-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6tvVvllHXeQc77KgUt9JH/7pxaQpV0A3FTGtypsNBFTD2K9/6CIw4VB6Ovh02ek ZnRoVpfNAmkxxUh1SlvFgw== 0001140361-06-014548.txt : 20061016 0001140361-06-014548.hdr.sgml : 20061016 20061016145126 ACCESSION NUMBER: 0001140361-06-014548 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061016 DATE AS OF CHANGE: 20061016 EFFECTIVENESS DATE: 20061016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWLE & CO CENTRAL INDEX KEY: 0001224014 IRS NUMBER: 431238562 FISCAL YEAR END: 0903 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10640 FILM NUMBER: 061146045 BUSINESS ADDRESS: STREET 1: 12855 FLUSHING MEADOW DR. CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3148220204 MAIL ADDRESS: STREET 1: 12855 FLUSHING MEADOW DR. CITY: ST. LOUIS STATE: MO ZIP: 63131 13F-HR 1 form13f.txt TOWLE & CO 13F 9-30-2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 2006 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Towle & Co. ----------------------------------------------------- Address: 1610 Des Peres Road, Suite 250 ----------------------------------------------------- St. Louis, MO 63131 ----------------------------------------------------- Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Lewis, CFA ------------------------ Title: Director of Research ------------------------ Phone: 314-822-0204 ------------------------ Signature, Place, and Date of Signing: Peter J. Lewis St. Louis, MO 10/16/06 -------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.) [ ] 13F COMBINATION REPORT. (Check here it a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other managers Reporting for this Manager: None Form 13F File Number Name 28- --------------- ------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------- Form 13F Information Table Entry Total: 62 ----------- Form 13F Information Table Value Total: $262,713 ----------- (thousands) List of Other Included Managers: None No. Form 13F File Number Name 28- ------ ----------------- ------------------------------
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ------- Alpha Natural Resources Inc Common Stock 02076X102 4267 270800 SH Sole None 123800 - 147000 Ameriserv Financial Inc Common Stock 03074A102 3702 835671 SH Sole None 388569 - 447102 Arkansas Best Corp Common Stock 040790107 5269 122472 SH Sole None 54750 - 67722 ArvinMeritor Inc Common Stock 043353101 6643 466509 SH Sole None 215209 - 251300 Beazer Homes USA Inc. Common Stock 07556Q105 9418 241259 SH Sole None 110600 - 130659 Blair Corp Common Stock 092828102 3336 129339 SH Sole None 58918 - 70421 Catalyst Semiconductor Inc. Common Stock 148881105 25 7610 SH Sole None 7610 - - Celestica Inc Sponsored ADR 15101Q108 4962 462100 SH Sole None 211400 - 250700 Chiquita Brands Intl Inc Common Stock 170032809 7550 564310 SH Sole None 257400 - 306910 CNA Financial Corp Common Stock 126117100 6780 188250 SH Sole None 86100 - 102150 ConocoPhillips Common Stock 20825C104 4053 68100 SH Sole None 31100 - 37000 Covenant Transport Inc Common Stock 22284P105 4019 329200 SH Sole None 146400 - 182800 Credence Systems Corp Common Stock 225302108 285 100000 SH Sole None 100000 - - Delta Woodside Industries Common Stock 247909203 56 805273 SH Sole None 352225 - 453048 Dot Hill Systems Corp Common Stock 25848T109 390 100000 SH Sole None 100000 - - Enterra Energy Corp Common Stock 29381P102 382 40000 SH Sole None 40000 - - Envoy Communications Group Inc Common Stock 293986303 156 70393 SH Sole None 70393 - - Excel Maritime Carriers Ltd. Sponsored ADR V3267N107 6414 541300 SH Sole None 248500 - 292800 