-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PP7hmhFSnBjz7BIwm89i3lk484NxRBaNHRbRV5U/69kKVX41B4QCmwTwgQLuEeDW NSe0JsbR7UiqgT3S+/nViA== 0001026710-02-000004.txt : 20020424 0001026710-02-000004.hdr.sgml : 20020424 ACCESSION NUMBER: 0001026710-02-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 02619472 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0203.txt 13F FILING FOR PERIOD END MARCH 31, 2002 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending March 31, 2002 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 24th day of April, 2002. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADTRAN COM 00738A106 4118 170600 SH SOLE 600 170000 AG SERVICES OF AMERICA COM 001250109 3819 272800 SH SOLE 30300 242500 ALASKA AIR GROUP COM 011659109 8406 252500 SH SOLE 2700 249800 ALKERMES COM 01642T108 4443 170500 SH SOLE 500 170000 ALLOY COM 019855105 1202 80000 SH SOLE 80000 ANN TAYLOR COM 036115103 778 18000 SH SOLE 18000 APPLERA/CELERA GENOMICS COM 038020202 3518 171200 SH SOLE 500 170700 ARIAD PHARMACEUTICALS COM 04033A100 1596 300000 SH SOLE 300000 ARROW INT'L COM 042764100 17709 375200 SH SOLE 8400 366800 ATLANTIC COAST AIRLINES COM 048396105 8031 334900 SH SOLE 5200 329700 AUGUST TECHNOLOGY COM 05106U105 292 20000 SH SOLE 20000 AVALON BAY COM 053484101 21090 423500 SH SOLE 1500 422000 AVIALL COM 05366B102 4999 553600 SH SOLE 59100 494500 AXCAN PHARMA COM 054923107 5174 410300 SH SOLE 44400 365900 BALLY TOTAL FITNESS COM 05873K108 13294 605650 SH SOLE 23600 582050 BAUSCH & LOMB COM 071707103 31509 706950 SH SOLE 22250 684700 BEVERLY ENTERPRISE COM 087851309 19397 2694000 SH SOLE 81500 2612500 BIOGEN COM 090597105 17171 350000 SH SOLE 350000 BRUNSWICK CORP COM 117043109 31254 1144000 SH SOLE 34900 1109100 BSQUARE CORPORATION COM 11776U102 1974 539300 SH SOLE 539300 CALLAWAY GOLF COM 131193104 6610 343400 SH SOLE 900 342500 CARBO CERAMICS COM 140781105 13107 320000 SH SOLE 1000 319000 CARDIAC SCIENCES COM 141410209 1837 612300 SH SOLE 57100 555200 CASEYS GENERAL STORES COM 147528103 7127 527900 SH SOLE 4400 523500 CELL GENESYS INC COM 150921104 13291 784150 SH SOLE 25200 758950 CELLEGY PHARMACEUTICALS COM 15115L103 691 100000 SH SOLE 100000 CH ROBINSON COM 12541W100 23920 711900 SH SOLE 14900 697000 CHIRON COM 170040109 13996 305000 SH SOLE 305000 CONCORD COMMUNICATIONS COM 206186108 4602 217600 SH SOLE 600 217000 CONMED CORP COM 207410101 8940 357600 SH SOLE 33200 324400 CONTINENTAL AIRLINES COM 210795308 3894 137500 SH SOLE 137500 CORE LABS COM n22717107 14145 958300 SH SOLE 26700 931600 CORPORATE EXEC BOARD COM 21988R102 16482 439400 SH SOLE 12200 427200 COVENTRY HEALTHCARE COM 222862104 17789 684200 SH SOLE 20400 663800 COX RADIO COM 224051102 15515 546300 SH SOLE 1800 544500 CREE INC COM 225447101 20076 1472900 SH SOLE 37800 1435100 CTC COMMUNICATIONS COM 126419100 1306 512000 SH SOLE 512000 CUBIST PHARMACEUTICALS COM 229678107 13827 748200 SH SOLE 20000 728200 DELTAGEN COM 24783R103 3083 457400 SH SOLE 53600 403800 DENTSPLY COM 249030107 58690 1583650 SH SOLE 49150 1534500 DIAMONDCLUSTER INT'L COM 25278P106 3890 301100 SH SOLE 1100 300000 DIGITAS COM 25388K104 