-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNbOXMWlnhmbMjI0sUecg0GjQocdJohWRvG1KmS7J1S4ptLtxuU9eddE8l08vl/L x0skyr+07njWQe36wGuyMw== 0001026710-02-000009.txt : 20021021 0001026710-02-000009.hdr.sgml : 20021021 20021021171713 ACCESSION NUMBER: 0001026710-02-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021021 EFFECTIVENESS DATE: 20021021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANAHAN INVESTMENT MANAGEMENT INC/MA CENTRAL INDEX KEY: 0001026710 IRS NUMBER: 042856200 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05876 FILM NUMBER: 02794254 BUSINESS ADDRESS: STREET 1: 275 WYMAN STREET STREET 2: SUITE 270 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7818904412 MAIL ADDRESS: STREET 1: 275 WYMAN ST STREET 2: STE 270 CITY: WALTHAM STATE: MA ZIP: 02451 13F-HR 1 gim13f0209.txt 13F FILING FOR Q3 FROM GRANAHAN INV. FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13 (f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D.C. 20524 Report of the Calendar Quarter Ending September 30, 2002 If amended report check here: Name of Institutional Investment Manager: Granahan Investment Management, Inc. S.E.C. File Number 28-5876 Business Address: 275 Wyman Street Suite 270 Waltham MA 02451 Street Suite Number City State Zip Name, Phone no. and Title of Person Duly Authorized to Submit this Report: Jane M. White, Executive Vice President (781)890-4412 ATTENTION - Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Sec 18 U.S.C. 1991 and 15 U.S.C. 78 ff(a). The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Waltham and State of Massachusetts on the 21st day of October, 2002. Granahan Investment Management, Inc. Name of Institutional Investment Mgr. By: Jane M. White Executive Vice President FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROPOSTALE COM 007865108 12210 792880 SH SOLE 186370 606510 AG SERVICES OF AMERICA COM 001250109 3292 273200 SH SOLE 38600 234600 ANDREW CORPORATION COM 034425108 5951 908600 SH SOLE 152100 756500 ANN TAYLOR COM 036115103 622 27000 SH SOLE 27000 APPLERA/CELERA GENOMICS COM 038020202 1099 138300 SH SOLE 1500 136800 ARBITRON INC COM 03875Q108 1228 36000 SH SOLE 36000 ARROW INT'L COM 042764100 13746 427300 SH SOLE 59000 368300 AVALON BAY COM 053484101 24930 596400 SH SOLE 4400 592000 AVIALL COM 05366B102 9111 894100 SH SOLE 448300 445800 AXCAN PHARMA COM 054923107 6940 723700 SH SOLE 359700 364000 BALLY TOTAL FITNESS COM 05873K108 1408 142050 SH SOLE 30600 111450 BAUSCH & LOMB COM 071707103 28010 844450 SH SOLE 161450 683000 BEVERLY ENTERPRISE COM 087851309 5510 2277000 SH SOLE 19600 2257400 BIOGEN COM 090597105 10244 350000 SH SOLE 350000 BISYS GROUP COM 055472104 568 34000 SH SOLE 34000 BLACK BOX COPR COM 091826107 498 15000 SH SOLE 15000 BRIGHT HORIZONS FAMILY SOLUTIO COM 109195107 726 26000 SH SOLE 26000 BROCADE COMMUNICATIONS COM 111621108 4743 629900 SH SOLE 10400 619500 BRUNSWICK CORP COM 117043109 28943 1375600 SH SOLE 266100 1109500 C.H. ROBINSON COM 12541W100 24148 893700 SH SOLE 125600 768100 CALIPER TECHNOLOGIES COM 130876105 3085 736300 SH SOLE 369600 366700 CALLAWAY GOLF COM 131193104 3051 293400 SH SOLE 2300 291100 CARBO CERAMICS COM 140781105 11540 322000 SH SOLE 3000 319000 CELL GENESYS INC COM 150921104 8364 694100 SH SOLE 6100 688000 CHECKFREE COM 162813109 2845 