-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXnfnTT/TDbaKeTSyjt65rqNZXtAa2NA2+NeMlTbaU+WeYE9OC6PgRxA3UFS5CTD xUyHABE3LaKcPaoUWUpUwA== 0001193125-08-237047.txt : 20081114 0001193125-08-237047.hdr.sgml : 20081114 20081114171309 ACCESSION NUMBER: 0001193125-08-237047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 081192912 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/ Charles Winkler New York, NY 11/14/08 - --------------------- ---------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: $407,140 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 2020 CHINACAP ACQUIRCO INC COM 90212G109 2,223 307,000 SH SOLE 307,000 0 0 ACM MANAGED DLR INCOME FD COM 000949107 793 151,907 SH SOLE 151,907 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 3,850 1,191,896 SH SOLE 1,191,896 0 0 ALPHA SEC GROUP CORP COM 02078A100 99 10,330 SH SOLE 10,330 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 1,458 162,000 SH SOLE 162,000 0 0 ASA LIMITED COM G3156P103 1,068 19,190 SH SOLE 19,190 0 0 ASA LIMITED COM G3156P103 264 10,000 SH PUT SOLE 10,000 0 0 BEACON POWER CORP COM 073677106 159 109,400 SH SOLE 109,400 0 0 BOSTON PROPERTIES INC COM 101121101 118 14,000 SH CALL SOLE 14,000 0 0 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 3,523 4,250,000 PRN SOLE 4,250,000 0 0 CAPITOL ACQUISITION CORP DEL COM 14055E104 505 56,100 SH SOLE 56,100 0 0 CAPSTONE TURBINE CORP COM 14067D102 873 676,372 SH SOLE 676,372 0 0 CAPSTONE TURBINE CORP COM 14067D102 86 62,500 SH PUT SOLE 62,500 0 0 CHARDAN 2008 CHINA ACQST COR SHS G8977T101 815 119,893 SH SOLE 119,893 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 70,005 65,500,000 PRN SOLE 65,500,000 0 0 CHINA DIRECT INC COM 169384104 170 50,000 SH PUT SOLE 50,000 0 0 CHINA PRECISION STEEL INC COM 16941J106 13,971 4,195,353 SH SOLE 4,195,353 0 0 CHINA PRECISION STEEL INC COM 16941J106 2,201 760,000 SH PUT SOLE 760,000 0 0 CHINA TECH DEVELOPMENT GP CO SHS G84384109 489 166,113 SH SOLE 166,113 0 0 CNA FINL CORP COM 126117100 94 19,500 SH PUT SOLE 19,500 0 0 CORTEX PHARMACEUTICALS INC COM NEW 220524300 44 55,300 SH SOLE 55,300 0 0 DST SYS INC DEL DBCV 3.625% 8/1 233326AD9 26,201 22,741,000 PRN SOLE 22,741,000 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 918 100,000 SH SOLE 100,000 0 0 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 3,305 5,000,000 PRN SOLE 5,000,000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2,311 388,400 SH PUT SOLE 388,400 0 0 FORDING CDN COAL TR TR UNIT 345425102 1,883 22,692 SH SOLE 22,692 0 0 FORDING CDN COAL TR TR UNIT 345425102 4,984 825,600 SH CALL SOLE 825,600 0 0
FORDING CDN COAL TR TR UNIT 345425102 3,657 417,100 SH PUT SOLE 417,100 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 867 121,393 SH SOLE 121,393 0 0 GENEVA ACQUISITION CORP COM 37185Y104 411 73,400 SH SOLE 73,400 0 0 GLOBAL CONSUMER ACQST CORP COM 378983100 2,082 230,000 SH SOLE 230,000 0 0 GOLDEN POND HEALTHCARE INC COM 38116J109 309 42,900 SH SOLE 42,900 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6,272 49,000 SH SOLE 49,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1,942 111,700 SH PUT SOLE 111,700 0 0 GRIFFON CORP COM 398433102 879 97,423 SH SOLE 97,423 0 0 HANCOCK JOHN PATRIOT PREM II COM SH BEN INT 41013T105 347 50,000 SH SOLE 50,000 0 0 HARBIN ELECTRIC INC COM 41145W109 117 10,000 SH SOLE 10,000 0 0 HICKS ACQUISITION CO I INC COM 429086309 1,074 120,000 SH SOLE 120,000 0 0 HIGHLANDS ACQUISITION CORP COM 430880104 495 54,900 SH SOLE 54,900 0 0 HLTH CORPORATION COM 40422Y101 4,443 388,730 SH SOLE 388,730 0 0 IDEATION ACQUISITION CORP COM 451665103 1,430 200,000 SH SOLE 200,000 0 0 ILOG S A SPONSORED ADR 452360100 2,032 209,691 SH SOLE 209,691 0 0 INTER ATLANTIC FINANCIAL INC COM 45890H100 228 31,300 SH SOLE 31,300 0 0 ISTAR FINL INC FRNT 10/0 45031UBF7 21,761 41,679,000 PRN SOLE 41,679,000 0 0 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 829 112,499 SH SOLE 112,499 0 0 KRAFT FOODS INC CL A 50075N104 