SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
BARTH JOHN M

(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE
P.O. BOX 591

(Street)
MILWAUKEE WI 53201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
09/30/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 08/15/2003 Z 110,834 D (2) 7,378(1) D
Common Stock 08/15/2003 Z 63,110 A (2) 63,110 I By John M Barth Trust
Common Stock 08/15/2003 Z 47,724 A (2) 47,724 I By Eileen M. Barth Trust
Common Stock 4,761 I By 401(k) Plan Trust
Preferred Stock 1,229.045(3) I By ESOP 401(k) Plan Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units/LTPP (4) (5) (5) Common Stock 13,472.48 13,472.48(6) D
Phantom Stock Units/Restricted Stock Plan (4) (7) (7) Common Stock 25,745.35 25,745.35(8) D
Phantom Stock Units/Excess 401(k) Plan-Common (4) (9) (9) Common Stock 3,591.848 3,591.848(10) D
Phantom Stock Units/Excess 401(k) Plan-Preferred (4) (9) (9) Common Stock 4,611.264 4,611.264(11) D
Explanation of Responses:
1. Includes 27.112 shares acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.7992 per share.
2. Deposit into a family trust
3. Includes 6.411 shares acquired through the reinvestment of dividends on September 30, 2003 at a price of $189.20 per share.
4. The phantom stock units convert to the common stock's cash value on a one-for-one basis.
5. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
6. Includes 51.08 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit.
7. The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
8. Includes 97.60 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit.
9. The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
10. Includes 29.448 phantom stock units acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at prices of $85.60 and $94.60 per phantom unit.
11. Includes 50.464 phantom stock units acquired through a company match and the reinvestment of dividends on June 30, 2003 and September 30, 2003 at prices of $171.20 and $189.20 per phantom unit.
Remarks:
Arlene D. Gumm, Attorney-in-fact for John M. Barth 11/13/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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