250000 SH SOLE 250000 CHICAGO PIZZA AND BREWERY COM 167889104 4121 598100 SH SOLE 299000 299100 CHICOS FAS COM 168615102 15635 981500 SH SOLE 209600 771900 CHIRON COM 170040109 12404 355000 SH SOLE 355000 CIMAREX ENERGY COM 171798101 2750 159439 SH SOLE 159439 CONCORD COMMUNICATIONS COM 206186108 1001 198300 SH SOLE 1700 196600 CONMED CORP COM 207410101 22705 1126800 SH SOLE 363100 763700 CORE LABS COM n22717107 10811 1153800 SH SOLE 213800 940000 CORPORATE EXEC BOARD COM 21988R102 15040 526800 SH SOLE 97100 429700 COVENTRY HEALTHCARE COM 222862104 11066 340500 SH SOLE 340500 COX RADIO COM 224051102 11657 445600 SH SOLE 4100 441500 CREE INC COM 225447101 29042 2323400 SH SOLE 478300 1845100 DELTAGEN COM 24783R103 619 412800 SH SOLE 23800 389000 DENTSPLY COM 249030107 32708 814250 SH SOLE 138550 675700 DEVRY INC COM 251893103 7632 409900 SH SOLE 116300 293600 DIAMONDCLUSTER INT'L COM 25278P106 989 303500 SH SOLE 3500 300000 DIGITAS COM 25388K104 2178 990200 SH SOLE 8200 982000 DONALDSON COM 257651109 10093 294000 SH SOLE 3000 291000 DUPONT PHOTOMASKS INC COM 26613X101 2185 95900 SH SOLE 600 95300 DYCOM INDUSTRIES COM 267475101 14500 1583000 SH SOLE 296500 1286500 EDUCATION MANAGEMENT COM 28139T101 12958 292700 SH SOLE 64200 228500 EMMIS COMM COM 291525103 4260 224200 SH SOLE 112400 111800 ENTERCOM COMM COM 293639100 11411 240900 SH SOLE 2200 238700 ENTRAVISION COMM COM 29382R107 7265 548300 SH SOLE 275700 272600 EPIQ SYSTEMS COM 26882D109 3115 176400 SH SOLE 88800 87600 FINLAY ENTERPRISES COM 317884203 5479 363200 SH SOLE 176000 187200 FLIR COM 302445101 9986 285400 SH SOLE 144100 141300 FOOT LOCKER COM 344849104 13351 1336400 SH SOLE 13400 1323000 FREE MARKETS COM 356602102 4951 998200 SH SOLE 7800 990400 FRIEDMAN'S INC COM 358438109 4230 543700 SH SOLE 271100 272600 G & K SERVICES COM 361268105 13682 404200 SH SOLE 80500 323700 GAIAM COM 36268Q103 3295 287300 SH SOLE 142300 145000 GAMESTOP CORP COM 36466R101 777 38000 SH SOLE 38000 GARMIN LTD COM G37260109 25666 1383600 SH SOLE 209500 1174100 GATX CORP COM 361448103 15898 802950 SH SOLE 143650 659300 GENERAL COMM COM 369385109 4597 1222500 SH SOLE 9000 1213500 GENESIS MICROCHIP COM 37184C103 1037 135200 SH SOLE 1200 134000 GILDAN ACTIVEWEAR COM 375916103 3688 175600 SH SOLE 85000 90600 GILEAD SCIENCES COM 375558103 4607 137400 SH SOLE 2400 135000 GLENBOROUGH REALTY TRUST COM 37803P105 8546 421000 SH SOLE 207800 213200 HARTE HANKS INC COM 416196103 6145 330200 SH SOLE 1700 328500 HEADWATERS COM 42210P102 7445 538700 SH SOLE 85300 453400 HEARST ARGYLE TELEVISION INC COM 422317107 571 23000 SH SOLE 23000 HEARTLAND EXPR COM 422347104 21701 1158015 SH SOLE 324169 833846 HELEN OF TROY COM G4388N106 627 55000 SH SOLE 55000 HELMERICH & PAYNE COM 423452101 13072 381900 SH SOLE 68100 313800 HENRY SCHEIN COM 806407102 51167 970000 SH SOLE 176000 794000 HUMAN GENOME SCIENCES COM 444903108 2370 196500 SH SOLE 1500 195000 HUTCHINSON TECHNOLOGY COM 448407106 14724 911700 SH SOLE 214800 696900 IMMUNOGEN COM 45253H101 2135 658900 SH SOLE 6900 652000 IMMUNOMEDICS COM 452907108 1793 298800 SH SOLE 2400 296400 IMS HEALTH COM 449934108 12847 858200 SH SOLE 8200 850000 INSIGHT COMM COM 45768V108 13961 1512550 SH SOLE 289000 1223550 INTER-TEL COM 458372109 224 11000 SH SOLE 11000 INTERLAND INC COM 458727104 8306 