-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZ8hBXbcqNvrFkRBy7q5KhTH8x1a53TOBwBjd7CfV7EmzOvOsUSI0EZyPwbiyBaZ zDFP5Vh/qaj8Vj+dGdRDdg== 0000919574-08-007912.txt : 20081114 0000919574-08-007912.hdr.sgml : 20081114 20081113181559 ACCESSION NUMBER: 0000919574-08-007912 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 081186435 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d934957_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: $2,511,182 (in thousands) List of Other Included Managers: No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. September 30, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- 3M CO COM 88579Y101 17,078 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 5,720 1,894,004 SHS SHARED-OTHER 1,2,3 1,894,004 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 3,078 81,000 SHS SHARED-OTHER 1,2,3 81,000 0 0 ADTRAN INC COM 00738A106 12,350 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 AK STL HLDG CORP COM 001547108 3,240 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 38,478 2,210,100 SHS SHARED-OTHER 1,2,3 2,210,100 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 5,143 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 AMBAC FINL GROUP INC COM 023139108 1,398 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 AMERICAN INTL GROUP INC COM 026874107 6,660 2,000,000 SHS SHARED-OTHER 1,2,3 2,000,000 0 0 AMGEN INC COM 031162100 59,170 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 AMKOR TECHNOLOGY INC COM 031652100 3,268 200,000 CALL SHARED-OTHER 1,2,3 200,000 0 0 ANHEUSER BUSCH COS INC COM 035229103 26,250 404,600 SHS SHARED-OTHER 1,2,3 404,600 0 0 ARUBA NETWORKS INC COM 043176106 1,539 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 AVON PRODS INC COM 054303102 9,865 237,300 SHS SHARED-OTHER 1,2,3 237,300 0 0 BAIDU COM INC SPON ADR REP A 056752108 6,206 25,000 SHS SHARED-OTHER 1,2,3 25,000 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 6,516 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 BB&T CORP COM 054937107 6,768 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 39,735 1,500,000 SHS SHARED-OTHER 1,2,3 1,500,000 0 0 BUNGE LIMITED COM G16962105 15,617 247,187 SHS SHARED-OTHER 1,2,3 247,187 0 0 CANADIAN SOLAR INC COM 136635109 7,015 361,400 SHS SHARED-OTHER 1,2,3 361,400 0 0 CAPITAL ONE FINL CORP COM 14040H105 15,300 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 CEPHALON INC COM 156708109 69,723 900,000 SHS SHARED-OTHER 1,2,3 900,000 0 0 CERAGON NETWORKS LTD ORD M22013102 1,082 146,405 SHS SHARED-OTHER 1,2,3 146,405 0 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 2,920 4,000,000 SHS SHARED-OTHER 1,2,3 4,000,000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 40,799 1,801,300 SHS SHARED-OTHER 1,2,3 1,801,300 0 0 CHINA FIN ONLINE CO LTD SPONSORED ADR 169379104 4,233 360,280 SHS SHARED-OTHER 1,2,3 360,280 0 0 CISCO SYS INC COM 17275R102 1,500 100,000 PUT SHARED-OTHER 1,2,3 100,000 0 0 CITIZENS REPUBLIC BANCORP IN COM 174420109 14,825 4,736,300 SHS SHARED-OTHER 1,2,3 4,736,300 0 0 COACH INC COM 189754104 31,317 1,250,674 SHS SHARED-OTHER 1,2,3 1,250,674 0 0 COCA COLA CO COM 191216100 84,353 1,595,187 SHS SHARED-OTHER 1,2,3 1,595,187 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 