-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHSfbG6m62NuR3O4szqdMXweyw193pOo+NgDOdk2n4Tj7N3vPBMhBAUi8fgH+Co2 eyLg3aJNIQcH0QvOls/Hcw== 0001011438-08-000640.txt : 20081114 0001011438-08-000640.hdr.sgml : 20081114 20081114160538 ACCESSION NUMBER: 0001011438-08-000640 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 081191320 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 form_13f-soros.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York November 14, 2008 - ------------------------ -------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 105 ------------------ Form 13F Information Table Value Total: $3,837,750 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------- ------------------------- ------------------ 1. 028-10418 George Soros
Soros Fund Management LLC Form 13F Information Table Quarter ended September 30, 2008 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC COM 00206R102 $2,373 85,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV AGERE SYS INC 6.5%09 00845VAA8 $78,786 78,006,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALCATEL-LUCENT SPONSORED ADR 013904305 $192 50,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ALLOS THERAPEUTICS INC COM 019777101 $4,530 611,353 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AMAZON COM INC COM 023135106 $437 6,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT CV AMDOCS LTD 0.5% 24 02342TAD1 $1,943 2,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ANHEUSER BUSCH COS INC COM 035229103 $13,032 200,862 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ARCH COAL INC COM 039380100 $94,641 2,877,486 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT CV AUDIOCODES LTD 2%24 050732AB2 $112,153 117,746,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ AUXILIUM PHARMACEUTICALS INC COM 05334D107 $33,734 1,041,180 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION COM 060505104 $4,130 118,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BANK OF NEW YORK MELLON CORP COM 064058100 $1,857 57,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $20,513 547,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BIGBAND NETWORKS INC COM 089750509 $637 172,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM 096227301 $11,518 4,860,115 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ BUFFALO WILD WINGS INC COM 119848109 $18,751 465,973 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CME GROUP INC COM 12572Q105 $2,972 8,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CSG SYS INTL INC COM 126349109 $1,753 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 $974 48,804 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CADENCE DESIGN SYSTEM INC COM 127387108 $1,994 295,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COM 143130102 $700 50,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COM 143130102 $3,920 280,000 SH PUT X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CENTENNIAL COMMUNCTNS CORP NEW CL A NEW 15133V208 $3,111 498,546 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORP COM 165167107 $20,763 579,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP COM NEW 171779309 $504 50,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CITI TRENDS INC COM 17306X102 $14,965 918,671 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CLEAN ENERGY FUELS CORP COM 184499101 $797 56,306 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COLLECTIVE BRANDS INC COM 19421W100 $3,516 192,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA SIDERURGICA SPONSORED NACION ADR 20440W105 $3,391 159,489 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED COMPNIA VALE DO RIO DOCE ADR 204412209 $9,384 490,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 $125,104 1,707,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 $38,257 833,658 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT CV CYMER INC 3.5%09 232572AE7 $18,120 18,303,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DIGIRAD CORP COM 253827109 $540 473,652 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT CV DIGITAL RIV INC 1.25%24 25388BAB0 $13,808 14,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP INC COM 26138E109 $2,939 111,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR CORP CL A 278768106 $615 25,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EMULEX CORP COM NEW 292475209 $22,905 2,146,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ENTERGY CORP NEW COM 29364G103 $2,759 31,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ EXTREME NETWORKS INC COM 30226D106 $576 170,799 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY NATL INFORMATION SVCS COM 31620M106 $3,247 175,891 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ GATX COR COM 361448103 $874 22,100 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL GROWTH PPPTYS IN COM 370021107 $2,173 143,900 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC COM 38141G104 $1,638 12,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HSN INC COM 404303109 $1,601 145,400 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 $171,218 2,085,988 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ ITT CORP NEW COM 450911102 $222 4,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL RECTIFIER CORP COM 460254105 $18,938 995,666 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTERNET BRANDS INC COM CLASS A 460608102 $2,211 317,258 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ INTERSIL CORP CL A 46069S109 $2,073 125,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ DJ US REAL ISHARES TR EST 464287739 $80,535 1,300,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ JETBLUE AWYS CORP COM 477143101 $22,735 4,593,030 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ KIMCO REALTY CORP COM 49446R109 $2,054 55,600 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB CV NT LSI CORPORATION 4%10 502161AJ1 $96,226 