4051900 SH SOLE 1241200 2810700 INTRAWEST CORP COM 460915200 10691 756650 SH SOLE 147250 609400 INVESTMENT TECH GROUP COM 46145F105 13335 455745 SH SOLE 66325 389420 ISIS PHARMACEUTICALS COM 464330109 6606 670000 SH SOLE 5500 664500 ITRON COM 465741106 1011 55000 SH SOLE 55000 IVILLAGE COM 46588H105 1226 2114000 SH SOLE 2114000 JDA SOFTWARE COM 46612K108 224 32000 SH SOLE 32000 JEFFERIES GROUP COM 472319102 36950 968300 SH SOLE 193300 775000 JOHN H HARLAND CO COM 412693103 4111 151400 SH SOLE 1400 150000 JONES LANG LASALLE INC COM 48020Q107 8726 424400 SH SOLE 213900 210500 KENSEY NASH COM 490057106 6304 419100 SH SOLE 208400 210700 LABOR READY COM 505401208 474 75000 SH SOLE 75000 LAMAR ADVERTISING COM 512815101 14286 470700 SH SOLE 4200 466500 LEGG MASON COM 524901105 25338 595350 SH SOLE 104850 490500 LEXICON GENETICS COM 528872104 944 235300 SH SOLE 235300 LIBERATE TECHNOLOGIES COM 530129105 681 436600 SH SOLE 436600 LINDSAY MFG COM 535555106 15897 656100 SH SOLE 110800 545300 LTX CORP COM 502392103 1147 251500 SH SOLE 1000 250500 MANTECH COM 564563104 8976 382600 SH SOLE 66900 315700 MANUFACT HOME COM 564682102 25952 814050 SH SOLE 154900 659150 MARCUS COM 566330106 8913 680400 SH SOLE 6800 673600 MARINEMAX INC COM 567908108 7140 792500 SH SOLE 392400 400100 MATRIX ONE COM 57685P304 3331 767600 SH SOLE 6600 761000 MAXTOR COM 577729205 11426 4377760 SH SOLE 814960 3562800 MCSI INC COM 55270M108 2621 529500 SH SOLE 4500 525000 MEDAREX COM 583916101 1572 469200 SH SOLE 3900 465300 MENTOR COM 587188103 30595 959700 SH SOLE 187100 772600 METASOLV SOFTWARE COM 59139P104 506 330800 SH SOLE 330800 METTLER TOLEDO COM 592688105 29611 1138900 SH SOLE 218000 920900 MICROTUNE COM 59514P109 1445 599700 SH SOLE 15700 584000 MID ATLANTIC MEDICAL COM 59523C107 10979 303300 SH SOLE 303300 MKS INSTRUMENTS COM 55306N104 1820 166700 SH SOLE 700 166000 MOLDFLOW COM 608507109 1623 328500 SH SOLE 328500 MONOLITHIC SYSTEMS COM 609842109 18172 1817200 SH SOLE 365700 1451500 MONROE MUFFLER BRAKE COM 610236101 3372 188800 SH SOLE 94000 94800 MTR GAMING COM 553769100 6483 703900 SH SOLE 4100 699800 NEIMAN MARCUS GROUP COM 640204202 341 13000 SH SOLE 13000 NEOWARE SYSTEMS COM 64065P102 140 10000 SH SOLE 10000 NETRATINGS COM 64116M108 250 42800 SH SOLE 7800 35000 NETRO CORP COM 64114R109 1556 759200 SH SOLE 5200 754000 OAK TECHNOLOGY COM 671802106 3402 1069800 SH SOLE 8800 1061000 OPENTV CO COM G67543101 781 620200 SH SOLE 620200 ORTHOFIX INT'L COM N6748L102 8136 307500 SH SOLE 152200 155300 PACKETEER COM 695210104 2455 818400 SH SOLE 5900 812500 PALM HARBOR HMS COM 696639103 14100 1214370 SH SOLE 212509 1001861 PANERA BREAD COM 69840W108 486 18000 SH SOLE 18000 PHILLIPS VAN HEUSEN CP COM 718592108 8736 693300 SH SOLE 155200 538100 PHOTRONICS INC COM 719405102 2135 212200 SH SOLE 700 211500 PIXAR COM 725811103 24834 516300 SH SOLE 102100 414200 PLANTRONICS COM 727493108 8875 544500 SH SOLE 104500 440000 PLATO LEARNING COM 72764Y100 4409 662966 SH SOLE 5800 657166 POLARIS COM 731068102 18395 296700 SH SOLE 45400 251300 POLYCOM COM 73172K104 9700 1428600 SH SOLE 258800 1169800 PRENTISS PROPERTIES COM 740706106 19721 681450 SH SOLE 120300 561150 RADIO ONE COM 75040P405 14980 908400 SH SOLE 187700 720700 RAILAMERICA COM 750753105 3718 512800 SH SOLE 267400 245400 RED HAT INC