-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeqVyHW2YyyVVj7VY6qwdPt5aRYoY4M6/kjo3O/EO4Yy+aAHU+XxAKx/XSaTqpcc bUrOyX0pe9tcAoCBAMJyJw== 0000950159-07-000331.txt : 20070312 0000950159-07-000331.hdr.sgml : 20070312 20070312134717 ACCESSION NUMBER: 0000950159-07-000331 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070312 DATE AS OF CHANGE: 20070312 EFFECTIVENESS DATE: 20070312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERCEPTIVE ADVISORS LLC CENTRAL INDEX KEY: 0001224962 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10438 FILM NUMBER: 07687090 BUSINESS ADDRESS: STREET 1: 7284 WEST PALMETTO PARK ROAD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33433 BUSINESS PHONE: 561-391-7770 MAIL ADDRESS: STREET 1: 7284 WEST PALMETTO PARK ROAD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33433 13F-HR/A 1 perceptive13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [X]; Amendment Number: 1 ---------- This Amendment (Check only one.): [X] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perceptive Advisors LLC Address: 850 Third Avenue, 21st Floor New York, NY 10022 Form 13F File Number: 28-10438 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Joseph Edelman Title: Managing Member Phone: 212-848-0677 Signature, Place, and Date of Signing: /s/ Joseph Edelman New York, NY 03/12/07 - ------------------- -------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES / SH / PUT /INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------- ------ ----------------------------------------------- ABIOMED INC COM 003654100 3,013 213,700 SH SOLE NA 213,700 0 0 ABRAXIS BIOSCIENCE INC COM 00383E106 861 31,500 SH SOLE NA 31,500 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 6,183 703,469 SH SOLE NA 703,469 0 0 ADOLOR CORP COM 00724X102 3,782 502,896 SH SOLE NA 502,896 0 0 ADVANCED MAGNETICS INC COM 00753P103 20,829 348,771 SH SOLE NA 348,771 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 4,221 104,500 SH SOLE NA 104,500 0 0 AMGEN INC COM 031162100 32,233 471,865 SH SOLE NA 471,865 0 0 AMYLIN PHARMACEUTICALS INC COM 032346108 343 9,500 SH SOLE NA 9,500 0 0 ANTIGENICS INC DEL COM 037032109 174 95,000 CALL SOLE NA 95,000 0 0 ARQULE INC COM 04269E107 2,643 446,375 SH SOLE NA 446,375 0 0 ARRAY BIOPHARMA INC COM 04269X105 1,157 89,585 SH SOLE NA 89,585 0 0 ATHEROGENICS INC COM 047439104 2,507 253,000 PUT SOLE NA 253,000 0 0 ATHEROGENICS INC COM 047439104 21,919 2,212,000 CALL SOLE NA 2,212,000 0 0 ATS MED INC COM 002083103 3,495 1,688,592 SH SOLE NA 1,688,592 0 0 AVANIR PHARMACEUTICALS CL A NEW 05348P401 225 97,500 CALL SOLE NA 97,500 0 0 AVANIR PHARMACEUTICALS CL A NEW 05348P401 274 118,800 PUT SOLE NA 118,800 0 0 BIOENVISION INC COM 09059N100 4,841 1,043,382 SH SOLE NA 1,043,382 0 0 BIOGEN IDEC INC COM 09062X103 2,337 47,504 SH SOLE NA 47,504 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2 100 SH SOLE NA 100 0 0 BOSTON SCIENTIFIC CORP COM 101137107 2,518 146,566 SH SOLE NA 146,566 0 0 CELGENE CORP COM 151020104 1,093 19,000 SH SOLE NA 19,000 0 0 CEPHALON INC COM 156708109 