-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Axwt8B/5OjUpdS7lZt8vy4BtNmUOw0egtgGs1vegsOxeQ2mVNzTREk884BsFipo8 sYpCht3gBxDnWfV08TjKrQ== 0000921530-01-500031.txt : 20010516 0000921530-01-500031.hdr.sgml : 20010516 ACCESSION NUMBER: 0000921530-01-500031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06420 FILM NUMBER: 1639305 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 soros13f.txt ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:...............24.7 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number:_________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, NY 10106 Form 13F File Number: 28-6420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /S/ RICHARD D. HOLAHAN, JR. - --------------------------------- [Signature] New York, New York - --------------------------------- [City, State] May 15, 2000 - --------------------------------- [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $2,380,133 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state "NONE" and omit the column headings and list entries. NONE
Investment Discretion Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP JR SBDB CV4.5%05 00130HAN5 $ 9,408 5,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AETHER SYS INC SUB NT CV 6%05 00808VAA3 $ 1,960 4,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AFFYMETRIX INC COM 00826T108 $ 1,113 40,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AGILE SOFTWARE CORP DEL COM 00846X105 $ 2,176 197,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALPHARMA INC SR SB NT CV 3%06 020813AD3 $ 2,350 2,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALZA CORP DEL COM 022615108 $ 45,664 1,127,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALZA CORP DEL SUB LYON ZERO 14 022615AC2 $ 13,544 12,800,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALZA CORP DEL COM 022615108 $ 5,670 140,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN FINL GROUP INC OHIO COM 025932104 482 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN GENERAL CORP COM 026351106 $ 2,295 60,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN GENERAL CORP COM 026351106 $ 3,634 95,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN PWR CONVER- SION CORP COM 029066107 258 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP NT CV 2.25%09 029912AD4 $ 10,043 13,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP NT CV 144A 5%10 029912AE2 $ 3,963 5,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES INC SB NT CV 144A 05 032654AC9 $ 57,118 64,815,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 $ 14,981 17,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ANNTAYLOR STORES CORP GTD SB DB CV 19 036115AC7 $ 17,600 35,601,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AOL TIME WARNER INC COM 00184A105 $ 3,365 83,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP ACES C DP 1/50 037411600 $ 3,689 75,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER MINES LTD ORD G04074103 $ 27,104 3,405,071 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ APPLERA CORP COM CE GEN GRP 038020202 $ 2,005 65,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ APRIA HEALTHCARE GROUP INC COM 037933108 $ 1,209 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ARACRUZ CELULOSE S A SPON ADR CL B 038496204 $ 408 30,900 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AREL COMMUNICATIONS & SOFTWARE COM M14925107 $ 1,422 722,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ARROW ELECTRS INC COM 042735100 $ 8,486 375,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AT&T CORP COM 001957109 $ 1,361 63,900 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AT&T CORP COM LIB GRP A 001957208 $ 2,100 150,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AVAX TECHNOLOGIES INC COM PAR $0.004 053495305 $ 77 98,876 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AVIGEN INC COM 053690103 $ 741 60,753 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AVIRON COM 053762100 $ 1,351 32,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AVNET INC COM 053807103 $ 9,891 482,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AXCAN PHARMA INC COM 054923107 $ 23,438 2,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BARRETT RES CORP COM PAR $0.01 068480201 $ 601 10,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BECTON DICKINSON & CO COM 075887109 $ 1,077 30,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BERGEN BRUNSWIG CORP CL A 083739102 $ 1,328 80,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY INC COM 086516101 $ 1,798 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ BIOCHEM PHARMA INC COM 09058T108 $ 6,910 227,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ BISYS GROUP INC SB NT CV 144A 06 055472AA2 $ 4,928 4,750,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BJ SVCS CO COM 055482103 $ 16,394 230,258 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BLACK HILLS CORP COM 092113109 $ 585 12,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BLUEFLY INC COM 096227103 $ 5,173 4,138,084 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BOEING CO COM 097023105 $ 2,786 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BOSTON SCIENTIFIC CORP COM 101137107 $ 5,045 250,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CABOT CORP COM 127055101 $ 1,758 55,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH INC COM 14149Y108 $ 2,651 27,400 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ C-CUBE MICROSYSTEMS INC NEW COM 12501N108 $ 1,789 145,300 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CENDANT CORP COM 151313103 $ 4,362 299,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CIENA CORP NT CONV 3.75%08 171779AA9 $ 2,691 3,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC CL A 125577106 $108,589 3,760,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC CL A 125577106 $ 6,902 