5396 984700 SH SOLE 2700 982000 DMC STRATEX NETWORKS COM 23322L106 4645 853900 SH SOLE 2400 851500 DONALDSON COM 257651109 11741 292000 SH SOLE 1000 291000 DOVER MOTORSPORTS COM 260174107 7259 447000 SH SOLE 1300 445700 DRS TECHNOLOGIES COM 23330X100 5618 135400 SH SOLE 400 135000 DYCOM INDUSTRIES COM 267475101 11615 776900 SH SOLE 1900 775000 EMMIS COMM COM 291525103 4939 184700 SH SOLE 20000 164700 ENTERCOM COMM COM 293639100 16225 295700 SH SOLE 1000 294700 ENTRAVISION COMM COM 29382R107 6160 416200 SH SOLE 45200 371000 EPIQ SYSTEMS COM 26882D109 2848 178800 SH SOLE 20600 158200 EXPEDIA COM 302125109 21650 310000 SH SOLE 10500 299500 FLIR COM 302445101 7974 167000 SH SOLE 18600 148400 FOOT LOCKER COM 344849104 18908 1168600 SH SOLE 3700 1164900 FREE MARKETS COM 356602102 23312 1014900 SH SOLE 29800 985100 FRIEDMAN'S INC COM 358438109 1579 146900 SH SOLE 146900 FRONTIER AIRLINES COM 359065109 4727 258000 SH SOLE 1500 256500 FURNITURE BRANDS INT'L COM 360921100 17558 481700 SH SOLE 15500 466200 G & K SERVICES COM 361268105 10753 288600 SH SOLE 9900 278700 GAIAM COM 36268Q103 2923 158700 SH SOLE 17700 141000 GAMESTOP CORP COM 36466R101 768 38000 SH SOLE 38000 GARMIN LTD COM G37260109 15689 684500 SH SOLE 24800 659700 GATX CORP COM 361448103 21676 681650 SH SOLE 20350 661300 GENERAL COMM COM 369385109 9973 1146300 SH SOLE 42500 1103800 GENESIS MICROCHIP COM 37184C103 4433 170500 SH SOLE 9100 161400 GILDAN ACTIVEWEAR COM 375916103 3059 176300 SH SOLE 19800 156500 GILEAD SCIENCES COM 375558103 10837 301100 SH SOLE 1100 300000 GLENBOROUGH REALTY TRUST COM 37803P105 3786 176100 SH SOLE 176100 HEADWATERS COM 42210P102 15959 1043100 SH SOLE 26000 1017100 HEARST ARGYLE TELEVISION INC COM 422317107 668 27000 SH SOLE 27000 HEARTLAND EXPR COM 422347104 17211 862288 SH SOLE 40142 822146 HELEN OF TROY COM G4388N106 1420 100000 SH SOLE 100000 HELMERICH & PAYNE COM 423452101 12929 322500 SH SOLE 9800 312700 HENRY SCHEIN COM 806407102 37006 840100 SH SOLE 25600 814500 HOMESTORE.COM COM 437852106 2551 945000 SH SOLE 945000 HUMAN GENOME SCIENCES COM 444903108 4029 184900 SH SOLE 500 184400 HUTCHINSON TECHNOLOGY COM 448407106 12629 585500 SH SOLE 21400 564100 ICN PHARMACEUTICALS COM 448924100 19152 603200 SH SOLE 13900 589300 IMMUNOGEN COM 45253H101 10128 914900 SH SOLE 31800 883100 IMMUNOMEDICS COM 452907108 5476 288800 SH SOLE 800 288000 IMS HEALTH COM 449934108 18021 802700 SH SOLE 2700 800000 INSIGHT COMM COM 45768V108 26005 1241300 SH SOLE 35300 1206000 INT MEDIA GROUP COM 44979N104 1051 324500 SH SOLE 324500 INTERCEPT GROUP COM 45845L107 6543 180500 SH SOLE 500 180000 INTERVOICE COM 461142101 3690 576600 SH SOLE 1600 575000 INTRAWEST CORP COM 460915200 6053 335000 SH SOLE 335000 INVESTMENT TECH GROUP COM 46145F105 20967 397545 SH SOLE 9525 388020 ISIS PHARMACEUTICALS COM 464330109 11674 726000 SH SOLE 24500 701500 IVILLAGE COM 46588H105 6091 2247500 SH SOLE 2247500 JDA SOFTWARE COM 46612K108 526 16500 SH SOLE 16500 JEFFERIES GROUP COM 472319102 39148 812200 SH SOLE 25200 787000 JONES LANG LASALLE INC COM 48020Q107 6390 288500 SH SOLE 35500 253000 KENSEY NASH COM 490057106 4690 283200 SH SOLE 30400 