2,007 28,500 SH SOLE NA 28,500 0 0 CHELSEA THERAPEUTICS INTL LT COM 163428105 153 40,000 SH SOLE NA 40,000 0 0 COLLAGENEX PHARMACEUTICALS I COM 19419B100 4,101 293,556 SH SOLE NA 293,556 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 365 10,000 SH SOLE NA 10,000 0 0 CONNETICS CORP NOTE 2.000% 3/3 208192AD6 8,436 8,500,000 PRN SOLE NA 0 0 8,500,000 CONOR MEDSYSTEMS INC COM 208264101 846 27,000 CALL SOLE NA 27,000 0 0 CONOR MEDSYSTEMS INC COM 208264101 282 9,000 SH SOLE NA 9,000 0 0 CONSOLIDATED WATER CO INC ORD G23773107 338 13,550 SH SOLE NA 13,550 0 0 CORCEPT THERAPEUTICS INC COM 218352102 22 18,100 SH SOLE NA 18,100 0 0 CYBERONICS INC COM 23251P102 2 100 PUT SOLE NA 100 0 0 CYTOGEN CORP COM NEW 232824300 242 103,840 SH SOLE NA 103,840 0 0 DAVITA INC COM 23918K108 512 9,000 SH SOLE NA 9,000 0 0 DENDREON CORP COM 24823Q107 396 95,000 CALL SOLE NA 95,000 0 0 DEPOMED INC COM 249908104 4,358 1,263,050 SH SOLE NA 1,263,050 0 0 DISCOVERY LABORATORIES INC N COM 254668106 85 36,000 SH SOLE NA 36,000 0 0 ELAN PLC ADR 284131208 199 13,500 SH SOLE NA 13,500 0 0 ENCYSIVE PHARMACEUTICALS INC COM 29256X107 11 2,500 SH SOLE NA 2,500 0 0 ENZON PHARMACEUTICALS INC NOTE 4.500% 7/0 293904AB4 20,012 20,846,000 PRN SOLE NA 0 0 20,846,000 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 326 10,900 SH SOLE NA 10,900 0 0 GENITOPE CORP COM 37229P507 502 142,500 CALL SOLE NA 142,500 0 0 GENOMIC HEALTH INC COM 37244C101 2,091 112,411 SH SOLE NA 112,411 0 0 GEN-PROBE INC NEW COM 36866T103 11,490 219,400 SH SOLE NA 219,400 0 0 GENTIUM S P A SPONSORED ADR 37250B104 204 10,000 SH SOLE NA 10,000 0 0 GENZYME CORP COM 372917104 42,313 687,124 SH SOLE NA 687,124 0 0 GILEAD SCIENCES INC COM 375558103 2,431 37,439 SH SOLE NA 37,439 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 382 47,505 SH SOLE NA 47,505 0 0 HEALTH CARE REIT INC COM 42217K106 2,646 61,500 SH SOLE NA 61,500 0 0 HEARUSA INC COM NEW 422360305 276 207,390 SH SOLE NA 207,390 0 0 HOLLIS-EDEN PHARMACEUTICALS COM 435902101 53 10,000 SH SOLE NA 10,000 0 0 HUMANA INC COM 444859102 1,383 25,000 SH SOLE NA 25,000 0 0 ICOS CORP COM 449295104 14,074 416,500 SH SOLE NA 416,500 0 0 I-FLOW CORP COM NEW 449520303 5,212 348,600 SH SOLE NA 348,600 0 0 IMCLONE SYS INC COM 45245W109 3 98 SH SOLE NA 98 0 0 IMMUNOMEDICS INC COM 452907108 1,821 501,533 SH SOLE NA 501,533 0 0 INDEVUS PHARMACEUTICALS INC NOTE 6.250% 7/1 454072AB5 38,266 30,280,000 PRN SOLE NA 0 0 30,280,000 INDEVUS PHARMACEUTICALS INC COM 454072109 23,446 3,302,250 SH SOLE NA 3,302,250 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 317 49,900 SH SOLE NA 49,900 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 518 5,400 SH SOLE NA 5,400 0 0 INVITROGEN CORP COM 46185R100 2,264 40,000 SH SOLE NA 40,000 0 0 ISOLAGEN INC NOTE 3.500%11/0 46488NAB9 3,669 5,000,000 PRN SOLE NA 0 0 5,000,000 JAVELIN PHARMACEUTICALS INC COM 471894105 989 190,200 SH SOLE NA 190,200 0 0 LIGAND PHARMACEUTICALS INC CL B 53220K207 504 46,000 CALL SOLE NA 46,000 0 0 LIGAND PHARMACEUTICALS INC CL B 53220K207 18,835 1,720,007 SH SOLE NA 