COM 756577102 11794 2483000 SH SOLE 533500 1949500 REGENCY CENTERS CORP COM 758849103 29577 954100 SH SOLE 182500 771600 REGENERON COM 75886F107 16691 1236400 SH SOLE 242700 993700 REGISTER.COM COM 75914G101 3213 1060400 SH SOLE 8300 1052100 RENT-A-CENTER COM 76009N100 519 10000 SH SOLE 10000 RESOURCES CONNECTION COM 76122Q105 519 36000 SH SOLE 36000 RIVERDEEP GROUP COM 76870Q109 2625 416600 SH SOLE 3600 413000 ROSS STORES COM 778296103 13055 366300 SH SOLE 3800 362500 RUBY TUESDAY COM 781182100 16953 902700 SH SOLE 162600 740100 SAPIENT COM 803062108 520 505300 SH SOLE 5300 500000 SCHOLASTIC CORP COM 807066105 760 17000 SH SOLE 17000 SEACHANGE COM 811699107 8941 1301400 SH SOLE 272300 1029100 SERVICE MASTER COM 81760N109 8114 747800 SH SOLE 7500 740300 SHUFFLE MASTER COM 825549108 18349 986000 SH SOLE 174800 811200 SICOR INC COM 825846108 18281 1201900 SH SOLE 196000 1005900 SIPEX COM 829909100 1582 930300 SH SOLE 6300 924000 SKYEPHARMA PLC ADR COM 830808101 6110 723200 SH SOLE 359500 363700 SONICWALL COM 835470105 1663 604600 SH SOLE 4600 600000 SOURCECORP COM 836167106 9027 442300 SH SOLE 86700 355600 SPECTRALINK COM 847580107 2549 447900 SH SOLE 3900 444000 SPHERION CORP COM 848420105 388 55000 SH SOLE 55000 ST MARY LAND&EX COM 792228108 26966 1128300 SH SOLE 119000 1009300 STAGE STORES COM 85254C305 18213 839700 SH SOLE 185600 654100 STELLENT INC COM 85856W105 2646 705400 SH SOLE 5400 700000 STORAGE NETWORKS COM 86211E103 2152 1721600 SH SOLE 14600 1707000 STRATEX NETWORKS COM 23322L106 1005 858600 SH SOLE 7100 851500 SUN COMMUNITIES COM 866674104 25985 708050 SH SOLE 136300 571750 SYBRON DENTAL SPEC COM 871142105 7321 523333 SH SOLE 91100 432233 TALX COM 874918105 1001 76000 SH SOLE 76000 TICKETMASTER COM 88633P203 8650 567200 SH SOLE 5200 562000 TIDEWATER COM 886423102 39314 1456600 SH SOLE 181800 1274800 TIFFANY & CO COM 886547108 5889 274800 SH SOLE 1800 273000 TOUCH AMERICA COM 891539108 328 529700 SH SOLE 529700 TRAMMELL CROW COM 89288R106 10104 1024700 SH SOLE 522600 502100 TRANSKARYOTIC THERAPIES COM 893735100 20007 617300 SH SOLE 121100 496200 TRIMBLE NAVIGATION COM 896239100 9182 927450 SH SOLE 172719 754731 TULARIK INC COM 899165104 4504 657500 SH SOLE 5800 651700 ULTICOM COM 903844108 2712 490500 SH SOLE 3500 487000 UNIT COM 909218109 19523 1019500 SH SOLE 217000 802500 UNITED NATURAL FOODS COM 911163103 7190 312200 SH SOLE 3300 308900 UTSTARCOM INC COM 918076100 4886 320000 SH SOLE 320000 VALMONT COM 920253101 21363 914900 SH SOLE 165400 749500 VALUEVISION COM 92047K107 7028 597600 SH SOLE 113600 484000 VERITY COM 92343c106 9526 957400 SH SOLE 188100 769300 VERTEX PHARM COM 92532F100 18785 1015952 SH SOLE 192452 823500 WATSCO COM 942622200 572 40000 SH SOLE 40000 WATSON PHARMACEUTICALS COM 942683103 6172 251800 SH SOLE 1800 250000 WEBEX COMMUNICATIONS COM 94767L109 17931 1602400 SH SOLE 287300 1315100 WEIGHT WATCHERS COM 948626106 5364 123700 SH SOLE 1200 122500 WEST MARINE COM 954235107 6158 484500 SH SOLE 241900 242600 WESTERN DIGITAL COM 958102105 12951 2755600 SH SOLE 594100 2161500 WILD OATS COM 96808B107 508 56000 SH SOLE 56000 ZYGO COM 989855101 1676 395300 SH SOLE 2300 393000
Report Summary: Number of Other Included Managers: None Table Entry Total: 187 Table Value $1,702 Million -----END PRIVACY-ENHANCED MESSAGE-----