98,190,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LATTICE SEMICONDUCTOR CORP COM 518415104 $16,906 8,206,866 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LENDER PROCESSING SVCS INC COM 52602E102 $1,831 60,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR CV LINEAR TECHNOLOGY CORP 3.125%27 535678AD8 $5,490 6,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ LORILLARD INC COM 544147101 $1,423 20,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT MACROVISION CORP CV2.625%11 555904AB7 $37,736 46,160,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MACROVISION SOLUTIONS CORP COM 55611C108 $3 171 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MAP PHARMACEUTICALS INC COM 56509R108 $41,251 4,076,169 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MASTERCARD INC CL A 57636Q104 $709 4,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV MCDATA CORP 2.25%10 580031AD4 $73,270 79,211,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MEDIVATION INC COM 58501N101 $265 10,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MERCURY COMPUTER SYS COM 589378108 $9,018 1,013,241 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT CV MERCURY COMPUTER SYS 2%24 589378AB4 $116,456 119,688,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $2,109 79,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC COM 595112103 $203 50,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NII HLDGS INC CL B NEW 62913F201 $2,470 65,145 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ OMX GROUP INC COM 631103108 $2,195 71,800 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR DB CV NOVELL INC 0.5%24 670006AC9 $77,143 80,778,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PAETEC HOLDING CORP COM 695459107 $215 100,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SA SPONSORED PETROBR ADR 71654V408 $930,740 21,177,237 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SA SPONSORED PETROBR ADR 71654V408 $32,963 750,000 SH CALL X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP SASK INC COM 73755L107 $441,049 3,341,027 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $77,820 2,000,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT CV RF MICRODEVICES INC 1.5%10 749941AE0 $124,471 146,437,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUB NT RF MICRODEVICES INC CV0.75%12 749941AG5 $95,736 132,865,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RADISYS CORP COM 750459109 $318 37,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR NT RADISYS CORP CV1.375%23 750459AD1 $19,864 20,039,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR DEB CV RED HAT INC 0.5%24 756577AB8 $55,194 56,035,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ REPLIDYNE INC COM 76028W107 $1,800 1,487,808 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ SHARED- SHARED- OTHER ISSUER CLASS NUMBER (IN THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MNGRS** SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ RESEARCH IN MOTION LTD COM 760975102 $110,018 1,610,810 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 $42,559 545,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORP COM SER 1 852061100 $488 80,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC COM 867229106 $21,196 503,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SUNTRUST BKS IN COM 867914103 $2,722 60,500 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ CONT SB NT SYMMETRICOM INC CV 25 871543AB0 $37,218 45,410,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TW TELECOM INC COM 87311L104 $312 30,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SR DB CV TECH DATA CORP 2.75%26 878237AE6 $13,600 16,000,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TEKELEC COM 879101103 $979 70,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TERADATA CORP DEL COM 88076W103 $2,145 110,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TICKETMASTER COM 88633P302 $1,370 127,691 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER CABLE INC CL A 88732J108 $331 13,695 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ UNIBANCO-UNIAO DE BANCOS GDR REP BRASL PFD UT 90458E107 $6,282 62,250 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ SB NT VEECO INSTRS INC DEL CV4.125%08 922417AB6 $4,545 4,545,000 PRN X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC COM 92343V104 $1,284 40,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WAL MART STORES INC COM 931142103 $227,096 3,791,890 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WHITING PETE CORP NEW COM 966387102 $26,367 370,017 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ WIND RIVER SYSTEMS INC COM 973149107 $32,210 3,221,031 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ FRONTLINE LTD SHS G3682E127 $10,532 219,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 $1,264 55,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ RADWARE LTD ORD M81873107 $657 78,877 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SHIP LEASE INC NEW SHS A Y27183105 $23,888 3,750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ *W / EXP GLOBAL SHIP LEASE INC NEW 08/24/2010 Y27183113 $2,700 3,750,000 SH X 1 X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $3,837,750 (in thousands)
The following investment managers that are required to file a report pursuant Section 13 (f) of the Securities and Exchange Act of 1934 ("Section 13 (f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager, and certain limited partnerships in which such accounts are directly or indirectly partners, and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-12212 Discovery Capital Management, LLC 028-11106 EAC Management LP 028-11486 Horseman Capital Management Ltd. 028-12186 Lloyd George Management (BVI) Ltd. 028-06256 Martin Currie Investment Management Ltd. 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-05369 Sirios Capital Management, L.P. ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----