-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1OXPMILlrkkP53TFDZolruWnmUAFCDLdNDy/WwYNI7UwvmcZa5G/mOF77VaDkhQ GAFcV1x9aUCuUsiuX2Zafw== 0001193125-08-116654.txt : 20080516 0001193125-08-116654.hdr.sgml : 20080516 20080515175506 ACCESSION NUMBER: 0001193125-08-116654 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 08839729 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [_]; Amendment Number: __________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/Charles Winkler New York, New York 5/15/08 - ---------------------- ------------------ ------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: $201,386 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ---------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- --- ---- ---------- ---------- --------- ------ ---- 2020 CHINACAP ACQUIRCO INC COM 90212G109 2,210 307,000 SH SOLE 307,000 0 0 ACCENTIA BIOPHARMACEUTICALS COM 00430L103 21 19,000 SH SOLE 19,000 0 0 ADAMS EXPRESS CO COM 006212104 296 23,700 SH SOLE 23,700 0 0 AKEENA SOLAR INC DE COM 009720103 115 15,000 SH SOLE 15,000 0 0 ALCOA INC COM 013817101 397 11,000 SH SOLE 11,000 0 0 ALCOA INC COM 013817101 146 75,000 SH CALL SOLE 75,000 0 0 ALCOA INC COM 013817101 379 65,000 SH PUT SOLE 65,000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 2,078 43,745 SH SOLE 43,745 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 456 32,000 SH PUT SOLE 32,000 0 0 ALPHA SEC GROUP CORP COM 02078A100 108 11,400 SH SOLE 11,400 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 1,531 161,700 SH SOLE 161,700 0 0 AMBAC FINL GROUP INC COM 023139108 473 82,179 SH SOLE 82,179 0 0 ANTARES PHARMA INC COM 036642106 143 133,260 SH SOLE 133,260 0 0 ASA LIMITED COM G3156P103 5,034 61,314 SH SOLE 61,314 0 0 AVI BIOPHARMA INC COM 002346104 21 11,548 SH SOLE 11,548 0 0 BEA SYS INC COM 073325102 13,785 719,857 SH SOLE 719,857 0 0 BEACON POWER CORP COM 073677106 263 276,773 SH SOLE 276,773 0 0 CAPITOL ACQUISITION CORP DEL COM 14055E104 516 56,100 SH SOLE 56,100 0 0 CAPSTONE TURBINE CORP COM 14067D102 7 8,200 SH PUT SOLE 8,200 0 0 CELL THERAPEUTICS INC COM NEW 150934404 25 37,300 SH SOLE 37,300 0 0 CELL THERAPEUTICS INC COM NEW 150934404 68 15,100 SH PUT SOLE 15,100 0 0 CHARLOTTE RUSSE HLDG INC COM 161048103 175 10,100 SH SOLE 10,100 0 0 CHINA BAK BATTERY INC COM 16936Y100 4,713 1,250,000 SH SOLE 1,250,000 0 0 CHINA HLDGS ACQUISITION CORP COM 16942N106 39 4,350 SH SOLE 4,350 0 0 CHINA PRECISION STEEL INC COM 16941J106 335 89,466 SH SOLE 89,466 0 0 CLARK HLDGS INC *W EXP 02/15 18145M117 97 420,300 SH SOLE 420,300 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 6,604 225,996 SH SOLE 225,996 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 26 31,800 SH CALL SOLE 31,800 0 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 1,324 560,000 SH PUT SOLE 560,000 0 0 CME GROUP INC COM 12572Q105 5,809 12,384 SH SOLE 12,384 0 0 COMMUNITY BANKERS ACQUISITN COM 20361R101 941 125,100 SH SOLE 125,100 