20,556 900,000 SHS SHARED-OTHER 1,2,3 900,000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 52,758 1,800,000 SHS SHARED-OTHER 1,2,3 1,800,000 0 0 COOPER COS INC COM NEW 216648402 67,782 1,950,000 SHS SHARED-OTHER 1,2,3 1,950,000 0 0 COPA HOLDINGS SA CL A P31076105 9,753 300,100 SHS SHARED-OTHER 1,2,3 300,100 0 0 CORN PRODS INTL INC COM 219023108 8,874 274,900 SHS SHARED-OTHER 1,2,3 274,900 0 0 COSTCO WHSL CORP NEW COM 22160K105 25,968 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 DEPOMED INC COM 249908104 5,633 1,539,054 SHS SHARED-OTHER 1,2,3 1,539,054 0 0 DEVRY INC DEL COM 251893103 1,684 34,000 SHS SHARED-OTHER 1,2,3 34,000 0 0 DIGITALFX INTL INC COM 25389E107 424 1,696,429 SHS SHARED-OTHER 1,2,3 1,696,429 0 0 DURECT CORP COM 266605104 16,770 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 EMCORE CORP COM 290846104 18,947 3,880,387 SHS SHARED-OTHER 1,2,3 3,880,387 0 0 ENZON PHARMACEUTICALS INC COM 293904108 10,334 1,402,237 SHS SHARED-OTHER 1,2,3 1,402,237 0 0 FIFTH THIRD BANCORP COM 316773100 6,055 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 FOSTER WHEELER LTD SHS NEW G36535139 12,639 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 GENENTECH INC COM NEW 368710406 5,750 250,000 PUT SHARED-OTHER 1,2,3 250,000 0 0 GENERAL DYNAMICS CORP COM 369550108 5,750 250,000 PUT SHARED-OTHER 1,2,3 250,000 0 0 GENZYME CORP COM 372917104 48,516 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 55,848 1,700,000 CALL SHARED-OTHER 1,2,3 1,700,000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 22,086 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 41,600 325,000 SHS SHARED-OTHER 1,2,3 325,000 0 0 GOOGLE INC CL A 38259P508 6,008 15,000 SHS SHARED-OTHER 1,2,3 15,000 0 0 BLOCK H & R INC COM 093671105 5,847 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 6,612 240,000 SHS SHARED-OTHER 1,2,3 240,000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 2,466 185,395 SHS SHARED-OTHER 1,2,3 185,395 0 0 HAYES LEMMERZ INTL INC COM NEW 420781304 2,448 900,000 SHS SHARED-OTHER 1,2,3 900,000 0 0 HOLOGIC INC COM 436440101 57,570 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 ILLINOIS TOOL WKS INC COM 452308109 3,334 75,000 SHS SHARED-OTHER 1,2,3 75,000 0 0 IMMUNOGEN INC COM 45253H101 4,174 850,000 SHS SHARED-OTHER 1,2,3 850,000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 10,710 3,000,000 SHS SHARED-OTHER 1,2,3 3,000,000 0 0 INTERNET CAP GROUP INC COM NEW 46059C205 9,732 1,200,000 SHS SHARED-OTHER 1,2,3 1,200,000 0 0 INVESCO LTD SHS G491BT108 2,623 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 5,664 70,000 SHS SHARED-OTHER 1,2,3 70,000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 4,200 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 10,650 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 KOHLS CORP COM 500255104 19,563 424,540 SHS SHARED-OTHER 1,2,3 424,540 0 0 LENDER PROCESSING SVCS INC COM 52602E102 9,156 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 60,971 1,900,000 SHS SHARED-OTHER 1,2,3 1,900,000 0 0 LIMELIGHT NETWORKS INC COM 53261M104 2,261 904,224 SHS SHARED-OTHER 1,2,3 904,224 0 0 LINCARE HLDGS INC COM 532791100 59,773 1,985,800 SHS SHARED-OTHER 1,2,3 1,985,800 0 0 LINEAR TECHNOLOGY CORP COM 535678106 2,504 