-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsCF2eBlmFtRN8wE9igpthGhFxURxjXVseyMPuYQtHHhA1Zd2/nm8D1CwST1uwRy 7Cx/wNn76YpBvIXz4txroQ== 0001013594-08-000202.txt : 20080225 0001013594-08-000202.hdr.sgml : 20080225 20080225172535 ACCESSION NUMBER: 0001013594-08-000202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080225 DATE AS OF CHANGE: 20080225 EFFECTIVENESS DATE: 20080225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSO CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001287978 IRS NUMBER: 200406508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10896 FILM NUMBER: 08640401 MAIL ADDRESS: STREET 1: 1266 E MAIN ST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR/A 1 basso13fhra-022508.txt FEBRUARY 25, 2008 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basso Capital Management, L.P. Address: 1266 East Main Street, 4th Floor Stamford, Connecticut 06902 13F File Number: 28-10896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard Fischer Title: Authorized Signatory Phone: (203) 352-6100 Signature, Place, and Date of Signing: /s/ Howard Fischer - -------------------------------------- (Signature) Stamford, Connecticut - -------------------------------------- (City, State) February 25, 2008 - -------------------------------------- (Date) This Amendment No.1 is being filed to reflect a correction to the Form 13F filed on February 14, 2008, to correct the holdings reported for Implant Sciences Corporation. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 374 Form 13F Information Table Value Total: $1,749,886 (thousands) List of Other Included Managers: None. Name of Reporting Managers: Basso Capital Management, L.P. 13F Report Amendment No. 1 For Quarter Ended 12/31/07
Item 1: Item 2: Item3: Item 4: Item 5: Item 6: Item 7: Item 8: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Other Voting Authority Value Principal Sh/ Put/ Discretion Managers (x $1000) Amount Prn Call (a) Sole (b) Shared (c) None 3COM CORP COM 885535104 452 100000 SH SOLE 100000 ABERCROMBIE & FITCH CO CL A 002896207 3999 50000 SH SOLE 50000 ACCESS INTEGRATED TECHNLGS I CL A 004329108 1708 766372 SH SOLE 766372 ACORN INTL INC SPON ADR 004854105 746 80000 SH SOLE 80000 ACTUANT CORP SDCV 2.000%11/1 00508XAB0 5235 3000000 PRN SOLE 3000000 ADAMS RESPIRATORY THERAPEUTI COM 00635P107 801 13400 SH SOLE 13400 ADOBE SYS INC COM 00724F101 1068 25000 SH CALL SOLE 25000 ADVANCED MICRO DEVICES INC COM 007903107 907 100000 SH SOLE 100000 ADVANCED TECHNOLOGY ACQU COR COM 007556103 867 116700 SH SOLE 116700 ADVANCED TECHNOLOGY ACQU COR UNIT 06/11/2011 007556202 16 2000 SH SOLE 2000 AIRTRAN HLDGS INC COM 00949P108 573 80000 SH SOLE 80000 AKAMAI TECHNOLOGIES INC COM 00971T101 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