0001026710-01-500008.txt : 20011019 0001026710-01-500008.hdr.sgml : 20011019 ACCESSION NUMBER: 0001026710-01-500008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 1758732 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0109.txt 13F FILING FOR SEPTEMBER 30, 2001 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2001 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 10th day of October, 2001. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABGENIX, INC COM 00339B107 8127 358000 SH SOLE 358000 ADTRAN COM 00738A106 3438 180000 SH SOLE 180000 AFFYMETRIX COM 00826T108 5377 335000 SH SOLE 335000 AG SERVICES OF AMERICA COM 001250109 2874 247800 SH SOLE 10800 237000 AGILE SOFTWARE COM 00846X105 5722 629500 SH SOLE 13250 616250 ALASKA AIR GROUP COM 011659109 1222 61200 SH SOLE 61200 ALKERMES COM 01642T108 3329 170000 SH SOLE 170000 APPLERA/CELERA GENOMICS COM 038020202 4114 170700 SH SOLE 170700 ARIAD PHARMACEUTICALS COM 04033A100 735 300000 SH SOLE 300000 ARROW INT'L COM 042764100 13297 356500 SH SOLE 356500 ASPECT MEDICAL SYSTEMS COM 045235108 2676 244400 SH SOLE 11000 233400 ATLANTIC COAST AIRLINES COM 048396105 997 75000 SH SOLE 75000 AUGUST TECHNOLOGY COM 05106U105 164 20000 SH SOLE 20000 AVALON BAY COM 053484101 17381 364000 SH SOLE 364000 AVIALL COM 05366B102 3036 493700 SH SOLE 22700 471000 AXCAN PHARMA COM 054923107 3947 368900 SH SOLE 17000 351900 BALLY TOTAL FITNESS COM 05873K108 16125 793950 SH SOLE 12200 781750 BAUSCH & LOMB COM 071707103 16483 582450 SH SOLE 6550 575900 BEVERLY ENTERPRISE COM 087851309 26701 2617700 SH SOLE 28000 2589700 BIOGEN COM 090597105 19453 350000 SH SOLE 350000 BRITESMILE COM 110415106 414 69000 SH SOLE 69000 BSQUARE CORPORATION COM 11776U102 1747 659300 SH SOLE 659300 CALLAWAY GOLF COM 131193104 11190 874200 SH SOLE 11100 863100 CARBO CERAMICS COM 140781105 8047 290500 SH SOLE 290500 CARDIAC SCIENCES COM 141410209 1001 400000 SH SOLE 400000 CASEYS GENERAL STORES COM 147528103 476 40000 SH SOLE 40000 CELL GENESYS INC COM 150921104 12210 763150 SH SOLE 9200 753950 CENTRA SOFTWARE COM 15234X103 6154 718950 SH SOLE 11750 707200 CH ROBINSON COM 12541W100 21929 757200 SH SOLE 5800 751400 CHIRON COM 170040109 16337 368200 SH SOLE 4200 364000 CLAYTON HOMES COM 184190106 32490 2663150 SH SOLE 28200 2634950 CONCORD COMMUNICATIONS COM 206186108 1958 220000 SH SOLE 220000 CONCORD EFS COM 206197105 13998 285973 SH SOLE 4600 281373 CORE LABS COM n22717107 9347 726800 SH SOLE 2500 724300 CORPORATE EXEC BOARD COM 21988R102 11465 439600 SH SOLE 6900 432700 COVENTRY HEALTHCARE COM 222862104 19784 838300 SH SOLE 8300 830000 COX RADIO COM 224051102 9712 481500 SH SOLE 481500 CTC COMMUNICATIONS COM 126419100 1833 352500 SH SOLE 25500 327000 CUBIST PHARMACEUTICALS COM 229678107 19030 580700 SH SOLE 6000 574700 DELTAGEN COM 24783R103 2873 406400 SH SOLE 