-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K1xoTGbwiTiEAvSnSsC2fqM5mP6rGep1j2FhGbFYsehKdH0aegeLcpCCayJ5vqRZ ftlSocqYYcpO5QZzfCJgEw== 0001193125-08-237036.txt : 20081114 0001193125-08-237036.hdr.sgml : 20081114 20081114170909 ACCESSION NUMBER: 0001193125-08-237036 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 081192820 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR/A 1 d13fhra.txt FORM 13F AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 11/14/08 - -------------------- ------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: $145,661 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 2020 CHINACAP ACQUIRCO COM 90212G109 2,210 307,000 SH SOLE 307,000 0 0 ACUSPHERE COM 00511R870 3 4,365 SH SOLE 4,365 0 0 AKEENA SOLAR INC DE COM 009720103 2,824 354,770 SH SOLE 354,770 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 276 61,100 SH PUT SOLE 61,100 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 413 45,100 SH SOLE 45,100 0 0 AMBAC FINL GROUP INC COM 023139108 48 10,000 SH PUT SOLE 10,000 0 0 ANTARES PHARMA INC COM 036642106 23 23,310 SH SOLE 23,310 0 0 AVI BIOPHARMA INC COM 002346104 39 28,000 SH SOLE 28,000 0 0 BEACON POWER CORP COM 073677106 131 86,415 SH SOLE 86,415 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 291 77,097 SH SOLE 77,097 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 315 90,000 SH PUT SOLE 90,000 0 0 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 5,177 285,714 SH SOLE 285,714 0 0 BRISTOL MEYERS SQUIBB CO COM 110122108 4 100,000 SH CALL SOLE 100,000 0 0 CAPSTONE TURBINE CORP COM 14067D102 19 21,200 SH PUT SOLE 21,200 0 0 CELL THERAPEUTICS INC COM NEW 150934404 125 38,100 SH PUT SOLE 38,100 0 0 CHINA BAK BATTERY INC COM 16936Y100 3 5,000 SH PUT SOLE 5,000 0 0 CHINA BAK BATTERY INC COM 16936Y100 7,813 1,250,000 SH SOLE 1,250,000 0 0 CHINA PRECISION STEEL INC COM 16941J106 899 147,307 SH SOLE 147,307 0 0 CHIPOTLE MEXICAN GRILL INC CL A 169656105 44,665 303,700 SH SOLE 303,700 0 0 CLEVELAND BIOLABS INC COM 185860103 158 17,933 SH SOLE 17,933 0 0 COMMUNITY BANKERS ACQUISITN COM 20361R101 927 125,100 SH SOLE 125,100 0 0 DIOMED HOLDINGS INC COM NEW 25454R207 4 11,900 SH SOLE 11,900 0 0 DWS MULTI MKT INCOME TR SHS 23338L108 1,519 173,614 SH SOLE 173,614 0 0 DWS STRATEGIC INCOME TR SHS 23338N104 116 10,000 SH SOLE 10,000 0 0 E FUTURE INFORMATION TECH IN SHS G29438101 477 25,043 SH SOLE 25,043 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 905 100,000 SH SOLE 100,000 0 0 GLG PARTNERS INC COM 37929X107 1 100 SH SOLE 100 0 0
GLOBAL BPO SVCS CORP COM 378981104 2,738 375,000 SH SOLE 375,000 0 0 GLOBAL BPO SVCS CORP *W EXP 10/17/201 378981112 22 35,000 SH SOLE 35,000 0 0 GLOBAL CONSUMER ACQST CORP UNIT 99/99/9999 378983209 3,451 350,000 SH SOLE 350,000 0 0 H&Q LIFE SCIENCES INVS SH BEN INT 404053100 526 39,714 SH SOLE 39,714 0 0 HARBOR ACQUISITION CORPORATI COM 41145X107 1,100 193,000 SH SOLE 193,000 0 0 HD PARTNERS ACQUISITION CORP COM 40415K100 550 73,500 SH SOLE 73,500 0 0 HECKMANN CORP COM 422680108 2,058 280,000 SH SOLE 280,000 0 0 HICKS ACQUISITION CO I INC COM 429086309 1,103 120,000 SH SOLE 120,000 0 0 HIGHLANDS ACQUISITION CORP COM 430880104 455 50,000 SH SOLE 50,000 0 0 HOLOGIC INC COM 436440101 13,728 199,997 SH SOLE 199,997 0 0 HOLOGIC INC COM 436440101 