239,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CITRIX SYS INC SB DB CV ZRO 19 177376AB6 $ 840 2,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COCA-COLA FEMSA S A DE C V SPON ADR REP L 191241108 $ 2,026 105,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COLLAGENEX PHARMACEUTICALS, INC. COM 19419B100 $ 6,000 1,200,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ COMMSCOPE INC COM 203372107 $ 340 20,400 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA DE TELE- COMUNICS CHILE SPON ADR NEW 204449300 $ 207 15,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CONTINUCARE CORP COM 212172100 $ 675 2,250,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COOPER CAMERON CORP COM 216640102 $ 7,642 141,523 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CROSSWORLDS SOFTWARE INC COM 22769P109 $ 4,546 1,321,586 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 532 30,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP SUB NT CV 4%05 232806AE9 $ 6,650 8,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP SB NT CV 3.75%05 232806AF6 $ 14,130 18,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 7,624 430,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DELHAIZE AMER INC CL A 246688105 $ 5,884 287,750 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DELL COMPUTER CORP COM 247025109 $ 5,138 200,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW SRDBCV ZRO144A20 25179MAC7 $ 5,895 12,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE DRIL- LING INC COM 25271C102 $ 5,116 130,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DIAMOND OFFSHORE DRIL- LING INC SB NT CV 3.75%07 25271CAA0 $ 6,887 6,725,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DIGITAL IS INC DEL SUB NT CV 6%05 25385NAA9 $ 3,279 11,580,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DILLARDS INC CL A 254067101 $ 2,194 100,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DIME BANCORP INC NEW WT EXP 000002 25429Q110 $ 12 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ DOLLAR GEN CORP COM 256669102 $ 5,110 250,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORP CORP UNITS 264399585 $ 10,940 400,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DURATEK INC COM 26658Q102 $ 536 182,273 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK CO COM 277461109 $ 2,760 69,200 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EFFICIENT NETWORKS INC SB NT CV 5%05 282056AB6 $ 13,789 14,091,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EMAGIN CORP COM 29076N107 $ 434 173,566 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EMBRATEL PARTICIPACOES S A SPON ADR PFD 29081N100 $ 1,256 135,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EMPRESA NACIONAL DE ELCTRCIDAD SPONSORED ADR 29244T101 $ 115 10,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ENGELHARD CORP COM 292845104 $ 1,293 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ENSCO INTL INC COM 26874Q100 $ 16,433 469,503 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ERICSSON L M TEL CO ADR CL B SEK10 294821400 $ 2,517 450,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EXPRESS SCRIPTS AUTO EXCH SEC TRACES 302181201 $ 4,141 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ F & M NATL CORP COM 302374103 $ 381 10,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ FAIRFIELD CMNTYS INC COM PAR $0.01 304231301 $ 311 19,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COM 31428X106 $ 16,105 386,400 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELEC CO COM 369604103 $ 3,453 82,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MTRS CORP CL H NEW 370442832 $ 293 15,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES INC COM 375558103 $ 1,950 60,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ GILLETTE CO COM 375766102 $ 471 15,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL CROSSING LTD PFD CV 6.375% G3921A126 $ 1,087 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL MARINE INC COM 379352404 $ 8,479 331,212 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GOLDEN TELECOM INC COM 38122G107 $ 1,930 195,333 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH B F CO COM 382388106 $ 2,256 58,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GOODRICH B F CO COM 382388106 $ 37,108 967,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GREY WOLF INC COM 397888108 $ 650 100,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 $ 10,827 294,603 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HANCOCK JOHN FINL SVCS INC COM 41014S106 $ 1,923 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HARCOURT GEN INC COM 41163G101 $ 5,673 101,900 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HCA-HEALTHCARE CO COM 404119109 $ 5,074 126,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOM ORGANIZATN SA SPONSORED ADR 423325307 $ 198 30,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORP COM 432848109 $ 4,389 420,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HOMELAND HLDG CORP NEW COM 43739T104 $ 173 640,541 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INTL INC COM 438516106 $ 6,936 170,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ HUMAN GENOME SCIENCES INC COM 444903108 $ 1,840 40,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ I2 TECHNOLOGIES INC SUBNTCV 144A 06 465754AD1 $ 3,959 5,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ IBP INC COM 449223106 $ 369 22,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ IBP INC COM 449223106 $ 3,431 209,200 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ IMRGLOBAL CORPORATION COM 45321W106 $ 1,488 264,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ INTEGRA LIFESCIENCES HLDGS CP COM NEW 457985208 $ 2,453 180,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ INTEGRATED DEVICE TECHNOLOGY COM 458118106 $ 9,407 317,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ INTERMEDIA COMMUNICA- TIONS INC COM 458801107 $ 9,791 563,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ INTERMEDIA COMMUNICA- TIONS INC COM 458801107 $ 5,517 317,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ INTUIT COM 461202103 $ 2,081 75,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ J P MORGAN CHASE & CO COM 46625H100 $ 2,245 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ JEFFERSON PILOT CORP COM 475070108 $ 1,697 25,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON CTLS INC COM 478366107 $ 10,762 172,300 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ JOS A BANK CLOTHIERS INC COM 480838101 $ 3,544 616,401 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 $ 28,261 39,116,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ KNIGHT RIDDER INC COM 499040103 $ 12,574 234,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LAMAR ADVERTISING CO NT CV 5.25%06 512815AF8 $ 3,045 3,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LANOPTICS LTD ORD M6706C103 $ 4,433 716,485 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LATTICE SEMICONDUCTOR CORP SUB NT CV4.75%06 518415AC8 $ 11,045 9,950,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LINCOLN NATL CORP IND COM 534187109 $ 2,124 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ LITTON INDS INC COM 538021106 $ 1,607 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LIZ CLAIBORNE INC COM 539320101 $ 6,234 132,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LSI LOGIC CORP SB NT CV 4.25%04 502161AD4 $ 13,283 11,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LUCENT TECHNOLOGIES INC COM 549463107 $ 281 28,205 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MAGNA INTL INC CL A 559222401 $ 12,957 280,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MANDALAY RESORT GROUP COM 562567107 $ 11,834 592,600 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MANOR CARE INC NEW COM 564055101 $ 1,218 59,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC COM 577081102 $ 3,069 173,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MCKESSON HBOC INC COM 58155Q103 $ 3,659 136,800 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MCLEODUSA INC CL A 582266102 $ 866 100,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MCN ENERGY GROUP INC COM 55267J100 $ 52,348 2,029,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MCN ENERGY GROUP INC COM 55267J100 $ 3,564 138,150 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MEDICALOGIC/MEDSCAPE INC COM 584642102 $ 2,400 1,568,421 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MERCURY INTERACTIVE CORP SB NT CV 144A 07 589405AA7 $ 2,953 4,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MERRILL LYNCH & CO INC COM 590188108 $ 831 15,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MGM MIRAGE COM 552953101 $ 904 36,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MGM MIRAGE COM 552953101 $ 26,699 1,063,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 $ 930 17,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ MICROTUNE INC DEL COM 59514P109 $ 20,661 2,644,660 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MIRANT TR I PFD CV SER A 60467Q102 $ 14,804 200,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NABORS INDS INC COM 629568106 $ 21,011 405,308 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ 100 TR UNIT SER 1 631100104 $ 610,740 15,600,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL COMMUNICATIONS INC CL A 65332V103 $ 1,797 125,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NEXUS TELOCATION SYS LTD ORD M74919107 $ 5,409 2,885,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NOBLE DRILLING CORP COM 655042109 $ 13,591 294,437 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NOKIA CORP SPONSORED ADR 654902204 $ 842 35,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC CORP UNITS 629377201 $ 1,631 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ OPEN JT STK CO-VIMPEL COMMUNIC SPONSORED ADR 68370R109 $ 2,159 174,935 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ORTEC INTL INC COM 68749B108 $ 5,688 722,328 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 $ 2,314 56,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PHARMACIA CORP ADJ CONVR RATE 71713U201 $ 886 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS COS INC COM 718154107 $ 2,373 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PLUM CREEK TIMBER CO INC COM 729251108 $ 2,621 108,300 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ POWERTEL INC COM 73936C109 $ 14,265 259,367 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ POWERTEL INC COM 73936C109 $ 3,934 71,532 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ PRAECIS PHARMACEUT- ICALS INC COM 739421105 $ 38,729 1,942,514 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PRIDE INTL INC SB DB CV ZRO 18 741932AB3 $ 6,453 14,350,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PSINET INC PFD C CV 6 3/4 74437C309 $ 10 158,670 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ QUANTA SVCS INC COM 74762E102 $ 9,162 410,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ QUEST DIAGNOSTICS INC COM 74834L100 $ 7,110 80,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ RATIONAL SOFTWARE CORP SUB NT CV 144A07 75409PAA1 $ 17,556 20,900,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ RATIONAL SOFTWARE CORP SUB NT CONV 5%07 75409PAC7 $ 7,980 9,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ RCN CORPORATION COM 749361101 $ 1,466 243,186 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ READ-RITE CORP COM 755246105 $ 829 100,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL INTL CORP NEW COM 773903109 $ 19,665 541,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ROGERS COMMUNICATIONS INC DB CONV 2.00%05 775109AE1 $ 20,790 28,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ROWAN COS INC COM 779382100 $ 11,113 404,124 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SANMINA