19000 387400 DENTSPLY COM 249030107 48761 1061400 SH SOLE 12700 1048700 DIAMONDCLUSTER INT'L COM 25278P106 2955 300000 SH SOLE 300000 DIGITAS COM 25388K104 2277 990000 SH SOLE 990000 DIVERSINET COM 25536K204 1123 1123000 SH SOLE 1123000 DMC STRATEX NETWORKS COM 23322L106 4338 840700 SH SOLE 18200 822500 DONALDSON COM 257651109 8387 291000 SH SOLE 291000 DOVER DOWNS COM 260086103 8947 722700 SH SOLE 722700 DRS TECHNOLOGIES COM 23330X100 4691 135000 SH SOLE 135000 EMMIS COMM COM 291525103 2519 174700 SH SOLE 9500 165200 ENGINEERED SUPPORT SYSTEMS COM 292866100 235 5000 SH SOLE 5000 ENTERCOM COMM COM 293639100 10071 296200 SH SOLE 296200 ENTRAVISION COMM COM 29382R107 3205 374900 SH SOLE 15700 359200 EPIQ SYSTEMS COM 26882D109 2825 110800 SH SOLE 4500 106300 EQUITY RESIDENTIAL COM 29476l107 36161 619200 SH SOLE 7800 611400 EXPEDIA COM 302125109 9376 386000 SH SOLE 386000 FLEMING COMPANIES COM 339130106 29996 1016800 SH SOLE 10800 1006000 FLIR COM 302445101 6507 158600 SH SOLE 8200 150400 FREE MARKETS COM 356602102 5703 539000 SH SOLE 539000 FRONTIER AIRLINES COM 359065109 716 86500 SH SOLE 86500 FYI INC COM 302712104 8067 215000 SH SOLE 215000 GAIAM COM 36268Q103 2699 171500 SH SOLE 8000 163500 GARMIN LTD COM G37260109 9576 594400 SH SOLE 6200 588200 GATX CORP COM 361448103 17049 506800 SH SOLE 4500 502300 GENERAL COMM COM 369385109 12087 998900 SH SOLE 12600 986300 GENZYME COM 372917104 12404 273100 SH SOLE 273100 GILDAN ACTIVEWEAR COM 375916103 1876 155700 SH SOLE 6700 149000 GILEAD SCIENCES COM 375558103 8425 150000 SH SOLE 150000 GUITAR CENTER COM 402040109 2761 232050 SH SOLE 10250 221800 HANOVER COMPRESSOR COM 410768105 15802 730200 SH SOLE 5900 724300 HEADWATERS COM 42210P102 7276 661500 SH SOLE 661500 HEARTLAND EXPR COM 422347104 17821 775153 SH SOLE 13000 762153 HELEN OF TROY COM G4388N106 1254 120000 SH SOLE 120000 HENRY SCHEIN COM 806407102 31579 818100 SH SOLE 9300 808800 HOMESTORE.COM COM 437852106 2754 360000 SH SOLE 360000 HOTEL RESERVATIONS COM 441451101 1087 47800 SH SOLE 3800 44000 HUMAN GENOME SCIENCES COM 444903108 5700 184400 SH SOLE 184400 HUTCHINSON TECHNOLOGY COM 448407106 10105 567700 SH SOLE 7100 560600 IMMUNEX COM 452528102 11768 630000 SH SOLE 630000 IMMUNOGEN COM 45253H101 7988 882600 SH SOLE 10000 872600 INSIGHT COMM COM 45768V108 22231 1208200 SH SOLE 11700 1196500 INT MEDIA GROUP COM 44979N104 377 327500 SH SOLE 327500 INTERCEPT GROUP COM 45845L107 6088 182000 SH SOLE 182000 INTERVOICE COM 461142101 4982 480000 SH SOLE 480000 INTRAWEST CORP COM 460915200 532 40000 SH SOLE 40000 INVESTMENT TECH GROUP COM 46145F105 15599 281114 SH SOLE 3100 278014 ISIS PHARMACEUTICALS COM 464330109 11423 670000 SH SOLE 670000 IVILLAGE COM 46588H105 1240 1377500 SH SOLE 1377500 JDA SOFTWARE COM 46612K108 322 24500 SH SOLE 24500 JEFFERIES GROUP COM 472319102 29261 886700 