0 0 CORTEX PHARMACEUTICALS INC COM NEW 220524300 22 28,200 SH SOLE 28,200 0 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 2,731 2,211,800 SH CALL SOLE 2,211,800 0 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 527 482,100 SH PUT SOLE 482,100 0 0 CYTRX CORP COM NEW 232828301 4 3,300 SH SOLE 3,300 0 0 DWS MULTI MKT INCOME TR SHS 23338L108 1,042 130,243 SH SOLE 130,243 0 0 DWS STRATEGIC INCOME TR SHS 23338N104 110 10,000 SH SOLE 10,000 0 0 E FUTURE INFORMATION TECH IN SHS G29438101 828 62,243 SH SOLE 62,243 0 0 EMCORE CORP COM 290846104 5,069 880,000 SH SOLE 880,000 0 0 ENCYSIVE PHARMACEUTICALS INC COM 29256X107 7 33,000 SH PUT SOLE 33,000 0 0 ENERGY FOCUS INC COM 29268T102 92 39,002 SH SOLE 39,002 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 920 100,000 SH SOLE 100,000 0 0 EPICEPT CORP COM 294264205 112 210,585 SH SOLE 210,585 0 0 GETTY IMAGES INC COM 374276103 1,203 37,597 SH SOLE 37,597 0 0 GLOBAL BPO SVCS CORP COM 378981104 2,749 375,000 SH SOLE 375,000 0 0 GLOBAL BRANDS ACQUISITION CO COM 378982102 31 3,300 SH SOLE 3,300 0 0 GLOBAL CONSUMER ACQST CORP COM 378983100 3,178 350,000 SH SOLE 350,000 0 0 GOLDEN POND HEALTHCARE INC COM 38116J109 315 42,900 SH SOLE 42,900 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 482 40,781 SH SOLE 40,781 0 0 HARBOR ACQUISITION CORPORATI COM 41145X107 1,137 193,000 SH SOLE 193,000 0 0 HD PARTNERS ACQUISITION CORP COM 40415K100 346 43,500 SH SOLE 43,500 0 0 HECKMANN CORP COM 422680108 2,086 280,000 SH SOLE 280,000 0 0 HICKS ACQUISITION CO I INC COM 429086309 1,102 120,000 SH SOLE 120,000 0 0 HIGHLANDS ACQUISITION COM 430880104 454 50,000 SH SOLE 50,000 0 0 HILLENBRAND INDS INC COM 431573104 239 5,000 SH SOLE 5,000 0 0 HLTH CORPORATION COM 40422Y101 5,183 543,316 SH SOLE 543,316 0 0 IDEATION ACQUISITION CORP COM 451665103 1,430 200,000 SH SOLE 200,000 0 0 IDEATION ACQUISITION CORP *W EXP 11/19 451665111 64 158,900 SH SOLE 158,900 0 0 INTER ATLANTIC FINANCIAL INC COM 45890H100 230 31,300 SH SOLE 31,300 0 0 ISHARES COMEX GOLD TR ISHARES 464285105 1,056 11,650 SH SOLE 11,650 0 0 JK ACQUISITION CORP COM 47759H106 771 128,500 SH SOLE 128,500 0 0 JK ACQUISITION CORP *W EXP 04/10/201 47759H114 1 1,000,000 SH SOLE 1,000,000 0 0 JP MORGAN CHASE & CO COM 46625H100 934 21,753 SH SOLE 21,753 0 0 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 785 108,999 SH SOLE 108,999 0 0
KRAFT FOODS INC CL A 50075N104 8,220 265,084 SH SOLE 265,084 0 0 LATIN AMER EQUITY FD INC NEW COM 51827Q106 944 20,858 SH SOLE 20,858 0 0 LEHMAN BROS HLDGS INC COM 524908100 800 335,000 SH CALL SOLE 335,000 0 0 LEHMAN BROS HLDGS INC COM 524908100 1,990 505,400 SH PUT SOLE 505,400 0 0 METALICO INC COM 591176102 5,021 512,821 SH SOLE 512,821 0 0 MEXICO FD INC COM 592835102 38,578 1,113,682 SH SOLE 1,113,682 0 0 MIDDLEBROOK PHARMACEUTICAL I COM 596087106 22 5,507 SH SOLE 5,507 0 0 OCWEN FINL CORP COM NEW 675746309 1,605 361,559 SH SOLE 361,559 0 0 OVERTURE ACQUISITION CORP SHS