4,986 152,250 SH SOLE 152,250 0 0 KRAFT FOODS INC CL A 50075N104 102 40,000 SH CALL SOLE 40,000 0 0 LOEWS CORP COM 540424108 4,408 111,615 SH SOLE 111,615 0 0 LORILLARD INC COM 544147101 4,615 64,869 SH SOLE 64,869 0 0 LORILLARD INC COM 544147101 16 12,000 SH CALL SOLE 12,000 0 0 MEDIA & ENTMT HOLDINGS INC COM 58439W108 188 25,100 SH SOLE 25,100 0 0 METALICO INC COM 591176102 2,080 352,492 SH SOLE 352,492 0 0 METLIFE INC COM 59156R108 62,144 1,109,720 SH SOLE 1,109,720 0 0 METLIFE INC COM 59156R108 2,350 212,900 SH PUT SOLE 212,900 0 0 MEXICO FD INC COM 592835102 3,482 139,268 SH SOLE 139,268 0 0 MIDDLEBROOK PHARMACEUTICAL I COM 596087106 102 67,694 SH SOLE 67,694 0 0 OCEANAUT INC COM 675227102 134 20,458 SH SOLE 20,458 0 0 OVERTURE ACQUISITION CORP SHS G6830P100 498 55,000 SH SOLE 55,000 0 0 PENN VA CORP NOTE 4.500%11/1 707882AA4 6,796 6,000,000 PRN SOLE 6,000,000 0 0 PET DRX CORPORATION COM 715813101 1,980 767,400 SH SOLE 767,400 0 0 PHOTOMEDEX INC COM 719358103 27 63,797 SH SOLE 63,797 0 0
POLARIS ACQUISITION CORP COM 73104R102 774 85,000 SH SOLE 85,000 0 0 PROCTER & GAMBLE CO COM 742718109 22,089 316,968 SH SOLE 316,968 0 0 PROCTER & GAMBLE CO COM 742718109 2,275 500,000 SH PUT SOLE 500,000 0 0 PROLOGIS NOTE 2.625% 5/1 743410AS1 1,809 2,500,000 PRN SOLE 2,500,000 0 0 PROSPECT ACQUISITION CORP COM 74347T103 462 50,820 SH SOLE 50,820 0 0 QUANTUM FUEL SYS TECH WORLDW COM 74765E109 1,008 781,253 SH SOLE 781,253 0 0 RALCORP HLDGS INC NEW COM 751028101 364 21,100 SH CALL SOLE 21,100 0 0 REINSURANCE GROUP AMER INC CL B 759351505 3,811 80,358 SH SOLE 80,358 0 0 REINSURANCE GROUP AMER INC CL A 759351406 255 4,715 SH SOLE 4,715 0 0 RENAISSANCE ACQUISITION CORP COM 75966C305 492 88,600 SH SOLE 88,600 0 0 RODMAN & RENSHAW CAP GP INC COM 77487R100 146 85,900 SH SOLE 85,900 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,798 200,000 SH SOLE 200,000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 696 35,000 SH SOLE 35,000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 138 50,000 SH PUT SOLE 50,000 0 0 SIRIUS XM RADIO INC COM 82967N108 172 301,560 SH SOLE 301,560 0 0 SIRIUS XM RADIO INC COM 82967N108 681 130,500 SH PUT SOLE 130,500 0 0 SIRIUS XM RADIO INC COM 82967N108 54 725,900 SH CALL SOLE 725,900 0 0 SPDR TR UNIT SER 1 78462F103 38,140 328,818 SH SOLE 328,818 0 0 SPDR TR UNIT SER 1 78462F103 142 501,100 SH CALL SOLE 501,100 0 0 SPDR TR UNIT SER 1 78462F103 4,188 703,300 SH PUT SOLE 703,300 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 4 37,700 SH CALL SOLE 37,700 0 0 SPORTS PPTYS ACQUISITION COR COM 84920F107 1,326 149,000 SH SOLE 149,000 0 0 STREAM GLOBAL SVCS INC *W EXP 10/17/201 86323M118 12 94,800 SH SOLE 94,800 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5 20,000 SH CALL SOLE 20,000 0 0 TECK COMINCO LTD CL B 878742204 51 35,500 SH CALL SOLE 35,500 0 0 THORNBURG MTG INC PFD CONV SER F 885218701 99 180,617 SH SOLE 180,617 0 0 THORNBURG MTG INC COM 885218107 911 520,681 SH SOLE 520,681 0 0 THORNBURG MTG INC COM 885218107 12,608 4,635,000 SH PUT SOLE 4,635,000 0 0 TRANS-INDIA ACQUISITION CORP COM 893237107 546 71,350 SH SOLE 71,350 0 0 TREMISIS ENERGY ACQ CORP II COM 89472N101 2,601 366,300 SH SOLE 366,300 0 0 TRIAN ACQUISITION I CORP COM 89582E108 4,906 554,300 SH SOLE 554,300 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 1,416 160,000 SH SOLE 160,000 0 0 UNITED REFINING ENERGY CORP COM 911360105 3,609 399,700 SH SOLE 399,700 0 0 VICTORY ACQUISITION CORP COM 92644D100 273 28,727 SH SOLE 28,727 0 0
WACHOVIA CORP NEW COM 929903102 2,563 732,300 SH SOLE 732,300 0 0 WACHOVIA CORP NEW COM 929903102 1,550 367,000 SH PUT SOLE 367,000 0 0 WACHOVIA CORP NEW CONV7.5%PFD CL A 929903219 8,044 21,168 SH SOLE 21,168 0 0 WASHINGTON MUT INC COM 939322103 1,562 634,800 SH PUT SOLE 634,800 0 0 WASHINGTON MUT INC COM 939322103 52 634,800 SH SOLE 634,800 0 0 WEBMD HEALTH CORP CL A 94770V102 18 17,800 SH CALL SOLE 17,800 0 0
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