SH SOLE 10300 876400 LABOR READY COM 505401208 431 135000 SH SOLE 135000 LAMAR ADVERTISING COM 512815101 591 19500 SH SOLE 19500 LANTRONIX COM 516548104 2592 425000 SH SOLE 425000 LEGG MASON COM 524901105 18266 459400 SH SOLE 4600 454800 LEXICON GENETICS COM 528872104 2139 281400 SH SOLE 14700 266700 LIBERATE TECHNOLOGIES COM 530129105 5812 583500 SH SOLE 6000 577500 LINDSAY MFG COM 535555106 9281 522900 SH SOLE 522900 MANAGEMENT NETWORK GRP COM 561693102 2033 336000 SH SOLE 336000 MANUFACT HOME COM 564682102 27574 906450 SH SOLE 9000 897450 MARCUS COM 566330106 8083 673600 SH SOLE 673600 MATRIX ONE COM 57685P304 4344 798500 SH SOLE 9700 788800 MAXTOR COM 577729205 9971 2793048 SH SOLE 33248 2759800 MAXWELL TECHNOLOGIES COM 577767106 722 111100 SH SOLE 111100 MEDAREX COM 583916101 7535 499000 SH SOLE 499000 MEDIMMUNE COM 584699102 7126 200000 SH SOLE 200000 MENTOR COM 587188103 19597 774600 SH SOLE 8100 766500 METASOLV SOFTWARE COM 59139P104 3540 590000 SH SOLE 590000 METAWAVE COMM COM 591409107 1431 530000 SH SOLE 530000 METTLER TOLEDO COM 592688105 46569 1105100 SH SOLE 12100 1093000 MICROTUNE COM 59514P109 2964 260000 SH SOLE 260000 MID ATLANTIC MEDICAL COM 59523C107 25811 1229100 SH SOLE 14400 1214700 MIDWEST EXPRESS COM 597911106 286 27000 SH SOLE 27000 MOBILE MINI COM 60740F105 415 16000 SH SOLE 16000 MOLDFLOW COM 608507109 3197 377400 SH SOLE 9700 367700 MONOLITHIC SYSTEMS COM 609842109 6584 754200 SH SOLE 7500 746700 MONTANA POWER COM 612085100 4331 825000 SH SOLE 825000 MOVIE GALLERY COM 624581104 2472 119250 SH SOLE 4500 114750 MTR GAMING COM 553769100 695 75000 SH SOLE 75000 NETRO CORP COM 64114R109 2036 754000 SH SOLE 754000 NOVADIGM COM 669937104 294 40000 SH SOLE 40000 OAK TECHNOLOGY COM 671802106 8716 1117500 SH SOLE 11000 1106500 ON COMMAND COM 682160106 307 140000 SH SOLE 140000 OPENTV CO COM G67543101 3495 696300 SH SOLE 696300 OPTIMAL ROBOTICS COM 68388R208 5138 209700 SH SOLE 2500 207200 ORTHOFIX INT'L COM N6748L102 3705 130000 SH SOLE 130000 PACKETEER COM 695210104 2991 937700 SH SOLE 22500 915200 PALM HARBOR HMS COM 696639103 18817 1006261 SH SOLE 14400 991861 PANERA BREAD COM 69840W108 560 16000 SH SOLE 16000 PETSMART COM 716768106 20679 2937400 SH SOLE 30200 2907200 PHILLIPS VAN HEUSEN CP COM 718592108 6152 621400 SH SOLE 8900 612500 PIER 1 COM 720279108 3855 464500 SH SOLE 464500 PLANTRONICS COM 727493108 9101 533800 SH SOLE 533800 PLATO LEARNING COM 72764Y100 10139 420000 SH SOLE 3500 416500 POLARIS COM 731068102 16814 438100 SH SOLE 438100 POLYCOM COM 73172K104 15560 638500 SH SOLE 6000 632500 PRENTISS PROPERTIES COM 740706106 13885 504900 SH SOLE 5800 499100 PROSOFT TRAINING COM 743477101 211 330000 SH SOLE 330000 RADIO ONE COM 75040P405 9749 844800 SH SOLE 13200 831600 RAILAMERICA COM 750753105 875 70000 SH SOLE 70000 REGENCY CENTERS CORP COM 758849103 