540 200,000 SH PUT SOLE 200,000 0 0 HOME SOLUTIONS AMER INC COM 437355100 15 14,900 SH SOLE 14,900 0 0 HOME SOLUTIONS AMER INC COM 437355100 133 20,500 SH PUT SOLE 20,500 0 0 IONATRON INC COM 462070103 13 4,500 SH SOLE 4,500 0 0 IONATRON INC COM 462070103 31 15,000 SH PUT SOLE 15,000 0 0 JK ACQUISITION CORP COM 47759H106 724 128,500 SH SOLE 128,500 0 0 LEHMAN BROS HLDGS INC COM 524908100 2,467 37,700 SH SOLE 37,700 0 0 LEHMAN BROS HLDGS INC COM 524908100 151 109,000 SH PUT SOLE 109,000 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1,747 247,796 SH SOLE 247,796 0 0 LIBERTY GLOBAL INC COM SER A 530555101 2 10,000 SH PUT SOLE 10,000 0 0 LIBERTY GLOBAL INC COM SER A 530555101 390 9,949 SH SOLE 9,949 0 0 LUMERA CORP COM 55024R106 30 11,168 SH SOLE 11,168 0 0 MARKWEST HYDROCARBON INC COM 570762104 2,264 36,137 SH SOLE 36,137 0 0 MEXICO FD INC COM 592835102 1,783 50,784 SH SOLE 50,784 0 0 MONTEREY GOURMET FOODS INC COM 612570101 4 1,200 SH SOLE 1,200 0 0 NATIONAL CITY CORP COM 635405103 1,104 67,100 SH SOLE 67,100 0 0 NATIONAL CITY CORP COM 635405103 798 67,100 SH PUT SOLE 67,100 0 0 PACIFIC ETHANOL INC COM 69423U107 93 11,330 SH SOLE 11,330 0 0 PHOTOMEDEX INC COM 719358103 3 3,000 SH SOLE 3,000 0 0 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 86 175,059 SH SOLE 175,059 0 0 REEDS INC COM 758338107 49 8,471 SH SOLE 8,471 0 0 RODMAN & RENSHAW CAP GP INC COM 77487R100 325 100,000 SH SOLE 100,000 0 0 SATCON TECHNOLOGY CORP COM 803893106 109 66,149 SH SOLE 66,149 0 0 SEANERGY MARITIME CORP SHS Y73760103 6,351 672,100 SH SOLE 672,100 0 0
SEANERGY MARITIME CORP *W EXP 09/24/201 Y73760111 691 515,775 SH SOLE 515,775 0 0 SIRIUS SATELLITE RADIO INC COM 82966U103 1,585 523,000 SH SOLE 523,000 0 0 SMITH & WESSON HLDG CORP NOTE 4.000%12/1 831756AB7 2,341 2,500,000 SH SOLE 2,500,000 0 0 SWISS HELVETIA FD INC COM 870875101 858 51,996 SH SOLE 51,996 0 0 SYNOVUS FINL CORP COM 87161C105 588 24,400 SH SOLE 24,400 0 0 SYNTAX BRILLIAN CORP COM 87163L103 1,378 140,000 SH PUT SOLE 140,000 0 0 SYNTAX BRILLIAN CORP COM 87163L103 1 13,400 SH CALL SOLE 13,400 0 0 TREMISIS ENERGY ACQ CORP II UNIT 99/99/9999 89472N200 2,897 366,300 SH SOLE 366,300 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 1,462 160,000 SH SOLE 160,000 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 21 136,800 SH CALL SOLE 136,800 0 0 UBS AG SHS NEW H89231338 649 141,500 SH PUT SOLE 141,500 0 0 UBS AG SHS NEW H89231338 4,720 102,600 SH SOLE 102,600 0 0 UNITED AMERN HEALTHCARE CORP COM 90934C105 6 2,400 SH SOLE 2,400 0 0 UNITED REFINING ENERGY CORP UNIT 99/99/9999 911360204 3,956 400,000 SH SOLE 400,000 0 0 VERSO TECHNOLOGIES INC COM NEW 925317208 23 67,186 SH SOLE 67,186 0 0 WELLS FARGO & CO NEW COM 949746101 80 31,000 SH PUT SOLE 31,000 0 0 WELLS FARGO & CO NEW COM 949746101 1 25,000 SH CALL SOLE 25,000 0 0 WEYERHAEUSER CO COM 962166104 256 118,800 SH PUT SOLE 118,800 0 0 WEYERHAEUSER CO COM 962166104 6,209 84,200 SH SOLE 84,200 0 0 WONDER AUTO TECHNOLOGY INC COM 978166106 2,560 231,214 SH SOLE 231,214 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 375 30,638 SH SOLE 30,638 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 160 110,000 SH PUT SOLE 110,000 0 0 ZWEIG FD COM 989834106 516 114,108 SH SOLE 114,108 0 0
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