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 LOCKHEED MARTIN CORP COM 539830109 2,548 400,000 PUT SHARED-OTHER 1,2,3 400,000 0 0 LOUISIANA PAC CORP COM 546347105 10,230 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 0 0 LOWES COS INC COM 548661107 19,740 833,282 SHS SHARED-OTHER 1,2,3 833,282 0 0 MACROVISION SOLUTIONS CORP COM 55611C108 38,475 2,500,000 SHS SHARED-OTHER 1,2,3 2,500,000 0 0 MASCO CORP COM 574599106 3,588 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 MASIMO CORP COM 574795100 27,661 742,972 SHS SHARED-OTHER 1,2,3 742,972 0 0 MASSEY ENERGY CORP COM 576206106 7,134 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 13,674 1,025,000 SHS SHARED-OTHER 1,2,3 1,025,000 0 0 MBIA INC COM 55262C100 2,380 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 MCDERMOTT INTL INC COM 580037109 2,555 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 6,523 1,100,000 SHS SHARED-OTHER 1,2,3 1,100,000 0 0 MEDIVATION INC COM 58501N101 23,689 895,966 SHS SHARED-OTHER 1,2,3 895,966 0 0 MEDTRONIC INC COM 585055106 50,100 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 MEMC ELECTR MATLS INC COM 552715104 2,826 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 MONOLITHIC PWR SYS INC COM 609839105 2,609 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 MORGAN STANLEY COM NEW 617446448 57,500 2,500,000 SHS SHARED-OTHER 1,2,3 2,500,000 0 0 MORGAN STANLEY COM NEW 617446448 29,921 3,120,000 CALL SHARED-OTHER 1,2,3 3,120,000 0 0 NATIONAL CITY CORP COM 635405103 19,250 11,000,000 SHS SHARED-OTHER 1,2,3 11,000,000 0 0 NETGEAR INC COM 64111Q104 45,500 2,000,000 PUT SHARED-OTHER 1,2,3 2,000,000 0 0 NEUSTAR INC CL A 64126X201 43,531 2,188,600 SHS SHARED-OTHER 1,2,3 2,188,600 0 0 NORDSTROM INC COM 655664100 14,410 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 NUCOR CORP COM 670346105 5,925 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 NVIDIA CORP COM 67066G104 7,484 198,000 PUT SHARED-OTHER 1,2,3 198,000 0 0 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 7,335 50,000 SHS SHARED-OTHER 1,2,3 50,000 0 0 ON SEMICONDUCTOR CORP COM 682189105 3,380 500,000 SHS SHARED-OTHER 1,2,3 500,000 0 0 OPTIBASE LTD ORD M7524R108 523 425,200 SHS SHARED-OTHER 1,2,3 425,200 0 0 PACKAGING CORP AMER COM 695156109 10,758 464,100 SHS SHARED-OTHER 1,2,3 464,100 0 0 PANACOS PHARMACEUTICALS INC COM 69811Q106 725 2,499,300 SHS SHARED-OTHER 1,2,3 2,499,300 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 7,636 400,000 SHS SHARED-OTHER 1,2,3 400,000 0 0 PEPSICO INC COM 713448108 18,291 256,641 SHS SHARED-OTHER 1,2,3 256,641 0 0 POLARIS INDS INC COM 731068102 11,373 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 POLYCOM INC COM 73172K104 4,284 400,000 PUT SHARED-OTHER 1,2,3 400,000 0 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 5,263 1,250,000 SHS SHARED-OTHER 1,2,3 1,250,000 0 0 PROLOGIS SH BEN INT 743410102 5,159 125,000 SHS SHARED-OTHER 1,2,3 125,000 0 0 QUEST SOFTWARE INC COM 74834T103 72,968 5,750,000 SHS SHARED-OTHER 1,2,3 5,750,000 0 0 RAE SYS INC COM 75061P102 3,545 2,097,600 SHS SHARED-OTHER 1,2,3 2,097,600 0 0 RAMBUS INC DEL COM 750917106 6,132 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 RED HAT INC COM 756577102 11,702 776,500 SHS SHARED-OTHER 1,2,3 776,500 