 21953 1224400 SH SOLE 14400 1210000 MILLENNIUM PHARM COM 599902103 6614 185888 SH SOLE 2300 183588 MKS INSTRUMENTS COM 55306N104 2448 85000 SH SOLE 85000 MOLDFLOW COM 608507109 6021 390700 SH SOLE 9700 381000 MONOLITHIC SYSTEMS COM 609842109 2707 245000 SH SOLE 1500 243500 MONTANA POWER COM 612085100 6380 550000 SH SOLE 550000 MOVIE GALLERY COM 624581104 479 26500 SH SOLE 26500 MTR GAMING COM 553769100 742 55000 SH SOLE 55000 NETRO CORP COM 64114R109 3434 810000 SH SOLE 810000 NEWPORT CORP COM 651824104 1325 50000 SH SOLE 50000 OAK TECHNOLOGY COM 671802106 11388 1075400 SH SOLE 4900 1070500 ON COMMAND COM 682160106 1462 325000 SH SOLE 325000 OPENTV CO COM G67543101 10331 735300 SH SOLE 735300 OPTIMAL ROBOTICS COM 68388R208 9386 247000 SH SOLE 2500 244500 PACKETEER COM 695210104 11308 902500 SH SOLE 15000 887500 PALM HARBOR HMS COM 696639103 21782 1001461 SH SOLE 14400 987061 PANERA BREAD COM 69840W108 631 20000 SH SOLE 20000 PETSMART COM 716768106 21033 2983400 SH SOLE 38500 2944900 PHILLIPS VAN HEUSEN CP COM 718592108 11676 810800 SH SOLE 13400 797400 PIER 1 COM 720279108 460 40000 SH SOLE 40000 PLANTRONICS COM 727493108 12357 533800 SH SOLE 533800 PLATO LEARNING COM 72764Y100 6066 196000 SH SOLE 196000 POLARIS COM 731068102 20065 438100 SH SOLE 438100 POLYCOM COM 73172K104 14674 635500 SH SOLE 6000 629500 PRENTISS PROPERTIES COM 740706106 13213 502400 SH SOLE 5800 496600 PROSOFT TRAINING COM 743477101 712 570000 SH SOLE 570000 QUIKSILVER COM 74838C106 8602 344100 SH SOLE 5600 338500 RADIO ONE COM 75040P405 687 32000 SH SOLE 32000 RAILAMERICA COM 750753105 571 50000 SH SOLE 50000 REGENCY CENTERS CORP COM 758849103 23861 939400 SH SOLE 12400 927000 REGENERON COM 75886F107 29051 838400 SH SOLE 8900 829500 REGIS COM 758932107 20576 980300 SH SOLE 10300 970000 RENT-A-CENTER COM 76009N100 1578 30000 SH SOLE 30000 ROSS STORES COM 778296103 551 23000 SH SOLE 23000 SAPIENT COM 803062108 1950 200000 SH SOLE 200000 SAUL CENTERS COM 804395101 2380 126000 SH SOLE 4000 122000 SCP POOL COM 784028102 672 19500 SH SOLE 19500 SEACHANGE COM 811699107 12330 683850 SH SOLE 683850 SHIRE PHARM GROUP COM 82481R106 28802 514778 SH SOLE 6854 507924 SIPEX COM 829909100 11695 775000 SH SOLE 775000 SKYEPHARMA PLC ADR COM 830808101 4212 366300 SH SOLE 17300 349000 SONICWALL COM 835470105 18996 753500 SH SOLE 8000 745500 SPECTRALINK COM 847580107 7858 604000 SH SOLE 604000 ST MARY LAND&EX COM 792228108 22461 961500 SH SOLE 6000 955500 STEVEN MADDEN LTD COM 556269108 5947 325500 SH SOLE 13500 312000 STORAGE NETWORKS COM 86211E103 6031 355000 SH SOLE 355000 SUN COMMUNITIES COM 866674104 34503 976050 SH SOLE 5100 970950 SWIFT TRANSN COM 870756103 10871 564450 SH SOLE 564450 SYBRON DENTAL SPEC COM 871142105 7506 366333 SH SOLE 366333 SYNCOR INTERNATIONAL COM 87157J106 12378 399300 SH SOLE 4400 394900 TICKETMASTER COM 88633P203 592 40000 SH SOLE 40000 TIDEWATER COM 886423102 10066 267000 SH SOLE 267000 TIMBERLAND CO CL A COM 887100105 5591 141500 SH SOLE 141500 TOO INC COM 890333107 25027 913400 SH SOLE 8900 904500 TRAMMELL CROW COM 89288R106 4580 414500 SH SOLE 11700 402800 TRANS SYS ARCHIT COM 893416107 1085 70000 SH SOLE 70000 TRANSKARYOTIC THERAPIES COM 893735100 11633 395000 SH SOLE 395000 TRAVELOCITY COM 893953109 9271 302000 SH SOLE 302000 TRIMBLE NAVIGATION COM 896239100 11227 576050 SH SOLE 576050 TUESDAY MORNING COM 899035505 4253 321000 SH SOLE 321000 TULARIK INC COM 899165104 14899 576800 SH SOLE 5700 571100 TWEETER HOME ENTERTAINMENT GRO COM 901167106 529 15000 SH SOLE 15000 UNIT COM 909218109 9158 577800 SH SOLE 10300 567500 UNITED NATURAL FOODS COM 911163103 10349 494000 SH SOLE 494000 UNIVERSAL ELECTRONICS COM 913483103 7380 410000 SH SOLE 410000 VALMONT COM 920253101 10813 594100 SH SOLE 594100 VALUEVISION COM 92047K107 12898 593000 SH SOLE 7500 585500 VARIAN SEMICONDUCTOR COM 922207105 1646 39200 SH SOLE 5200 34000 VERITAS DGC COM 92343P107 8880 320000 SH SOLE 320000 VERITY COM 92343c106 13512 677300 SH SOLE 8800 668500 VERTEX PHARM COM 92532F100 26111 527500 SH SOLE 6000 521500 WABASH NATL COM 929566107 2541 210000 SH SOLE 210000 WATSCO COM 942622200 564 40000 SH SOLE 40000 WERNER ENTERPRISES COM 950755108 15750 649500 SH SOLE 6000 643500 WESTERN DIGITAL COM 958102105 9140 2314000 SH SOLE 28500 2285500 WINK COMMUNICATIONS COM 974168106 1523 595000 SH SOLE 595000 WOLVERINE WORLD WIDE COM 978097103 9239 517000 SH SOLE 9000 508000 ZYGO COM 989855101 6163 277000 SH SOLE 277000
Report Summary: Number of Other Included Managers: None Table Entry Total: 182 Table Value $1,912 Million -----END PRIVACY-ENHANCED MESSAGE-----