24290 943300 SH SOLE 11900 931400 REGENERON COM 75886F107 18690 840400 SH SOLE 9400 831000 REGIS COM 758932107 20608 983200 SH SOLE 10300 972900 REGISTER.COM COM 75914G101 9081 915400 SH SOLE 8100 907300 RENT-A-CENTER COM 76009N100 837 36000 SH SOLE 36000 RIVERDEEP GROUP COM 76870Q109 4316 295000 SH SOLE 295000 ROSS STORES COM 778296103 11173 382000 SH SOLE 382000 SAPIENT COM 803062108 1540 400000 SH SOLE 400000 SEACHANGE COM 811699107 1747 100000 SH SOLE 100000 SHIRE PHARM GROUP COM 82481R106 8913 221178 SH SOLE 221178 SIPEX COM 829909100 5295 819700 SH SOLE 11000 808700 SKYEPHARMA PLC ADR COM 830808101 2871 369000 SH SOLE 17300 351700 SKYWEST COM 830879102 836 50000 SH SOLE 50000 SONICWALL COM 835470105 8562 720700 SH SOLE 7500 713200 SPECTRALINK COM 847580107 8709 556500 SH SOLE 556500 ST MARY LAND&EX COM 792228108 14804 929300 SH SOLE 6000 923300 STEVEN MADDEN LTD COM 556269108 3687 363300 SH SOLE 19000 344300 STORAGE NETWORKS COM 86211E103 6811 1720000 SH SOLE 1720000 SUN COMMUNITIES COM 866674104 36036 983250 SH SOLE 6600 976650 SYBRON DENTAL SPEC COM 871142105 8927 479933 SH SOLE 479933 SYNCOR INTERNATIONAL COM 87157J106 11201 351900 SH SOLE 2900 349000 TICKETMASTER COM 88633P203 5304 512500 SH SOLE 512500 TIDEWATER COM 886423102 27421 1027400 SH SOLE 2500 1024900 TIMBERLAND CO CL A COM 887100105 3889 143500 SH SOLE 143500 TOO INC COM 890333107 17495 833500 SH SOLE 6900 826600 TRAMMELL CROW COM 89288R106 4958 495800 SH SOLE 23000 472800 TRANS SYS ARCHIT COM 893416107 440 70000 SH SOLE 70000 TRANSKARYOTIC THERAPIES COM 893735100 13489 497000 SH SOLE 4500 492500 TRAVELOCITY COM 893953109 7096 533500 SH SOLE 533500 TRIMBLE NAVIGATION COM 896239100 10020 657050 SH SOLE 657050 TUESDAY MORNING COM 899035505 2947 321000 SH SOLE 321000 TULARIK INC COM 899165104 10667 579100 SH SOLE 5700 573400 TWEETER HOME ENTERTAINMENT GRO COM 901167106 258 18900 SH SOLE 18900 ULTIMATE ELEC COM 903849107 356 20500 SH SOLE 20500 UNIT COM 909218109 6260 705000 SH SOLE 705000 UNITED NATURAL FOODS COM 911163103 5454 300000 SH SOLE 300000 UNIVERSAL ELECTRONICS COM 913483103 9387 622500 SH SOLE 5000 617500 VALMONT COM 920253101 9017 644100 SH SOLE 644100 VALUEVISION COM 92047K107 8320 645000 SH SOLE 7500 637500 VENATOR GROUP COM 922944103 579 38000 SH SOLE 38000 VERITY COM 92343c106 8642 855600 SH SOLE 8300 847300 VERTEX PHARM COM 92532F100 13496 748100 SH SOLE 10100 738000 WATSCO COM 942622200 524 40000 SH SOLE 40000 WERNER ENTERPRISES COM 950755108 9900 592100 SH SOLE 5500 586600 WESTERN DIGITAL COM 958102105 5119 2358800 SH SOLE 35000 2323800 WILD OATS COM 96808B107 500 63000 SH SOLE 63000 WINK COMMUNICATIONS COM 974168106 589 595000 SH SOLE 595000 ZYGO COM 989855101 2629 255000 SH SOLE 255000 Report Summary: Number of Other Included Managers: None Table Entry Total: 186 Table Value $1,597 Million