CORP SB DB CV ZERO 20 800907AD9 $ 3,809 11,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING PLOUGH CORP COM 806605101 $ 13,151 360,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 $ 12,929 224,415 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC SUB DB CONV 7%05 817315AH7 $ 5,408 7,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC SB DB CV 144A 07 817315AJ3 $ 4,575 7,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC SB DEB CONV 5%07 817315AL8 $ 3,660 6,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SHIRE PHARMACEUTICALS GRP PLC SPONSORED ADR 82481R106 $ 424 9,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SILICON VY GROUP INC COM 827066101 $ 8,498 309,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SMITH INTL INC COM 832110100 $ 2,386 33,985 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SODEXHO MARRIOTT SVCS INC COM 833793102 $ 3,718 128,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SOLECTRON CORP SR LYON ZERO 20 834182AK3 $ 43,895 88,450,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP COM FON GROUP 852061100 $ 440 20,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SPX CORP LYON ZERO 144A21 784635AC8 $ 6,050 11,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ STANCORP FINL GROUP INC COM 852891100 $ 3,579 85,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ STERIS CORP COM 859152100 $ 705 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SUIZA FOODS CORP COM 865077101 $ 5,675 118,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SUNGLASS HUT INTL INC COM 86736F106 $ 3,448 301,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SYKES ENTERPRISES INC COM 871237103 $ 862 157,600 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TALK CITY INC COM 874263106 $ 150 789,286 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TELEFONOS DE MEXICO S A SR DB CV 4.25%04 879403AD5 $ 12,051 10,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TELEMIG CELULAR PART S A SPON ADR PFD 87944E105 $ 949 23,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORP COM 88033G100 $ 5,236 119,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TEXACO INC COM 881694103 $ 53,791 810,100 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TEXACO INC COM 881694103 $ 8,014 120,700 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TOSCO CORP COM NEW 891490302 $ 2,694 63,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP DEL COM 89376R109 $ 102,328 5,315,760 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN SEDCO FOREX INC. ORD G90078109 $ 7,125 164,350 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRANSWITCH CORP NT CONV 4.5%05 894065AB7 $ 3,341 5,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRICON GLOBAL RESTAU- RANTS COM 895953107 $ 1,910 50,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRIQUINT SEMICONDUC- TOR INC SB NT CV 144A 07 89674KAA1 $ 923 1,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRUE NORTH COMMUNICA- TIONS INC COM 897844106 $ 1,133 30,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 $ 1,462 133,500 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTL LTD NEW LYON ZERO 20 902124AC0 $ 48,804 66,400,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ UNITED DOMINION INDS LTD COM 909914103 $ 544 25,900 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORP COM 913017109 $ 1,833 25,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ UNUMPROVIDENT CORP COM 91529Y106 $ 1,169 40,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ VARCO INTL INC DEL COM 922122106 $ 2,086 101,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Issuer Title of Class Cusip Number Fair Market Shares or Sole Shared Shared Sole Shared None Value (in Principal Instr.V -Other thousands) Amount - ------------------------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTI- CALS INC SB NT CV 144A 07 92532FAC4 $ 4,241 6,000,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ VOICESTREAM WIRELESS CORP COM 928615103 $ 86,614 937,636 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ VOICESTREAM WIRELESS CORP COM 928615103 $ 20,060 217,157 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ VOTORANTIM CELULOSE E PAPEL SA SPONSORED ADR 92906P106 $ 436 35,600 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON MUT INC COM 939322103 $ 2,190 40,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WASTE MGMT INC DEL COM 94106L109 $ 741 30,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTL INC SD CV ZRO 144A20 947074AA8 $ 1,588 2,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WEATHERFORD INTL INC SR DB CV ZERO 20 947074AB6 $ 7,938 12,500,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WESTWOOD ONE INC COM 961815107 $ 12,551 545,200 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WILLAMETTE INDS INC COM 969133107 $ 1,348 29,300 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 $ 20,882 21,040,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WORLDCOM INC GA NEW COM 98157D106 $ 2,616 140,000 X X - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Number of Data Records:219 $2,380,133 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 exercise investment discretion with respect to certain securities held in accounts managed by Soros Fund Management LLC and such managers will report such positions on their reports: 28-6151 Bessent Capital Management LLC 28-6081 Bradford Capital LLC 28-6432 Cambridge Investments Ltd. 28-5611 CastleRock Asset Management, Inc. 28-4298 Everest Capital Limited 28-5143 High Rock Asset Management LLC 28-6297 Intrepid Capital Management LLC 28-5321 JLF Asset Management, LLC 28-5227 JL Advisors L.L.C. 28-5499 NWI Management LLC 28-6301 Origin Capital Management LLC 28-5307 Satellite Fund Management LLC 28-6099 Seminole Management Company, Inc. 28-5367 Sirios Capital, L.L.C. 28-5389 SLS Management, LLC 28-7816 Wyper Partners LLC -----END PRIVACY-ENHANCED MESSAGE-----