1,720,007 0 0 MANOR CARE INC NEW COM 564055101 1,408 30,000 SH SOLE NA 30,000 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6,701 125,400 SH SOLE NA 125,400 0 0 MEDICURE INC COM 58469E101 1,106 913,930 SH SOLE NA 913,930 0 0 MEDIVATION INC COM 58501N101 7,679 485,395 SH SOLE NA 485,395 0 0 MEDTRONIC INC COM 585055106 1,479 27,645 SH SOLE NA 27,645 0 0 MERGE TECHNOLOGIES INC COM 589981109 918 140,000 SH SOLE NA 140,000 0 0 METABASIS THERAPEUTICS INC COM 59101M105 27 3,600 SH SOLE NA 3,600 0 0 MGI PHARMA INC COM 552880106 874 47,500 SH SOLE NA 47,500 0 0 NEOPHARM INC COM 640919106 555 332,500 CALL SOLE NA 332,500 0 0 NEOPHARM INC COM 640919106 447 267,800 SH SOLE NA 267,800 0 0 NEUROCHEM INC COM 64125K101 8,154 380,000 CALL SOLE NA 380,000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 5,424 520,500 SH SOLE NA 520,500 0 0 NORTHFIELD LABS INC COM 666135108 3,851 946,000 PUT SOLE NA 946,000 0 0 NORTHFIELD LABS INC COM 666135108 281 69,000 SH SOLE NA 69,000 0 0 NORTHSTAR NEUROSCIENCE INC COM 66704V101 1,347 93,692 SH SOLE NA 93,692 0 0 OMRIX BIOPHARMACEUTICALS INC COM 681989109 14,374 475,000 SH SOLE NA 475,000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 10,052 950,100 CALL SOLE NA 950,100 0 0 ORTHOFIX INTL N V COM N6748L102 270 5,400 SH SOLE NA 5,400 0 0 OSCIENT PHARMACEUTICALS CORP NOTE 3.500% 4/1 68812RAB1 3,120 4,640,000 PRN SOLE NA 0 0 4,640,000 OSI PHARMACEUTICALS INC COM 671040103 1,679 48,000 CALL SOLE NA 48,000 0 0 PAREXEL INTL CORP COM 699462107 42 1,434 SH SOLE NA 1,430 0 0 PDL BIOPHARMA INC COM 69329Y104 574 28,500 SH SOLE NA 28,500 0 0 PHARMACYCLICS INC COM 716933106 3,509 692,119 SH SOLE NA 692,119 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 12,215 474,548 SH SOLE NA 474,548 0 0 PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 1,136 1,000,000 PRN SOLE NA 0 0 1,000,000 RENOVIS INC COM 759885106 3,527 1,116,200 CALL SOLE NA 1,116,200 0 0 SCHERING PLOUGH CORP PFD CONV MAND 806605606 1,024 18,000 SH SOLE NA 18,000 0 0 SEPRACOR INC COM 817315104 22,932 372,400 SH SOLE NA 372,400 0 0 SONUS PHARMACEUTICALS INC COM 835692104 3,961 648,336 SH SOLE NA 648,336 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 2,699 488,150 SH SOLE NA 488,150 0 0 TELIK INC COM 87959M109 5,050 1,140,000 CALL SOLE NA 1,140,000 0 0 TELIK INC COM 87959M109 8,135 1,836,700 PUT SOLE NA 1,836,700 0 0 TERCICA INC COM 88078L105 237 47,400 SH SOLE NA 47,400 0 0 THORATEC CORP COM NEW 885175307 501 28,500 SH SOLE NA 28,500 0 0 THRESHOLD PHARMACEUTICAL INC COM 885807107 246 66,500 CALL SOLE NA 66,500 0 0 TRIMERIS INC COM 896263100 604 47,500 SH SOLE NA 47,500 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 894 16,447 SH SOLE NA 16,447 0 0 VANDA PHARMACEUTICALS INC COM 921659108 1,492 60,514 SH SOLE NA 60,514 0 0 VIVUS INC COM 928551100 1,891 522,351 SH SOLE NA 522,351 0 0 XENOPORT INC COM 98411C100 739 30,090 SH SOLE NA 30,090 0 0 104 472,186
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $472,186 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE -----END PRIVACY-ENHANCED MESSAGE-----