-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OOWECK1QdA1T7WzwlpWEXo/b4T7RpiT6wIeRHRj+qXDzVwu9PJEdPILKs+Iooh88 0e9VTi0J7ebERyEIwrUicA== 0001140361-07-001474.txt : 20070119 0001140361-07-001474.hdr.sgml : 20070119 20070119105021 ACCESSION NUMBER: 0001140361-07-001474 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 EFFECTIVENESS DATE: 20070119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWLE & CO CENTRAL INDEX KEY: 0001224014 IRS NUMBER: 431238562 FISCAL YEAR END: 0903 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10640 FILM NUMBER: 07539749 BUSINESS ADDRESS: STREET 1: 12855 FLUSHING MEADOW DR. CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3148220204 MAIL ADDRESS: STREET 1: 12855 FLUSHING MEADOW DR. CITY: ST. LOUIS STATE: MO ZIP: 63131 13F-HR 1 form13f.txt TOWLE & CO 13F 12-31-2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Towle & Co. ----------------------------------------------------- Address: 1610 Des Peres Road, Suite 250 ----------------------------------------------------- St. Louis, MO 63131 ----------------------------------------------------- Form 13F File Number: 28- ------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter J. Lewis, CFA ------------------------ Title: Director of Research ------------------------ Phone: 314-822-0204 ------------------------ Signature, Place, and Date of Signing: Peter J. Lewis St. Louis, MO 01/18/07 -------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.) [ ] 13F COMBINATION REPORT. (Check here it a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other managers Reporting for this Manager: None Form 13F File Number Name 28- --------------- ------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------- Form 13F Information Table Entry Total: 60 ----------- Form 13F Information Table Value Total: $309,624 ----------- (thousands) List of Other Included Managers: None No. Form 13F File Number Name 28- ------ ----------------- ------------------------------
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ------- Alpha Natural Resources Inc Common Stock 02076X102 5404 379800 SH Sole None 194300 - 185500 Ameriserv Financial Inc. Common Stock 03074A102 4288 869847 SH Sole None 450094 - 419753 Arkansas Best Corp Common Stock 040790107 4576 127122 SH Sole None 63850 - 63272 ArvinMeritor Inc Common Stock 043353101 10907 598309 SH Sole None 309209 - 289100 Beazer Homes USA Inc. Common Stock 07556Q105 11736 249659 SH Sole None 128300 - 121359 Blair Corp Common Stock 092828102 4379 133724 SH Sole None 68318 - 65406 Canetic Energy Tr Foreign Unit 137513107 555 40000 SH Sole None 40000 - - Catalyst Semiconductor Inc. Common Stock 148881105 344 100000 SH Sole None 100000 - - Celestica Inc Sponsored ADR 15101Q108 5773 739300 SH Sole None 379100 - 360200 Chiquita Brands Intl Inc Common Stock 170032809 9189 575410 SH Sole None 295200 - 280210 CNA Financial Corp Common Stock 126117100 7876 195350 SH Sole None 100000 - 95350 ConocoPhillips Common Stock 20825C104 5068 70450 SH Sole None 36100 - 34350 Covenant Transport Inc T21.3 Common Stock 22284P105 3886 340900 SH Sole None 170800 - 170100 Credence Systems Corp Common Stock 225302108 520 100000 SH Sole None 100000 - - Dot Hill Systems Corp Common Stock 25848T109 393 100000 SH Sole None 100000 - - Excel Maritime Carriers Ltd. Sponsored ADR V3267N107 8172 559400 SH Sole None 287900 - 271500 Flexsteel Industries Inc Common Stock 339382103 3981 316503 SH Sole None 162785 - 153718 Ford Motor Co Common