252800 LABOR READY COM 505401208 702 90000 SH SOLE 90000 LAMAR ADVERTISING COM 512815101 17219 423900 SH SOLE 1400 422500 LANTRONIX COM 516548104 1092 421500 SH SOLE 421500 LEGG MASON COM 524901105 24982 470650 SH SOLE 13350 457300 LEXICON GENETICS COM 528872104 2846 301200 SH SOLE 33500 267700 LIBERATE TECHNOLOGIES COM 530129105 4069 683900 SH SOLE 1900 682000 LINDSAY MFG COM 535555106 13587 558000 SH SOLE 15200 542800 MANAGEMENT NETWORK GRP COM 561693102 1466 267100 SH SOLE 400 266700 MANTECH COM 564563104 2799 150500 SH SOLE 500 150000 MANUFACT HOME COM 564682102 22442 680050 SH SOLE 20500 659550 MARCUS COM 566330106 10896 675900 SH SOLE 2300 673600 MARINEMAX INC COM 567908108 4195 349600 SH SOLE 38600 311000 MATRIX ONE COM 57685P304 7321 820700 SH SOLE 25500 795200 MAXTOR COM 577729205 25632 3688048 SH SOLE 114948 3573100 MCSI INC COM 55270M108 6271 526500 SH SOLE 1500 525000 MEDAREX COM 583916101 7585 470300 SH SOLE 1300 469000 MENTOR COM 587188103 28871 800200 SH SOLE 25700 774500 METASOLV SOFTWARE COM 59139P104 4631 615000 SH SOLE 615000 METTLER TOLEDO COM 592688105 43174 953900 SH SOLE 30100 923800 MICROTUNE COM 59514P109 3746 260700 SH SOLE 700 260000 MID ATLANTIC MEDICAL COM 59523C107 17770 623500 SH SOLE 24300 599200 MIDWEST EXPRESS COM 597911106 6989 382100 SH SOLE 6500 375600 MOBILE MINI COM 60740F105 515 16000 SH SOLE 16000 MOLDFLOW COM 608507109 5153 381700 SH SOLE 22100 359600 MONOLITHIC SYSTEMS COM 609842109 14158 1231100 SH SOLE 37100 1194000 MONROE MUFFLER BRAKE COM 610236101 1348 78400 SH SOLE 78400 MTR GAMING COM 553769100 1157 75000 SH SOLE 75000 NETRATINGS COM 64116M108 2674 220600 SH SOLE 24300 196300 NETRO CORP COM 64114R109 2111 754000 SH SOLE 754000 NOVADIGM COM 669937104 310 40000 SH SOLE 40000 NUMERICAL TECHNOLOGIES COM 67053T101 3875 286800 SH SOLE 800 286000 OAK TECHNOLOGY COM 671802106 16899 1135700 SH SOLE 32400 1103300 OPENTV CO COM G67543101 5448 972900 SH SOLE 2600 970300 ORTHOFIX INT'L COM N6748L102 7013 173900 SH SOLE 19600 154300 PACKETEER COM 695210104 6132 828700 SH SOLE 34700 794000 PALM HARBOR HMS COM 696639103 21598 1038361 SH SOLE 39000 999361 PANERA BREAD COM 69840W108 573 9000 SH SOLE 9000 PETSMART COM 716768106 26690 1968300 SH SOLE 80000 1888300 PHILLIPS VAN HEUSEN CP COM 718592108 9076 643200 SH SOLE 24500 618700 PIER 1 COM 720279108 16880 819800 SH SOLE 35700 784100 PLANTRONICS COM 727493108 8786 420000 SH SOLE 1200 418800 PLATO LEARNING COM 72764Y100 8438 476966 SH SOLE 1300 475666 POLARIS COM 731068102 21289 334200 SH SOLE 1100 333100 POLYCOM COM 73172K104 9370 380900 SH SOLE 12500 368400 PRENTISS PROPERTIES COM 740706106 17035 577050 SH SOLE 15700 561350 RADIO ONE COM 75040P405 19613 952100 SH SOLE 35300 916800 RAILAMERICA COM 750753105 3140 298500 SH SOLE 32000 266500 RED HAT INC COM 756577102 9497 1663500 SH SOLE 48500 1615000 REGENCY CENTERS CORP COM 758849103 23071 795000 SH SOLE 24100 770900 REGENERON COM 75886F107 23008 920700 SH SOLE 29300 891400 REGENT COMMUNICATIONS COM 758865109 577 70000 SH SOLE 70000 REGIS COM 758932107 6927 246700 SH SOLE 700 246000 REGISTER.COM COM 75914G101 11038 1229200 SH SOLE 40500 1188700 RENT-A-CENTER