Flexsteel Industries Inc Common Stock 339382103 3882 298673 SH Sole None 134085 - 164588 Ford Motor Co Common Stock 345370860 4622 571390 SH Sole None 260500 - 310890 Furniture Brands Intl Inc Common Stock 360921100 4601 241700 SH Sole None 113200 - 128500 Hess Corporation Common Stock 42809H107 6674 161145 SH Sole None 74250 - 86895 Hovnanian Enterprises Inc Common Stock 442487203 7948 270900 SH Sole None 122600 - 148300 Infocus Corporation Common Stock 45665B106 284 100000 SH Sole None 100000 - - Integrated Silicon Solutions Common Stock 45812P107 389 70000 SH Sole None 70000 - - INTL Coal Grp Common Stock 45928H106 211 50000 SH Sole None 50000 - - Jo-Ann Stores Common Stock 47758P307 5938 355200 SH Sole None 160400 - 194800 Kellwood Co Common Stock 488044108 5627 195200 SH Sole None 88500 - 106700 Korea Electric Power Corp Sponsored ADR 500631106 8238 421400 SH Sole None 191600 - 229800 L B Foster Co Common Stock 350060109 3677 228961 SH Sole None 109082 - 119879 LandAmerica Financial Group Common Stock 514936103 7855 119405 SH Sole None 54350 - 65055 Leadis Technology, Inc. Common Stock 52171N103 296 75000 SH Sole None 75000 - - Lear Corp Common Stock 521865105 10232 494300 SH Sole None 229300 - 265000 M/I Homes Inc Common Stock 55305B101 12081 341780 SH Sole None 155800 - 185980 Max Worldwide, Inc Common Stock 577940109 71 155000 SH Sole None 155000 - - MDC Holdings Inc Common Stock 552676108 2410 51889 SH Sole None 30900 - 20989 Motive, Inc. Common Stock 61980V107 346 150000 SH Sole None 150000 - - Nash-Finch Co Common Stock 631158102 7722 328200 SH Sole None 150630 - 177570 Natuzzi Spa Sponsored ADR 63905A101 1782 246200 SH Sole None 110300 - 135900 Navistar International Corp Common Stock 63934E108 10797 418200 SH Sole None 190000 - 228200 Newpark Resources Inc Common Stock 651718504 5337 1001400 SH Sole None 457100 - 544300 Orange 21, Inc. Common Stock 685317109 639 130000 SH Sole None 130000 - - Paramount Energy Trust Common Stock 699219101 430 29800 SH Sole None 29800 - - Peak International Ltd Common Stock G69586108 604 200000 SH Sole None 200000 - - PMA Capital Corp Common Stock 693419202 5753 652359 SH Sole None 295031 - 357328 Proliance International Inc Common Stock 74340R104 4441 971860 SH Sole None 440200 - 531660 Quaker Fabric Corp Common Stock 747399103 1438 1284726 SH Sole None 581694 - 703032 Quanta Capital Holdings Ltd. Common Stock G7313F106 1752 952500 SH Sole None 430700 - 521800 Ryerson Inc Common Stock 78375P107 13158 601124 SH Sole None 275600 - 325524 Sanmina-SCI Corp Common Stock 800907107 5916 1582000 SH Sole None 805100 - 776900 Scopus Video Networks Common Stock M8260H106 219 61216 SH Sole None 61216 - - Selectica, Inc Common Stock 816288104 364 150000 SH Sole None 150000 - - Spansion Inc Common Stock 84649R101 750 45000 SH Sole None 45000 - - Steel Technologies Inc Common Stock 858147101 4075 207619 SH Sole None 77343 - 130276 Stewart Info. Services Corp Common Stock 860372101 5716 164400 SH Sole None 74900 - 89500 Tecumseh Products Co Common Stock 878895200 5118 336520 SH Sole None 152050 - 184470 Tesoro Corp Common Stock 881609101 11187 192956 SH Sole None 88200 - 104756 Unifi Inc Common Stock 904677101 5163 2151602 SH Sole None 975672 - 1175930 UTStarcom Inc Common Stock 918076100 709 80000 SH Sole None 80000 - - Valero Energy Corp Common Stock 91913Y100 6557 127400 SH Sole None 57700 - 69700 Virco Mfg Corp Common Stock 927651109 2594 531712 SH Sole None 241087 - 290625 YRC Worldwide Inc Common Stock 984249102 7370 199000 SH Sole None 91100 - 107900
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