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 9,600 1,000,000 SHS SHARED-OTHER 1,2,3 1,000,000 0 0 RENESOLA LTD SPONS ADS 75971T103 3,672 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 RIVERBED TECHNOLOGY INC COM 768573107 6,425 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 ROCKWELL AUTOMATION INC COM 773903109 11,202 300,000 SHS SHARED-OTHER 1,2,3 300,000 0 0 ROCKWOOD HLDGS INC COM 774415103 29,978 1,168,295 SHS SHARED-OTHER 1,2,3 1,168,295 0 0 SAFEWAY INC COM NEW 786514208 7,737 326,165 SHS SHARED-OTHER 1,2,3 326,165 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 30,290 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 SINA CORP ORD G81477104 3,401 96,300 SHS SHARED-OTHER 1,2,3 96,300 0 0 SMITHFIELD FOODS INC COM 832248108 1,828 115,100 SHS SHARED-OTHER 1,2,3 115,100 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 16,387 650,000 SHS SHARED-OTHER 1,2,3 650,000 0 0 SOLUTIA INC COM NEW 834376501 3,850 275,001 SHS SHARED-OTHER 1,2,3 275,001 0 0 SONOSITE INC COM 83568G104 14,112 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 ST JUDE MED INC COM 790849103 80,457 1,850,000 SHS SHARED-OTHER 1,2,3 1,850,000 0 0 STAPLES INC COM 855030102 29,568 1,314,700 SHS SHARED-OTHER 1,2,3 1,314,700 0 0 STARENT NETWORKS CORP COM 85528P108 2,594 200,000 SHS SHARED-OTHER 1,2,3 200,000 0 0 STEC INC COM 784774101 6,930 900,000 SHS SHARED-OTHER 1,2,3 900,000 0 0 SYSCO CORP COM 871829107 10,319 334,699 SHS SHARED-OTHER 1,2,3 334,699 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 6,939 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 TEXAS INSTRS INC COM 882508104 3,225 150,000 SHS SHARED-OTHER 1,2,3 150,000 0 0 PEPSI BOTTLING GROUP INC COM 713409100 12,321 422,382 SHS SHARED-OTHER 1,2,3 422,382 0 0 TIVO INC COM 888706108 1,830 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0 TRANSOCEAN INC NEW SHS G90073100 19,222 175,000 SHS SHARED-OTHER 1,2,3 175,000 0 0 PROSHARES TR REAL EST PRO 74347R552 17,323 225,000 SHS SHARED-OTHER 1,2,3 225,000 0 0 UNIFI INC COM 904677101 9,528 1,968,600 SHS SHARED-OTHER 1,2,3 1,968,600 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 63,162 600,000 SHS SHARED-OTHER 1,2,3 600,000 0 0 URBAN OUTFITTERS INC COM 917047102 13,541 425,000 SHS SHARED-OTHER 1,2,3 425,000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 3,030 100,000 SHS SHARED-OTHER 1,2,3 100,000 0 0 VISION-SCIENCES INC DEL COM 927912105 5,556 1,392,508 SHS SHARED-OTHER 1,2,3 1,392,508 0 0 VMWARE INC CL A COM 928563402 25,308 950,000 SHS SHARED-OTHER 1,2,3 950,000 0 0 WAL MART STORES INC COM 931142103 74,264 1,240,000 SHS SHARED-OTHER 1,2,3 1,240,000 0 0 WEATHERFORD INTERNATIONAL LT COM G95089101 4,173 165,978 SHS SHARED-OTHER 1,2,3 165,978 0 0 WEYERHAEUSER CO COM 962166104 27,261 450,000 SHS SHARED-OTHER 1,2,3 450,000 0 0 WEYERHAEUSER CO COM 962166104 54,835 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 WILLIAMS COS INC DEL COM 969457100 21,285 900,000 SHS SHARED-OTHER 1,2,3 900,000 0 0 YRC WORLDWIDE INC COM 984249102 4,186 350,000 SHS SHARED-OTHER 1,2,3 350,000 0 0 ZHONE TECHNOLOGIES INC NEW COM 98950P108 99 523,255 SHS SHARED-OTHER 1,2,3 523,255 0 0 ZOLTEK COS INC COM 98975W104 4,278 250,000 SHS SHARED-OTHER 1,2,3 250,000 0 0
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