COM 76009N100 1379 27000 SH SOLE 27000 RIVERDEEP GROUP COM 76870Q109 9034 404200 SH SOLE 1200 403000 ROSS STORES COM 778296103 14500 383300 SH SOLE 1300 382000 RUBY TUESDAY COM 781182100 19500 838700 SH SOLE 23800 814900 SAPIENT COM 803062108 2383 501700 SH SOLE 1700 500000 SEACHANGE COM 811699107 532 35000 SH SOLE 35000 SERVICE MASTER COM 81760N109 10488 762800 SH SOLE 2500 760300 SHUFFLE MASTER COM 825549108 2273 110000 SH SOLE 3300 106700 SICOR INC COM 825846108 11406 667800 SH SOLE 1400 666400 SIPEX COM 829909100 8560 771200 SH SOLE 2200 769000 SKYEPHARMA PLC ADR COM 830808101 4015 413500 SH SOLE 46800 366700 SKYWEST COM 830879102 5121 205400 SH SOLE 205400 SONICWALL COM 835470105 7936 608600 SH SOLE 28900 579700 SOURCECORP COM 836167106 10301 349300 SH SOLE 8400 340900 SPECTRALINK COM 847580107 4462 445300 SH SOLE 1300 444000 SPHERION CORP COM 848420105 497 45000 SH SOLE 45000 ST MARY LAND&EX COM 792228108 22212 1023100 SH SOLE 16800 1006300 STAGE STORES COM 85254C305 745 28000 SH SOLE 28000 STELLENT INC COM 85856W105 7082 735400 SH SOLE 15500 719900 STORAGE NETWORKS COM 86211E103 5974 1711800 SH SOLE 4800 1707000 SUN COMMUNITIES COM 866674104 22399 569950 SH SOLE 12100 557850 SYBRON DENTAL SPEC COM 871142105 9811 488133 SH SOLE 1400 486733 TICKETMASTER COM 88633P203 16325 551900 SH SOLE 1900 550000 TIDEWATER COM 886423102 50142 1184000 SH SOLE 23100 1160900 TIMBERLAND CO CL A COM 887100105 6084 144000 SH SOLE 500 143500 TOUCH AMERICA COM 891539108 3629 952600 SH SOLE 2600 950000 TRAMMELL CROW COM 89288R106 7946 548000 SH SOLE 59700 488300 TRANS SYS ARCHIT COM 893416107 570 50000 SH SOLE 50000 TRANSKARYOTIC THERAPIES COM 893735100 22145 514400 SH SOLE 16400 498000 TRIMBLE NAVIGATION COM 896239100 14668 882050 SH SOLE 28500 853550 TULARIK INC COM 899165104 9709 590600 SH SOLE 14700 575900 TWEETER HOME ENTERTAINMENT GRO COM 901167106 369 18900 SH SOLE 18900 TYLER TECHNOLOGIES COM 902252105 631 110000 SH SOLE 110000 ULTICOM COM 903844108 474 62000 SH SOLE 200 61800 ULTIMATE ELEC COM 903849107 575 20500 SH SOLE 20500 UNIT COM 909218109 15146 828100 SH SOLE 30600 797500 UNITED NATURAL FOODS COM 911163103 7500 301100 SH SOLE 1100 300000 UNIVERSAL ELECTRONICS COM 913483103 9326 636600 SH SOLE 18100 618500 VALMONT COM 920253101 13583 758800 SH SOLE 18700 740100 VALUEVISION COM 92047K107 10311 496900 SH SOLE 15400 481500 VERITY COM 92343c106 13789 779900 SH SOLE 21400 758500 VERTEX PHARM COM 92532F100 22711 815200 SH SOLE 21400 793800 WATSCO COM 942622200 714 40000 SH SOLE 40000 WEBEX COMMUNICATIONS COM 94767L109 3874 235500 SH SOLE 500 235000 WEIGHT WATCHERS COM 948626106 5046 131900 SH SOLE 400 131500 WEST MARINE COM 954235107 5545 274500 SH SOLE 30400 244100 WESTERN DIGITAL COM 958102105 14816 2378200 SH SOLE 91700 2286500 WILD OATS COM 96808B107 710 84000 SH SOLE 84000 WINK COMMUNICATIONS COM 974168106 1125 595000 SH SOLE 595000 YANKEE CANDLE COM 984757104 12608 545100 SH SOLE 18700 526400 ZYGO COM 989855101 4115 253700 SH SOLE 700 253000
Report Summary: Number of Other Included Managers: None Table Entry Total: 197 Table Value $2,025 Million -----END PRIVACY-ENHANCED MESSAGE-----