G6830P100 507 55,000 SH SOLE 55,000 0 0 PETROLEUM & RES CORP COM 716549100 467 12,826 SH SOLE 12,826 0 0 PHOTOMEDEX INC COM 719358103 26 27,956 SH SOLE 27,956 0 0 POLARIS ACQUISITION CORP COM 73104R102 549 60,000 SH SOLE 60,000 0 0 POLARIS ACQUISITION CORP *W EXP 01/10/201 73104R110 19 42,000 SH SOLE 42,000 0 0 POLARIS ACQUISITION CORP UNIT 99/99/9 73104R201 243 25,000 SH SOLE 25,000 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 1,006 31,729 SH SOLE 31,729 0 0 PROSPECT ACQUISITION CORP COM 74347T103 461 50,820 SH SOLE 50,820 0 0 RENAISSANCE ACQUISITION CORP COM 75966C305 419 74,600 SH SOLE 74,600 0 0 RODMAN & RENSHAW CAP GP INC COM 77487R100 167 100,000 SH SOLE 100,000 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,832 200,000 SH SOLE 200,000 0 0 SATCON TECHNOLOGY CORP COM 803893106 142 80,099 SH SOLE 80,099 0 0 SEANERGY MARITIME CORP SHS Y73760103 6,345 672,100 SH SOLE 672,100 0 0 SEANERGY MARITIME CORP *W EXP 09/24/201 Y73760111 248 515,775 SH SOLE 515,775 0 0 SIRIUS SATELLITE RADIO INC COM 82966U103 956 650,800 SH PUT SOLE 650,800 0 0 SPDR TR UNIT SER 1 78462F103 17,392 131,788 SH SOLE 131,788 0 0 SPDR TR UNIT SER 1 78462F103 176 20,000 SH CALL SOLE 20,000 0 0 SPDR TR UNIT SER 1 78462F103 1,898 380,000 SH PUT SOLE 380,000 0 0 SPORTS PPTYS ACQUISITION COR COM 84920F107 1,364 150,000 SH SOLE 150,000 0 0 SWISS HELVETIA FD INC COM 870875101 491 30,225 SH SOLE 30,225 0 0 SYBASE INC COM 871130100 813 30,900 SH SOLE 30,900 0 0 SYNTAX BRILLIAN CORP COM 87163L103 932 97,800 SH PUT SOLE 97,800 0 0 THORNBURG MTG INC COM 885218107 363 300,001 SH SOLE 571,313 0 0 THORNBURG MTG INC COM 885218107 895 550,600 SH PUT SOLE 550,600 0 0 THORNBURG MTG INC PFD CONV SER F 885218701 396 93,190 SH SOLE 93,190 0 0 TREMISIS ENERGY ACQ CORP II COM 89472N101 1,470 200,000 SH SOLE 200,000 0 0
TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 96 191,000 SH SOLE 191,000 0 0 TREMISIS ENERGY ACQ CORP II UNIT 99/99/9999 89472N200 1,256 166,300 SH SOLE 166,300 0 0 TRI CONTL CORP COM 895436103 2,750 157,887 SH SOLE 157,887 0 0 TRIAN ACQUISITION I CORP COM 89582E108 5,016 554,300 SH SOLE 554,300 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 1,459 160,000 SH SOLE 160,000 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 13 32,400 SH CALL SOLE 32,400 0 0 UNITED REFINING ENERGY CORP COM 911360105 3,628 400,000 SH SOLE 400,000 0 0 VERSO TECHNOLOGIES INC COM NEW 925317208 1 7,700 SH SOLE 7,700 0 0 VISTA GOLD CORP COM NEW 927926303 92 21,100 SH SOLE 21,100 0 0 VISTA GOLD CORP COM NEW 927926303 40 39,500 SH PUT SOLE 39,500 0 0 WELLS FARGO & CO NEW COM 949746101 268 9,220 SH SOLE 9,220 0 0 WELLS FARGO & CO NEW COM 949746101 46 25,000 SH PUT SOLE 25,000 0 0 WELLS FARGO & CO NEW COM 949746101 6 4,100 SH CALL SOLE 4,100 0 0 WESTERN ASSET CLYM INFL OPP COM 95766R104 1,561 130,389 SH SOLE 130,389 0 0 XM SATELLITE RADIO HLD CL A 983759101 5,024 432,392 SH SOLE 432,392 0 0
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