Stock 345370860 4437 590890 SH Sole None 302700 - 288190 Furniture Brands Intl Inc Common Stock 360921100 5901 363600 SH Sole None 186200 - 177400 Hess Corporation Common Stock 42809H107 8297 167395 SH Sole None 86250 - 81145 Hovnanian Enterprises Inc Common Stock 442487203 9461 279100 SH Sole None 142400 - 136700 Infocus Corporation Common Stock 45665B106 267 100000 SH Sole None 100000 - - Integrated Silicon Solutions Common Stock 45812P107 402 70000 SH Sole None 70000 - - INTL Coal Grp Common Stock 45928H106 545 100000 SH Sole None 100000 - - Jo-Ann Stores Common Stock 47758P307 9055 368100 SH Sole None 186600 - 181500 Kellwood Co Common Stock 488044108 6588 202600 SH Sole None 102900 - 99700 Korea Electric Power Corp Sponsored ADR 500631106 9908 436300 SH Sole None 222400 - 213900 L B Foster Co Common Stock 350060109 6142 237058 SH Sole None 125979 - 111079 LandAmerica Financial Group Common Stock 514936103 7822 123955 SH Sole None 63250 - 60705 Leadis Technology, Inc. Common Stock 52171N103 469 100000 SH Sole None 100000 - - Lear Corp Common Stock 521865105 10205 345600 SH Sole None 176900 - 168700 M/I Homes Inc Common Stock 55305B101 13442 351980 SH Sole None 179600 - 172380 Max Worldwide, Inc Common Stock 577940109 62 155000 SH Sole None 155000 - - Motive, Inc. Common Stock 61980V107 567 156800 SH Sole None 156800 - - Nash-Finch Co Common Stock 631158102 9256 339050 SH Sole None 174530 - 164520 Natuzzi Spa Sponsored ADR 63905A101 2176 255700 SH Sole None 128400 - 127300 Navistar International Corp Common Stock 63934E108 14480 433150 SH Sole None 221400 - 211750 Newpark Resources Inc Common Stock 651718504 7465 1035500 SH Sole None 530800 - 504700 Orange 21, Inc. Common Stock 685317109 640 130000 SH Sole None 130000 - - Overland Storage Inc. Common Stock 690310107 315 70000 SH Sole None 70000 - - Peak International Ltd Common Stock G69586108 584 200000 SH Sole None 200000 - - Pengrowth Energy Trust Foreign Unit 706902509 516 30000 SH Sole None 30000 - - PMA Capital Corp Common Stock 693419202 6237 676469 SH Sole None 343231 - 333238 Proliance International Inc Common Stock 74340R104 4533 1005200 SH Sole None 554300 - 450900 Quaker Fabric Corp Common Stock 747399103 1493 1265666 SH Sole None 703394 - 562272 Quanta Capital Holdings Ltd. Common Stock G7313F106 1966 914500 SH Sole None 502400 - 412100 Ryerson Inc Common Stock 78375P107 15614 622324 SH Sole None 319800 - 302524 Sanmina-SCI Corp Common Stock 800907107 5594 1621600 SH Sole None 915000 - 706600 Scopus Video Networks Common Stock M8260H106 260 61216 SH Sole None 61216 - - Selectica, Inc Common Stock 816288104 265 150000 SH Sole None 150000 - - Spansion Inc Common Stock 84649R101 668 45000 SH Sole None 45000 - - Steel Technologies Inc Common Stock 858147101 7749 441576 SH Sole None 224900 - 216676 Stewart Info. Services Corp Common Stock 860372101 7410 170900 SH Sole None 87900 - 83000 Tecumseh Products Co Common Stock 878895200 4068 240730 SH Sole None 123350 - 117380 Tesoro Corp Common Stock 881609101 13112 199374 SH Sole None 102200 - 97174 Top Tankers Inc Common Stock Y8897Y107 372 80000 SH Sole None 80000 - - Unifi Inc Common Stock 904677101 5418 2211600 SH Sole None 1144700 - 1066900 Valero Energy Corp Common Stock 91913Y100 6753 132000 SH Sole None 67000 - 65000 Virco Mfg Corp Common Stock 927651109 4286 549559 SH Sole None 278788 - 270771 YRC Worldwide Inc Common Stock 984249102 7755 205550 SH Sole None 105600 - 99950
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